A#: 6509 P&S#: 6079 DATE: September 28, 2007 TO:
|
|
|
- Harriet McCoy
- 5 years ago
- Views:
Transcription
1 A#: 6509 P&S#: 6079 DATE: September 28, 2007 TO: ALL PARTICIPANTS ATTENTION: MANAGER, PURCHASES AND SALES DEPARTMENT CASHIER, FUND/SERV PARTICIPANTS, ACATS PARTICIPANTS MUNICIPAL BOND COMPARISON PARTICIPANTS FROM: SUBJECT: Linda Shackelton Account Administration CHANGES IN THE LIST OF PARTICIPANTS The following firms will retire from all services as detailed below: Last Trade Date, September 28, 2007: SEI Investments Distribution Company/The Japan Fund, Inc. No Foreside Distribution Services, L.P./Excelsior Funds No DFS Investor Services No The following firm will no longer participate in the Commission Settlement service as detailed below: Last Trade Date, September 24, 2007: Medallion Investment Services, Inc. No The following firm will change their name only as detailed below: Effective First Trade Date September 28, 2007: From: Foreside Distribution Services, L.P./Mercantile Funds No To: Foreside Distribution Services, LP/PNC Funds No The following firm will begin participation in the Mutual Fund Profile Services Profile Phase I & II service, as detailed below: First Trade Date, September 26, 2007: MML Investors Services, Inc. No. 0255
2 The following firm will begin participation in the Fund/SERV and the Mutual Fund Profile Services Phase I services, as detailed below: First Trade Date, September 26, 2007: Wellington Trust Company, NA No An additional number has been assigned to VALIC Financial Advisors (#0542) for the purpose of utilizing the Fund/SERV, Networking, and Mutual Fund Profile Phase I services, as detailed below: First Trade Date, September 27, 2007: VALIC Financial Advisors/Account 2 No Contact: Chris Bauman Phone: (713) QJ An additional number has been assigned to Foreside Fund Services, LLC (#5659) for the purpose of utilizing the Fund/SERV, Networking, Commission Settlement, ACATS Fund/SERV, and Mutual Fund Profile Phase I services, as detailed below: First Trade Date, September 28, 2007: Foreside Fund Services, LLC/PMC Funds No QX Contact: Casandra Sauer Phone: (414) An additional number has been assigned to Quasar Distributors, LLC (#5659) for the purpose of utilizing the Fund/SERV, Networking, Commission Settlement, and ACATS Fund/SERV services, as detailed below: First Trade Date, September 28, 2007: Quasar Distributors, LLC/Geneva Advisors All Cap Growth Fund No C9 Contact: Casandra Sauer Phone: (414) An additional number has been assigned to Foreside Fund Services, LLC (#5659) for the purpose of utilizing the Fund/SERV, Networking, Commission Settlement, ACATS Fund/SERV, and Mutual Fund Profile Phase I services, as detailed below: Foreside Fund Services, LLC/The Japan Fund, Inc. No ND Contact: Bob Chabot Phone: (617)
3 An additional number has been assigned to Neuberger Berman Management Inc. (#5810) for the purpose of utilizing the Fund/SERV, Networking, Commission Settlement, and Mutual Fund Profile Phase I services, as detailed below: Neuberger Berman Management Inc./Lehman Brothers Collective Trust No QS Contact: Owen F. McEntee Jr. Phone: (212) An additional number has been assigned to AIM Distributors Inc. (#5540) for the purpose of utilizing the Fund/SERV and Networking services, as detailed below: AIM Distributors Inc./AIM Global No QY Contact: Robert Morris Phone: (713) An additional number has been assigned to Matrix Capital Group Inc. (#5681) for the purpose of utilizing the Fund/SERV and Networking services, as detailed below: Matrix Capital Group Inc./Catalyst #2 No QB Contact: Lisa A. Ruczynski Phone: (215) ext. 104 An additional number has been assigned to JP Morgan Chase Bank, National Association (#0902) for the purpose of utilizing the Fund/SERV, Networking, and Commission Settlement services, as detailed below: JP Morgan Chase Bank, N.A./Schroder Investments No QM Contact: Violet Smith Phone: (469) An additional number has been assigned to National Financial Services (#0226) for the purpose of utilizing the Commission Settlement service, as detailed below: National Financial Services, LLC/Fidelity Institutional Wealth Services No
