PSC Principal U.S. Small-Cap Multi-Factor Index ETF

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1 Principal U.S. Small-Cap Multi-Factor Index ETF ETF.com segment: Equity: U.S. - Small Cap Competing ETFs: FYX, CSML, JKJ, OUSM, SMLF Related ETF Channels: Multi-factor, U.S., Smart-Beta ETFs, Small Cap, Equity, rth America, Size and Style, Broad-based Find more ETFs with our ETF Screener and Database *Unless otherwise stated, data provided by FactSet. 80 FUND DESCRIPTION invests in small-capitalization companies within the U.S. that exhibit high shareholder yield, high pricing power, and momentum. FACTSET ANALYTICS INSIGHT invests in companies held within the Nasdaq U.S. Small Cap Index with high shareholder yield, pricing power, and momentum characteristics. Eligible securities are ranked according to return to shareholders, a company s ability to raise prices of its products without reducing demand substantially, and positive price movement. If a stock does not have a dividend, the price setting and momentum ranks are averaged to arrive at a final score. The top 20th percentile of factor rank is selected for inclusion in the fund. Individual ranks are normalized by industry to remain sector-neutral. The fund is weighted according to 3-month daily dollar volume and volatility. There is a.7% weight cap for each security. SUMMARY DATA Issuer Brand Inception Date Legal Structure Expense Ratio Assets Under Management Average Daily $ Average Spread (%) The Principal Financial Group Principal 09/21/16 Open-Ended Fund 0.38% $358.59M $92.39K 0.25% MSCI ESG ANALYTICS INSIGHT The MSCI ESG Fund Quality Score measures the ability of ETF underlying holdings to manage key medium to long-term risks and opportunities arising from environmental, social, and governance factors, as determined by MSCI ESG Research LLC. As of April 11, 2019 the Principal U.S. Small-Cap Multi-Factor Index ETF MSCI ESG Fund Quality Score is 4.11 out of 10. The fund s Peer Rank reflects the ranking of a fund s MSCI ESG Fund Quality Score against the scores of other funds within the same peer group, as defined by the Thomson Reuters Lipper Global Classification. ranks in the 26th percentile within its peer group and in the 10th percentile within the global universe of all funds in MSCI ESG Fund Metrics coverage. PORTFOLIO DATA Weighted Average Market Cap Price / Earnings Ratio Price / Book Ratio Distribution Yield Next Ex-Dividend Date Number of Holdings $2.23B % 07/01/ INDEX DATA Index Tracked Nasdaq US Small Cap Select Leaders Index Index Weighting Methodology Index Selection Methodology Technical Multi-Factor MSCI USA Small Cap Index 1 Year PERFORMANCE [as of 04/11/19] 1 MONTH 3 MONTHS YTD 1 YEAR 3 YEARS 5 YEARS 10 YEARS 3.27% 8.23% 15.12% 3.17% (NAV) 1.36% 8.15% 14.94% 2.75% Nasdaq US Small Cap Select Leaders Index MSCI USA Small Cap Index 2.91% 11.17% 18.98% 6.77% 14.80% 9.82% 16.22% All returns over 1 year are annualized. All returns are total returns unless otherwise stated. TOP 10 COUNTRIES

2 TOP 10 COUNTRIES TOP 10 SECTORS TOP 10 HOLDINGS PORTFOLIO MANAGEMENT TAX EXPOSURES FUND STRUCTURE Expense Ratio Median Tracking Difference (12 Mo) Max. Upside Deviation (12 Mo) Max. Downside Deviation (12 Mo) 0.38% Max LT/ST Capital Gains Rate Capital Gains Distributions (3 Year) Tax on Distributions Distributes K % / 39.60% 0.02% Qualified dividends Legal Structure OTC Derivative Use Securities Lending Active Securities Lending Split (Fund/Issuer) ETN Counterparty Open-Ended Fund 100% / 0% N/A ETN Counterparty Risk N/A Fund Closure Risk Low Portfolio Disclosure Daily

