M E M O R A N D U M. Members and Member Organizations. William N. Briggs, Executive Vice President Administration, Finance & Business Development
|
|
|
- Beryl Hamilton
- 5 years ago
- Views:
Transcription
1 Memo # M E M O R A N D U M TO: FROM: Members and Member Organizations William N. Briggs, Executive Vice President Administration, Finance & Business Development DATE: July 2, 2008 RE: Options Specialist Shortfall Fee September 2008 As previously announced in memorandum no dated August 24, 2000, the options specialists shortfall transaction fee became effective on August 1, Modifications to the fee were announced in memorandum no dated December 19, This fee of $0.35 per contract is paid by the specialist trading any Top 120 Option if at least 12% (effective July 1, 2003) of the total national monthly contract volume for such Top 120 Option is not effected on the PHLX in that month. Attached is a list of the Top 120 Options for the September 2008 billing. The Exchange believes it is necessary to continue to attract order flow to the Exchange in order to remain competitive. This fee should encourage specialists to compete for order flow, which not only enhances the specialist s role, but also provides additional revenue to the Exchange. For questions regarding the billing and collection of this fee, please contact Joseph Jennings at (215)
2 TOP 120 Multiply-Listed Options For Charges in Sep 2008 (Comparative Volume, Jun 2008) # Symbol Company 1 SPY S & P DEPOSITORY RECEIPT 2 QQQQ QQQ PRODUCTS/EQUITY 3 IWM ISHARES RUSSELL 2000 IND 4 XLF FINANCIAL SECTOR SPDR 5 AAPL APPLE INC COM STK 6 XLE ENERGY SECTOR SPDR 7 LEH LEHMAN BROTHERS HOLDINGS 8 C CITIGROUP 9 BAC BANK OF AMERICA CORP 10 GE GENERAL ELECTRIC CO 11 YHOO YAHOO INC 12 DIA DIAMONDS TRUST 13 RIMM RESEARCH IN MOTION LTD 14 WB WACHOVIA CORP 2ND NEW 15 MER MERRILL, LYNCH & CO INC 16 MSFT MICROSOFT CORP 17 GM GENERAL MOTORS CORP 18 JPM JPMORGAN CHASE & CO COM 19 BUD ANHEUSER BUSCH COS INC 20 EEM ISHARES MSCI EMERGING MA 21 GS GOLDMAN SACHS GROUP INC 22 AIG AMERICAN INTL GROUP INC 23 RIO COMPANHIA VALE DO RIO DO 24 GOOG GOOGLE INC CLASS A QCOM QUALCOMM INC
3 25 26 USO UNITED STATES OIL FUND 27 CSCO CISCO SYSTEMS INC 28 ELN ELAN CORP ADS(RP1 ORD4IR 29 CHK CHESAPEAKE ENERGY CORP 30 TGT TARGET CORPORATION 31 MS MORGAN STANLEY 32 PFE PFIZER INC 33 WM WASHINGTON MUTUAL,INC 34 WFC WELLS FARGO & CO(NEW) 35 VLO VALERO ENERGY CORP (NEW) 36 POT POTASH CORP SASKATCHEWAN 37 ORCL ORACLE CORPORATION 38 AA ALCOA INC 39 F FORD MOTOR CO(NEW) 40 INTC INTEL CORP 41 PBR PETRO BRAS SA PETROBAS A 42 V VISA INC 43 XOM EXXON MOBIL CORPORATION 44 FCX FREEPORT-MCMORAN COPPER& 45 FDG FORDING CANADIAN COAL TS 46 WMT WAL-MART STORES INC 47 EWZ ISHARES MSCI BRAZIL 48 AMZN AMAZON COM INC 49 SHLD SEARS HOLDINGS CORP 50 UNH UNITEDHEALTH GROUP INC 51 MRK MERCK & CO INC 52 MDY S & P MIDCAP SPDR (ETF)
4 53 OIH OIL SERVICES TR 12/31/41 54 MON MONSANTO COMPANY 55 EMC EMC CORP. 56 MYGN MYRIAD GENETICS INC 57 T AT&T INC. COM 58 SMH SEMICONDUCTOR HOLDERS TR 59 TSO TESORO CORPORATION 60 FNM FANNIE MAE 61 AMD ADVANCED MICRO DEVICES, 62 XLB MATERIALS SELECT SECTOR 63 DELL DELL INC 64 WYE WYETH 65 COP CONOCOPHILLIPS 66 NOK NOKIA CORP ADS (REP 1 SH 67 MOS MOSAIC COMPANY 68 UAUA UAL CORPORATION NEW 69 AMR AMR CORP 70 TXN TEXAS INSTRUMENTS INC. 71 CFC COUNTRYWIDE FINANCIAL CO 72 DAL DELTA AIR LINES INC 73 SNDK MSYSTEMS LTD (MERGER) 74 HPQ HEWLETT-PACKARD CO 75 MRVL MARVELL TECH GROUP LTD 76 BIDU BAIDU.COM - ADR 77 BBY BEST BUY CO INC 78 DRYS DRYSHIPS INC. 79 FRE FREDDIE MAC D/B/A VOTING COF CAPITAL ONE FINANCIAL CO
5 80 81 FITB FIFTH THIRD BANCORP (OHI 82 HD HOME DEPOT INC 83 X UNITED STATES STEEL CP 84 QID ULTRASHORT QQQ PROSHARES 85 NVDA NVIDIA CORP 86 BA BOEING CO 87 UPS UNITED PARCEL SERVICE,IN 88 AXP AMERICAN EXPRESS COMPANY 89 SIRI SIRIUS SATELLITE RADIO I 90 JNPR JUNIPER NETWORKS INC 91 GLD SPDR GOLD TRUST 92 MA MASTERCARD INCORPORATED 93 IBM INTL BUSINESS MACHINES C 94 NUE NUCOR CORP 95 JOSB JOS A BANK CLOTHIERS INC 96 USB U.S.BANCORP (NEW) 97 FSLR FIRST SOLAR, INC. 98 MCD MCDONALDS CORP 99 CAT CATERPILLAR INC 100 BCE BCE INC 101 HUN HUNTSMAN CORPORATION 102 MBI MBIA INC 103 KO COCA-COLA CO 104 BTU PEABODY ENERGY CORP 105 RTH RETAIL HOLDRS TRUST (HOL 106 NEM NEWMONT MINING CORP (HOL 107 XHB SPDR S&P HOMEBUILDERS ET
6 108 STI SUNTRUST BANKS INC 109 IOC INTEROIL CORP (F) 110 UBS USB AG (NEW) 111 EFA ISHARES TR MSCI EAFE IND 112 AKS AK STEEL HOLDING CORP 113 S SPRINT NEXTEL CORPORATIO 114 HAL HALLIBURTON CO (HOLDING 115 UNP UNION PACIFIC CORPORATIO 116 HK PETROHAWK ENERGY CORP 117 CVX CHEVRON CORPORATION 118 BBT BB&T CORPORATION 119 BRCM BROADCOM CORP CL-A 120 XTO XTO ENERGY INC.
M E M O R A N D U M. RE: Options Specialist Shortfall Fee February 2009
Memo #2023-08 M E M O R A N D U M TO: FROM: Members and Member Organizations Tom Wittman, President DATE: December 2, 2008 RE: Options Specialist Shortfall Fee February 2009 As previously announced in
BOX Penny Pilot Report: Penny Pilot Report 7
BOX Penny Pilot Report: Penny Pilot Report 7 Table of Contents Chapter 1- Overview and Summary 1.1 Purpose and Scope.. 3 1.2 Summary.. 5 Chapter 2- Quality of Markets 2.1 Best Bid/Ask Spread... 7 2.2 Bid/Ask
BOX Penny Pilot Report: Penny Pilot Report 4
BOX Penny Pilot Report: Penny Pilot Report 4 Table of Contents Chapter 1- Overview and Summary 1.1 Purpose and Scope.. 3 1.2 Summary.. 5 Chapter 2- Quality of Markets 2.1 Best Bid/Ask Spread... 7 2.2 Bid/Ask
BOX Penny Pilot Report: Penny Pilot Report 5
BOX Penny Pilot Report: Penny Pilot Report 5 Table of Contents Chapter 1- Overview and Summary 1.1 Purpose and Scope.. 3 1.2 Summary.. 5 Chapter 2- Quality of Markets 2.1 Best Bid/Ask Spread... 7 2.2 Bid/Ask
NASDAQ OMX PHLX Options Penny Pilot Expansion Report 5 May 29, 2009
NASDAQ OMX PHLX Options Penny Pilot Expansion Report 5 May 29, 2009 Summary This is the fifth NASDAQ OMX PHLX report on the Penny Pilot program. The results are consistent with the earlier reports. Compared
File No. S Proposed Amendments to Rule 610 of Regulation NMS
BY EMAIL TO: rule-comments@sec.gov Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Re: File No. S7-09-10 Proposed Amendments to Rule 610 of Regulation NMS Dear Ms.