4 Kindly update the NSCC Directory dated July 11, 2007 (for OTC Executed-By-List and Municipal Bond Comparison System) as detailed below: Add First Trade Date, September 27, 2007: Raymond C. Forbes & Co., Inc. MLCO 0161 RAYF Kindly update the NSCC Directory dated July 11, 2007 (for OTC Executed-By List) as detailed below: Delete Last Trade Date, September 28, 2007: Persimmon Securities, Inc. FCCP 0141 COWS Add First Trade Date, September 26, 2007: Dominion Investor Services, Inc. FSWC 0309 DOMI Bloomberg Tradebook LLC LYON 0651 BOOK Baycrest Partners, LLC QRCC 0158 BAYC Capstone Sales Advisors LLC SILK 0501 CSAS Hudson Securities, Inc. SILK 0501 HDSM Add First Trade Date, September 27, 2007: Capital Growth Financial, LLC PFSI 0234 CGFN Change, Effective First Trade Date, October 01, 2007: From: Salt Creek Securities, LLC SILK 0501 SCRK To: Salt Creek Securities, LLC WEDB 0103 SCRK 4
5 Kindly update the NSCC Directory dated July 11, 2007 (for Municipal Bond Comparison System) as detailed below: Change, Effective First Trade Date, September 26, 2007: From: Dominion Investor Services, Inc. NFSC 0226 DOMI To: Dominion Investor Services, Inc. FSWC 0309 DOMI If you have any questions regarding this notice, please contact Kevin Edwards at (212)
Last Trade Date, May 4, 2009: Foreside Distribution Services, LP / B Jurman Barry Funds No. 5825
A#: 6817 P&S# 6387 Date: 05/01/2009 To: Attention: From: Subject: ALL PARTICIPANTS OPERATIONS PARTNER/OFFICER; MANAGER P&S DEPARTMENT; CASHIER; ACATS PARTICIPANTS; FUND/SERV PARTICIPANTS; MUNICIPAL BOND
A#: 6884 P&S# 6454 Date: 10/02/09 To: ALL PARTICIPANTS
A#: 6884 P&S# 6454 Date: 10/02/09 To: ALL PARTICIPANTS Attention: OPERATIONS PARTNER/OFFICER; MANAGER P&S DEPARTMENT; CASHIER; ACATS PARTICIPANTS; FUND/SERV PARTICIPANTS; MUNICIPAL BOND COMPARISON PARTICIPANTS
The following firm will retire from all services, as detailed below: Last Trade Date, June 30, 2009: Canaccord Adams, Inc. No.
A#: 6839 P&S# 6409 Date: 06/26/2009 To: Attention: From: Subject: ALL PARTICIPANTS OPERATIONS PARTNER/OFFICER; MANAGER P&S DEPARTMENT; CASHIER; ACATS PARTICIPANTS; FUND/SERV PARTICIPANTS; MUNICIPAL BOND
The following firms will retire from all services, as detailed below:
A#: 6825 P&S# 6395 Date: 05/22/2009 To: Attention: From: Subject: ALL PARTICIPANTS OPERATIONS PARTNER/OFFICER; MANAGER P&S DEPARTMENT; CASHIER; ACATS PARTICIPANTS; FUND/SERV PARTICIPANTS; MUNICIPAL BOND
An Initial Overview of Processing Firms: A Select Few Firms Manning the Back Office
Financial Institutions Research Report Series & Financial Advisors Research Report Series An Initial Overview of Processing Firms: A Select Few Firms Manning the Back Office February 2010 TABLE OF CONTENTS
STRATEGIES SUMMARY. Quarterly Portfolio Recommendations. Save The Date Quarterly Investment Review
STRATEGIES SUMMARY Quarterly Portfolio Recommendations Save The Date Quarterly Investment Review The Quarterly Investment Review will be pre-recorded. You will be able to download the multimedia presentation
Philadelphia Legacy Team at Morgan Stanley
Philadelphia Legacy Team at Morgan Stanley 1650 Market St 42nd FL, Philadelphia, PA 19103 215-854-6271 / MAIN 800-233-1414 / TOLL-FREE 215-240-7953 / FAX www.morganstanleyfa.com/philad elphialegacyteam
PROCESSING, MANAGER CASHIERS, MANAGER P&S DEPARTMENT
A# 6658 P&S# 6228 DATE: July 11, 2008 TO: ALL PARTICIPANTS ATTENTION: MANAGER MUTUAL FUNDS OPERATIONS, MANAGER DATA PROCESSING, MANAGER CASHIERS, MANAGER P&S DEPARTMENT FROM: SUBJECT: WEALTH MANAGEMENT
Mutual Fund Distribution Guide
Mutual Fund Distribution Guide Portland, Maine Berwyn, Pennsylvania Boston, Massachusetts Columbus, Ohio Table of Contents ntents Introduction...2 Intermediary Channel...3 Broker-Dealers... 3 Wirehouses...
The regular monthly dividend for the Perkins Value Plus Income Fund and the INTECH Global Dividend Fund will be paid on December 31, 2012.
