NAB Super Lever Approved Investment List As at 20 April Approved Stocks

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1 NAB Super Lever Approved Investment List As at 20 April 2018 The information contained in this document has been prepared without taking into account your personal objectives, financial situation or needs. Before acting on any information in this document National Australia Bank Limited (ABN ) recommends you consider whether it is appropriate for your circumstances. A Product Disclosure Statement (PDS) may be available for products referred to in this document. If a PDS is available, NAB recommends you consider the PDS before making any decisions regarding a product. A relevant PDS is available from your financial adviser or fund manager. Approved Stocks AFI Australian Foundation Invest AGL AGL Energy Limited AGLHA AGL Energy Subordinated Notes AIO Asciano Limited AMC Amcor Limited AMP AMP Limited AMPHA AMP Capital Notes AMPPA AMP Capital Notes 2 ANN Ansell Limited ANZ Australia and New Zealand Banking Group ANZHA ANZ Subordinated Notes ANZPA ANZ Conv Preference Shares II ANZPC ANZ Convertible Preference Shares CPS3 ANZPD ANZ Capital Notes ANZPE ANZ Capital Notes 2 ANZPF ANZ Capital Notes 3 ANZPG ANZ Capital Notes 4 ANZPH ANZ Capital Notes 5 APA APA Group ARG Argo Investments ALL Aristocrat Leisure Limited AST AusNet Services ASX ASX Limited AWC Alumina Limited AZJ Aurizon Holdings Limited BEN Bendigo and Adelaide Bank Limited BENHB Bendigo and Adelaide Bank Unsec. Red. Perp Floating BENPB Bendigo and Adelaide Bank Reset Pref BENPD Bendigo and Adelaide Bank Convertible Preference Shares BENPE Bendigo and Adelaide Bank Convertible Preference Shares 2 BENPF Bendigo and Adelaide Bank Convertible Preference Shares 3 BENPG Bendigo and Adelaide Bank Notes 4 BHP BHP Billiton BLD Boral BOQ Bank of Queensland BOQPD Bank of Queensland Convertible Preference Shares BSL Bluescope Steel BXB Brambles Limited CBA Commonwealth Bank of Australia CBAHA CommBank Retail Bonds Series 1 Tranche A CBAPC CBA PERLS VI CBAPD CommBank PERLS VII Capital Notes CBAPE CBA PERLS VIII CBAPF CBA PERLS IX CBAPG CBA PERLS X CCL Coca-Cola Amatil CNGHA Colonial Group Subordinated Notes COH Cochlear CPU Computershare Ltd CAR Carsales.com Limited CIM Cimic Group Limited CSL CSL Limited CSR CSR Limited CTX Caltex Australia CTXHA Caltex Subordinated Notes CWN Crown Resorts Limited CWNHA Crown Subordinated Notes CWNHB Crown Subordinated Notes II CYB CYBG Plc DJW Djerriwarrh Investments DOW Downer EDI DXS Dexus FBU Fletcher Building Limited FMG Fortescue Metals Group Ltd NAB Equity Lending Telephone

2 FXJ Fairfax Media Limited GMG Goodman Group GNC Graincorp Limited GPT GPT Group HSO Healthscope Limited HVN Harvey Norman Holdings HVST Betashares Australian Dividend Harvester IAG Insurance Australia Group IAGPC IAG Convertible Preference Shares IAGPD IAG Capital Notes IANG IAG Reset Exchangeable Notes IBK ishares MSCI BRIC IEU ishares S&P Europe 3 IEM ishares MSCI Emerging Markets IFL IOOF Holdings Limited IHD ishares S&P/ASX High Dividend Yield IJH ishares S&P Midcap 0 IJP ishares MSCI Japan IJR ishares S&P Smallcap 0 ILC ishares S&P/ ASX 20 IOO ishares S&P Global 100 IOZ ishares S&P/ASX200 ETF IPL Incitec Pivot IRU ishares Russell 2000 ISO ishares S&P/ASX Small Companies IVE ishares MSCI EAFE IVV ishares S&P 0 IXI ishares S&P Global Consumer Staples IXJ ishares S&P Global Healthcare IXP ishares S&P Global Telecommunications JHX James Hardie Industries PLC LLC LendLease Corporation MBLHB Macquarie Bank Income Securities MBLPA Macquarie Bank Capital Notes MGE Magellan Global Equities MHG Magellan Global Equities (Currency Hedged) MGR Mirvac Group MLT Milton Corporation Limited MPL Medibank Private Limited MQG Macquarie Group Limited MQGPA Macquarie Capital Notes MQGPB Macquarie Capital Notes 2 MTS Metcash Limited MXUPA Multiplex SITES MVW Market Vectors Australian Weight ETF NAB National Australia Bank NABHA NAB Income Securities NABHB NAB Subordinated Notes NABPA NAB Convertible Preference Shares NABPB NAB Convertible Preference Shares II NABPD NAB Capital Notes NABPC NAB Capital Notes 3 NABPE NAB Subordinated Notes 2 NCM Newcrest Mining NEC Nine Entertainment Co. Holdings Limited NUF Nufarm NWS News Corporation Class B Voting NWSLV News Corporation Class B Voting ORG Origin Energy ORGHA Origin Energy Notes ORI Orica OSH Oil Search OZF SPDR S&P/ASX 200 Financials ex A- REITs OZR SPDR S&P/ASX200 Resources PCAPA Preferred Capital Limited (PERLS III) PPT Perpetual Limited QUAL Vaneck Vectors MSCI World Ex Australia Quality ETF QAN Qantas Airways QBE QBE Insurance RDV Russell High Dividend Australian Shares ETF REA REA Group Limited RHC Ramsay Health Care RHCPA RHC CARES RIO Rio Tinto RMD Resmed Inc RVL Russell Australia Value ETF S32 South32 Limited SCG Scentre Group SEK Seek Limited SFY Spdr S&P/ASX SGM Sims Metal Management Limited SGP Stockland Group SHL Sonic Healthcare SPK Spark New Zealand Limited SSO SPDR S&P/ASX Small Ordinaries STO Santos Limited STW SPDR S&P/Asx 200 SUN Suncorp Group Limited SUNPC Suncorp Convertible Pref Shares CPS2 SUNPD Suncorp Subordinated Notes SUNPE Suncorp Convertible Preference Shares CPS3 SUNPF Suncorp Capital Notes SUNPG Suncorp Capital Notes II SVW Seven Group Holdings SWM Seven West Media SYD Sydney Airport SYI SPDR MSCI Australia Select High Dividend Yield TCL Transurban Group TLS Telstra Corporation TPM Tpg Telecom Limited TTS Tatts Group Limited TWE Treasury Wine Estates Limited UMAX Betashares S&P 0 Yield Maximiser VAP Vanguard Australian Property Securities Index ETF VAS Vanguard Australian Shares Index ETF VCX Vicinity Centres VEU Vanguard All-World Ex-US Shares Index ETF NAB Equity Lending Telephone

3 VGS VGAD VDCO VDBA VDGR VDHG VHY VLC VSO Vanguard MSCI Index International Shares ETF Vanguard MSC Indiex International Shares (Hedged) ETF Vanguard Diversified Conservative Index ETF Vanguard Diversified Balanced ETF Vanguard Diversified Growth Index ETF Vanguard Diversified High Growth Index ETF Vanguard Australian Shares High Yield ETF Vanguard MSCI Australian Large Companies Index Vanguard MSCI Australian Small Companies Index VOC Vocus Group Limited VTS Vanguard US Total Market Shares Index ETF WAM WAM Capital Limited WBC Westpac Banking Corporation WBCHA Westpac Subordinated Notes WBCHB Westpac Subordinated Notes II WBCPC Westpac Convertible Preference Shares WBCPD Westpac Capital Notes WBCPE Westpac Capital Notes 2 WBCPF Westpac Capital Notes 3 WBCPG Westpac Capital Notes 4 WBCPH Westpac Capital Notes 5 WCTPA Westpac TPS Red Conv Pref WES Wesfarmers Limited WFD Westfield Corporation WOR Worley Parsons Limited WOW Woolworths Limited WOWHC Woolworths Notes II WPL Woodside Petroleum YMAX Betashares Australian Top 20 Equity Yield Maximiser Approved