[{ NONE (No reportable positions.)

Transcription

1 AOIO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Government Act of 1978 FOR CALENDAR YEAR 2012 (5 U.S.C. app..11 IOI-I I I) Person Reporting (last name, first, middle initial) Court or Organization Gonzalez, Jose A. U.S. District Court, So.District of Florida 04/22/2013 Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. District Judge (Senior) Sa. Report Type (check appropriate type) D Nomination Date D Initial [{ Annual D Sh. Amended Report D Final 6. Reporting Period 01/01/2012 to 12/31/ Chambers or Office Address 205D, United States Courthouse 299 East Broward Boulevard Fort Lauderdale, Florida /MPO RT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. POSJTI0NS. (Reporting individual only; see pp of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 5. I AGREEMENTS. (Reporting individual only; see pp. J4c/6 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2 of9 II N0N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp of filing instrnctions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amounl not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, /odging,food, entertainment (Includes those lo spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 5.

3 Page 3 of9 V. GIFTS. (lnc/udes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Page 4 of9 VI INVESTMENTS and TRUSTS -- income, 1 a111e, transactions r1nc111des those of spouse and dependent children; see PP of fl/inc insrructions.j D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including tmst assets) reporting period of reporting period (2) (2) (I) (2) (3) ( I) (I) (J-P) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (if private (Q-W) transaction) BankAmerica Market Line Acct., Fort Lauderdale, FL SunBank Money Mkt Acct., Fort Lauderdale, FL A Interest J T A Interest J T Oxford Tax Exempt A Interest J T Coca-Cola A Dividend J T 5. Home Depot, Inc. A Dividend J T 6. I Nextera Energy A Dividend K T 7. Morgan Stanley Tax Free, Inc. A Interest K T 8. General Electric Co. A Dividend K T 9. Morgan Stanley Asset Trust CTR -IRA A Interest L T IO. 11. Morgan Stanley Active Assets Acct. A Interest J T 1 SunTrust Banks B Dividend K T 1 Bond -FLA ST BOE Pub Educ. A Interest L T 1 Bristol Myers Squibb B Dividend K T 15. Exxon Corp. B Dividend L T 16. Blackrock Muniyield, etc. B Dividend K T 17. Acreage - Highlands County, FL None J w Income Gain Codes: A =$1.000 or less 8=$1.001-$500 c =$2,501 - $5.000 D =$ $ E =$ $ (Sec Columns BI nnd 04) F =$ $ G =$ $ Ill =$ $5.000, =M ore than $ Value Codes J =$15.000or less K =$ $ L=$50.00 l -$ M =$ $ (Sec Columns Cl an d 03) N =$ $ =$ I -$ Pl =$1, $ P2 =$ $25, '3 =$ $ P4 =More than $ Value Mcrhod Codes Q :::Apprnisnl R :o(ost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

5 Page 5of9 Gonzalez, Jose A. 04/22/2013 VI INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including tmst assets) reporting period of reporting period B. c. D. Income during Gross value at end Transactions during reporting period (I) (2) (2) (2) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (I) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (I) (3) (5) transaction) 18. Com! Rental, Fort Lauderdale, FL (Quester) B Rent L w 19. Verizon Communications (Bell Atlantic) B Dividend K T 20. Kimberly Clark A Dividend J T 21. SBC Communications c Dividend K T 2 H.J. Heinz A Dividend J T 2 Grady's Bar, Inc., Fort Lauderdale, FL E Dividend L w 2 Lee Bank A Interest J T 25. Equitable Life A Interest K T 26. Hewlett Packard - IRA A Dividend K T 27. Vodafone GP PLC (Gallaher CP PLC) B Dividend K T 28. Supervalu, Inc. (nee Albertsons) None Sold 12/17/12 J A 29. BankAmerica Checking and Savings A Interest J T 30. Agilent Technologies None J T 31. Interactive Corp. A Dividend J T 3 Citigroup A Dividend J T 3 Kraft Foods A Dividend J T Sold 10/01/12 J A (part) 3 Pepsico, Inc. A Dividend J T Income Gain Codes: A =$1.000 or less B =$1.001 $2,500 c =$501. $ =$5.001 $ E =$ $50,000 (Sec Columns Bl and 04) f =$ $ G =$ $ Ill =$ $ =More than $ Value Codes J =$ or less K =$ $ L =$ $ M =$ $ (Sec Columns Cl and 03) N =$ $500,000 0 =$ $ Pl =$ $ '2 =$ $25, '3 =$ $ '4 =More than $ Value Mcrhod Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Colunm C2) U =Book Value V =01hcr W =Estimated

6 Page 6of9 Gonzalez, Jose A. 04/22/2013 VI INVESTMENTS and TRUSTS -- D NONE (No reportable income, assets, or transactions.) income, va111e, transactions r1nc111des those of spouse and dependent children; see PP of fitinc instructions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period c. (2) (I) (I) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (5) (Q-W) transaction) 35. Zimmer Holdings None Sold 12/17/12 J c 36. Copeland Real Estate, Inc., Fort Lauderdale, D Dividend 0 w FL 12/31/ Florida St. Turnpike Auth Rev. Bond A Interest K T Comcast A Dividend J T 41. Franklin F/L T/F Income D Interest M T 4 Van Kampen Tax Exempt D Interest M T 4 Bond -Jacksonville Fla GTD Entitlement B Interest Redeemed 12/17/I2 K A 4 Neenah Paper Inc. None J T 45. Del Monte Foods A Dividend J T 46. Wells Fargo B Dividend K T 47. Wells Fargo CD B Interest M T 48. Idearc, Inc. None J T Tree.Com A Dividend J T 51. HSN, Inc. A Dividend J T Income Gain Codes: A =$1.000 or less B $500 C =$50 I - $5.000 D =$ $ E =$ $ (Sec Columns BI and D4) F =$ $ G =$! $ Ill =$ $ =More than $ Value Codes J =$ or less K =$ $ L =$50,001 - $ M =$ $ (Sec Columns Cl and D3) N =$ $ =$ $ Pl =$ $ P2 =$ $25, '3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

7 Page 7 of9 Vll. INVESTMENTS and TRUSTS -- D NONE (No reportable income, assets, or transactions.) income, va1ue, transactions r1nc111des those of spo11se and dependent children; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (3) (4) (I) (2) (I) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (5) transaction) 5 Interval Leisure Group A Dividend J T 5 Expedia A Dividend J T 5 BBTCD A Interest J T I 55. Gilead Science None K T 56. Port St. Lucie Bond A Interest K T 57. St. Lucie County Bond B Interest K T 58. First Citizens Bank A Interest Closed 05/0I/12 J 59. Capital Funding Solutions B Interest K T Buy 02/01/12 K Greg Curley 60. Frontier Comm Corp. A Interest Sold 12/17/12 J A 61. Merck&Co. A Dividend J T Income Gain Codes: A =$1.000 or less B =$1,001 -$500 c =$501 - $5,000 0=$ $ E =$ $ (Sec Columns Bl and 04) I' =$ $! G =$! $ HI =$ $ =More than $ Value Codes J =$ or less K =$15,001 -$ L =$ $ M =$! $ (Sec Columns Cl and 03) N =$ $ =$ $ Pl =$ $ '2 =$ $25, '3 =$ $ P4 =More than $ Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Colurnn C2) U =Book Value V =Other W =Estimated

8 Page 8of9 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate partofreport.) The 2011 Report incorrectly listed Nextera Energy (Items 6 and W) twice by mistake.

9 Page 9 of9 Gonzalez, Jose A. 04/22/2013 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Jose A. Gonzalez NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C