2012 Janus FINAL Per Share Distribution Amounts Attached are the final per share distribution amounts paid on December 20, 2012 to shareholders of record on December 19, 2012 for the Janus equity funds
J.P. Morgan Clearing Corp. CFTC Supplemental Disclosures
CFTC Supplemental Disclosures November 2015 Assets and Capital Allocation as of November 30, 2015 Asset Allocation Capital Employed Financing (Resales, Borrows) 74% 25% Inventory by Business Line 0% 0%
ProShares Ultra Investment Grade Corporate
EDGA & EDGX STOCK EXCHANGES Regulatory Information Circular Circular Number: 2011-048 Contact: Jeff Rosenstrock Date: April 14, 2011 Telephone: (201) 942-8295 Subject: ProShares Ultra High Yield ProShares
Contact: Russ Davidson. Date: August 20, 2008 Telephone: (646) UltraShort Lehman 7-10 Year Treasury ProShares
STOCK EXCHANGE Regulatory Information Circular Circular number: 2008-44 Contact: Russ Davidson Date: August 20, 2008 Telephone: (646) 805-1857 Subject: UltraShort Lehman 20+ Year Treasury ProShares UltraShort
The regular monthly dividend for the Perkins Value Plus Income Fund and the INTECH Global Dividend Fund will be paid on December 31, 2013.
2013 Janus FINAL Per Share Distribution Amounts Attached are the final per share distribution amounts paid on December 19, 2013 to shareholders of record on December 18, 2013 for the Janus equity funds
Cost Basis Steering Committee Meeting Minutes June 18, 2013, Noon 1 p.m.
Cost Basis Steering Committee Meeting Minutes June 18, 2013, Noon 1 p.m. Meeting Attendees Ellen Bocina NFS Joan DiBlasi AFLAC Bob Linville Broadridge Kevin McCosker Pershing Lydia Midwood DTCC Tom St.
The Legal Proceedings section of the prospectus is deleted and replaced in its entirety with the following: LEGAL PROCEEDINGS
AMERICAN GENERAL LIFE INSURANCE COMPANY SEPARATE ACCOUNT D PLATINUM INVESTOR IMMEDIATE VARIABLE ANNUITY CONTRACTS SUPPLEMENT DATED SEPTEMBER 19, 2007 TO CONTRACT PROSPECTUS Effective September 19, 2007,
AMENDMENT NO. 3. Scotia Private U.S. Mid Cap Growth Pool (Pinnacle Series, Series F, Series I and Series M units)
AMENDMENT NO. 3 Dated June 26, 2015 to the Annual Information Form dated November 12, 2014, as amended by Amendment No. 1 dated November 28, 2014 and as amended by Amendment No. 2 dated January 30, 2015
The Janus preliminary year-end distribution estimates to be paid in December 2015 are shown below.
2015 Janus Estimated Per Share Distribution Amounts The Janus preliminary year-end distribution estimates to be paid in December 2015 are shown below. Please note that these estimates were prepared using
Shipping Industry Overview
The Investor Relations Experts for Shipping A Global Informational, Promotional & Networking Platform For The Shipping Industry Shipping Industry Overview February 2016 Shipping Industry Overview 1,200
Qualified Retirement Plan Disclosure Document
Qualified Retirement Plan Disclosure Document As of July 28, 2014 Important Information Concerning Your Morgan Stanley Qualified Retirement Plan Account(s) Pursuant to the U.S. Department of Labor s regulations
GUIDE TO THE 2018 NSCC
GUIDE TO THE 2018 NSCC Fee Schedule This guide provides an introduction to NSCC s fees in a readable and usable format. This material is for informational purposes only. Please refer to Addendum A, in
SIDR REPORT. Daiwa Capital Markets America Inc. Scott Morch Firm Name. Contact Name.
SIDR REPORT Firm Name End Date 7/31/218 Submit Date Alfred Pennisi, 8/1/218 End Date 7/31/218 Submit Date Alfred Pennisi, 8/1/218 Depository Relationships Name Country Active Affiliate DateAdded JP MORGAN
BBIF Money Fund. BBIF Treasury Fund. BIF Money Fund. BIF Treasury Fund
BBIF Money BBIF Treasury BIF Money BIF Treasury BlackRock Allocation Target Shares BATS: Series A BATS: Series C BATS: Series E BATS: Series M BATS: Series P BATS: Series S BlackRock Balanced Capital,
GOALS-BASED PORTFOLIOS An investment solution designed to meet investors financial goals.