Managed s APIR Code Name Security ABERDEEN ASSET MANAGEMENT LIMITED CRS0005AU Aberdeen Actively Hedged International Equities EQI0028AU Aberdeen Asian Opportunities CRS0004AU Aberdeen Australian Fixed Income ALLAN GRAY AUSTRALIA ETL00AU Allan Gray Australia Equity Class A ALL STAR FUNDS VEN0006AU All Star IAM Australian Share ALTRINSIC GLOBAL ADVISERS ANT0005AU Altrinsic Global Equities AUSBIL DEXIA LIMITED AAP0103AU AUSBIL Australian Active Equity AAP0104AU AUSBIL Australian Emerging Leaders AAP0007AU AUSBIL Microcap ANTARES CAPITAL PARTNERS LIMITED PPL0002AU Antares Dividend Builder (Professional Selection) PPL0106AU Antares High Growth Shares (Professional Selection) PPL0028AU Antares Income PPL0037AU Antares Ex-20 Australian Equities Model Portfolio PPL0107AU Antares Small Companies (Professional Selection) ANTIPODES PARTNERS LIMITED APIR Code Name Security IOF00AU Antipodes Global AUSTOCK LIFE LIMITED ALL0003AU Austock Imputation Bond Fairview Equity Partners AXA AUSTRALIA LIMITED NML0348AU Emerging Companies AXA Wholesale Global Equity Value BLACKROCK INVESTMENT MANAGEMENT LIMITED PWA0014AU BlackRock Australian Share MAL0018AU BlackRock Global Allocation (Aust) (Class D) PWA0823AU BlackRock Wholesale Australian Share MAL0133AU BlackRock Wholesale Global Small Cap (Class D) BAR0813AU BlackRock Scientific Diversified Growth BENNELONG FUNDS MANAGEMENT LIMITED BFL0002AU Bennelong Concentrated Australian Equities BNP PARIBAS ARO0011AU Arnhem Australian Equity BT FINANCIAL GROUP LTD BTA0021AU RFA0012AU BT Investment BT Australian Share BT Investment BT Smaller Companies NAB Equity Lending Telephone

4 APIR Code Name Security BTA0054AU BT Wholesale - Asian Share BTA00AU BT Wholesale - Australian Share RFA0818AU BT Wholesale - Core Australian Share RFA0103AU BT Wholesale Imputation RFA0819AU BT Wholesale Smaller Companies BTA0538AU T Rowe Price WS Plus Global Equity BTA0541AU BT Wholesale Plus Global Property BTA0565AU Magellan Wholesale Plus Global CALDONIA FUNDS COOPERS INVESTORS LIMITED Caldeonia CIP0005AU Coopers Australian Equity DEUTSCHE ASSET MANAGEMENT (AUST) LTD MGL0010AU RREEF Global (Ex-Australian) Securities DENNING PRYCE PTY LIMITED DPR0001AU DFA AUSTRALIA LIMITED Denning Pryce Equity Income DFA0003AU Dimensional Australian Core Equity DFA0103AU Dimensional Australian Large Company DFA0104AU Dimensional Australian Small Company DFA0101AU Dimensional Australian Value DFA0108AU Dimensional Five-Year Diversified Fixed Interest AUD Units DFA0004AU Dimensional Global Core Equity DFA0009AU Dimensional Global Core Equity AUD Hedged Class DFA0105AU Dimensional Global Large Company DFA0106AU Dimensional Global Small Company DFA0102AU Dimensional Global Value EQUITY TRUSTEES LIMITED ETL0390AU Evans and Partners International ETL0062AU EQT SGH ICE ETL0015AU PIMCO EQT Wholesale Australian Bond ETL0016AU PIMCO EQT Wholesale Diversified Fixed Interest ETL0018AU PIMCO EQT Wholesale Global Bond ETL0071AU T.Rowe Price Global Equity ETL0172AU MFS Concentrated Global Equity ETL08AU Pimco Capital Income ETL0491AU Pan-Tribal Global FAIRVIEW EQUITY PARTNERS ANT0002AU Fairview Equity Partners Emerging Companies APIR Code Name Security FIDANTE PARTNERS LIMITED PAM0001AU Alphinity Wholesale Australian Share CSA0038AU Bentham Wholesale Global Income HOW0036AU Kinetic Wholesale Emerging Companies FIDELITY FID0008AU Fidelity Australian Equities FID0010AU Fidelity