CROSSMARK STEWARD COVERED CALL INCOME FUND HOLDINGS October 31, 2018
CROSSMARKGLOBAL.COM STEWARD FUNDS Page 1 of 6 CROSSMARK STEWARD COVERED CALL INCOME FUND HOLDINGS October 31, 2018 The Crossmark Steward Covered Call Income Fund holds a portfolio of equity securities
HIGH MODERATE LOW SECURITY. Speculative Stock Junk Bonds Collectibles. Blue Chip or Growth Stocks Real Estate Mutual Funds
RETURN POTENTIAL $$$$ HIGH Speculative Stock Junk Bonds Collectibles $$$ $$ MODERATE LOW Blue Chip or Growth Stocks Real Estate Mutual Funds Corporate Bonds Preferred Stock Government Bonds $ SECURITY
CROSSMARK STEWARD COVERED CALL INCOME FUND HOLDINGS August 31, 2018
CROSSMARKGLOBAL.COM STEWARD FUNDS Page 1 of 6 CROSSMARK STEWARD COVERED CALL INCOME FUND HOLDINGS August 31, 2018 The Crossmark Steward Covered Call Income Fund holds a portfolio of equity securities and
Strategies with Weeklys Options
SM Strategies with Weeklys Options CBOE Disclaimer Options involve risks and are not suitable for all investors. Prior to buying or selling options, an investor must receive a copy of Characteristics and
January 3, Company ABC, Inc Main Street. Re: 25, In 2011, Company based to the. based 200% 150% 100% 50% 0% TSR $85.54 $44.
January 3, 2014 Mr. John Doe Director, Compensation Company ABC, Inc. 1234 Main Street New York, NY 10108 Re: Performance Award Certification FY2011 Performance Share Units Dear John, This letter certifies
Ethel Hart Mutual Endowment Fund Quarterly Investment Report September 30, 2016 Q1 FY2017. Office of the City Treasurer - City of Sacramento
Quarterly Investment Report September 30, 2016 Q1 FY2017 Office of the City Treasurer - City of Sacramento John Colville, Interim City Treasurer Q1 FY2017 INTRODUCTION In 1993, Ethel MacLeod Hart left
( The Gleason Report Performance of the TGR Timing Models with the Dow Stocks January 2015
(www.gleasonreport.com) The Gleason Report Performance of the TGR Timing Models with the Dow Stocks January 2015 The Gleason Report (TGR) market timing system uses many years of data to create a customized
BUZ NYSE ARCA. Powered by Artificial Intelligence. BUZZ US SENTIMENT LEADERS ETF March 2018 Monthly Index Rebalance OUT SUMMARY OF CHANGES
1/6 Z US SENTIMENT LEADERS ETF Powered by Artificial Intelligence SUMMARY OF CHANGES IN United States Steel Corp General Electric Co United Parcel Service Inc Exxon Mobil Corp Arista Networks Inc Nucor
Q3 Individual Equity Holdings in the Advisor Perspectives Universe
Q3 Individual Equity Holdings in the Advisor Perspectives Universe This study analyzes the holdings of individual equities within the Advisor Perspectives (AP) Universe, as of the end of Q3 2007. A previous
Q1-FY2014. Quarterly Investment Report. Ethel Hart Mutual Endowment Fund. September 30, 2013
www.cityofsacramento.org/treasurer/ Russell Fehr, City Treasurer Quarterly Investment Report September 30, 2013 Q1-FY2014 INTRODUCTION In 1993, Ethel MacLeod Hart left a bequest of $1,498,719.07 to the
Calculating Sustainable Cash Flow
800 West Peachtree Street NW Atlanta, GA 30332-0520 404-894-4395 http://www.mgt.gatech.edu/finlab Dr. Charles W. Mulford, Director Invesco Chair and Professor of Accounting charles.mulford@mgt.gatech.edu
Ethel Hart Mutual Endowment Fund
Office of the City Treasurer Quarterly Investment Report September 30, 2010 Russell Fehr, City Treasurer John P. Colville, Chief Investment Officer Lydia Abreu, Investment and Operations Manager Robert
Ethel Hart Mutual Endowment Fund Quarterly Investment Report September 30, 2017 Q1 FY2018. Office of the City Treasurer - City of Sacramento
Quarterly Investment Report Q1 FY2018 Office of the City Treasurer - City of Sacramento John Colville, City Treasurer Q1 FY2018 INTRODUCTION In 1993, Ethel MacLeod Hart left a bequest of $1,498,719.07
Ethel Hart Mutual Endowment Fund