GOALS-BASED PORTFOLIOS An investment solution designed to meet investors financial goals. seic.com seic.com SEI s Goals-Based Portfolios provide a core investment solution designed to meet a wide variety
Equity Strategies Summary and Empirical Results
Equity Strategies Summary and Empirical Results March 2007 This document is not intended for private investors Lehman Brothers Industry leadership in three businesses Investment Banking Capital Markets
Franklin Tax-Free Trust
Statement of Additional Information July 1, 2017 Franklin Tax-Free Trust Class A C Advisor Franklin Federal Intermediate-Term Tax-Free Income Fund FKITX FCITX FITZX Franklin Federal Limited-Term Tax-Free
The funds intend to distribute the maximum amount of dividends qualifying for the 15% rate allowable under the law.
2012 Janus FINAL Per Share Distribution Amounts Attached are the final per share distribution amounts paid on December 31, 2012 to shareholders of record on December 28, 2012 for the Janus income funds
The funds intend to distribute the maximum amount of dividends qualifying for the 15% rate allowable under the law.
2014 Janus FINAL Per Share Distribution Amounts Attached are the final per share distribution amounts paid on December 31, 2014 to shareholders of record on December 30, 2014 for the Janus income funds
STRATEGIC PORTFOLIOS An investment solution designed to meet investors financial goals.
STRATEGIC PORTFOLIOS An investment solution designed to meet investors financial goals. seic.com The SEI Strategic Portfolios provide a core investment solution designed to meet a wide variety of investors
Robert L. Young President, JPMorgan Funds
JPMORGAN TRUST III JPMorgan Multi-Manager Alternatives Fund 270 Park Avenue New York, New York 10017 Toll-Free (800) 480-4111 May 31, 2016 Dear Shareholder, The enclosed information statement contains
NOT FDIC INSURED NO BANK GUARANTEE MAY LOSE VALUE Q J.P. Morgan Funds. Sales charge / dealer concession schedule
NOT FDIC INSURED NO BANK GUARANTEE MAY LOSE VALUE Q4 27 J.P. Morgan Funds / dealer concession schedule A shares Dynamic Equity Equity Index Fund* Growth and Small Cap Core Fund U.S. Research Enhanced Equity
EDGA & EDGX STOCK EXCHANGES
EDGA & EDGX STOCK EXCHANGES Regulatory Information Circular Circular Number: 2010-156 Contact: Jeff Rosenstrock Date: July 14, 2010 Telephone: (201) 942-8295 Subject: ProShares Short Basic Materials ETF
Certificate of Deposit Banco del Estado de Chile 05969YQX4 $ 25,000, % 09/01/16 09/01/16 $ 25,000, %
Fund Name Morgan Stanley Institutional Liquidity Funds - Prime Portfolio Statement Date Unaudited Holdings as of August 26, 2016 WAM (Days) 8 Days WAL (Days) 9 Days Net Assets 12,916,874,673 INVESTMENT
Jacksonville Police and Fire Pension Fund 2018 ANNUAL REPORT
Jacksonville Police and Fire Pension Fund 2018 ANNUAL REPORT Table of Contents E x e c u t i v e D i r e c t o r s R e p o r t... 3 I n d e p e n d e n t A u d i t o r s R e p o r t... 4 A c t u a r i
Contact: Russ Davidson. Date: September 26, 2008 Telephone: (646)
STOCK EXCHANGE Regulatory Information Circular Circular number: 2008-69 Contact: Russ Davidson Date: September 26, 2008 Telephone: (646) 805-1857 Subject: NETS Trust Background Information on the Fund
INVESTMENT GUIDELINES WAYNE COUNTY WATER AND SEWER AUTHORITY
INVESTMENT GUIDELINES WAYNE COUNTY WATER AND SEWER AUTHORITY These guidelines detail the operative policy regarding the investing, monitoring and reporting of funds of the Wayne County Water and Sewer
Diversification Pays While Low Inflation Stays
Diversification Pays While Low Inflation Stays May 2, 2016 by Brad Tank of Neuberger Berman Neither rising rates nor rising defaults would spell the end of opportunistic, diversified fixed income. There
J.P. Morgan Securities LLC CFTC Supplemental Disclosures
CFTC Supplemental Disclosures August 31, 2018 Assets and Capital Allocation as of August 31, 2018 Asset Allocation Capital Employed Financing (Resales, Borrows) 53% 5% Inventory by Business Line Public
51489NQH8 30,000, /07/16 09/07/16 30,000, % Thueringen
Fund Name Morgan Stanley Institutional Liquidity Funds - Money Market Portfolio Statement Date Unaudited Holdings as of August 26, 2016 WAM (Days) 6 Days WAL (Days) 7 Days Net Assets 3,680,777,861 INVESTMENT
Fannie Mae REMIC Trust Distribution Summary - 01/2015
Distribution Summary - 01/2015 Class CUSIP Interest Rate Beginning/Notional Class Interest Distribution Prepayment Penalties/Yield Maintenance Principal Distribution Total Distribution PA 31358Q3T0 000
Regulatory Information Circular
STOCK EXCHANGE Regulatory Information Circular Circular number: 2010-45 Contact: Russ Davidson Date: March 18, 2010 Telephone: (646) 805-1857 Subject: ProShares Short Basic Materials ETF ProShares Short
The Janus asset allocation funds will distribute on December 27, 2013 to shareholders of record on December 26, 2013.
