OFFSHORE FUNDS. Dealing Procedure. Distributor

Transcription

1 OFFSHORE FUNDS Dealing Procedure for Distributor 20 October 2008 (Updated on 19 Sep 2017) Registration No Z Page 1

2 CONTENT PAGE No. 1. INTRODUCTION INVESTMENT ACCOUNT Account Opening Procedure Investment Account Number Foreign investors Investments Type DEALING PROCEDURES Order Placement Non Dealing Day Finalised AllianzGI Fund Prices Order Confirmation FOREIGN EXCHANGE SUBSCRIPTION SETTLEMENTS Settlement of subscriptions by Telegraphic Transfer ( TT ) Settlement of subscriptions by cheque or bank draft Settlement of subscriptions by SRS monies Settlement of subscriptions by CPF monies REDEMPTION SETTLEMENTS Settlement of Redemption for Cash Investment Settlement of Redemption for SRS Investment Settlement of Redemption for CPF Investment Settlement of Redemption for RMB share classes SWITCHING SETTLEMENTS General Procedure FAILED SETTLEMENT Cash Investment CPF and SRS Investment Regular Savings Plan TRANSFER OF HOLDINGS General Transfer Transfer Under CPF Section Deceased Account DAY CANCELLATION PERIOD FOR ALLIANZ GLOBAL INVESTORS FUND ( AGIF ) INCOME DISTRIBUTION General Procedure Reinvestment Option Cash Income Option REPORTS Portfolio Statement Monthly Trailer Fee Report Monthly Sales Commission Report APPENDICES APPENDIX A: AllianzGI Funds list APPENDIX B : Bank Accounts APPENDIX C : Subscription Confirmation (Sample) APPENDIX D : Portfolio Statement (Sample) APPENDIX E : Distributor Summary in Excel Format By Fund (Sample) APPENDIX F : Trailer Fee Report in Excel Format (Sample) APPENDIX G : AllianzGI SG & Registrar Registration No Z Page 2

3 1. INTRODUCTION 1.1. This Dealing Procedure serves to outline operation guide for an authorized distributor (the Distributor ) of ( AllianzGI SG ). It intends to clarify the roles & responsibilities and the procedure flows for the relevant parties. Although the procedures contained in this Dealing Procedure are the objectives that the relevant parties expect to achieve, they are not legally binding obligations of any parties. In the event of conflict or inconsistency between this Dealing Procedure & the relevant agreement between the parties, the relevant agreement shall prevail The content of this Dealing Procedure is subject to review and amendment by AllianzGI SG from time to time without prior notice to the Distributor. A revised Dealing Procedure will be sent to the Distributor as soon as practicable This Dealing Procedure covers transactions for the AllianzGI Funds listed in Appendix A which are distributed by AllianzGI SG For the purpose of this Dealing Procedure, Singapore Business Day shall mean a day (excluding Saturday) on which commercial banks in Singapore are open for business. 2. INVESTMENT ACCOUNT 2.1. Account Opening Procedure The Distributor is appointed by AllianzGI SG as an agent to distribute AllianzGI Funds to their customers and other persons The Distributor is responsible to implement procedures to verify the identity of their customers and to obtain supporting documents to comply with the applicable Know Your Clients procedure and anti money laundering guidelines issued by the Monetary Authority of Singapore ( MAS ) The Distributor shall forward the following documents to AllianzGI SG for account opening and retention. Where original documents are not submitted, the document needs to be certified as true copies by lawyers/accountants/chartered secretaries. Translated copy is required when it is not in English. 1. Duly completed and signed Investment Account Opening and Application Form (the IAOF ). 2. Certificate of Incorporation for Companies or Business Registration Certificate for Non Institution businesses. 3. Memorandum & Articles of Association. 4. Directors Resolution authorizing the opening of the investment account with a list of authorized signatories and their specimen signatures. 5. The identification documents of all directors/partners/persons having executive authority. 6. Notwithstanding the above, AllianzGI SG may request for additional information necessary to comply with its internal policies as well as regulatory requirements AllianzGI SG shall send the signed IAOF and supporting documents to State Street Bank and Trust Company, Singapore Branch (the Registrar ) of AllianzGI Funds for account opening and registration. Registration No Z Page 3

4 2.2. Investment Account Number An investment account is usually opened within 5 Singapore Business Days upon receipt of properly executed IAOF and the relevant supporting documents by the Registrar AllianzGI SG shall notify the Distributor of the investment account number The investment account number shall appear on the confirmations, statements and or reports issued to the Distributor Any change to the registration details of the Distributor subsequent to the investment account being opened, must be notified in writing with relevant supporting documents to AllianzGI SG Foreign investors AllianzGI Funds have not been registered under the United States Securities Act of 1933, and therefore applications for beneficial owners who are U.S. persons or persons with a U.S. mailing address cannot be accepted Investments Type Where investors subscribe for units using Central Provident Fund ( CPF ) and Supplementary Retirement Scheme ( SRS ) monies, the applications for subscription, switching or redemption must be submitted in the name of that Individual investor The Distributor is not required to submit the original CPF Investment Scheme Ordinary Account ( CPFIS OA ), CPF Investment Scheme Special Account ( CPFIS SA ) and Supplementary Retirement Scheme ( SRS ) application forms to the Registrar for processing. 3. DEALING PROCEDURES 3.1. Order Placement Placement of orders from Distributor to invest in AllianzGI Funds shall only be accepted with the account opened pursuant to section Telephone orders will not be accepted Subscription and Redemption/Switching applications may be submitted to the Registrar using the IAOF and General Application Form respectively otherwise in an authorized written format ( Dealing Report ) containing all relevant information as set out below: 1. Account name and Investment Account Number; 2. Name of AllianzGI Fund(s); 3. Class of Shares invested/ to be invested, where applicable; 4. Transaction type (Subscription, Redemption or Switch); 5. Investment amount or units for each AllianzGI Fund; 6. Discount or Commission, where applicable; 7. Investment type (Cash, CPFIS OA, CPFIS SA or SRS) and Registration No Z Page 4

5 8. Authorized signature(s) of the Distributor The following information shall also be included in the Dealing Report from Distributor for CPF or SRS Investment. 1. Full name of CPF or SRS investor; 2. Corresponding address and contact details of CPF or SRS investor; 3. Identification number of CPF or SRS investor; 4. Name of CPF Agent Bank or SRS Operator and 5. CPF or SRS investor s investment account number with CPF Agent Bank of SRS Operator Order placement shall be sent to the Registrar before the Reporting Cut Off Time set out in Appendix A on each Business Day for the relevant dealing day. The original Dealing Report need not be sent to the Registrar The Distributor shall ensure completeness of all required information necessary for the Registrar to process the orders otherwise the orders will be rejected The Registrar shall notify the Distributor of the rejection of orders within an hour from receipt or as soon as practical Where there is any error or cancellation of the order placement, the Distributor has to inform the Registrar before the Reporting Cut Off Time of the relevant dealing day. Failing which, adjustments, backdating of transactions or cancellation will be prohibited In case dealing orders need to be amended or cancel, the reason has to be explicitly indicated in the orders to the Registrar. 1. To cancel order: To re send dealing orders with the word Cancellation 2. To amend order: All amendments on the order form must be counter signed by the authorized person(s) and to indicate Avoid Duplication The Distributor shall contact the Registrar in case of non receipt of faxed order acknowledgement within an hour Unless otherwise instructed, the Distributor shall provide nil trade reporting when there is no transaction for the day Non Dealing Day Distributor may request for a projected non dealing days of each AllianzGI Fund for a calendar year from AllianzGI SG Note that the projected non dealing days are only correct at the point of advice and may subject to change without prior notification Finalised AllianzGI Fund Prices The Distributor may request for the daily prices of the AllianzGI Funds where available The price of AllianzGI Fund is broadcast daily via and usually by 3:00 pm, Singapore time Other pricing sources of AllianzGI Funds: 1. Reuters 2. Bloomberg Order Confirmation The Registrar shall send the T day Order Confirmation to the Distributor before the end of T+1 day. Please refer to T day definition from Appendix A. Registration No Z Page 5

