Subsequent Years Distribution* Initial

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1 ¹A premium occurs when an underlying fund s market price is higher than its, and a discount occurs when an underlying fund s market price is lower than its. CUSIPs Fee CUSIPs Ticker Income Target Global Dividend Leaders, 2nd Qtr 2018 $ $ $ $ D 389 (c) 397 (r) 30307D 405 (c) 413 (r) FNRTAX Global Target 15, 2nd Qtr 2018 $ $ $ $ D 181 (c) 199 (r) 30307D 207 (c) 215 (r) FEBPUX Richard Bernstein Advisors Global Dividend Kings, 26 $ $ $ $ G 382 (c) 390 (r) 30307G 408 (c) 416 (r) FVGTMX Sabrient Dividend, 23 $ $ $ $ C 182 (c) 190 (r) 30308C 208 (c) 216 (r) FQBCAX Sabrient Dividend Opportunity, 1 $ $ $ $ C 141 (c) 158 (r) 30308C 166 (c) 174 (r) FRZWLX Target Diversified Dividend, 2nd Qtr 2018 $ $ $ $ D 306 (c) 314 (r) 30307D 322 (c) 330 (r) FOADWX REIT Growth & Income Select, 45 $ $ $ $ E 361 (c) 379 (r) 30307E 387 (c) 395 (r) FTLQBX Deep Value Dividend, 19 $ $ $ $ C 547 (c) 554 (r) 30308C 562 (c) 570 (r) FMKORX Global Deep Value Dividend, 18 $ $ $ $ F 665 (c) 673 (r) 30307F 681 (c) 699 (r) FCYOPX Target Dividend Blend, 2nd Qtr 2018 $ $ $ $ C 688 (c) 696 (r) 30307C 704 (c) 712 (r) FAVMCX Dow Target Dividend, 2nd Qtr 2018 $ $ $ $ D 140 (c) 157 (r) 30307D 165 (c) 173 (r) FTRUAX Deep Value Dividend Opportunity, 4 $ $ $ $ H 380 (c) 398 (r) 30307H 406 (c) 414 (r) FSMCZX International High Dividend, 33 $ $ $ $ F 509 (c) 517 (r) 30307F 525 (c) 533 (r) FZDVRX European Deep Value Dividend, 19 $ $ $ $ H 661 (c) 679 (r) 30307H 687 (c) 695 (r) FHOIKX High Dividend, 36 $ $ $ $ C 505 (c) 513 (r) 30308C 521 (c) 539 (r) FRGEPX Dow Target 5, 2nd Qtr 2018 $ $ $ $ D 108 (c) 116 (r) 30307D 124 (c) 132 (r) FQLJTX High Dividend Opportunity, 4 $ $ $ $ B 507 (c) 515 (r) 30308B 523 (c) 531 (r) FQNVHX Global Dividend, 55 $ $ $ $ D 107 (c) 115 (r) 30308D 123 (c) 131 (r) FEWTHX High Dividend Allocation, 27 $ $ $ $ E 320 (c) 338 (r) 30307E 346 (c) 353 (r) FYTWNX Richard Bernstein Advisors Quality Income, 29 $ $ $ $ G 580 (c) 598 (r) 30307G 606 (c) 614 (r) FBLYGX S&P International Dividend Aristocrats, 2nd Qtr 2018 $ $ $ $ B 622 (c) 630 (r) 30308B 648 (c) 655 (r) FZRDNX Target Diversified Global Allocation, 2nd Qtr 2018 $ $ $ $ C 605 (c) 613 (r) 30307C 621 (c) 639 (r) FKROZX Income Select, 57 $ $ $ $ C 588 (c) 596 (r) 30308C 604 (c) 612 (r) FHDEIX SMid High Dividend, 30 $ $ $ $ D 222 (c) 230 (r) 30308D 248 (c) 255 (r) FDRKAX Income, 60 $ $ $ $ D 305 (c) 313 (r) 30308D 321 (c) 339 (r) FGELUX Income Opportunity, 4 $ $ $ $ C 380 (c) 398 (r) 30308C 406 (c) 414 (r) FLEJCX Dividend Growth, 21 $ $ $ $ E 247 (c) 254 (r) 30307E 262 (c) 270 (r) FBHEOX Utilities Select, 47 $ $ $ $ B 341 (c) 358 (r) 30308B 366 (c) 374 (r) FRABUX Target High Quality Dividend, 2nd Qtr 2018 $ $ $ $ C 720 (c) 738 (r) 30307C 746 (c) 753 (r) FYRGTX S&P Dividend Aristocrats Target 25, 2nd Qtr 2018 $ $ $ $ D 223 (c) 231 (r) 30307D 249 (c) 256 (r) FKTNEX Dividend Strength, 40 $ $ $ $ C 224 (c) 232 (r) 30308C 240 (c) 257 (r) FLENDX Nasdaq Dividend Achievers 25, 11 $ $ $ $ F 526 (c) 534 (r) 30306F 542 (c) 559 (r) FDAERX Dividend Strength Opportunity, 4 $ $ $ $ E 288 (c) 296 (r) 30307E 304 (c) 312 (r) FHSKDX European Target High Quality Dividend, 2nd Qtr 2018 $ $ $ $ C 647 (c) 654 (r) 30307C 662 (c) 670 (r) FTRNLX Diversified Income & Growth, Summer 2018 $ $ $ $ B 267 (c) 275 (r) 30308B 283 (c) 291 (r) FSKVDX Dorsey Wright Relative Strength Dividend, 30 $ $ $ $ E 569 (c) 577 (r) 30307E 585 (c) 593 (r) FCWKMX Brookmont Dividend, 15 $ $ $ $ B 465 (c) 473 (r) 30308B 481 (c) 499 (r) FSRVTX Select DSIP, 2nd Qtr 2018 $ $ $ $ F 186 (c) 194 (r) 30307F 202 (c) 210 (r) FQPLEX Income Dividend Allocation (IDEA), 16 $ $ $ $ H 463 (c) 471 (r) 30307H 489 (c) 497 (r) FTZYNX Technology Dividend, 26 $ $ $ $ V 222 (c) 230 (r) 30308V 248 (c) 255 (r) FBTLMX For more information contact your or visit First Trust Portfolios L.P. For Institutional Use Only Not For Public Distribution 06/11/ /03/16 CUSIPs Fee CUSIPs Closed-End and Income MLP Closed-End, 21 $ $ $ $ % C 265 (c) 273 (r) 30308C 281 (c) 299 (r) 32.1% 32.0% Global Income Closed-End, 59 $ $ $ $ % C 109 (c) 117 (r) 30308C 125 (c) 133 (r) 10.2% 10.3% Closed-End, 48 $ $ $ $ % F 384 (c) 392 (r) 30307F 400 (c) 418 (r) 12.4% 12.6% MLP Closed-End Fund and Energy, 59 $ $ $ $ % H 182 (c) 190 (r) 30307H 208 (c) 216 (r) 16.1% 16.2% Closed-End Opportunity, 1 $ $ $ $ % M 387 (c) 395 (r) 30309M 403 (c) 411 (r) 13.1% 13.2%

2 CUSIPs Fee CUSIPs Closed-End and Income Continued U.S. Closed-End Portfolio, 27 $ $ $ $ % C 661 (c) 679 (r) 30308C 687 (c) 695 (r) 8.9% 8.9% Strategic Dividend Select, 32 $ $ $ $ N/A E 486 (c) 494 (r) 30307E 502 (c) 510 (r) 15.8% 15.8% ¹A premium occurs when an underlying fund s market price is higher than its, and a discount occurs when an underlying fund s market price is lower than its.

3 CUSIPs Fee CUSIPs Ticker Preferred Income Stonebridge Preferred Income, 17 $ $ $ $ E 445 (c) 452 (r) 30307E 460 (c) 478 (r) FLACIX Preferred Income, 94 $ $ $ $ C 183 (c) 191 (r) 30307C 209 (c) 217 (r) FNIRCX ETF Income ETF Growth and Income, April 2018 $ $ $ $ G 226 (c) 234 (r) 30307G 242 (c) 259 (r) FEYAJX Deposit per Unit Par Value per Unit Maturity ECR ELTR CUSIP Wrap CUSIP Coming June 19, 2018 Corporate Investment Grade, Laddered, 5** $1,080 - $1,100 $1, Yrs. 3.70% % 3.00% % 30308D D214 Coming June 21, 2018 Tax-Exempt Municipal income Trust, 302** $1,045- $1,065 $1, Yrs. 3.40% % 3.20% % 33741B B134 **This information is preliminary and is subject to change. Units of these trusts are limited and subject to availability. The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.

