Portfoliofocus - Premium Retirement Service

Transcription

1 Portfoliofocus - Premium Retirement Service Notice date Nature of communication Description - Access Aviva Investors Premium Fixed Income to Access Antares Premium Fixed Income. - Aviva Investors n Shares - Aviva Investors Dividend Builder - Aviva Investors Elite Opportunities - Aviva Investors High Growth Shares - Aviva Investors Listed Property - Aviva Investors Premier Fixed Income - Aviva Investors Small Companies - Access ING Tax Effective Income - ING Tax Effective Income - ING Wholesale n Share Trust to Antares n Shares. to Antares Dividend Builder. to Antares Elite Opportunities. to Antares High Growth Shares. to Antares Listed Property. to Antares Premier Fixed Income. to Antares Small Companies. Ltd and the name of the fund changed to Access OnePath Tax Effective Income. Ltd and the name of the fund changed to OnePath Tax Effective Income. Ltd and the name of the fund changed to OnePath Wholesale n Share Trust. 1 Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

2 1-Oct-12 - ING Wholesale Blue Chip Imputation Trust - ING Wholesale Global Emerging Markets Share Trust - ING Wholesale Global Property Securities - MLC Wholesale Horizon 3 - Conservative Growth Portfolio terminated - BlackRock Combined Prop Inc (Aust) - Class D Ltd and the name of the fund changed to OnePath Wholesale Blue Chip Imputation Trust. Ltd and the name of the fund changed to OnePath Wholesale Global Emerging Market Share Trust. To advise members that the responsible entity changed to UBS Global Asset Management () Ltd and the name of the fund changed to UBS Clarion Global Property Securities. Other changes including change of benchmark. To advise members that MLC Investments Limited was changing the net management fee as result of changes in fee rebates for the MLC Wholesale Horizon 3 - Conservative Growth Portfolio. To advise members that BlackRock Investment Management was terminating the BlackRock Combined Prop Inc (Aust) - Class D. 7-Dec-12 Income not paid To advise members that income on some investments had not been paid. Members were advised that these payments, together with compensation had now been allocated to their accounts. - Aberdeen Classic Series n Smaller Companies - All Star IAM n Shares - AMP Capital Global Property Securities - APN Property for Income - APN Property for Income No. 2 - n Ethical Smaller Companies Trust To advise members that Aberdeen Asset Management Limited was making changes to the Aberdeen Classic Series n Smaller Companies. The changes being made including change of name and investment strategy. To advise members that the responsible entity changed to Equity Trustees replacing Ventura Investment Management Ltd. To advise members that the AMP Capital Global Property Securities will now be solely managed by AMP Capital Investors Limited. To advise members that APN s Management Limited was changing the withdrawal process for the APN Property for Income. To advise members that APN s Management Limited was changing the withdrawal process for the APN Property for Income No. 2. To advise members that n Ethical Investment Limited was changing the class of units for the n Ethical Smaller Companies Trust. Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

3 - BlackRock Wholesale n Share - Challenger Howard Wholesale Mortgage To advise members that BlackRock Investment Management was making changes to the BlackRock Wholesale n Share. The changes being made included change of management, benchmark and investment strategy. changed to Fidante Partners Ltd and the fund name changed to Howard Wholesale Mortgage. - Challenger Wholesale Hybrid Property - Challenger Wholesale Property Securities - GVI Industrial Share - Hedged - HFA Diversified Investments - HFA International Shares - Investors Mutual n Share - Investors Mutual Future Leaders - Investors Mutual Industrial Share - Russell n Share - Class C - Russell International Share - $A Hedged - Class C changed to Fidante Partners Ltd and the fund name changed to SG Hiscock Wholesale Hybrid Property. changed to Fidante Partners Ltd and the fund name changed to SG Hiscock Wholesale Property Securities. To advise members that GVI Industrial Share name changed to GVI Aubrey Global Growth and Income - Hedged. To advise members that the fund name changed to LHP Diversified Investments. To advise members that the fund name changed to LHP Global Long/Short. To advise members that Investors Mutual Limited was changing the net management fee for the Investors Mutual n Share. To advise members that Investors Mutual Limited was changing the net management fee for the Investors Mutual Future Leaders. To advise members that Investors Mutual Limited was changing the net management fee for the Investors Mutual Industrial Share. To advise members that Russell Investment Management Ltd was changing the net management fee for the Russell n Share - Class C. To advise members that Russell Investment Management Ltd was changing the net management fee for the Russell International Share - $A Hedged - Class C. - UBS Property Securities To advise members that UBS Global Asset Management () Ltd was making changes to the UBS Property Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