6 3.4.2 The Subscription, Redemption and / or Switching Confirmation shall be sent by ordinary mail to the CPFIS and SRS investors, usually by T+3 Singapore Business Days The Confirmation only acknowledges receipt of dealing orders and not an allotment of units which will only take place upon receipt of cleared funds by AllianzGI SG Where AllianzGI SG exercises its discretion to refuse an application for subscription, switching or transfer of units, AllianzGI SG shall inform the relevant Distributor of its refusal on the Singapore Business Day immediately following T day The unit prices in the base currency for all transaction computation shall be set out in the Confirmation. If Singapore Dollar equivalent unit price is quoted, it shall be used for referencing only For redemption settlement in a currency other than the base currency of relevant AllianzGI Fund, the contracted FX rate will be shown in the Order Confirmation and Distribution Summary The Registrar shall send the T day Order Confirmation for Allianz China A Shares to distributor on T+2 days FOREIGN EXCHANGE The Registrar shall arrange for the necessary foreign exchange conversion except for RMB share classes if: 1. the currency of subscription monies paid by Distributor differs from the base currency of the AllianzGI Fund subscribed; 2. the currency of redemption proceeds is not in the currency necessary for the payment to CPF Agent, CPF Board or the SRS Operator; and 3. the currency of redemption proceeds requested by the Distributor is not the base currency of the AllianzGI Fund The Distributor shall bear the exchange rate exposure as a result of their requests for settlement in currencies other than the base currency of AllianzGI Fund. Registration No Z Page 6

7 4. SUBSCRIPTION SETTLEMENTS 4.1. Settlement of subscriptions by Telegraphic Transfer ( TT ) Partial settlement of subscription monies or netting off of subscription and redemption transactions will not be accepted Payment must be settled in full or after net of front end load Payments for subscriptions shall be made to the bank account detailed in Appendix B Cleared funds must be received on or before the settlement cycle set out in Appendix A The Distributor shall instruct their remitting bank to pay in an appropriate electronic instruction format such that the beneficiary will receive the funds with good value. (Eg. SWIFT payment message type should include MT103 / MT202) If subscription payment for RMB falls on non banking day of Hong Kong, the settlement will be defer 1 day Any overdraft interest resulting in delayed subscription settlement shall be borne by the defaulting party Any bank charges in respect of the TT shall be borne by the Distributor The Registrar may request a copy of the TT advice from the Distributor Subscription in RMB share classes can be settled in any currencies Settlement of subscriptions by cheque or bank draft Partial settlement of subscription monies or netting off of subscription and redemption transactions will not be accepted Cheque or bank draft shall be made payable to Name of Beneficiary set out in Appendix B SGD cheque or bank draft must be drawn on a bank in Singapore and other currencies cheque or bank draft must be drawn on the Asian Currency Unit of a bank in Singapore Settlement of subscriptions by SRS monies The Registrar shall complete the necessary application to the relevant SRS Operator appointed by the respective investor for the settlement of subscription monies within T+3 days Generally the payment of subscription monies from the SRS Operator is settled within T+5 days Settlement of subscriptions by CPF monies The Registrar shall complete the necessary application to the relevant CPF Agent or CPF Board appointed by the respective investor for the settlement of subscription monies within T+3 days Generally the payment of subscription monies from the CPF Agent or CPF Board is settled within T+5 days. Registration No Z Page 7

8 5. REDEMPTION SETTLEMENTS 5.1. Settlement of Redemption for Cash Investment Third party payee settlement is prohibited The Registrar shall pay redemption proceeds to the Distributor on the settlement day as set out in Appendix A The Registrar shall settle redemption proceeds to the Distributor according to their authorized settlement instruction in the IAOF unless authorized otherwise in writing Settlement of Redemption for SRS Investment Redemption proceeds in respect of all T day orders shall be paid to the investor s investment account with the SRS Operator as per the Settlement Cycle set out in Appendix A In the event that the investment account has already been closed, the Registrar shall contact the relevant Distributor immediately upon receipt of such notification Settlement of Redemption for CPF Investment Redemption proceeds in respect of all T day orders shall be paid to the investor s investment account with the CPF Agent and CPF Board as per the Settlement Cycle set out in Appendix A In the event that the investment account has already been closed, the Registrar shall contact the relevant Distributor immediately upon receipt of such notification Settlement of Redemption for RMB share classes Redemption for RMB share classes can be settled in any currencies. Registration No Z Page 8

9 6. SWITCHING SETTLEMENTS 6.1. General Procedure Switches between AllianzGI Funds and other Singapore Authorised Funds managed by AllianzGI SG are currently not facilitated Switches between AllianzGI Funds are processed in a similar manner as subscriptions and redemptions Between the same Umbrella Funds (as defined in Appendix A) The same Dealing Day shall apply between Allianz Global Investors Fund ( AGIF ) provided both the subscription and redemption dates are a Dealing Day of the respective AGIF sub funds. Otherwise the Dealing Day between the subscription and redemption may differ. In the latter case, the next Dealing Day will apply to the subscription Between different Umbrella Funds and/or Single Funds The subscription and redemption will have differing Dealing Day. The Dealing Day of the subscription shall be the day upon which the redemption proceed is received. Please see below illustration table for reference. Example: Redemption Subscription Redemption Dealing Day Subscription Dealing Day Single Fund AGIF T+1 day T+2 days Applicable switching fee shall be charged from the switch in amount. Switching fee is 1% in practice for Share Class A, AT and AM, please refer to prospectus for more details on the maximum switching charge Switching between AllianzGI Funds is subject to the following: No switching of units may be made which would result in the investor holding fewer units in either or both AllianzGI Funds than the relevant minimum holding for the AllianzGI Funds An investor who has purchased units with money from his CPF account will only be able to switch all or any of such units into units of another AllianzGI Fund which has been included under the CPFIS Switching between AllianzGI Funds using different investment settlement accounts is prohibited. That is, an investor who has purchased AllianzGI Fund using CPFIS OA cannot switch into another AllianzGI Fund using cash, CPFIS SA or SRS monies Section is not applicable to Free Switches offered and initiated by AllianzGI SG. Eg. Unitholder of an AllianzGI Fund who has chosen to accept the free switch to another AllianzGI Fund, does not have to comply with the minimum holding requirement in the switch in AllianzGI Fund Switching between AGIF Sub Funds is allowed. Registration No Z Page 9