4 Net CUSIPs Fee CUSIPs Hybrid Diversified High Income Closed-End, 32 $ $ $ $ % B 705 (c) 713 (r) 30308B 721 (c) 739 (r) 21.5% 23.9% Income Allocation Closed-End, 2nd Qtr 2018 $ $ $ $ % C 522 (c) 530 (r) 30307C 548 (c) 555 (r) 21.6% 22.9% Strategic Income Select Closed-End, 34 $ $ $ $ % B 788 (c) 796 (r) 30308B 804 (c) 812 (r) 16.9% 20.4% Strategic Income Advantage Opportunity, Closed- End, 7 $ $ $ $ % N 484 (c) 492 (r) 30309N 500 (c) 518 (r) 0.0% 0.0% Alternative Income, 27 $ $ $ $ % F 467 (c) 475 (r) 30307F 483 (c) 491 (r) 9.9% 10.0% Strategic Income Advantage Select Closed-End, 75 $ $ $ $ % W 105 (c) 113 (r) 30308W 121 (c) 139 (r) 0.0% 0.0% Core Three Closed-End Allocation, 34 $ $ $ $ % B 549 (c) 556 (r) 30308B 564 (c) 572 (r) 22.6% 26.7% Tactical Income, 52 $ $ $ $ % B 101 (c) 119 (r) 30308B 127 (c) 135 (r) 16.3% 16.7% N/A N/A Interest Rate Hedge Opportunity, 5 $ $ $ $ % D 461 (c) 479 (r) 30308D 487 (c) 495 (r) 8.2% 9.8% Interest Rate Hedge, 118 $ $ $ $ % C 703 (c) 711 (r) 30308C 729 (c) 737 (r) 8.4% 10.0% Multi-Sector Income, 40 $ $ $ $ % B 663 (c) 671 (r) 30308B 689 (c) 697 (r) 6.9% 7.9% N/A N/A Balanced Income Opportunity, 4 $ $ $ $ % F 749 (c) 756 (r) 30307F 764 (c) 772 (r) 6.9% 8.5% Balanced Income Select, 75 $ $ $ $ % F 301 (c) 319 (r) 30307F 327 (c) 335 (r) 9.6% 11.6% Balanced Income, 61 $ $ $ $ % F 269 (c) 277 (r) 30307F 285 (c) 293 (r) 8.9% 10.8% Senior Loan Closed-End and ETF, 22 $ $ $ $ % C 422 (c) 430 (r) 30308C 448 (c) 455 (r) 15.5% 15.5% Senior Loan and Dividend Growers, 18 $ $ $ $ % H 109 (c) 117 (r) 30307H 125 (c) 133 (r) 8.6% 8.6% Interest Rate Hedge and ETF, 20 $ $ $ $ % G 507 (c) 515 (r) 30307G 523 (c) 531 (r) 0.0% 0.0% Balanced Income and ETF Opportunity, 4 $ $ $ $ % H 786 (c) 794 (r) 30307H 802 (c) 810 (r) 0.0% 0.0% Balanced Income and ETF, 31 $ $ $ $ % H 588 (c) 596 (r) 30307H 604 (c) 612 (r) 0.0% 0.0% Municipal Income and Dividend Growers, 13 $ $ $ $ % G 748 (c) 755 (r) 30306G 763 (c) 771 (r) 7.3% 9.4% /60 Strategic Allocation, 2nd Qtr 2018 $ $ $ $ N/A E 767 (c) 775 (r) 30307E 783 (c) 791 (r) 0.0% 0.0% /40 Strategic Allocation, 2nd Qtr 2018 $ $ $ $ N/A E 809 (c) 817 (r) 30307E 825 (c) 833 (r) 0.0% 0.0% /25 Strategic Allocation, 2nd Qtr 2018 $ $ $ $ N/A E 841 (c) 858 (r) 30307E 866 (c) 874 (r) 0.0% 0.0% Inflation Hedge, 37 $ $ $ $ N/A H 307 (c) 315 (r) 30307H 323 (c) 331 (r) 0.0% 0.0% N/A N/A Capital Strength Buy-Write, 39 $ $ $ $ N/A D 149 (c) 