French Mutual Fund EDMOND DE ROTHSCHILD GOLDSPHERE

Transcription

1 French Mutual Fund EDMOND DE ROTHSCHILD GOLDSPHERE HALF-YEARLY STATEMENT as at 29 March 2018 Management company: Asset Management (France) Custodian: (France) Statutory auditor: KPMG Audit Asset Management (France) 47 rue du Faubourg Saint-Honoré Paris Cedex 08, France

2 STATEMENT OF ASSETS IN USD Statement of assets details Amount at time of interim report* 26,450, b) Bank balances 1,483, c) Other assets held by the UCI 835, d) Total assets held by the UCI (lines a+b+c) 28,769, e) Liabilities -102, f) Net asset value (lines d+e = net assets of the UCI) 28,666, * The amounts are signed off NUMBER OF UNITS OUTSTANDING AND NET ASSET VALUE PER UNIT GOLDSPHERE I in EUR GOLDSPHERE CR in EUR Unit Type of unit Net assets per unit Number of units outstanding Net asset value per unit C 282, , C 103, , GOLDSPHERE A in USD GOLDSPHERE B in EUR GOLDSPHERE E in EUR GOLDSPHERE R in EUR C 5,964, , C 13,577, , C 1,189, , C 3,306, ,

3 SECURITIES PORTFOLIO ITEMS Securities portfolio items Percentage of net assets * Total percentage of assets ** A) Eligible financial securities and money market instruments admitted to trading on a regulated market, within the meaning of Article L of the French Monetary and Financial Code. And B) Eligible financial securities and money market instruments admitted to trading on another regulated market, that operates regularly, is recognised, open to the public and whose registered offices are located in a Member State of the European Union or in another State party to the agreement on the European Economic Area. C) Eligible financial securities and money market instruments admitted to official listing on a stock exchange in a third country or traded on another market of a third country that is regulated, operates regularly, is recognised and open to the public, provided that this stock exchange or market is not included on a list drawn up by the Autorité des marchés financiers (French Financial Markets Authority AMF) or that the choice of this stock exchange or market is established by law or by the regulations or the articles of association of the undertaking for collective investment in transferable securities. D) Recently issued financial securities referred to in paragraph 4, section I of Article R of the French Monetary and Financial Code. E) Other assets: These are assets referred to in section II of Article R of the French Monetary and Financial Code * Please refer to f) of the statement of assets ** Please refer to d) of the statement of assets 3

4 BREAKDOWN OF ASSETS A), B), C), D) OF THE SECURITIES PORTFOLIO, BY CURRENCY Percentage of Total Securities Currency Amount (USD) net assets * percentage of assets ** Australian dollar AUD 1,394, Canadian dollar CAD 19,361, US dollar USD 2,957, Pound sterling GBP 2,737, TOTAL 26,450, * Please refer to f) of the statement of assets ** Please refer to d) of the statement of assets 4

5 BREAKDOWN OF ASSETS A), B), C), D) OF THE SECURITIES PORTFOLIO, BY COUNTRY OF RESIDENCE OF ISSUER Country Percentage of net assets * Total percentage of assets ** Canada United States of America Jersey Australia Cayman Islands United Kingdom Bermuda TOTAL * Please refer to f) of the statement of assets ** Please refer to d) of the statement of assets 5

6 BREAKDOWN OF OTHER ASSETS OF E) OF THE SECURITIES PORTFOLIO, BY TYPE Types of assets Undertakings for collective investment Retail UCITS and AIFs intended for non-professionals and equivalent investors in other countries Other funds intended for non-professionals and equivalent investors in other EU member states Professional investment funds and equivalent funds in other EU member states and listed special purpose vehicles Other professional investment funds and equivalent funds in other EU member states and unlisted special purpose vehicles Other non-european undertakings Other TOTAL * Please refer to f) of the statement of assets ** Please refer to d) of the statement of assets Percentage of net assets * Total percentage of assets ** 6