10 7. FAILED SETTLEMENT 7.1. Cash Investment The Registrar shall inform the Distributor immediately in case of failed receipt of subscription payment on settlement date The Distributor and the Registrar shall follow up with their remitting bank immediately to avoid delay in settlement otherwise any overdraft interest as a consequent of such delay shall be borne by the defaulting party In case the settlement failed for more than 3 Singapore Business Days, the Registrar shall inform AllianzGI SG immediately. AllianzGI SG has the discretionary to cancel the subscription and no units will be allotted to the investor Where units are cancelled as a result of failed settlement, the distributor shall be informed and be liable for the cost of the cancellation and overdraft interest 7.2. CPF and SRS Investment The Registrar shall inform the Distributor immediately for follow up action with their customer if his/her application is rejected by the CPF Agent Bank, CPF Board or SRS Operator due to incorrect account information or non receipt of standing settlement instruction from the investor by the CPF Agent Bank for the case of CPFIS OA investment The Distributor shall advise the Registrar on the follow up action as soon as practical and within 3 Singapore Business Days from the date of such advice from the Registrar. Failing which the order may be rejected by AllianzGI SG If subscription settlement is rejected by the relevant CPF Board, CPF Agent Bank or SRS Operator due to insufficient funds in the investor s account, the subscription will be cancelled The Registrar shall issue a written notification to the Distributor on the subscription settlement rejection AllianzGI SG may reject any new subscription from an investor using CPF/SRS monies if the investor had subscription applications which were rejected due to insufficient fund by CPF Board, CPF Agent Bank or SRS Operator more than twice in a calendar year. Registration No Z Page 10

11 8. Regular Savings Plan 8.1 RSP Investors must meet the minimum sum criteria set out in the prospectus of the respective AllianzGI Fund to be eligible for such scheme. 8.2 The Distributor shall send all RSP Investors applications (certified true copy of DDA Form) together with the approved confirmation from investor s bank and or terminations requests to the Registrar. 8.3 RSP Investors must complete a Direct Debit Authorisation ( DDA ) authorizing the payment for RSP and submit the DDA form. The monthly contribution for the RSP shall be deducted (from the RSP Investor s designated bank account, CPF or SRS account as the case may be) as authorized in the DDA form and the application form. 8.4 The Direct Debit date will be on the 8 th of each month (or the next Singapore Business Day if that day is not a Singapore Business Day). 8.5 The Registrar shall send confirmation of RSP applications to the RSP Investors. Such confirmations shall be sent within 3 Singapore Business days or as soon as the RSP monthly deduction is approved by the RSP Investor s bank for the case of the Cash RSP application. 8.6 A RSP Investor may cease his RSP participation without penalty by giving not less than 30 day s prior notice in writing to the Manager. 8.7 The Registrar has been assigned by AllianzGI SG to maintain records of all RSP investors. 8.8 The subscription dealing date for respective AllianzGI Fund is on 10 th calendar day of each month (or the next Dealing Day if that day is not a Dealing Day). If the subscription date falls on a non dealing day, the RSP shall be subscribed on the next dealing day. 8.9 In the event of failed payments for 2 consecutive months, the Registrar shall terminate the RSP under advice to the Distributor Unsuccessful cash deduction from the Investor s bank account will not be taken into the month s RSP All RSP instructions must be received by the Registrar by D 5, the cut off time for setting up the RSP in TA system as set out below: (D is the subscription dealing date). 1. D 5, 12pm: Cutoff date to receive RSP instructions and DDA forms 2. D 2: Amount will be debited from investor s account 3. D, 5pm: Cutoff time for receiving confirmation whether to reject or proceed with the RSP trade Registration No Z Page 11

12 9. TRANSFER OF HOLDINGS 9.1. General Transfer An investor who has purchased AllianzGI Funds using SRS and CPF monies cannot make any transfer of holdings to a third party No transfer of units may be made which would result in an investor holding fewer units in the AllianzGI Fund than the relevant minimum holding for the AllianzGI Funds The original and duly executed transfer request signed by the transferee and transferor must be sent to the Registrar before the transfer can be affected If the transferee is not a registered investor in the Registrar s record, the following documents must be submitted with the transfer request In the case of a transferee who is an individual; 1. Original IAOF must be duly completed and signed by the individual. 2. A copy of the individual s NRIC or passport. 3. If an account is opened and operated on behalf of or for the benefit of other persons or corporations, the investor must provide details of the beneficial owners in the IAOF with a copy of the identification documents of the beneficial owners If the transferee is a company, a copy of each of the following supporting documents which must be duly certified as true copies by a director/ secretary of the company: 1. Duly completed and signed IAOF. 2. Certificate of Incorporation for Companies or Business Registration Certificate for Non Institution businesses. 3. Memorandum & Articles of Association. 4. Directors Resolution authorizing the opening of the investment account with a list of authorized signatories and their specimen signatures. 5. The identification documents of all directors/partners/persons having executive authority where the corporation is not a financial institution supervised by MAS If there are any discrepancies, the Registrar shall inform the Distributor as soon as practical but not more than 3 Singapore Business Days from the date of receipt The effective date of transfer shall be the same date as the receipt of properly executed transfer request The effective date of units transferred shall be shown in the monthly Portfolio Statement to both the transferor and transferee The Registrar shall send a confirmation on the transfer to both the transferor and transferee to their registered/mailing address within 3 Singapore Business Days after the transfer is effected Transfer Under CPF Section Transfer under CPF Section 15 is only applicable to investor who subscribed for AllianzGI Funds using CPF monies and has subsequently attained the age of 55. Registration No Z Page 12

13 9.2.2 A notification letter from the CPF Agent Bank/CPF Board is usually sent to the investor and a copy of such letter to the Registrar Upon receipt of Transfer notification under CPF section 15, the Registrar shall transfer the AllianzGI Fund from CPF Agent Bank/CPF Board to the investor s account The effective date of the transfer of units shall be the date on the agent bank s letter of notification, which is the date that CPF investment account with the agent bank is closed The Registrar shall notify the Distributor on the transfer Where the investor decides to transfer his unit holdings to the Distributor s omnibus cash investment account, a transfer request requirement set out under Section 8.1 must be submitted to the Registrar Where an investor chooses to terminate the Distributor as their agent, the investor is required to submit a duly completed IAOF with a copy of their identification to the Registrar Where applicable, the Distributor shall continue to be entitled to the trailer fees on the units transferred under CPF Section 15 until the investors chose to terminate the Distributor as their agent Deceased Account The Executor and Trustee of the deceased shall forward the certified true copies of the following documents to the Registrar for re registration of investment account and retention. 1. Grant of Probate 2. Letter from Administrator 3. Death Certificate 4. Certificate of Incorporation and list of authorized signatories for the Executor and Trustee 5. Copy of Identity Card for Singapore citizen/permanent resident or the relevant pages on the Passport for non Singapore citizen/permanent resident individual executor The Registrar shall transfer the registered name of the deceased to the Estate of the Deceased upon proper receipt on the aforesaid documents. Registration No Z Page 13