Office of the City Treasurer Quarterly Investment Report September 30, 2011 Russell Fehr, City Treasurer John P. Colville, Chief Investment Officer Lydia Abreu, Investment and Operations Manager Robert
Calculating Sustainable Cash Flow
800 West Peachtree Street NW Atlanta, GA 30332-0520 404-894-4395 http://www.dupree.gatech.edu/finlab Dr. Charles W. Mulford, Director Invesco Chair and Professor of Accounting charles.mulford@mgt.gatech.edu
FINAL DISCLOSURE SUPPLEMENT Dated September 27, 2011 To the Disclosure Statement dated May 18, 2011
FINAL DISCLOSURE SUPPLEMENT Dated September 27, 2011 To the Disclosure Statement dated May 18, 2011 Union Bank, N.A. Market-Linked Certificates of Deposit, due October 1, 2018 (MLCD No. 167) Average Return
Cboe Options Exchange Taiwanese Trading Permit Holder Supplemental Application Form
Cboe Options Exchange Taiwanese Trading Permit Holder Supplemental Application Form The business organization referenced below ( Organization ) certifies the following to Cboe Exchange, Inc. ( Cboe Options
Get Started Workshop. How to Start Trading and Investing in the Stock Market
Get Started Workshop How to Start Trading and Investing in the Stock Market Legal By attending this workshop, you are agreeing to the following: You understand and acknowledge that Simply Put, LLC is not
The 100 Largest U.S Corporations, 2010
The 100 Largest U.S s, 2010 ('10) ('10) 3M 97 $26,662,000,000 $39,086,960 72 10 11 2 Bermuda 1 Luxembourg 3 Singapore 4 Switzerland 2 Abbott Laboratories 69 $35,166,700,000 $73,593,104 289 121 71 35 Bahamas
FINAL DISCLOSURE SUPPLEMENT Dated January 26, 2011 To the Disclosure Statement dated December 6, 2010
FINAL DISCLOSURE SUPPLEMENT Dated January 26, 2011 To the Disclosure Statement dated December 6, 2010 Union Bank, N.A. Market-Linked Certificates of Deposit, due January 31, 2017 (MLCD No. 102) Average
Interconnectedness as a measure of systemic risk potential in the S&P 500
Interconnectedness as a measure of systemic risk potential in the S&P 500 Naoise Metadjer & Dr. Srinivas Raghavendra Central Bank of Ireland*, National University of Ireland Galway naoise.metadjer@centralbank.ie
Powered by Artificial Intelligence OUT
Powered by Artificial Intelligence SUMMARY OF CHANGES IN OUT Square Inc Valeant Pharmaceuticals Intern Kite Pharma Inc Target Corp Oracle Corp Ionis Pharmaceuticals Inc Blackstone Group LP/The Lam Research
Investing in the Stock Market
FINANCIAL MANAGEMENT II Investing in the Stock Market 2013 C.A.S.H. Program 1 INVESTING For the purposes of simplicity we will only discuss one aspect of Investing and that is Stock Market Investing. There
Tortoise daily report
9/11/2014 Tortoise daily report A collection of research and systems signals designed to provide a robust framework for developing daily trading plans that can support 3 different trading timeframes: intraday,
FINAL DISCLOSURE SUPPLEMENT Dated December 20, 2013 To the Disclosure Statement dated January 30, 2013
FINAL DISCLOSURE SUPPLEMENT Dated December 20, 2013 To the Disclosure Statement dated January 30, 2013 Union Bank, N.A. Market-Linked Certificates of Deposit, due December 26, 2019 (MLCD No. 328) Average
Chapter Four. Stock Market Indexes
Chapter Four Stock Market Indexes New investors may be confused about marketplaces such as NYSE, AMEX or even NASDAQ (as a quotation system or market place) where securities are traded and indices such
Investment funds 8/8/2017
Investment funds 8/8/2017 Outline for today Why funds? Types of funds Mutual funds fees and performance Active or passive management? /Michał Dzieliński, Stockholm Business School 2 Investment funds Pool
financial DiScloSure report
Filing ID #10005686 financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 filer information name: Status: State/District:
Midterm Project for Statistical Methods in Finance LiulingDu and ld2742 New York,