2013 Janus FINAL Per Share Distribution Amounts Attached are the final per share distribution amounts paid on December 13, 2013 to shareholders of record on December 12, 2013 for the Janus Protected Series
Bartholomew Consolidated Schools. 403(B) Plan 401(A) Plan VEBA HSA
Bartholomew Consolidated Schools 403(B) Plan 401(A) Plan VEBA HSA 2017 Two Brothers Ben Graduated from college, started teaching, and got married at 22 Had 2 children within the next 8 years Wife stayed
TIME TARGETED EQUITY PORTFOLIOS
TIME TARGETED EQUITY PORTFOLIOS 1 3 Year 4 6 Year Equity 7 15 Year 15+ Year Global Diversification Exposure to a large number of securities around the world reduces the risk that any one stock or any one
Judgment Book. Printed Date: Porter County C01, 1, 2, 5. RJO Book. Book. Judgment Against. Judgment In Favor. Case Number Amount. Page.
Judgment BARRAGAN, PHILLIP DENMARK SERVICES LLC 64D0-1311-CC-010494 $8,016.80 BERGHEFER, GENE M PORTER HOSPITAL 64D01-1310-CC-008882 $14,19.01 BOGNER, HEATHER BOGNER, KRISTOPHER WELLS FARGO BANK, NA 64D0-1310-MF-00978
1. Based on adjusted results. Effective November 1, 2011, The Toronto-Dominion Bank (the Bank) prepares its Consolidated Financial Statements in
1 2 1. Based on adjusted results. Effective November 1, 2011, The Toronto-Dominion Bank (the Bank) prepares its Consolidated Financial Statements in accordance with International Financial Reporting Standards
The Market Pendulum. April 18, 2016 by Joseph Amato of Neuberger Berman
Can 2016 earnings justify today s valuations? The Market Pendulum April 18, 2016 by Joseph Amato of Neuberger Berman Traditionally, equity people are supposed to be more optimistic than bond people, but
The Seaview RED Group at Morgan Stanley
The Seaview RED Group at Morgan Stanley 2400 East Commercial Blvd. 12th Floor, Ft. Lauderdale, FL 33308 954-267-5631 / Main Robert.Lavin@morganstanley.com The Seaview RED Group at Morgan Stanley Institutional
Robert L. Young President, JPMorgan Funds
JPMORGAN TRUST III JPMorgan Multi-Manager Alternatives Fund 270 Park Avenue New York, New York 10017 Toll-Free (800) 480-4111 March 7, 2016 Dear Shareholder, The enclosed information statement contains
U.S. MUNICIPAL NEW ISSUES
U.S. MUNICIPAL NEW ISSUES 1966 to present TRANSACTIONS 303,540+ Official statements, news sources, trade publications, proprietary surveys and information from investment banks and other market participants
LSV ASSET MANAGEMENT
Firm: LSV ASSET MANAGEMENT LSV ASSET MANAGEMENT Asset Manager Founded in Hidden Hidden Hidden Hidden Copia expands investment team Headcount: Hidden Assets Under Management: Hidden His last position was
Agreed-upon requirements for next phase of CBRS changes
Cost Basis Steering Committee Meeting Minutes September 17, 2013, Noon 1 p.m. I. Approval of September 3, 2013 Meeting Minutes The committee approved the minutes as written. II. Issues discussed The five
NextGen Client Select Series Portfolio Performance - A Unit Class 03/29/2019
The performance data shown represents past performance of the Portfolios and is not a guarantee of the future performance of the Portfolios. Current performance may be higher or lower than the performance
Fund Updates. The value of active management. Effective June 7, 2018, changes will be implemented for five Russell Investment Company Funds.