14 10. 7 DAY CANCELLATION PERIOD FOR ALLIANZ GLOBAL INVESTORS FUND ( AGIF ) day Cancellation for all AGIF Sub Funds is facilitated to Singapore distributors who choose to offer this option to their clients day Cancellation for AGIF Sub Funds is only facilitated in Singapore Facilitation of 7 day Cancellation is extended to initial subscription in a Sub Fund through cash, SRS and CPF monies No switching between Sub Funds is allowed during the 7 day Cancellation Period Regardless on the mode of settlement, the distributor offering the 7 day Cancellation is responsible to ensure that it is their client s initial subscription in a Sub Fund and the cancellation is exercised within 7 Calendar Days from the initial subscription No prior notice to AllianzGI or the Registrar is required from distributor who chooses to offer 7 day Cancellation to their clients. However, the order placed with the Registrar must explicitly state that transaction refers to the 7 day Cancellation. The cancellation order shall be sent to the Registrar before the reporting cut off (i.e. before 6p.m. Singapore time), otherwise, it shall be processed on the next available dealing day Cancellation orders received by Distributor shall be processed in the same manner as redemption order albeit the cancellation proceed is based on the lower of (a) the current price; or (b) initial subscription price (plus the front end load received, if any). Please refer to Appendix I for the Cancellation proceeds calculation The registrar will send a Cancellation Advice to initial subscription to their clients who have subscribed using SRS and CPF monies. Please refer to Appendix II for sample For CPF and SRS transactions, if the submission for withdrawal of monies has already been initiated through their CPF agent or SRS Operator, the refund can only be completed upon receipt of the initial subscription proceeds Settlement of cancellation proceeds shall be in accordance to the normal redemption settlement cycle and without interests. Registration No Z Page 14

15 Registration No Z Page 15

16 Appendix II (Updated on 14 Sep 2015) Registration No Z Page 16

17 11. INCOME DISTRIBUTION General Procedure AllianzGI Funds with income distribution can be referred to in Appendix A. Income distribution option for reinvestment of units or cash payment is available for the applicable AllianzGI Funds. The Distributor may indicate their income distribution option in the IAOF otherwise the income distribution shall be reinvested in units. The Distributor may request to be an recipient of any forthcoming income distribution notification from AllianzGI SG. Income entitlement on Ex Date is based on transacted unit basis. The Registrar shall notify the Distributor in writing on income entitlements within 3 Singapore Business Days after the income distribution Payment Date. The Distributor shall report any entitlement discrepancy to the Registrar immediately Reinvestment Option The Registrar shall reinvest the income into unit on the ex date of the income distribution Cash Income Option The Registrar shall make cheque payment to the Distributor who has opted for cash income Payment shall be made in the respective base currency of the AllianzGI Fund. Registration No Z Page 17

18 12. REPORTS Portfolio Statement Unless otherwise agreed, the Portfolio Statement shall be sent monthly to the Distributor by ordinary mail within the first 10 Singapore Business Days after each month end The Distributor shall inform the Registrar immediately on any unit holding discrepancy The component of the statement shall include the following: 1. Name of the AllianzGI Funds invested. 2. Opening Balance of Units of investment in each AllianzGI Fund. 3. Transactions during the month. 4. Closing Balance of Units of investment in each AllianzGI Fund. 5. Month end market price per Unit of investment in each AllianzGI Fund. 6. Month end market value of the investment in each AllianzGI Fund Monthly Trailer Fee Report Trailer Fee settlement by Cash Where applicable, the Distributor shall receive a monthly Trailer Fee Report by fax from the Registrar within the first 10 Singapore Business Days after each month end The component of the report shall include the following: 1. Name of AllianzGI Fund 2. Name of Unit holder 3. Daily Units Movement and Balance 4. Transaction Type (Subscription, Redemption or Transfer) 5. Daily Asset Value Under Management (Daily unit balance multiply by daily Fund price) 6. Applicable Trailer Rate 7. Trailer Amount Upon agreement to the trailer fee computation in the report, the Distributor shall issue an invoice to AllianzGI SG (Finance) on a monthly or quarterly basis as the case may be The total Trailer Fees payable are based on the NAV of the investments attributed to the Distributor for the current month Payment of the trailer fees shall be made in the currency of the respective AllianzGI Funds AllianzGI SG shall settle payment based on the following; Invoice received on or prior to the 15th day of a calendar month : payment by the end of the same calendar month Invoice received after 15th day of a calendar month : payment by the end of the following calendar month Registration No Z Page 18

19 Trailer Fee settlement by units Reinvestment The Registrar shall send the Trailer Fee Report via or fax to the Distributor by the 5 th Singapore Business Day following the report month The trailer fee accrued at the rate agreed between AllianzGI SG and the Distributor shall be reinvested into the AllianzGI Fund every month and on the 5 th Singapore Business Day (provided it is a relevant dealing day of AllianzGI Fund otherwise it will be the next relevant dealing day) of the following month at its prevailing NAV price The Distributor shall receive a confirmation from the Registrar on the reinvested units on the 6 th Singapore Business Day following the month end Confirmation of reinvestment to the Distributor shall be processed as in section 3.4 order confirmation AllianzGI SG shall settle reinvestment payment with the Registrar Monthly Sales Commission Report Where applicable, the Distributor shall receive a Sales Commission Report by fax from the Registrar within the first 10 Singapore Business Days after each month end The component of the report shall include the following: 1. Name of AllianzGI Fund 2. Name and Account number Distributor 3. Investment Type 4. Subscription Amount 5. Traded Currency 6. Trade and Settlement Dates 7. Settlement Type (Gross or Net) 8. Applicable Commission Rate 9. Commission Amount Upon agreement to the sales commission computation in the report, the Distributor shall issue a Sales Commission Invoice to AllianzGI SG (Finance) on a monthly or quarterly basis as the case may be The total Sales Commission payable is based on settled transactions for the current month or quarter Payment of the commission shall be made in the currency of the respective AllianzGI Funds AllianzGI SG shall settle payment based on the following: Invoice received on or prior to the 15th day of a calendar month : payment by the end of the same calendar month Invoice received after 15th day of a calendar month : payment by the end of the following calendar month Registration No Z Page 19

20 13. APPENDICES APPENDIX A: AllianzGI Funds List APPENDIX B: Bank Accounts APPENDIX C: Suscription Confirmation (Sample) APPENDIX D: Portfolio Statement (Sample) APPENDIX E: Distributor Summary By Fund (Sample) APPENDIX F: Trailer Fee Report (Sample) APPENDIX G: Contacts AllianzGI SG and Registrar Registration No Z Page 20