4 - Ventura Growth 70 Securities. The changes being made include change of benchmark and investment strategy. To advise members that the responsible entity changed to Equity Trustees replacing Ventura Investment Management Ltd. 5-Mar-13 Management fees were incorrectly charged To advise members that the administration fee discount was not applied. Members were advised that the error had been fixed and compensation paid. 12-Mar-13 Initial fees processed twice To advise members that their initial fees were processed twice. Members were advised that the error had been fixed and compensation paid. 18-Mar Mar-13 terminated - BlackRock Asset Allocation Alpha Investment option terminated - Pre Select 100%+ Cap. Protected Aust Equities (1) and Pre Select 100%+ Cap. Protected Growth (1) To advise members that BlackRock Asset Management Limited was terminating the BlackRock Asset Allocation Alpha. To advise members that Deutsche Asset Management was terminating the funds. Members were advised that upon receipt of the money MLC would pay the proceeds into the Transaction account and then invested in line with standing instructions, if applicable. 29-Mar-13 Your instructions weren't actioned correctly To advise members that we have now processed their instructions correctly and paid compensation. 11-Jun-13 terminated - Perpetual Wholesale Property Income To advise members that Perpetual Investment Management Limited was terminating the Perpetual Wholesale Property Income. 24-Jun-13 Income distributions were incorrect - Platinum Asset Management To advise members that the fund manager provided income distributions for the 2007 to 2011 financial years. The fund manager provided compensation which may be taxable in the financial year. 24-Jun-13 Income distributions were incorrect - GMO To advise members that the fund manager provided income distributions for the 2007 to 2011 financial years. The fund manager provided compensation which may be taxable in the financial year terminated - BlackRock Global High Conviction terminated - BlackRock Wholesale Global High Conviction - AMP Capital Balanced Growth - To advise members that BlackRock Investment Management was terminating the BlackRock Global High Conviction. To advise members that BlackRock Investment Management was terminating the BlackRock Wholesale Global High Conviction. changed to AMPCFM replacing AMPCI. Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

5 - AMP Capital Enhanced Yield - - AMP Capital Global Property Securities - - BT Wholesale Fixed Interest - Howard Wholesale Mortgage - MLC Wholesale Horizon 3 Conservative Growth Portfolio - MLC Wholesale Horizon 4 Balanced Portfolio - Pengana Emerging Companies - Russell Conservative - Class C - Russell Diversified 50 - Russell Diversified 50 - Class C - APN Property for Income No. 2 - Russell Balanced - - Russell Growth - - Russell Balanced - Class C changed to AMPCFM replacing AMPCI. changed to AMPCFM replacing AMPCI. The responsible entity changed to BT Investment Management ( Services) Ltd, replacing BT Investment Management (RE) LTD. The manager changed the withdrawal process for the fund, changing it to a regular return of capital to unit holders. The investment manager changed to LaSalle from Presima. The investment manager changed to LaSalle from Presima. The net management fee of the investment changed. The buy/sell spread increased. The buy/sell spread increased. The buy/sell spread increased. Changes to the material beneficial unit price. The ICR increased. The ICR increased. The ICR increased. The ICR increased. Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