Fund Updates Effective June 7, 2018, changes will be implemented for five Russell Investment Company Funds. The value of active management We are committed to providing highest conviction investing through
Quarterly Performance Report June 30, 2016
Quarterly Performance Report June 30, 2016 Polaris: For Those Who Want More WHEN YOUR GOALS ARE Accumulation Tax-advantaged investing Professionally managed investments Annuities are long-term products
For personal use only
Series No.: AUD 019-00-1 Tranche No.: 1 ASIAN DEVELOPMENT BANK Australian Dollar Domestic Medium Term Note Programme Issue of A$225,000,000 3.00% Notes due 14 October 2026 ( Notes ) This Pricing Supplement
PACER EXCHANGE TRADED FUNDS Premium/Discount Period Covered January 1, 2018 through March 31, 2018
PACER EXCHANGE TRADED FUNDS Premium/Discount Period Covered January 1, 2018 through March 31, 2018 The tables below provide information about the difference between the daily market closing price for shares
PACER EXCHANGE TRADED FUNDS Premium/Discount Period Covered November 1, 2017 through January 31, 2018
PACER EXCHANGE TRADED FUNDS Premium/Discount Period Covered November 1, 2017 through January 31, 2018 The tables below provide information about the difference between the daily market closing price for
Defensive Equities BARROW. Advisor Insights FUNDS. Playing the Second Half of the Business Cycle with. Low and Slow Growth
Barrow Street Advisors Leadership Nicholas Chermayeff Principal 26 years of industry experience BA Harvard College Robert F. Greenhill, Jr. Principal 27 years of industry experience BA Harvard College
County of Monterey. Investment Portfolio Compliance Report. December 31, PFM Asset Management LLC
County of Monterey Investment Portfolio Compliance Report December 31, 2016 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 (415) 982-5544 www.pfm.com PFM Asset Management
County of Monterey. Investment Portfolio Compliance Report. February 28, PFM Asset Management LLC
County of Monterey Investment Portfolio Compliance Report February 28, 2017 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 (415) 982-5544 www.pfm.com PFM Asset Management
AMENDMENT NO. 2 DATED SEPTEMBER 23, 2016 TO THE ANNUAL INFORMATION FORM DATED APRIL 19, 2016, AS AMENDED BY AMENDMENT NO. 1 DATED JULY 8, 2016
AMENDMENT NO. 2 DATED SEPTEMBER 23, 2016 TO THE ANNUAL INFORMATION FORM DATED APRIL 19, 2016, AS AMENDED BY AMENDMENT NO. 1 DATED JULY 8, 2016 (the AIF ) in respect of: BMO Global Monthly Income Fund (series
SEI US Small Companies Fund Quarter 4, 2008
Benchmark Russell 2500 (Net 30%) Base Currency USD Currencies Available USD, EUR, GBP Fund Complex SEI Global Master Fund PLC SEI US Small Companies Fund Quarter 4, 2008 SEI MANAGER OF MANAGERS PHILOSOPHY
Qualified Dividends (estimated percentages)* Income Dividends Short-Term Gains Long-Term Gains Declaration/Record
2018 Preliminary Distributions T. ROWE PRICE FUNDS 2018 Undistributed Income and Capital Gains Per Share Amounts as of October 31, 2018 T. Rowe Price Fund Domestic Stock Funds Balanced 56% paid quarterly
PACER EXCHANGE TRADED FUNDS Premium/Discount Period Covered October 1, 2017 through December 31, 2017
PACER EXCHANGE TRADED FUNDS Premium/Discount Period Covered October 1, 2017 through December 31, 2017 The tables below provide information about the difference between the daily market closing price for
The Hoya Capital Housing ETF Investment Case
The Hoya Capital Housing ETF Investment Case Questions About How to Invest? (833) HOYA-CAP Invest@HoyaCapital.com How to Learn More About HOMZ Visit Our Website www.thehousingetf.com The US Housing Sector,
Strategic Partners Mutual Funds Manager Overview
Strategic Partners Mutual Funds Manager Overview DOMESTIC EQUITY FUNDS VALUE Blend Growth LARGE CAP FUNDS SP Core Value Fund SP Equity Income Fund SP Large Cap Value Fund SP Large Cap Core Fund SP Capital
Invest With A Plan. A process to help you achieve what s important to you and your family
Invest With A Plan A process to help you achieve what s important to you and your family INVESTMENT AND INSURANCE PRODUCTS ARE: NOT FDIC INSURED NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY NOT A DEPOSIT
FUTURES COMMISSION MERCHANT RELATED DISCLOSURE AND POLICY
FUTURES COMMISSION MERCHANT RELATED DISCLOSURE AND POLICY Futures Commission Merchant Material Conflicts of Interest The purpose of this disclosure is to provide you with information about some of the
Reference Bonds SM. PRICING SUPPLEMENT DATED April 12, 2000 (to Offering Circular Dated December 30, 1999) US$1,000,000,000.