Midterm Project for Statistical Methods in Finance LiulingDu and ld2742 New York, 2017-06-21 Contents 0.1 Load the APPL and calculate the percentage log-returns..................... 2 0.2 Read the tickers
Tortoise daily report
4/17/2017 Tortoise daily report A collection of research and systems signals designed to provide a robust framework for developing daily trading plans that can support 3 different trading timeframes: intraday,
FINAL DISCLOSURE SUPPLEMENT Dated November 25, 2013 To the Disclosure Statement dated January 30, 2013
FINAL DISCLOSURE SUPPLEMENT Dated November 25, 2013 To the Disclosure Statement dated January 30, 2013 Union Bank, N.A. Market-Linked Certificates of Deposit, due November 29, 2018 (MLCD No. 322) Capped
ISE 50 Index, ISE 100 Index, and ISE 250 Index
Index Methodology Guide Issue 1.1 Issue date: September 17, 2004 Print date: February 25, 2005 Produced by: International Securities Exchange, Inc. 60 Broad Street, New York NY 10004 www.iseoptions.com
Tortoise daily report
3/5/2018 Tortoise daily report A collection of research and systems signals designed to provide a robust framework for developing daily trading plans that can support 3 different trading timeframes: intraday,
BUZ NYSE ARCA. Powered by Artificial Intelligence. BUZZ US SENTIMENT LEADERS ETF June 2018 Monthly Index Rebalance OUT SUMMARY OF CHANGES
Z US SENTIMENT LEADERS ETF Powered by Artificial Intelligence SUMMARY OF CHANGES IN salesforce.com Inc Palo Alto Networks Inc Sprint Corp Costco Wholesale Corp Macy s Inc Target Corp NIKE Inc Splunk Inc
TheTechnicalTraders - Advance Options Alerts Total Gross Gain ($) Return (%)
TheTechnicalTraders - Advance Options Alerts 2011 2012 2013 2014 Total Gross Gain ($) $8,699 $11,990 $10,434 $5,786 $36,909 Return (%) 17.31% 20.34% 14.71% 7.11% 59.47% Date Opened Date Closed Trade Type
FINAL DISCLOSURE SUPPLEMENT Dated December 27, 2010 To the Disclosure Statement dated November 10, 2010
FINAL DISCLOSURE SUPPLEMENT Dated December 27, 2010 To the Disclosure Statement dated November 10, 2010 Union Bank, N.A. Market-Linked Certificates of Deposit, due December 22, 2017 (MLCD No. 95) Capped
Investing just got social
Investing just got social Summary of Changes IN COMPANY Activision Blizzard Inc. ConocoPhillips Costco Wholesale Corp. Freeport-McMoRan Inc. Kroger Co. Southwest Airlines Co. PayPal Holdings Inc. QUALCOMM
Regulating Systemic Risk 1
Regulating Systemic Risk 1 By Viral V. Acharya, Lasse Pedersen, Thomas Philippon and Matthew Richardson NYU Stern School of Business I. Summary II. Measuring Systemic Risk III. Quantifying Systemic Risk
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA 1788 UNITED STATES COURTHOUSE 75 SPRING STREET, S.W. ATLANTA. GEORGIA
Batten, Sr., Timothy C. UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF GEORGIA 1788 UNITED STATES COURTHOUSE 75 SPRING STREET, S.W. ATLANTA. GEORGIA 30303-3309 CHAMBERS OF 404-215-1420 TIMOTHY C. BATTEN,
Powered by Artificial Intelligence OUT
Powered by Artificial Intelligence SUMMARY OF CHANGES IN OUT Goldman Sachs Group Inc/The Ulta Beauty Inc Incyte Corp salesforce.com Inc TESARO Inc Nordstrom Inc Marathon Oil Corp ebay Inc Macy s Inc Adobe
BUZZ SOCIAL MEDIA INSIGHTS INDEX December 2016 Monthly Index Rebalance OUT
Z SOCIAL MEDIA INSIGHTS INDEX Investing just got social SUMMARY OF CHANGES IN OUT COMPANY ULTA Salon, Cosmetics & Fragrance, Inc. Home Depot Inc. Costco Wholesale Corp. Applied Materials Inc. Palo Alto
INVESTMENT PORTFOLIO SUMMARY REPORT
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA COUNTY BOARD OF COUNTY COMMISSIONERS INVESTMENT PORTFOLIO SUMMARY REPORT Prepared by: Pam Childers Clerk of the Circuit Court & Comptroller First Judicial Circuit,
Consumer Discretionary % of S&P 500 Neutral - favorable towards Media, Homebuilders and Home Improvement, Restaurants and Value Retailers.