30308D 156 (c) 0.0% 0.0% N/A N/A Taxable Income Dividend & Income Select Closed-End, 66 $ $ $ $ % V 396 (c) 404 (r) 30308V 412 (c) 420 (r) 16.2% 12.2% N/A N/A High-Yield Income Closed-End, 81 $ $ $ $ % F 343 (c) 350 (r) 30307F 368 (c) 376 (r) 23.6% 25.8% Strategic Income Closed-End, 67 $ $ $ $ % D 263 (c) 271 (r) 30308D 289 (c) 297 (r) 25.0% 27.1% Covered Call Select Closed-End, 65 $ $ $ $ % Y 740 (c) 757 (r) 30305Y 765 (c) 773 (r) 0.6% 0.6% N/A N/A Senior Loan & Limited Duration Closed-End, 81 $ $ $ $ % D 669 (c) 677 (r) 30308D 685 (c) 693 (r) 26.9% 30.0% Senior Loan & Limited Duration Opportunities Closed-End, 55 $ $ $ $ % N 443 (c) 450 (r) 30309N 468 (c) 476 (r) 26.7% 29.8% Global Income Closed-End, 28 $ $ $ $ % Y 749 (c) 756 (r) 30306Y 764 (c) 772 (r) 21.6% 22.9% Tactical Income Opportunity, 5 $ $ $ $ % V 479 (c) 487 (r) 30308V 495 (c) 503 (r) 13.3% 13.7% N/A N/A Senior Loan Select Closed-End, 31 $ $ $ $ % D 503 (c) 511 (r) 30308D 529 (c) 537 (r) 32.8% 33.0% Preferred Income Opportunity, 9 $ $ $ $ % H 703 (c) 711 (r) 30307H 729 (c) 737 (r) 0.0% 0.0% Limited Duration Fixed Income ETF, 25 $ $ $ $ % V 511 (c) 529 (r) 30308V 537 (c) 545 (r) 0.0% 0.0% Investment Grade Select Closed-End & ETF, 5 $ $ $ $ % G 706 (c) 714 (r) 30306G 722 (c) 730 (r) 6.6% 6.8% Diversified Fixed Income ETF, 34 $ $ $ $ % F 103 (c) 111 (r) 30307F 129 (c) 137 (r) 0.0% 0.0% Tax-Free Income Municipal Income Opportunities Closed-End, 49 $ $ $ $ % D 420 (c) 438 (r) 30308D 446 (c) 453 (r) 26.6% 37.0% Municipal Income Select, Closed-End, 95 $ $ $ $ % D 701 (c) 719 (r) 30308D 727 (c) 735 (r) 26.3% 37.2% Municipal Income Closed-End, 73 $ $ $ $ % Y 665 (c) 673 (r) 30306Y 681 (c) 699 (r) 26.6% 36.0% Tax-Advantaged Municipal Closed-End, 53 $ $ $ $ % D 620 (c) 638 (r) 30306D 646 (c) 653 (r) 23.5% 36.5% New York Municipal Income Select Closed-End, 47 $ $ $ $ % C 307 (c) 315 (r) 30308C 323 (c) 331 (r) 26.8% 35.9% Municipal Advantage Closed-End and ETF, 48 $ $ $ $ % C 463 (c) 471 (r) 30308C 489 (c) 497 (r) 0.0% 0.3% Maturity Duration ¹A premium occurs when an underlying fund s market price is higher than its, and a discount occurs when an underlying fund s market price is lower than its. For trusts containing equity positions (including individual equities, equity CEFs and equity ETFs), in addition to fixed-income positions, the average maturity and average duration statistics relate only to the fixed-income positions.