PRICING SUPPLEMENT DATED April 12, 2000 (to Offering Circular Dated December 30, 1999) US$1,000,000,000 Freddie Mac GLOBAL DEBT FACILITY 6.75% Bonds Due September 15, 2029 Reference Bonds SM This Pricing
City of Laguna Beach AGENDA BILL SUBJECT: CITY TREASURER'S MONTHLY REPORT FOR MAY It is recommended that the City Council:
AGENDA BILL Consent 3 No. Meeting Date: 7/1/14 SUBJECT: CITY TREASURER'S MONTHLY REPORT FOR MAY 2014 SUMMARY OF THE MATTER: The cash and investments at month end totaled $77,060,390. Excess funds were
SECTION 1 OWNER INFORMATION
Pruco Life Insurance Company of New Jersey Election of Optional Benefits Form For Prudential Premier Retirement Variable Annuity Series and Prudential Premier Advisor Variable Annuity Only for use in New
M ORGAN J OSEPH. The Middle Market Investment Bank sm
M ORGAN J OSEPH The Middle Market Investment Bank sm Firm Overview Morgan Joseph & Co. Inc. is a 120 person investment banking firm serving middle market companies. The firm s primary focus is on providing
SCHOLARS CHOICE 529 COLLEGE SAVINGS PROGRAM
1Q 2018 Performance Summary SCHOLARS CHOICE 529 COLLEGE SAVINGS PROGRAM INVESTMENT PRODUCTS: NOT FDIC INSURED NO BANK GUARANTEE MAY LOSE VALUE Scholars Choice Performance Date YTD 1 Yr 3 Yr 5 Yr 10 Yr
Performance Update. Variable Universal Life III (VUL III) variable life insurance
Performance Update As of May 31, 2018 Variable Universal Life III (VUL III) variable life insurance Not a bank or credit union deposit or obligation Not insured by any federal government agency Not FDIC
$2,110,462,588 (Notional)
Prospectus Supplement (To SMBS Prospectus dated February 1, 2012) $2,110,462,588 () Guaranteed Stripped Mortgage-Backed Securities Trust Number 418 The SMBS Certificates We, the Federal National Mortgage
By Robert (Buck) C. Klintworth, CMT Co-Portfolio Manager Chase Mid-Cap Growth Fund (CHAMX and CHIMX)
Mid-Caps vs. Large-Caps: An Analysis of Sector Returns By Robert (Buck) C. Klintworth, CMT Co-Portfolio Manager Chase Mid-Cap Growth Fund (CHAMX and CHIMX) June 2012 In our last white paper 1, we examined
CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 4 of Part XV of the Securities and Futures Ordinance (Cap. 57) Form for use by a corporation giving notice of : (i) First acquiring an
First State Investments Annual Order Execution Report Year Ending April 2018
First State Investments Annual Order Execution Report Year Ending 2017 April 2018 Introduction References to First State Investments in this report is a reference to First State Investments International
FLEXIBLE PAYMENT VARIABLE ANNUITY
THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY May 1, 2018 FLEXIBLE PAYMENT VARIABLE ANNUITY Account A Individual flexible payment variable annuity contracts to provide retirement annuity benefits for
Multi-Asset Income: Moderate Growth (MAP) Select UMA
J.P. Morgan Asset Management (Model Portfolio Provider) 270 Park Avenue New York, New York 10017 PRODUCT OVERVIEW Morgan Stanley Smith Barney LLC ("Morgan Stanley") is the Manager of this strategy. The
Investment Portfolio Compliance Report July 31, County of Monterey. Investment Portfolio Compliance Report. July 31, 2017
County of Monterey Investment Portfolio Compliance Report July 31, 2017 County of Monterey Investment Portfolio Compliance Report July 31, 2017 Sarah Meacham Managing Director 50 California Street Suite
PRUDENTIAL PREMIER ADVISOR VARIABLE ANNUITY PRUDENTIAL PREMIER RETIREMENT VARIABLE ANNUITY PRUDENTIAL PREMIER INVESTMENT VARIABLE ANNUITY
PRUDENTIAL PREMIER ADVISOR VARIABLE ANNUITY PRUDENTIAL PREMIER RETIREMENT VARIABLE ANNUITY PRUDENTIAL PREMIER INVESTMENT VARIABLE ANNUITY PRUCO LIFE INSURANCE COMPANY PRUCO LIFE FLEXIBLE PREMIUM VARIABLE
ONONDAGA COUNTY NEW YORK 2018 EXECUTIVE BUDGET
ONONDAGA COUNTY NEW YORK 2018 EXECUTIVE BUDGET Joanne M. Mahoney County Executive William P. Fisher Deputy County Executive Mary Beth Primo Deputy County Executive for Physical Services Ann Rooney Deputy
Report of the Directors
Report of the Directors The directors have the pleasure in presenting their annual report and the audited financial statements for ended December 31, 2016. Principal Activities and Business Review The