Yield Credit Rating Notes November 1, 2017 The following table summarizes the Sector Strategy Spotlight stocks that are discussed in detail in separate sector-specific materials prepared by Janney's Investment
Investor Presentation
Investor Presentation Disclosures INVESTMENTS ARE NOT FDIC INSURED INVESTMENTS DO NOT HAVE BANK GUARANTEE INVESTMENTS MAY LOSE VALUE INCLUDING PRINCIPAL Securities offered in the Innovation Index Fund,
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the Act ), 1 and
This document is scheduled to be published in the Federal Register on 12/21/2012 and available online at http://federalregister.gov/a/2012-30793, and on FDsys.gov 8011-01p SECURITIES AND EXCHANGE COMMISSION
BUZ NYSE ARCA. Powered by Artificial Intelligence. BUZZ US SENTIMENT LEADERS ETF July 2018 Monthly Index Rebalance OUT SUMMARY OF CHANGES
Powered by Artificial Intelligence SUMMARY OF CHANGES IN BlackBerry Ltd KeyCorp TE Connectivity Ltd Biogen Inc Oracle Corp PepsiCo Inc Citigroup Inc Walgreens Boots Alliance Inc Darden Restaurants Inc
U.S. ETP MONTHLY FLASH
U.S. ETP MONTHLY FLASH JANUARY 2013 Source: NYSE Arca ETP Database and Arc vision. Statistics include only NYSE Arca listed ETPs which are derivatively priced securities that can trade intraday on a securities
Earnings Growth. Dividend Yield. Credit Rating. Forward P/E
Yield Credit Rating Notes January 3, 2018 The following table summarizes the Sector Strategy Spotlight stocks that are discussed in detail in separate sector-specific materials prepared by Janney's Investment
BUZ NYSE ARCA. Powered by Artificial Intelligence. BUZZ US SENTIMENT LEADERS ETF April 2018 Monthly Index Rebalance OUT SUMMARY OF CHANGES
Powered by Artificial Intelligence SUMMARY OF CHANGES IN Oracle Corp International Business Machine FedEx Corp Goldman Sachs Group Inc/The Bristol-Myers Squibb Co Merck & Co Inc Under Armour Inc QUALCOMM
Hypothetical Illustration 1/22/93 to 3/31/13
2 of 19 Hypothetical Illustration 1/22/93 to 3/31/13 Performance Sample Model Performance Net Investments $1,000,000.00 Ending Market Value $11,895,241.76 Cumulative Return 1,078.24 % Average Annualized
BUZZ NEXTGEN AI SERIES INDICES US Sentiment Leaders - September 2017 Monthly Index Rebalance. Powered by Artificial Intelligence OUT
Powered by Artificial Intelligence SUMMARY OF CHANGES IN OUT Ulta Beauty Inc Netflix Inc Lowe s Cos Inc Intuitive Surgical Inc Oracle Corp Priceline Group Inc/The Best Buy Co Inc CenturyLink Inc Incyte
Short-Answer. Problems from Chapter 11. Use the following information to answer questions 1 through 3
Short-Answer Use the following information to answer questions 1 through 3 You estimate that the expected return on Ford is 8% and on Sotheby s is 1%. You also estimate that the standard deviation of returns
Powered by Artificial Intelligence OUT
Powered by Artificial Intelligence SUMMARY OF CHANGES IN OUT Snap Inc Macy s Inc Cisco Systems Inc Mattel Inc Wells Fargo & Co Western Digital Corp Chipotle Mexican Grill Inc Under Armour Inc General Motors
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA
############### Prepared by: Pam Childers Clerk of the Circuit Court & Comptroller First Judicial Circuit, Escambia County Prepared by the Clerk of the Circuit Court and Comptroller Page 1 INVESTMENT PORTFOLIO
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA COUNTY BOARD OF COUNTY COMMISSIONERS INVESTMENT PORTFOLIO SUMMARY REPORT ############### Prepared by: Pam Childers Clerk of the Circuit Court & Comptroller
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA COUNTY BOARD OF COUNTY COMMISSIONERS INVESTMENT PORTFOLIO SUMMARY REPORT ############### Prepared by: Pam Childers Clerk of the Circuit Court & Comptroller
Tracking. All Portfolio Tracking
Tracking All Portfolio Tracking 5/15/17 4/30/17 Change $ Change % Portfolio One $42,377.71 $41,514.50 $863.21 2.08% Portfolio Two $33,665.44 $33,334.33 $331.11 0.99% Portfolio Three $17,972.62 $17,761.07
INVESTMENT PORTFOLIO SUMMARY REPORT
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA COUNTY BOARD OF COUNTY COMMISSIONERS INVESTMENT PORTFOLIO SUMMARY REPORT ############### Prepared by: Pam Childers Clerk of the Circuit Court & Comptroller
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: December 31, 2005
Performance Review Summary Period Ending: December 31, 2005 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank
Fresno County Employees' Retirement Association Cumulative Performance Comparisons Period Ending: March 31, 2007
Cumulative Performance Comparisons Period Ending: March 31, 2007 Equity Style - Large Value Last Quarter Two Quarters Three Quarters One Year Two Years Three Years Four Years Five Years Return Rank Return