6 - Russell Growth - Class C - Vanguard (Wholesale) International Fixed Interest Index (Hedged) - CFS Wholesale Global Property Securities - AMP Capital Corporate Bond - On-platform - AMP Capital Core Infrastructure - Onplatform - Goldman Sachs Income Plus Wholesale - DWS Global Equity Thematic - RREEF Paladin Property Securities - RREEF Global (ex- ) Property Securities There has been a change to the investment process and borrowing practices of the fund The name of the investment changed to CFS Wholesale Global Property Securities. The responsible entity changed to AMP Capital s Management Limited (AMPCFM) replacing AMP Capital Investors Limited. The responsible entity changed to AMP Capital s Management Limited (AMPCFM) replacing AMP Capital Investors Limited. The investment manager changed to Goldman Sach Asset Management International from Welington Management Company. The name of the investment changed to Ironbark GTP Global Equity Thematic. The name of the investment changed to Ironbark RREEF Paladin Property Securities. The name of the investment changed to Ironbark RREEF Global (ex-) Property Securities. 16-Sep-14 - ishares SandP Global 100 Index - ishares MSCI Emerging Markets Index Errors made on closed accounts The name of the investment changed to ishares Global 100 ETF The name of the investment changed to ishares MSCI Emerging Markets ETF. To advise members that errors were made on their closed accounts and confirm payment of funds, or request new super fund payment details from members. 7-Nov-14 Managed investment option - Ausbil n Emerging Leaders investment fee error To advise members about a fee differential issue that has been identified by Ausbil in relation to their investment fee between December 2004 and January 2014 and the removal of their investment fee rebate from 12 December Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

7 8-Dec Dec Mar-15 8-May-15 May May Aug-15 9-Sep-15 withdrawal offer Charter Hall Direct Office s (Retail & Wholesale) Adelaide Bank Term Deposit changes Information flyer for members who opened a new super or pension account. Investment option terminated - Goldman Sachs Core n Equities SMA model portfolio Customers with accounts greater than three months in arrears to be back charged and their accounts brought up to date terminated - Aberdeen Global Government Bond terminated - Antares Premier Fixed Income terminated - Access AMP Capital Enhanced Yield Announcement and changes to the withdrawal offer regime. To inform members of the consequences of withdrawal from their Adelaide Bank term deposit before it matures. To inform members who previously held an account opened before 1 December 2011 of the fee changes that occurred when they opened their new super or pension account after 1 July To advise members that Goldman Sachs Asset Management will cease managing the Goldman Sachs Core n Equities portfolio. To advise customers that there was a delay in charging fees to their account, which was therefore in arrears and action being taken. This was to waive fees greater than three months in arrears as a goodwill gesture, charge three months fees in arrears in addition to their current month fee, and inform them that they would be charged correctly from next month onwards. To advise members that Aberdeen Asset Management was terminating the Aberdeen Global Government Bond. To advise members that Antares Capital Partners Limited was terminating Antares Premier Fixed Income. To advise members that Navigator Limited was terminating the Access AMP Capital Enhanced Yield. 28-Sep-15 Unpaid rebates being paid - Antares Listed Property, Antares Small Companies, Antares Premier Fixed Income. To advise members of unpaid rebates for Antares investments - Antares Listed Property, Antares Small Companies, Antares Premier Fixed Income. 16-Dec-15 5 September October 2016 Incorrect Centrelink Statement for Reversionary pension accounts Change in Management Fees termination x 2 To advise members that commutations (lump sum payments) of the previous account owner had not been included in their Centrelink Statements To advise members/investors that Ausbil n Emerging Leaders Management fee is increasing from 10 October 2016 To advise of the termination of the Goldman Sachs International Wholesale and the Goldman Sachs Core Plus n Fixed Income Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.

8 15 November 2016 termination To advise members of the termination of the GVI Aubrey Global Growth & Income Part of the National Bank Group of Companies. An investment with is not a deposit or liability of, and is not guaranteed by, NAB.