21 13.1 APPENDIX A: AllianzGI Funds list # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Income Type Frequency Fund Classification ISIN Code Bloomberg Max FEL Fee F/ Y Launch Date 1 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Balanced Fund LU ALASMIP LX 5% 0.00% 30-Sep 17-May-10 2 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg USD Dis Monthly Balanced Fund LU ALAMIAM LX 5% 0.00% 30-Sep 13-Oct-15 3 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD Dis Monthly Balanced Fund LU ALAMAMA LX 5% 0.00% 30-Sep 13-Oct-15 4 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-EUR Dis Monthly Balanced Fund LU ALAMAME LX 5% 0.00% 30-Sep 11-Nov-15 5 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-GBP Dis Monthly Balanced Fund LU ALAMAMG LX 5% 0.00% 30-Sep 13-Oct-15 6 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-RMB Dis Monthly Balanced Fund LU ALAMAMR LX 5% 0.00% 30-Sep 13-Oct-15 7 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD Dis Monthly Balanced Fund LU ALAMAMS LX 5% 0.00% 30-Sep 13-Oct-15 8 Allianz China A-Shares Offshore Restricted Funds Allianz Global Investors Opportunities AT USD Acc N/ A Equity Fund LU ALLCAAT LX 5% 0.00% 30-Jun 31-Mar-09 9 Allianz China Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONCHI LX 5% 0.00% 30-Sep 03-Oct Allianz China Equity Offshore Recognised Funds Allianz Global Investors Fund AT SGD Acc N/A Equity Fund LU THONCAT LX 5% 0.00% 30-Sep 11-Aug Allianz China Strategic Bond Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Fixed Income LU ALLRCAU LX 3% 0.00% 30-Sep 2-Nov Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Bond Fund LU ALDAHAT LX 5% 0.00% 30-Sep 23-Jan Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg USD Dis Monthly Bond Fund LU ADAAMUS LX 5% 0.00% 30-Sep 25-Sep Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD Dis Monthly Bond Fund LU ADAAH2A LX 5% 0.00% 30-Sep 25-Sep Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-EUR Dis Monthly Bond Fund LU ALDAAME LX 5% 0.00% 30-Sep 11-Nov Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-GBP Dis Monthly Bond Fund LU ALDAAMG LX 5% 0.00% 30-Sep 6-Oct Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-RMB Dis Monthly Bond Fund LU ALDAAMR LX 5% 0.00% 30-Sep 6-Oct Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD Dis Monthly Bond Fund LU ALDAAMS LX 5% 0.00% 30-Sep 6-Oct Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg SGD Dis Monthly Bond Fund LU ALDAHAM LX 5% 0.00% 30-Sep 17-Oct Allianz Emerging Asia Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONPHI LX 5% 0.00% 30-Sep 03-Oct Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT EUR Acc N/A Equity Fund LU RCMEGAT LX 5% 0.00% 30-Sep 16-Oct Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT H2-SGD Acc N/A Equity Fund LU RCMEH2S LX 5% 0.00% 30-Sep 1-Oct Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT H2-USD Acc N/A Equity Fund LU RCMEATU LX 5% 0.00% 30-Sep 6-Dec Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund P EUR Dis Annually Equity Fund LU RCMEEPE LX 2% 0.00% 30-Sep 15-Jun Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund PT EUR Acc N/A Equity Fund LU RCEPTEU LX 2% 0.00% 30-Sep 1-Oct Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT EUR Acc N/A Equity Fund LU ALZEGAT LX 5% 0.00% 30-Sep 2-May Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT H2-SGD Acc N/A Equity Fund LU ALAH2SG LX 5% 0.00% 30-Sep 13-Mar Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT H2-USD Acc N/A Equity Fund LU ALZEAHU LX 5% 0.00% 30-Sep 13-Mar Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-USD Dis Monthly Mixed Asset LU AEIGAMU LX 5% 0.00% 30-Sep 1-Jun Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD Dis Monthly Mixed Asset LU AEIGAMS LX 5% 0.00% 30-Sep 1-Jun Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD Dis Monthly Mixed Asset LU AEIGAMG LX 5% 0.00% 30-Sep 1-Jun Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg EUR Dis Monthly Mixed Asset LU AEIGAME LX 5% 0.00% 30-Sep 1-Jun-16 Distribution Redemption Registration No Z Page 21

22 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Income Type Distribution Frequency Fund Classification ISIN Code Bloomberg Max FEL Redemption Fee F/ Y Launch Date 33 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AT EUR Acc N/A Equity Fund LU ARCMEAT LX 5% 0.00% 30-Sep 10-Mar Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM EUR Dis Monthly Equity Fund LU AEAMRIE LX 5% 0.00% 30-Sep 2-Oct Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Dis Monthly Equity Fund LU AEAMH2H LX 5% 0.00% 30-Sep 2-Oct Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-USD Dis Monthly Equity Fund LU AEAH2US LX 5% 0.00% 30-Sep 2-Oct Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Dis Monthly Equity Fund LU ALEAMHS LX 5% 0.00% 30-Sep 14-Apr Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Dis Monthly Equity Fund LU ALEH2CN LX 5% 0.00% 30-Sep 18-Feb Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Bond Fund LU AFABAMU LX 5% 0.00% 30-Sep 3-Jul Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Dis Monthly Bond Fund LU AFAMH2A LX 5% 0.00% 30-Sep 3-Jul Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Dis Monthly Bond Fund LU ALFMH2E LX 5% 0.00% 30-Sep 1-Mar Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Dis Monthly Bond Fund LU ALFMH2G LX 5% 0.00% 30-Sep 1-Mar Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Dis Monthly Bond Fund LU AFAMH2R LX 5% 0.00% 30-Sep 3-Jul Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Dis Monthly Bond Fund LU ALFMH2S LX 5% 0.00% 30-Sep 1-Mar Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM SGD Dis Monthly Bond Fund LU ALFABAM LX 5% 0.00% 30-Sep 17-Oct Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Bond Fund LU AFAATUS LX 5% 0.00% 30-Sep 3-Jul Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AT EUR Acc N/A Equity Fund LU RCMBRAT LX 5% 0.00% 30-Sep 15-Jun Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Equity Fund LU RMBRATD LX 5% 0.00% 30-Sep 25-Feb Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AMg USD Dis Monthly Equity Fund LU RCMAMGU LX 5% 0.00% 30-Sep 6-Oct Allianz Global Agricultural Trends Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Equity Fund LU ALAGDAT LX 5% 0.00% 30-Sep 01-Apr Allianz Global Equity Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Equity Fund LU DREGEGA LX 5% 0.00% 30-Sep 13-Jun Allianz Global Hi-Tech Growth Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THODGHI LX 5% 0.00% 30-Sep 03-Oct Allianz Global Metals and Mining Offshore Recognised Funds Allianz Global Investors Fund AT EUR Acc N/A Equity Fund LU ARGMATE LX 5% 0.00% 30-Sep 12-Apr Allianz Global Sustainability Offshore Recognised Funds Allianz Global Investors Fund A EUR Dis Annually Equity Fund LU DREGLSU LX 5% 0.00% 30-Sep 02-Jan Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund A EUR Dis Annually Equity Fund LU ALHDAPA LX 5% 0.00% 30-Sep 7-Jan Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund AM EUR Dis Monthly Equity Fund LU ALHDAME LX 5% 0.00% 30-Sep 7-Jan Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Equity Fund LU ALHDAMU LX 5% 0.00% 30-Sep 7-Jan Allianz Hong Kong Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONHKI LX 5% 0.00% 30-Sep 03-Oct Allianz Hong Kong Equity Offshore Recognised Funds Allianz Global Investors Fund AT SGD Acc N/A Equity Fund LU THONHAT LX 5% 0.00% 30-Sep 11-Aug Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Mixed Asset LU ALLIGAM LX 5% 0.00% 30-Sep 16-Oct Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Dis Monthly Mixed Asset LU ALLIGAH LX 5% 0.00% 30-Sep 15-Oct Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Dis Monthly Mixed Asset LU ALZAH2E LX 5% 0.00% 30-Sep 2-May Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Dis Monthly Mixed Asset LU ALZAH2G LX 5% 0.00% 30-Sep 2-May Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Dis Monthly Mixed Asset LU ALZAH2R LX 5% 0.00% 30-Sep 14-Jun Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Dis Monthly Mixed Asset LU ALIGH2S LX 5% 0.00% 30-Sep 1-Jul Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-CAD Dis Monthly Mixed Asset LU ALZAH2C LX 5% 0.00% 30-Sep 2-May Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-AUD Dis Monthly Mixed Asset LU ALIAMHA LX 5% 0.00% 30-Sep 15-May Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-CAD Dis Monthly Mixed Asset LU ALIAMHC LX 5% 0.00% 30-Sep 15-May Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-GBP Dis Monthly Mixed Asset LU ALIAMHG LX 5% 0.00% 30-Sep 15-May Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-RMB Dis Monthly Mixed Asset LU ALIAMHR LX 5% 0.00% 30-Sep 15-May-17 Registration No Z Page 22