March U.S. ETP Monthly Flash
March 2016 U.S. ETP Monthly Flash NYSE Arca U.S. Exchange Traded Products (ETP) Highlights from March 2016 In March, 10 new ETPs listed on NYSE Arca At the end of March, 1,558 ETPs were listed on NYSE
Macro through Micro Fourth Quarter 2014
Macro through Micro Fourth Quarter 2014 Technology enables access to data in ways that were not possible prior. Calcbench is designed to help finance leaders collect and analyze hard to find competitor,
BUZ NYSE ARCA. Powered by Artificial Intelligence. BUZZ US SENTIMENT LEADERS ETF December 2018 Monthly Index Rebalance OUT SUMMARY OF CHANGES
Powered by Artificial Intelligence SUMMARY OF CHANGES IN salesforce.com Inc Broadcom Inc Cisco Systems Inc Lululemon Athletica Inc Home Depot Inc/The Palo Alto Networks Inc Target Corp Altria Group Inc
A Markov-Switching Multi-Fractal Inter-Trade Duration Model, with Application to U.S. Equities
A Markov-Switching Multi-Fractal Inter-Trade Duration Model, with Application to U.S. Equities Fei Chen (HUST) Francis X. Diebold (UPenn) Frank Schorfheide (UPenn) December 14, 2012 1 / 39 Big Data Are
The Alpha Bet. With apologies to the Beach Boys
The Alpha Bet With apologies to the Beach Boys Well she got daddy s stocks And she s cruising from the mutual fund land now Seems she forgot all about diversifying Like she told her old man now And with
Benjamin Graham Model. Valuation Guide for the Dow Jones Industrial Average (Third Quarter 2018)
Benjamin Graham Model Valuation Guide for the Dow Jones Industrial Average (Third Quarter 8) Disclaimers All information presented herein is intended as a guide and reference to serve as a source for better
LGIP Sell Side Observations And Building Processes
Institutional Fixed Income Sales - Trading Strategy - Analytics LGIP Sell Side Observations And Building Processes Mark Lewis General Securities Principal Fixed Income Sales & Trading Mutual Securities,
Statement of Value and Activity
12/01/2016 06:28:06 APT 003646 Hillside Pension Plan Hillside Cemetery Pension Plan Cover Page Administrative Officer: Anthony Pasculli Hillside Cemetery Defined Benefit Contact Phone Number: (908) 306
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: March 31, 2006
Performance Review Summary Period Ending: March 31, 2006 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank Return
Theoretically, 68% of prices fall within the boundary. IV Rank near 100% IV Rank near 0%
October 31, 2017 Reading the Cone Graphics What are the cones on the price graphics and what s the significance of the colors? I ll explain The cone represents a 30-day theoretical expected price range
Analysis of Stock Browsing Patterns on Yahoo Finance site
Analysis of Stock Browsing Patterns on Yahoo Finance site Chenglin Chen chenglin@cs.umd.edu Due Nov. 08 2012 Introduction Yahoo finance [1] is the largest business news Web site and one of the best free
Powered by Artificial Intelligence
Powered by Artificial Intelligence SUMMARY OF CHANGES IN salesforce.com Inc Broadcom Inc Cisco Systems Inc Lululemon Athletica Inc Home Depot Inc/The Palo Alto Networks Inc Target Corp Altria Group Inc
Earnings Growth. Dividend Yield. Credit Rating. Forward P/E
Yield Credit Rating Notes March 6, 2018 The following table summarizes the Sector Strategy Spotlight stocks that are discussed in detail in separate sector-specific materials prepared by Janney's Investment
Adam Norris, CFP 4532 Main Street Suite 1234 Raleigh, NC Alexander Family 42 East Lawerence St. Flushing, NY SAMPLE
Adam Norris, CFP 4532 Main Street Suite 1234 Raleigh, NC 27600 Alexander Family 42 East Lawerence St. Flushing, NY 10002 Portfolio Review Alexander Family 42 East Lawerence St. Flushing, NY 10002 Prepared
Fund commentary ETF. John Hancock Multifactor ETFs Q3 2017
Q3 2017 Fund commentary ETF John Hancock Multifactor ETFs Seek: To pursue results that closely correspond, before fees and expenses, to the indexes Use for: Core or targeted equity exposure MANAGED BY
John Hancock Retirement Income 2040 Fund
621Q3 John Hancock Retirement Income 2040 Fund Quarterly portfolio holdings 9/30/17 Fund s investments As of 9-30-17 (unaudited) Rate (%) Maturity date Par value^ Value U.S. Government and Agency obligations
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: June 30, 2006
Performance Review Summary Period Ending: June 30, 2006 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank Return
Section 19(b)(3)(A) * Section 19(b)(3)(B) * Section 19(b)(2) * Rule. 19b-4(f)(1) 19b-4(f)(2) 19b-4(f)(3) 19b-4(f)(4) VP, Associate General Counsel