7 CHANGES IN THE SECURITIES PORTFOLIO DURING THE PERIOD IN USD Securities portfolio items Purchases Changes (amount) Sales A) Eligible financial securities and money market instruments admitted to trading on a regulated market, within the meaning of Article L of the French Monetary and Financial Code. And B) Eligible financial securities and money market instruments admitted to trading on another regulated market, that operates regularly, is recognised, open to the public and whose registered offices are located in a Member State of the European Union or in another State party to the agreement on the European Economic Area. C) Eligible financial securities and money market instruments admitted to official listing on a stock exchange in a third country or traded on another market of a third country that is regulated, operates regularly, is recognised and open to the public, provided that this stock exchange or market is not included on a list drawn up by the Autorité des marchés financiers (French Financial Markets Authority AMF) or that the choice of this stock exchange or market is established by law or by the regulations or the articles of association of the undertaking for collective investment in transferable securities. D) Recently issued financial securities referred to in paragraph 4, section I of Article R of the French Monetary and Financial Code. 441, ,708, ,441, E) Other assets: These are assets referred to in section II of Article R of the French Monetary and Financial Code. GENERAL INFORMATION Custodian: (France) 47 rue du Faubourg Saint-Honoré Paris, France The itemised half-yearly statement is available within eight weeks of the end of the period. It is available on request from the management company: Asset Management (France) 47 rue du Faubourg Saint-Honoré Paris Cedex 08, France 7

8 SECURITIES FINANCING TRANSACTION REGULATION ( SFTR ) During the year, the UCI was not involved in transactions subject to Regulation (EU) 2015/2365 on the transparency of securities financing transactions and of reuse ( SFTR Regulation ). 8

9 SECURITIES PORTFOLIO AT 29/03/2018 IN USD Security name Currency Quantity or nominal amount Current value % Net assets Equities and equivalent securities Equities and equivalent securities traded on a regulated or equivalent market AUSTRALIA EVOLUTION MINING LTD AUD 217, , NEWCREST MINING LTD AUD 38, , REGIS RESOURCES AUD 92, , TOTAL AUSTRALIA 1,394, BERMUDA CONTINENTAL GOLD LTD CAD 152, , TOTAL BERMUDA 417, CANADA AGNICO EAGLE MINES CAD 63,000 2,648, ALACER GOLD CAD 357, , ALAMOS GOLD INC CAD 60, , BARRICK GOLD CORP COM NPV CAD 83,000 1,033, B2GOLD CORP. CAD 420,000 1,149, DETOUR GOLD CAD 64, , EQUINOX GOLD - REGISTERED SHARE CAD 534, , FRANCO-NEVADA CORP CAD 10, , GOLD CAD 193,000 2,663, KINROSS GOLD CORPORATION CAD 341,000 1,346, KIRKLAND LK GLG REG CAD 39, , MAG SILVER CAD 27, , NIGHTHAWK GOLD CORP CAD 630, , OCEANAGOLD CAD 294, , OSISKO MINING CORP CAD 170, , PRETIUM RESOURCES CAD 80, , ROXGOLD INC CAD 640, , SABINA GOLD SILVER CAD 170, , SEMAFO INC CAD 440,000 1,266, TAHOE RESOURCES CAD 70, , TMAC RESOURCES INC CAD 55, , TOREX GOLD RES CAD 32, , YAMANA GOLD CAD 195, , TOTAL CANADA 17,745, UNITED STATES OF AMERICA NEWMONT MINING USD 68,000 2,656,

10 SECURITIES PORTFOLIO AT 29/03/2018 IN USD (continued) Security name Currency Quantity or nominal amount Current value % Net assets ROYAL GOLD INC USD 3, , TOTAL UNITED STATES OF AMERICA 2,957, CAYMAN ISLANDS ENDEAVOUR MINING CORP CAD 65,000 1,198, TOTAL CAYMAN ISLANDS 1,198, JERSEY RANDGOLD RESOURCES GBP 28,000 2,310, TOTAL JERSEY 2,310, UNITED KINGDOM FRESNILLO PLC GBP 24, , TOTAL UNITED KINGDOM 427, TOTAL Equities and equivalent securities traded on regulated or equivalent markets 26,450, TOTAL Equities and equivalent securities 26,450, Receivables 835, Payables -102, Financial accounts 1,483, Net assets 28,666,