23 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Income Type Distribution Frequency Fund Classification ISIN Code Bloomberg Max FEL Redemption Fee F/ Y Launch Date 71 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 USD Dis Monthly Mixed Asset LU ALIAMG2 LX 5% 0.00% 30-Sep 15-Feb Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-SGD Dis Monthly Mixed Asset LU ALIGH2S LX 5% 0.00% 30-Sep 15-Feb Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Mixed Asset LU ALLIGAT LX 5% 0.00% 30-Sep 18-Nov Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund P USD Dis Annually Mixed Asset LU ALZIGRP LX 2% 0.00% 30-Sep 1-Apr Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund PM USD Dis Monthly Mixed Asset LU ALLPMIU LX 2% 0.00% 30-Sep 5-May Allianz Indonesia Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONINI LX 5% 0.00% 30-Sep 03-Oct Allianz Japan Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONJPI LX 5% 0.00% 30-Sep 03-Oct Allianz Korea Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONKRI LX 5% 0.00% 30-Sep 03-Oct Allianz Little Dragons Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THOLITI LX 5% 0.00% 30-Sep 03-Oct Allianz Little Dragons Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Equity Fund LU THOLIAA LX 5% 0.00% 30-Sep 03-Oct Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU DRORINR LX 5% 0.00% 30-Sep 03-Oct Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Equity Fund LU ALORIAA LX 5% 0.00% 30-Sep 03-Oct Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund AT SGD Acc N/A Equity Fund LU ALZORAT LX 5% 0.00% 30-Sep 11-Aug Allianz Thailand Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THONTHI LX 5% 0.00% 30-Sep 03-Oct Allianz Tiger Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU THOTIGI LX 5% 0.00% 30-Sep 03-Oct Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU DRDTRAE LX 5% 0.00% 30-Sep 28-May Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Dis Monthly Equity Fund LU ALTRAAM LX 5% 0.00% 30-Sep 04-Feb Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Equity Fund LU ALTRAMU LX 5% 0.00% 30-Sep 04-Feb Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Dis Monthly Equity Fund LU ALTRAMA LX 5% 0.00% 30-Sep 15-Sep Allianz US Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AT SGD Acc N/A Equity Fund LU AUSLATS LX 5% 0.00% 30-Sep 11-Aug Allianz US Equity Fund Offshore Recognised Funds Allianz Global Investors Fund A USD Dis Annually Equity Fund LU RCMUSAD LX 5% 0.00% 30-Sep 15-Feb Allianz US Equity Fund Offshore Recognised Funds Allianz Global Investors Fund AT SGD Acc N/A Equity Fund LU RCMUSAT LX 5% 0.00% 30-Sep 11-Aug Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Bond Fund LU AUSHYAM LX 5% 0.00% 30-Sep 2-Aug Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Dis Monthly Bond Fund LU AUSHAAM LX 5% 0.00% 30-Sep 2-Dec Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Dis Monthly Bond Fund LU AUSHEAM LX 5% 0.00% 30-Sep 2-Dec Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Dis Monthly Bond Fund LU AUSHGAM LX 5% 0.00% 30-Sep 2-Dec Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Dis Monthly Bond Fund LU AUAMH2S LX 5% 0.00% 30-Sep 15-Jun Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Dis Monthly Bond Fund LU AUSHRAM LX 5% 0.00% 30-Sep 11-Apr Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-CAD Dis Monthly Bond Fund LU AUSHCAM LX 5% 0.00% 30-Sep 2-Dec Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM USD Dis Monthly Bond Fund LU ALUSDAM LX 5% 0.00% 30-Sep 10-Dec Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM SGD Dis Monthly Bond Fund LU ALUHIAM LX 5% 0.00% 30-Sep 15-Mar Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Dis Monthly Bond Fund LU ALUSAME LX 5% 0.00% 30-Sep 7-Mar Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Dis Monthly Bond Fund LU ALUSAMS LX 5% 0.00% 30-Sep 16-Aug Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Dis Monthly Bond Fund LU ALUAMHG LX 5% 0.00% 30-Sep 1-Dec Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Dis Monthly Bond Fund LU ALUAMH2 LX 5% 0.00% 30-Sep 1-Dec Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD Acc N/A Bond Fund LU ALUSDAT LX 5% 0.00% 30-Sep 10-Jan-17 Registration No Z Page 23

24 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Investment Type Dealing Frequency Country of Domicile (Units) (Note 6) (Price) (Note 7) Minimum Initial Subscription Minimum Redemption Minimum Holdings Dealing Cut-off Time (Singapore Time) 1 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 2 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 3 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD Cash/SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 4 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 5 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-GBP Cash/SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 6 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-RMB Cash/SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) 7 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 8 Allianz China A-Shares Offshore Restricted Funds Allianz Global Investors Opportunities AT USD Cash Daily Luxembourg 3 2 USD 50,000 USD 10,000 USD 50,000 5pm (note 3) 9 Allianz China Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 10 Allianz China Equity Offshore Recognised Funds Allianz Global Investors Fund AT SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 11 Allianz China Strategic Bond Offshore Recognised Funds Allianz Global Investors Fund A USD Cash / SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 12 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash / SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 13 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg USD Cash / SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 14 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD Cash / SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 15 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-EUR Cash / SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 16 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-GBP Cash / SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 17 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-RMB Cash / SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) 18 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD Cash / SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 19 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg SGD Cash / SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 20 Allianz Emerging Asia Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 21 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 22 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT H2-SGD Cash/SRS/CPF List B Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 23 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT H2-USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 24 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund P EUR Cash/SRS Daily Luxembourg 3 2 EUR 100,000 - EUR 100,000 5pm (note 3) 25 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund PT EUR Cash/SRS Daily Luxembourg 3 2 EUR 100,000 - EUR 100,000 5pm (note 3) 26 Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 27 Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 28 Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT H2-USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 29 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-USD Cash / SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 30 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD Cash / SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 31 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD Cash / SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 32 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg EUR Cash / SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) No. of Decimals No. of Decimals Registration No Z Page 24