OMB APPROVAL Required fields are shown with yellow backgrounds and asterisks. OMB Number: 3235-0045 Estimated average burden hours per response...38 Page 1 of * 25 SECURITIES AND EXCHANGE COMMISSION WASHINGTON,
Management Report of Fund Performance
Management Report of Fund Performance 10AUG201217330279 The following is a report on the performance of Top 20 U.S. Dividend Trust (the Trust ) and contains financial highlights but does not contain the
Adam Norris, CFP 4532 Main Street Suite 1234 Raleigh, NC Alexander Family 42 East Lawerence St. Flushing, NY SAMPLE
Adam Norris, CFP 4532 Main Street Suite 1234 Raleigh, NC 27600 Alexander Family 42 East Lawerence St. Flushing, NY 10002 Portfolio Review Alexander Family 42 East Lawerence St. Flushing, NY 10002 Prepared
Earnings Growth. Dividend Yield. Credit Rating. Forward P/E
Yield Credit Rating Notes December 5, 2018 The following table summarizes the Sector Strategy Spotlight stocks that are discussed in detail in separate sector-specific materials prepared by Janney's Investment
Prepared by Jaime Johnson and Robert Miner Tuesday, Sept. 1, 2015
Prepared by Jaime Johnson and Robert Miner Tuesday, Sept. 1, 2015 Today s Video Update provides more detail of the current position and probable future trends and trade strategies. Weekly / Daily Charts
Fresno County Employees' Retirement Association Performance Review Summary Period Ending: December 31, 2005
Performance Review Summary Period Ending: December 31, 2005 Performance & Risk Measures Quarter One Year Three Years Five Years Standard Deviation Sharpe Ratio Beta Return Rank Return Rank Return Rank
Powered by Artificial Intelligence
Powered by Artificial Intelligence SUMMARY OF CHANGES IN salesforce.com Inc Lululemon Athletica Inc Home Depot Inc/The Target Corp Cisco Systems Inc Palo Alto Networks Inc Nutanix Inc Splunk Inc Nordstrom
Earnings Growth. Dividend Yield. Credit Rating. Forward P/E
Yield Credit Rating Notes Consumer Discretionary - 12.7% of S&P 500 Favorably Neutral - favorable towards Homebuilders and Home Improvement, Value Retailers, and Consumer Experience - Restaurants, Hotels
Presentation to the City of Los Angeles Investment Advisory Committee. December 31, 2014
Presentation to the City of Los Angeles Investment Advisory Committee December 31, 2014 Economic Update-Overall Economy 8 U.S. GDP (Quarter over Quarter Annualized)* Percent 6 4 2 0-2 -4 0.2 3.1 2.7 1.4-2.7
Brad Sears Christy Mallory. May 2014
Brad Sears Christy Mallory May 2014 Report Update: Sexual Orientation and Gender Identity Non-Discrimination Policies of the Top 50 Federal Contractors and the Top 50 Fortune 500 companies, 2013 This Appendix
A version in Spanish may be downloaded in:
Are Calculated Betas Good for Anything? Pablo Fernandez, Professor of Finance e-mail: fernandezpa@iese.edu and pfernandez@iese.edu Camino del Cerro del Aguila 3. 28023 Madrid, Spain Previous versions:
Internet Appendix to. Option Trading Costs Are Lower Than You Think
Internet Appendix to Option Trading Costs Are Lower Than You Think Dmitriy Muravyev and Neil D. Pearson September 20, 2016 This appendix reports additional results that supplement the results in Muravyev
January 23, Days of Shutdown. S&P 500 Return. Start of Shutdown. President
January 23, 2018 Options involve risk and are not suitable for all investors. Please read Characteristics and Risks of Standardized Options before deciding to invest. Previous Impact of Government Shutdowns?
Potential Costs of Weakening the Trade-through Rule
Potential Costs of Weakening the Trade-through Rule New York Stock Exchange Research February 2004 Editor s Note: The trade-through rule, which ensures that America s 85 million investors can get the best
Netwerk24 & Sanlam. itrade with a MILLION Competition. Terms and Conditions
Netwerk24 & Sanlam itrade with a MILLION Competition Challenge start and end date: Terms and Conditions 1. The challenge starts on Monday 3 September 2018 and ends on Friday 30 November 2018. Registration
Legal & General US Index Trust. Annual Manager s Short Report for the year ended 5 December Distribution Number 9
Legal & General US Index Trust Annual Manager s Short Report for the year ended 5 December 2009 Distribution Number 9 Investment Objective and Policy The investment objective of this Trust is to track
Presentation to the City of Los Angeles Treasurer on the City's General Pool Investments. April 30, 2015
Presentation to the City of Los Angeles Treasurer on the City's General Pool Investments April 30, 2015 Economic Update-Overall Economy 8 U.S. GDP (Quarter over Quarter Annualized)* Percent 6 4 2 0-2 -4