5 Portfolio Holdings Characteristics General High-Yield Investment Grade U.S. Government World Income Due to uncategorized securities, including cash, a trust s holdings characteristics may not total 100%. Loan Participation U.S. Mortgage Convertible Securities Income & Preferred Stock General Specialized World Municipal Equities (Individual Stocks) Closed-End and Income Closed-End Opportunity, % 40.63% 32.98% Closed-End, % 35.93% 35.37% Global Income Closed-End, % 64.02% MLP Closed-End Fund and Energy, % 48.81% MLP Closed-End, % Strategic Dividend Select, % 05.10% 14.16% 03.87% 74.69% U.S. Closed-End Portfolio, % 46.95% Hybrid 40/60 Strategic Allocation, 2nd Qtr % 14.25% 08.86% 06.81% 10.42% 05.05% 02.19% 04.47% 41.10% 60/40 Strategic Allocation, 2nd Qtr % 09.38% 05.84% 04.47% 06.86% 03.32% 01.46% 02.93% 61.19% 75/25 Strategic Allocation, 2nd Qtr % 05.82% 03.62% 02.77% 04.25% 02.06% 00.91% 01.82% 75.90% Alternative Income, % 01.87% 01.92% 03.90% 25.10% 03.75% 59.55% Balanced Income and ETF Opportunity, % 16.48% 16.01% 50.70% Balanced Income and ETF, % 16.48% 16.01% 50.70% Balanced Income Opportunity, % 16.06% 15.43% 51.42% Balanced Income Select, % 15.93% 15.55% 51.12% Balanced Income, % 16.08% 15.66% 51.07% Capital Strength Buy-Write, % Core Three Closed-End Allocation, % 04.86% 14.65% 09.62% 24.32% 32.65% Diversified High Income Closed-End, % 11.93% 16.88% 09.10% 03.06% 09.45% 09.59% 12.65% 09.27% 03.24% Income Allocation Closed-End, 2nd Qtr % 07.32% 14.02% 22.47% 21.04% 07.55% 07.69% Inflation Hedge, % 03.62% 06.78% 10.22% 61.17% Interest Rate Hedge and ETF, % 05.69% 04.76% 05.73% 10.16% 31.64% 39.11% Interest Rate Hedge Opportunity, % 04.64% 02.78% 10.17% 30.03% 40.50% Interest Rate Hedge, % 04.76% 02.82% 10.36% 30.42% 39.49% Multi-Sector Income, % 03.84% 01.85% 01.91% 01.97% 02.02% 01.94% 10.24% 03.82% 70.22% Municipal Income and Dividend Growers, % 05.06% 50.20% 24.67% Senior Loan and Dividend Growers, % 50.37% Senior Loan Closed-End and ETF, % Strategic Income Advantage Opportunity, Closed- End, % 08.50% 13.25% 02.00% 08.75% 04.50% 10.75% 21.50% 16.00% Strategic Income Advantage Select Closed-End, % 10.86% 09.88% 12.14% 06.63% 03.51% 32.98% 14.05% Strategic Income Select Closed-End, % 08.52% 08.33% 13.45% 08.55% 08.76% 17.80% 08.72% 08.74% Tactical Income, % 25.39% 50.35% Taxable Income Covered Call Select Closed-End, % 42.92% 30.43% Diversified Fixed Income ETF, % 24.18% 15.07% 11.55% 17.67% 08.57% 03.75% 07.58% Dividend & Income Select Closed-End, % 16.53% 35.03% 34.70% Global Income Closed-End, % High-Yield Income Closed-End, % Investment Grade Select Closed-End & ETF, % 72.43% 04.44% 09.35% Limited Duration Fixed Income ETF, % 16.60% 04.15% 16.55% 16.68% 08.32% 04.20% 12.60% Preferred Income Opportunity, 9 Senior Loan & Limited Duration Closed-End, % 14.91% 44.78% Senior Loan & Limited Duration Opportunities Closed-End, % 14.11% 43.04% Senior Loan Select Closed-End, % Strategic Income Closed-End, % 32.71% 12.93% 19.62% 16.25% Tactical Income Opportunity, % 25.07% 50.12% Tax-Free Income Municipal Advantage Closed-End and ETF, % Municipal Income Closed-End, % Municipal Income Opportunities Closed-End, % Municipal Income Select, Closed-End, % New York Municipal Income Select Closed-End, % Tax-Advantaged Municipal Closed-End, % ETF Income ETF Growth and Income, April % 10.57% 02.92% 02.89% 50.10% 09.37% 21.23%