25 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Investment Type Dealing Frequency Country of Domicile (Units) (Note 6) (Price) (Note 7) Minimum Initial Subscription Minimum Redemption Minimum Holdings Dealing Cut-off Time (Singapore Time) 33 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AT EUR Cash / SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 34 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM EUR Cash / SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 35 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Cash / SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 36 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-USD Cash / SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 37 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Cash / SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 38 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Cash / SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) 39 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 40 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Cash/SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 41 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 42 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Cash/SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 43 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Cash/SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) 44 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 45 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 46 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 47 Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AT EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 48 Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 49 Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AMg USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 50 Allianz Global Agricultural Trends Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 51 Allianz Global Equity Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 52 Allianz Global Hi-Tech Growth Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 53 Allianz Global Metals and Mining Offshore Recognised Funds Allianz Global Investors Fund AT EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 54 Allianz Global Sustainability Offshore Recognised Funds Allianz Global Investors Fund A EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 55 Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund A EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 56 Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund AM EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 57 Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 58 Allianz Hong Kong Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 59 Allianz Hong Kong Equity Offshore Recognised Funds Allianz Global Investors Fund AT SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 60 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 61 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Cash/SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 62 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 63 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Cash/SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 64 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Cash/SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) 65 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 66 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-CAD Cash/SRS Daily Luxembourg 3 2 CAD 1,000 CAD 1,000 CAD 1,000 5pm (note 3) 67 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-AUD Cash/SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 68 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-CAD Cash/SRS Daily Luxembourg 3 2 CAD 1,000 CAD 1,000 CAD 1,000 5pm (note 3) 69 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-GBP Cash/SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 70 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-RMB Cash/SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) No. of Decimals No. of Decimals Registration No Z Page 25

26 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Investment Type Dealing Frequency Country of Domicile (Units) (Note 6) (Price) (Note 7) Minimum Initial Subscription Minimum Redemption Minimum Holdings Dealing Cut-off Time (Singapore Time) 71 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 72 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 73 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 74 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund P USD Cash / SRS Daily Luxembourg 3 2 USD 100,000 - USD 100,000 5pm (note 3) 75 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund PM USD Cash / SRS Daily Luxembourg 3 2 USD 100,000 - USD 100,000 5pm (note 3) 76 Allianz Indonesia Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 77 Allianz Japan Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 78 Allianz Korea Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 79 Allianz Little Dragons Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 80 Allianz Little Dragons Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 81 Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 82 Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 83 Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund AT SGD Cash/SRS/CPF List B Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 84 Allianz Thailand Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 85 Allianz Tiger Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 86 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 87 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Cash / SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 88 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash / SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 89 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Cash / SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 90 Allianz US Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AT SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 91 Allianz US Equity Fund Offshore Recognised Funds Allianz Global Investors Fund A USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 92 Allianz US Equity Fund Offshore Recognised Funds Allianz Global Investors Fund AT SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 93 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 94 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Cash/SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 95 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 96 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Cash/SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 97 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 98 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB Cash/SRS Daily Luxembourg 3 2 CNY 1,000 CNY 1,000 CNY 1,000 5pm (note 3) 99 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-CAD Cash/SRS Daily Luxembourg 3 2 CAD 1,000 CAD 1,000 CAD 1,000 5pm (note 3) 100 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) 101 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 102 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR Cash/SRS Daily Luxembourg 3 2 EUR 1,000 EUR 1,000 EUR 1,000 5pm (note 3) 103 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD Cash/SRS Daily Luxembourg 3 2 SGD 1,000 SGD 1,000 SGD 1,000 5pm (note 3) 104 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP Cash/SRS Daily Luxembourg 3 2 GBP 1,000 GBP 1,000 GBP 1,000 5pm (note 3) 105 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD Cash/SRS Daily Luxembourg 3 2 AUD 1,000 AUD 1,000 AUD 1,000 5pm (note 3) 106 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD Cash/SRS Daily Luxembourg 3 2 USD 1,000 USD 1,000 USD 1,000 5pm (note 3) No. of Decimals No. of Decimals Registration No Z Page 26

27 Reporting Cut-off Time (Singapore Time) Subscription Settl ement Cycle Cylce refers to Valuation Redemption Settlement Cycle Cylce refers to Valuation Days # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency (*Note 5) Days of the Fund ( * Note 1) of the Fund (* Note 2) Pricing Day 1 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 2 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg USD 6pm T+3 T+3 Same Day 3 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD 6pm T+3 T+3 Same Day 4 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-EUR 6pm T+3 T+3 Same Day 5 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-GBP 6pm T+3 T+3 Same Day 6 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-RMB 6pm T+3 T+3 Same Day 7 Allianz Asian Multi Income Plus Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD 6pm T+3 T+3 Same Day 8 Allianz China A-Shares Offshore Restricted Funds Allianz Global Investors Opportunities AT USD 6pm T+2 T+6 Same Day 9 Allianz China Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 10 Allianz China Equity Offshore Recognised Funds Allianz Global Investors Fund AT SGD 6pm T+3 T+3 Same Day 11 Allianz China Strategic Bond Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+5 T+5 Same Day 12 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 13 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg USD 6pm T+3 T+3 Same Day 14 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD 6pm T+3 T+3 Same Day 15 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-EUR 6pm T+3 T+3 Same Day 16 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-GBP 6pm T+3 T+3 Same Day 17 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-RMB 6pm T+3 T+3 Same Day 18 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD 6pm T+3 T+3 Same Day 19 Allianz Dynamic Asian High Yield Bond Offshore Recognised Funds Allianz Global Investors Fund AMg SGD 6pm T+3 T+3 Same Day 20 Allianz Emerging Asia Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 21 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT EUR 6pm T+3 T+3 Same Day 22 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT H2-SGD 6pm T+3 T+3 Same Day 23 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund AT H2-USD 6pm T+3 T+3 Same Day 24 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund P EUR 6pm T+3 T+3 Same Day 25 Allianz Europe Equity Growth Offshore Recognised Funds Allianz Global Investors Fund PT EUR 6pm T+3 T+3 Same Day 26 Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT EUR 6pm T+3 T+3 Same Day 27 Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT H2-SGD 6pm T+3 T+3 Same Day 28 Allianz Europe Equity Growth Select Offshore Recognised Funds Allianz Global Investors Fund AT H2-USD 6pm T+3 T+3 Same Day 29 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-USD 6pm T+3 T+3 Same Day 30 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-SGD 6pm T+3 T+3 Same Day 31 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg H2-AUD 6pm T+3 T+3 Same Day 32 Allianz Europe Income and Growth Offshore Recognised Funds Allianz Global Investors Fund AMg EUR 6pm T+3 T+3 Same Day Registration No Z Page 27