3 Daily Spread Premium/Discount FACTSET ANALYTICS BLOCK LIQUIDITY As of 04/12/ This measurement shows how easy it is to trade a $1 million USD block of. is rated a 4 out of 5. TRADABILITY Avg. Daily Share Average Daily $ Median Daily Share Median Daily ($) Average Spread (%) Average Spread ($) Median Premium / Discount (12 Mo) Max. Premium / Discount (12 Mo) Impediment to Creations Market Hours Overlap Creation Unit Size (Shares) Creation Unit/Day (45 Day Average) Creation Unit Cost (%) Underlying / Unit Open Interest on ETF Options Net Asset Value (Yesterday) ETF.com Implied Liquidity 2,641 $92.39K 916 $35.21K 0.25% $ % 3.18% / -1.97% ne % 50, % 0.04% $

4 SECTOR/INDUSTRY BREAKDOWN TOP 10 HOLDINGS PERFORMANCE STATISTICS Financials 24.87% 24.02% Consumer Cyclicals 14.95% 11.86% Industrials 14.92% 14.01% Healthcare 14.84% 13.05% Technology 11.05% 13.96% Tandem Diabetes Care, Inc. Deckers Outdoor Corporation Black Hills Corporation Nexstar Media Group, Inc. Class A Dick's Sporting Goods, Inc. Federated Investors, Inc. Class B Match Group, Inc. Legg Mason, Inc. 1.15% 0.97% 0.96% 0.89% 0.88% 0.86% 0.81% 0.80% Goodness of Fit (R2) Beta Up Beta Down Beta Downside Standard Deviation % MSCI USA Small Cap Index Energy 3.94% 3.29% Redwood Trust, Inc. 0.77% Basic Materials 3.92% 5.73% World Wrestling Entertainment, Inc. Class A Total Top 10 Weighting 0.76% 8.85% MSCI ESG RATINGS MSCI ESG Quality Score 4.11 / 10 Consumer n- Cyclicals 3.35% 3.78% Peer Group Percentile Rank Utilities 2.25% 2.60% Global Percentile Rank Telecommunications Services 1.52% 0.68% SRI Screening Criteria Exposure 3.07% COUNTRIES Exposure to Sustainable Impact Solutions 5.32% United States % % Weighted Average Carbon Intensity (t CO2e/$M Sales) REGIONS rth America % % BENCHMARK COMPARISON HOLDINGS Number of Holdings Constituents Shared Holdings 393 ECONOMIC DEVELOPMENT Shared Holdings Weight 16.55% Developed Countries % % BENCHMARK COMPARISON SUMMARY Number of Holdings Weighted Average Market Cap $2.23B $4.00B Price / Earnings Ratio Price / Book Ratio Dividend Yield % 1.56% Concentration Low Low

5 2019 ETF.com The data and information contained herein is not intended to be investment or tax advice. A reference to a particular investment or security, a credit rating, or any observation concerning a security or investment provided in the ETF.com Service is not a recommendation to buy, sell, or hold such investment or security or to make any other investment decisions. You should not use such information for purposes of any actual transaction without consulting an investment or tax professional. ETF.com DOES NOT TAKE RESPONSIBILITY FOR YOUR INVESTMENT OR OTHER ACTIONS NOR SHALL ETF.com HAVE ANY LIABILITY, CONTINGENT OR OTHERWISE, FOR THE ACCURACY, COMPLETENESS, TIMELINESS, OR CORRECT SEQUENCING OF ANY INFORMATION PROVIDED BY ETF.com OR FOR ANY DECISION MADE OR ACTION TAKEN BY YOU IN RELIANCE UPON SUCH INFORMATION OR ETF.com. [ETF.com DOES NOT PROVIDE ANY RESEARCH OPINIONS.] ETF.com MAKES NO REPRESENTATIONS ABOUT THE SUITABILITY OF THE INFORMATION, PRODUCTS OR SERVICES CONTAINED HEREIN. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Data provider: Terms of Use MSCI ESG Research LLC s ("MSCI ESG") Fund Metrics products (the "Information") provide environmental, social and governance data with respect to underlying securities within more than 24,000 multi-asset class Mutual Funds and ETFs globally. MSCI ESG is a Registered Investment Adviser under the Investment Advisers Act of MSCI ESG materials have not been submitted to, nor received approval from, the US SEC or any other regulatory body. ne of the Information constitutes an offer to buy or sell, or a promotion or recommendation of, any security, financial instrument or product or trading strategy, nor should it be taken as an indication or guarantee of any future performance, analysis, forecast or prediction. ne of the Information can be used to determine which securities to buy or sell or when to buy or sell them. The Information is provided "as is" and the user of the Information assumes the entire risk of any use it may make or permit to be made of the Information.