Asia FRANKLIN TEMPLETON INVESTMENTS AUSTRALIA LIMITED FRT0004AU Templeton Global Equity GOLDMAN SACHS AUSTRALIA MANAGED FUNDS LIMITED JBW0010AU Goldman Sachs Wholesale Emerging Leaders GRANT SAMUEL FUND SERVICES LIMITED GSF0002AU GSF0008AU HUNTER HALL LTD Grant Samuel Epoch Global Equity Shareholder Yield Unhedged Payden Global Income Opportunities A HOW0002AU Hunter Hall Value Growth INTERMEDE INVESTMENT PARTNERS LIMITED PPL0036AU Intermede Global Equity INVESCO AUSTRALIA LTD CNA0812AU INVESTORS MUTUAL LTD INVESCO Wholesale Australian Smaller Companies IML0002AU Investors Mutual Australian Share IML0003AU Investors Mutual Future Leaders IML0010AU Investors Mutual Concentrated Australian Share IML0005AU Investors Mutual Equity Income IOOF LTD IOF0206AU Perennial Value Shares Wholesale DFA0006AU Strategic Global Property DFA0007AU Strategic International Equity LAZARD ASSET MANAGEMENT PACIFIC CO LAZ0005AU Lazard Select Australian Equity LEGG MASON ASSET MANAGEMENT AUSTRALIA LTD SSB0128AU Legg Mason Property Securities SSB0014AU Legg Mason Bradywine Global Opportunistic Fixed Income SSB0026AU Legg Mason Currie Real Income Class A MACQUARIE INVESTMENT MANAGEMENT LTD MAQ0441AU Macquarie - Premium China MAQ0410AU Macquarie - Walter Scott Global Equity MAQ07AU Macquarie Walter Scott Global Equity (Hedged) MAQ0631AU Macquarie IFP Global Franchise (Hedged) NAB Equity Lending Telephone

5 APIR Code Name Security MAQ04AU Macquarie IFP Global Franchise (Unhedged) MAQ0838AU Polaris Global Equity MAGELLAN ASSET MANAGEMENT LTD MGE0001AU Magellan Global (Unhedged) MGE0007AU Magellan Global (Hedged) MGE0005AU Magellan High Conviction MGE0002AU Magellan Infrastructure (Hedged) MGE0006AU Magellan Infrastructure (UnHedged) MAPLE-BROWN ABBOTT LTD MPL0001AU Maple-Brown Abbott Diversified Investment MPL0006AU Maple Brown Abbott Global Listed Infrastructure ADV0046AU Maple-Brown Abbott Imputation - Wholesale MLC INVESTMENTS LTD MLC0623AU MLC Wholesale Australian Share Growth MLC0262AU MLC Wholesale Australia Share MLC0839AU MLC Wholesale Diversifed Debt A MLC0786AU MLC Wholesale Global Property MLC0261AU MLC Wholesale Global Share MLC0669AU MLC Wholesale Horizon 1 Bond MLC02AU MLC Wholesale Horizon 4 Balanced MLC0265AU MLC Wholesale Horizon 5 Growth MLC0397AU MLC Wholesale Horizon 6 Share MLC0264AU MLC Wholesale Income Builder MLC0263AU MLC Wholesale Property Securities MLC7849AU MLC Wholesale Index plus Conservative Growth MLC7387AU MLC Wholesale Index Plus Balanced MLC9748AU MLC Wholesale Index Plus Growth MLC0779AU MLC PIC Wholesale 100/0 Portfolio MLC0923AU PIC Wholesale Inflation Plus Moderate MLC8225AU PIC Wholesale Index Plus Growth Portfolio NUN3814AU SMA PIC Lifecycle Growth Moderate NUN5133AU SMA PIC Lifecycle Growth Assertive NUN2679AU SMA PIC Lifecycle Growth Aggressive NUN6236AU SMA PIC Lifecycle Income Conservative NUN9829AU SMA PIC Lifecycle Income Moderate NUN8576AU SMA PIC Lifecycle Income Assertive APIR Code Name Security MONTGOMERY INVESTMENT MANAGEMENT PTY LTD FHT0030AU The Montgomery FHT0036AU Montgomery Global MORNINGSTAR (via Macquarie Wrap) SMAIBB01S Morningstar SMA Australian Shares Core SMAIBB03S Morningstar SMA Australian Shares Small Cap SMAIBB06S Morningstar SMA Growth SMAIBB05S Morningstar SMA High Growth MORNINGSTAR INVESTMENT MANAGEMENT INT0022AU Morningstar Australian Shares INT0038AU Morningstar Growth Real Return Class A