COURSE HANDOUT M.B.A II ndyear III Semester

Transcription

1 COURSE HANDOU M.B.A II ndyear III Semester Course itle : Financial Institutions, Markets and Services Course Code : Academic Year Course Structure : Course coordinator : Mr. Y.BHARANI SRINIVAS 1. Course Description: It is very immense pleasure to learn, about the fundamentals of financial institutions and Markets in India, which are very useful for MBA streams in point of how they know about markets in India in these modern days. And also helps to learn about the financial system in the economy and different types of financial instruments, financial markets, major financial institutions. It helps to know about major stock exchanges and to know about interest rates and financial risks and returns in the investments. 2. Course Outcome: After undergoing this course the students will be able to: 1. o understand the financial system. 2. o help students able to know different financial instruments. 3. o learn about efficient market hypothesis. 4. he objective of this subject is to know about structure of interest rates in major financial institutions. 5. o understand the risk and return portion of different financial instruments. 3. Books: a) extbooks: 1 L. M. Bhole, Financial Institutions and Markets, ata McGraw Hill, 4th edition, Mishkin, Financial Markets and Institutions, Pearson Education, 6th edition, b) Reference Book 1 Gorden & Natarajan, Financial Services, Himalaya publishers, Jeff Madura, Investment Institutions and Markets, 1st Edition, cencage, hirpati, Financial Services, PHI, Meir Kohn, Financial Institutions and Markets, Oxford University Press, 2007.

2 3. SYLLABUS: UNI- I Financial System, Regulatory and Promotional Institutions: Financial System and Economic Development, Financial Sector reforms, financial inclusion. Regulatory and Promotional Institutions: Functions and Role of RBI, Monetary policy and techniques of monetary control of RBI, he Role and Functions of SEBI. UNI- II he Banking and Non-Banking Financial Institutions: he public and private sectors, structure, Bank capital and Banking Innovations, Commercial and Co-operative Banks, Non-Banking Financial Institutions, Insurance Companies - Role of IRDA. Mutual Funds: Growth of Indian Mutual Fund and its Regulations- he Role of AMFI. UNI- III Financial Markets: Structure and Functions of Call Money Market, Government Securities Market, reasury Bills Market, Commercial Bills Market, Commercial Paper and Certificates of Deposits. Securities Markets: Organization and Structure, Listing, rading and Settlement, SEBI and Regulations of Primary and Secondary Markets. UNI- IV Financial Services: Asset/Fund Based Financial Services - Lease Finance, Consumer Credit And Hire Purchase Finance, Factoring - Definition, Functions, Advantages, Evaluation And Forfeiting, Bills Discounting, Housing Finance. Venture Capital Financing: Fee-based / Advisory services, Stock Broking, Credit Rating

3 4. Lesson plan Lecture No. Learning Objectives opics to be covered Chapter in the textbook/reference 1 o understand financial system Meaning,neeed,and use of FIMS 2 o know the Economy Economic development 3 utorial 1 4 o understand the financial Financial sector reforms sector 5 o know the regulatory Use of regulatory institutions institutions 6 o know about RBI Functions and role 7 utorial 2 8 o know SEBI SEBI, Meaning, Definition 9 o understand rights of SEBI Rights 10 o understand powers of SEBI powers 11 o understand functions of Functions of SEBI SEBI 12 utorial 3 13 Unit II--o know about Public sector banks banking 14 o know about private banking Private banks in india 15 o know Banking Innovations Latest trends in banking 16 o know about commercial Commercial banks and co operative banks banks 17 o know the Banking financial Financial institutions institutions 18 utorial 4 19 o know about insurance IRDA 20 o understand mutual funds Mutual funds in india 21 o understand regulations AMFI 22 utorial 5 23 Unit III o understand Structure and functions financial markets 24 o know the money market Money market instruments 25 o understand govt securities Govt securities market 26 utorial 6 27 o understand the commercial Commercial paper, certificate of market deposits 28 o know the securities market Organization and structure

4 29 o know the listing,trading Process of listing and trading 30 o understand SEBI Regulations of SEBI 31 utorial 7 32 Primary and secondary markets Meaning and definitions and roles 33 o know certificate of deposites Certificate of deposites 34 o know trading rading process 35 utorial 8 36 Unit IV financial services Different types of financial services 37 o know asset based financing Asset based financing 38 utorial 9 39 o know fund based financing Fund based financial services 40 o know lease finance Lease financing 41 o know consumer credit Consumer credit 42 o know about hre purchase Hire purchasing 43 utorial o understand the factoring Definition and functions 45 o understand factoring Importance and advantages 46 o know forfeiting Forfeiting 47 o understand hosing finance Housing finance 48 o understand financial Use of financial services services in india 49 utorial o know venture capital Venture capital meaning and uses 51 Case study 52 o know the venture capital Functioning and advantages 53 utorial o know fee services Fee based services 55 o know advisory services Advisory services 56 o know credit rating Credit rating firms 57 Case study 58 o understand stock broking Rules and regulations 59 o understand the stock rading, brokerage, risk, return. broking 60 utorial 13

5 5. Evaluation scheme: Assessment Component Marks Schedule Assignment est#1 (A#1) 5 After and on Unit#1 Sessional Exam#1 (SE#1) 30 At the end of Unit#1 & 2 Assignment est#2 (A#2) 5 After and on Unit#3 Sessional Exam#2 (SE#2) 30 At the end of Unit#3 & 4 Semester End Exam 60 Semester End Final Marks 40 (80% of first best SE + 20% of second best SE + A#1 + A#2 ) Chamber Consultation Hour: Chamber Venue: Principal s Notices: Main notice board Signature of the course-eacher