28 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Reporting Cut-off Time (Singapore Time) (*Note 5) Subscription Settl ement Cycle Cylce refers to Valuation Days of the Fund ( * Note 1) Redemption Settlement Cycle Cylce refers to Valuation Days of the Fund (* Note 2) Pricing Day 33 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AT EUR 6pm T+3 T+3 Same Day 34 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM EUR 6pm T+3 T+3 Same Day 35 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD 6pm T+3 T+3 Same Day 36 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-USD 6pm T+3 T+3 Same Day 37 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD 6pm T+3 T+3 Same Day 38 Allianz European Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB 6pm T+3 T+3 Same Day 39 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 40 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD 6pm T+3 T+3 Same Day 41 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR 6pm T+3 T+3 Same Day 42 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP 6pm T+3 T+3 Same Day 43 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB 6pm T+3 T+3 Same Day 44 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD 6pm T+3 T+3 Same Day 45 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AM SGD 6pm T+3 T+3 Same Day 46 Allianz Flexi Asia Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 47 Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AT EUR 6pm T+3 T+3 Same Day 48 Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 49 Allianz GEM Equity High Dividend Offshore Recognised Funds Allianz Global Investors Fund AMg USD 6pm T+3 T+3 Same Day 50 Allianz Global Agricultural Trends Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 51 Allianz Global Equity Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 52 Allianz Global Hi-Tech Growth Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 53 Allianz Global Metals and Mining Offshore Recognised Funds Allianz Global Investors Fund AT EUR 6pm T+3 T+3 Same Day 54 Allianz Global Sustainability Offshore Recognised Funds Allianz Global Investors Fund A EUR 6pm T+3 T+3 Same Day 55 Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund A EUR 6pm T+3 T+3 Same Day 56 Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund AM EUR 6pm T+3 T+3 Same Day 57 Allianz High Dividend Asia Pacific Equity Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 58 Allianz Hong Kong Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 59 Allianz Hong Kong Equity Offshore Recognised Funds Allianz Global Investors Fund AT SGD 6pm T+3 T+3 Same Day 60 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 61 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD 6pm T+3 T+3 Same Day 62 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR 6pm T+3 T+3 Same Day 63 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP 6pm T+3 T+3 Same Day 64 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB 6pm T+3 T+3 Same Day 65 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD 6pm T+3 T+3 Same Day 66 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AM H2-CAD 6pm T+3 T+3 Same Day 67 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-AUD 6pm T+3 T+3 Same Day 68 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-CAD 6pm T+3 T+3 Same Day 69 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-GBP 6pm T+3 T+3 Same Day 70 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-RMB 6pm T+3 T+3 Same Day Registration No Z Page 28

29 # Name of Fund Fund Type Name of Umbrella Fund Share Class Currency Reporting Cut-off Time (Singapore Time) (*Note 5) Subscription Settl ement Cycle Cylce refers to Valuation Days of the Fund ( * Note 1) Redemption Settlement Cycle Cylce refers to Valuation Days of the Fund (* Note 2) Pricing Day 71 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 USD 6pm T+3 T+3 Same Day 72 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AMg2 H2-SGD 6pm T+3 T+3 Same Day 73 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 74 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund P USD 6pm T+3 T+3 Same Day 75 Allianz Income & Growth Offshore Recognised Funds Allianz Global Investors Fund PM USD 6pm T+3 T+3 Same Day 76 Allianz Indonesia Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 77 Allianz Japan Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 78 Allianz Korea Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 79 Allianz Little Dragons Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 80 Allianz Little Dragons Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 81 Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 82 Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day 83 Allianz Oriental Income Offshore Recognised Funds Allianz Global Investors Fund AT SGD 6pm T+3 T+3 Same Day 84 Allianz Thailand Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 85 Allianz Tiger Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 86 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 87 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD 6pm T+3 T+3 Same Day 88 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 89 Allianz Total Return Asian Equity Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD 6pm T+3 T+3 Same Day 90 Allianz US Equity Dividend Offshore Recognised Funds Allianz Global Investors Fund AT SGD 6pm T+3 T+3 Same Day 91 Allianz US Equity Fund Offshore Recognised Funds Allianz Global Investors Fund A USD 6pm T+3 T+3 Same Day 92 Allianz US Equity Fund Offshore Recognised Funds Allianz Global Investors Fund AT SGD 6pm T+3 T+3 Same Day 93 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 94 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD 6pm T+3 T+3 Same Day 95 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR 6pm T+3 T+3 Same Day 96 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP 6pm T+3 T+3 Same Day 97 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD 6pm T+3 T+3 Same Day 98 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-RMB 6pm T+3 T+3 Same Day 99 Allianz US High Yield Offshore Recognised Funds Allianz Global Investors Fund AM H2-CAD 6pm T+3 T+3 Same Day 100 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM USD 6pm T+3 T+3 Same Day 101 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM SGD 6pm T+3 T+3 Same Day 102 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-EUR 6pm T+3 T+3 Same Day 103 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-SGD 6pm T+3 T+3 Same Day 104 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-GBP 6pm T+3 T+3 Same Day 105 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AM H2-AUD 6pm T+3 T+3 Same Day 106 Allianz US Short Duration High Income Bond Offshore Recognised Funds Allianz Global Investors Fund AT USD 6pm T+3 T+3 Same Day (Updated on 19 Sep 2017) Registration No Z Page 29

30 *Note to Appendix A 1. Where the subscription settlement day falls on a non banking day of the Fund currency or a Singapore Public Holiday, the settlement date shall be 1 day earlier (provided it is also a banking day of the Fund Currency) than the normal settlement cycle. 2. Where the redemption settlement day falls on a non banking day of the Fund currency or a Singapore Public Holiday, the settlement date shall be 1 day after (provided it is also a banking day of the Fund Currency) than the normal settlement cycle. 3. Subscription and redemption received on a Singapore Business day and before the dealing cut off time shall be transacted on the same day, provided it is a dealing day. 4. Subscription and redemption received on a Singapore Business day and before the dealing cut off time shall be transacted on the next day, provided it is a dealing day. 5. Applicable for Distributors who have entered into a Distribution Agreement with AllianzGI Singapore: Distributor is usually given an hour after the Dealing Cut off Time to place their orders with the Registrar. 6. No. of decimals for units are 3, half adjusted. 7. No. of decimals for price are 2, half adjusted. Remarks: Valuation Day means each day which is a Business Day (unless otherwise determined for a specific Fund) and the Business Day refers to a day on which banks and exchanges in the Fund Country of Domicile are open for business. For the details of country affected by Valuation Day please refer to dealing calendar. (Updated on 20 Feb 2017) Registration No Z Page 30

31 13.2 APPENDIX B : Bank Accounts Bank Account Details Bank Account Details A/C ALLIANZ GLOBAL INVESTORS ASIA PACIFIC LIMITED SG CLIENTS A/C Name Currency Bank Beneficiary Bank BIC A/C No. AUD CAD CNY EUR GBP HKD SGD USD HSBC Bank Australia Limited 28 Bridge St, Sydney, NSW 2000, Australia HSBC BANK Canada 70 York Street, Toronto, Ontario M5J 1S9, Canada The Hongkong and Shanghai Banking Corporation Limited Head Office, HSBC Main Building, 1 Queen's Road Central, Hong Kong HSBC BANK PLC UK Level 18, 8 Canada Square, London E14 5HQ HSBC BANK PLC UK Level 18, 8 Canada Square, London E14 5HQ The Hongkong and Shanghai Banking Corporation Limited Head Office, HSBC Main Building, 1 Queen's Road Central, Hong Kong The Hongkong and Shanghai Banking Corporation Limited 21 Collyer Quay #04-02, HSBC Building, Singapore HSBC BANK USA, N.A th Avenue New York, New York HKBAAU2S HKBCCATT (MT103 Swift format only) HSBCHKHH MIDLGB MIDLGB HSBCHKHH HSBCSGSG MRMDUS (Updated on 27 Oct 2015) Registration No Z Page 31

32 13.3 APPENDIX C : Subscription Confirmation (Sample) (Updated on 14 Sep 2015) Registration No Z Page 32

33 13.4 APPENDIX D : Portfolio Statement (Sample) (Updated on 14 Sep 2015) Registration No Z Page 33

34 13.5 APPENDIX E : Distributor Summary in Excel Format By Fund (Sample) Registration No Z Page 34

35 13.6 APPENDIX F : Trailer Fee Report in Excel Format (Sample) (Updated on 14 Sep 2015) Registration No Z Page 35