INT0042AU Morningstar High Growth Real Return NAVIGATOR AUSTRALIA LIMITED NUN0964AU Perpetual Direct Equity Alpha Model Portfolio NUN1395AU Zurich Australian Listed Property Model Portfolio NUN92AU BT Australian Share Model Portfolio NORTHWARD CAPITAL PTY LIMITED ANT0006AU Northward Equity Income OC FUNDS MANAGEMENT OPS0001AU OC Dynamic Equity PENGANA CAPITAL LTD PCL0005AU Pengana Australian Equities PER0270AU Pengana Emerging Companies PERPETUAL INVESTMENT MANAGEMENT LTD PER0011AU Perpetual Industrial Share PER0028AU Perpetual WealthFocus Investment Advantage Perpetual Industrial Share PER0039AU Perpetual WealthFocus Investment Advantage Perpetual Smaller Comp PER0049AU Perpetual Wholesale Australian PER0102AU Perpetual Wholesale Concentrated Equity PER0116AU Perpetual Wholesale Ethical SRI PER0046AU Perpetual Wholesale Industrial PER0048AU Perpetual WS Smaller Companies PER0733AU Perpetual Wholesale Global Share Class A PER0066AU Perpetual Wholesale Split Growth PLATINUM ASSET MANAGEMENT LTD PLA0004AU Platinum Asia PLA0100AU Platinum International Brands Class C Units PLA0002AU Platinum International Classic PLA0005AU Platinum International Healthcare P.M. CAPITAL LTD PMC0100AU PM Capital Global Companies NAB Equity Lending Telephone

6 APIR Code Name Security PRIME VALUE ASSET MANAGEMENT LTD PVA0001AU Prime Value Growth PVA0005AU Prime Value Opportunity Class A RESOLUTION CAPITAL WHT0015AU Resolution Capital Global Property Securities % STATE STREET GLOBAL LIMITED SST0048AU State Street Australian Equity SCHRODER INVESTMENT MANAGEMENT AUST LTD SCH0101AU Schroder Australian Equity Wholesale SMARTER MONEY INVESTMENTS CRE0014AU Smart Money Active Cash T.ROWE PRICE GROUP ETL03978AU T.Price Rowe Dynamic Global Bond TREASURY GROUP INVESTMENT SERVICES LIMITED TGP0004AU Treasury - GVI Global Industrial Share TYNDALL ASSET MANAGEMENT TYN0028AU Tyndall Australia Share Wholesale Portfolio UBS GLOBAL ASSET MANAGEMENT (AUST) LTD SBC0813AU UBS - Australian Bond SBC0817AU UBS - Australian Share SBC0007AU UBS - Diversified Fixed Income VANGUARD INVESTMENTS AUSTRALIA LTD VAN0017AU Vanguard High Yield Australian Shares VAN0010AU Vanguard Index Australian Shares VAN0011AU Vanguard Index Traditional Shares APIR Code Name Security VAN0014AU Vanguard LifeStrategy Growth VAN0015AU VAN0018AU VAN0019AU VAN0001AU VAN0104AU VAN0002AU VAN0003AU VAN0105AU VAN0004AU VAN0111AU VAN0023AU VAN0021AU Vanguard - LifeStrategy High Growth Vanguard Wholesale - International Property Securities Index Vanguard - Wholesale International Property Securities Index Hedged Vanguard Wholesale Australian Fixed Interest Index Vanguard Wholesale Australian Shares High Yield Vanguard Wholesale Australian Shares Index Vanguard Wholesale - International Shares Index Vanguard Wholesale - International Shares Index (Hedged) Vanguard Wholesale - Australian Property Securities Index Vanguard Wholesale High Growth Index Vanguard Global Infrastructure Index Vanguard International Small Companies VENTURA INVESTMENT MANAGEMENT LIMITED RIM0021AU Ventura Australian Shares VEN0031AU Ventura International Shares (Class A) WILSON HTM INVESTMENT MANAGEMENT PTY LTD WHT0025AU Wilson HTM Priority Core ZURICH INVESTMENT MANAGEMENT LTD ZUR0538AU Zurich Investments Equity Income ZUR0061AU Zurich Investments Global Thematic Share ZUR0517AU Zurich Investments Hedged Global Thematic Share NAB Equity Lending Telephone