The Hollywood Group at Morgan Stanley
The Hollywood Group at Morgan Stanley 1200 Mt. Kemble Ave., 2nd Fl. P.O. Box 1903, Morristown, NJ 07960 973-539-6700 / MAIN 800-755-4253 / TOLL-FREE 973-425-2366 / FAX http://www.morganstanleyfa.com/ thehollywoodgroup
State Street Global Advisors ERISA 408(B)(2) REGULATORY REPORTING REQUIREMENT
Fiduciary Status Custody s include: (i) custody services provided to SSgA commingled funds; includes country custody charges and transaction charges; (ii) overdraft funding, and (iii) holding of un-invested
ASIAN DEVELOPMENT BANK Australian Dollar Domestic Medium Term Note Programme. Issue of. A$900,000, % Notes due 5 July 2017 ( Notes )
Series No.: AUD 009-00-1 Tranche No.: 1 ASIAN DEVELOPMENT BANK Australian Dollar Domestic Medium Term Note Programme Issue of A$900,000,000 3.50% Notes due 5 July 2017 ( Notes ) This Pricing Supplement
Brian Shlissel President, JPMorgan Funds
JPMORGAN TRUST III JPMorgan Multi-Manager Alternatives Fund 270 Park Avenue New York, New York 10017 Toll-Free (800) 480-4111 February 21, 2017 Dear Shareholder, The enclosed information statement contains
Power Tools for Your Portfolio:
Power Tools for Your Portfolio: Seven Ways to Implement Leveraged ETFs Disclosure: Leveraged and inverse ETFs pursue daily leveraged investment objectives which means they are riskier than alternatives
TOMORROW S SCHOLAR. Wisconsin s 529 Plan. ... connecting to the future. Program Description and Participation Agreement.
TOMORROW S SCHOLAR Wisconsin s 529 Plan... connecting to the future Program Description and Participation Agreement May 1, 2014 Administrator: The Wisconsin College Savings Program Board Tomorrow s Scholar
Attachment #4 Attachment #5 VILLAGE OF WINNETKA, ILLINOIS FIREFIGHTERS PENSION FUND INVESTMENT POLICY SCOPE This Investment Policy applies to the investment activities of the Village of Winnetka
Loan Originator MarketShare Report Sample Q Plymouth County Residential Loans YEAR (Multiple Items)
YEAR 2013.00000 USEGRP RES COUNTY Plymouth MONTH (Multiple Items) Values Row Labels Count of MORTGAGE Sum of MORTGAGE2 22351 33 11,986,450 Thomas Augustus Digan Jr. 33 11,986,450 508-850-4100 33 11,986,450
PROSPECTUS May 1, 2010
Excel Performance Variable Universal Life PROSPECTUS May 1, 2010 The Union Central Life Insurance Company LI 1253NY 5/10 Ameritas Life Insurance Corp. ("Ameritas Life") Carillon Life Account ("Separate
Prudential Premier Retirement Variable Annuity B Series SM
Prudential Premier Retirement Variable Annuity B Series SM Portfolio Analysis Customized for: Joe Client Prepared by: John Q. Doe Firm name: Prudential Annuities Date Prepared: February 25, 2011 Pg. 1
Investment Portfolio Compliance Report January 31, County of Monterey. Investment Portfolio Compliance Report.
County of Monterey Investment Portfolio Compliance Report January 31, 2018 County of Monterey Investment Portfolio Compliance Report January 31, 2018 Sarah Meacham Managing Director PFM Asset Management
Investment Portfolio Compliance Report December 31, County of Monterey. Investment Portfolio Compliance Report.
County of Monterey Investment Portfolio Compliance Report December 31, 2017 County of Monterey Investment Portfolio Compliance Report December 31, 2017 Sarah Meacham Managing Director PFM Asset Management
Investment Fact Sheets
Investment Fact Sheets Please read all of the documents contained in this booklet (Click on a fund in the Table of Contents to be directed to that fund s specific fact sheet) TABLE OF CONTENTS PAGE PruSecure
CITY OF DALLAS DALLAS WATER UTILITIES COMMERCIAL PAPER PROGRAM SELECTION OF SERVICE PROVIDERS. BUDGET, FINANCE & AUDIT COMMITTEE June 2, 2014
CITY OF DALLAS DALLAS WATER UTILITIES COMMERCIAL PAPER PROGRAM SELECTION OF SERVICE PROVIDERS BUDGET, FINANCE & AUDIT COMMITTEE June 2, 2014 BACKGROUND Provides an alternative funding option for capital
BlackRock Technology Opportunities Fund BlackRock Total Emerging Markets Fund BlackRock Total Factor Fund. BlackRock Advantage Global Fund, Inc.
BlackRock Advantage Global Fund, Inc. BlackRock Advantage U.S. Total Market Fund, Inc. BlackRock Asian Dragon Fund, Inc. BlackRock Balanced Capital Fund, Inc. BlackRock Basic Value Fund, Inc. BlackRock