Choice Merchandise Broking Private Limited

Transcription

1 COOITIES BROKER - CLIENT REGISTRATION Form No. : C Name : ACCOUNT OPENING FOR INIVIUAL / NON-INIVIUAL Account Code : Branch Code : Family Code : AP / Employee : Choice erchandise Broking Private Limited ember : ulti Commodity Exchange of India Limited (CX) embership No.:40585, FC Reg. No.: CX/TC/CORP/1844 National Commodity & erivative Exchange Limited (NCEX) embership No.: 01006, FC Reg. NO.: NCEX/TC/CORP/0980 Indian Commodity Exchange Limited. embership No.:1274,(ICEX) FC Reg.No.: ICEX/TC/CORP/0272 Reg. & Corp. Office: Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Off. Sahar Road, Andheri (East), umbai Tel.: I Fax : I customercare@choiceindia.com CIN Number: U65910H2010PTC Version : 2.3

2 Choice erchandise Broking Private Limited Registered & Correspondence Office Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Off. Sahar Road, Andheri (E), umbai Tel.: Fax Website : customercare@choiceindia.com embership etails Name of the exchange ulti Commodities Exchange of India (CX) National Commodity & erivatives Exchange of India (NCEX) embership Number Indian Commodity Exchange Limited (ICEX) 1274 Name ahavir Toshniwal Sunit Phushkania Helpdesk Compliance Officer CEO Grievance / ispute/suggestion Telephone Registration Number CX/TC/CORP/1844 NCEX/TC/CORP/0980 ICEX/TC/CORP/0272 Id mahavir.toshniwal@choiceindia.com sunit.phushkania@choiceindia.com ig@choiceindia.com In case not satisfied with the response, please contact concerned exchanges at: CX NCEX ICEX Sr. No. Exchange Square, Suren Road, Andheri East, umbai , India. Tel: Id: grievance@mcxindia.com Akruti Corporate Park, 1st Floor, Near G.E.Garden, L.B.S. arg, Kanjurmarg (West), umbai Tel : (+91-22) , Fax : (+91-22) askus@ncdex.com 8th Floor, Romell Technology Park, Nirlon Compound, Western Express Highway, Goregaon (E) umbai , India. Board No. : (022) id: info@icexindia.com Name of the ocument Brief Significance of the ocument Page No ANATOR OCUENTS AS PRESCRIBE B FC & COOIT EXCHANGES Instruction sheet and check list 2. KC ( Account Opening Form ) Instruction to fill KC and details of additional documents required for Non-Individual INIVIUAL KC 3-4 Non - INIVIUAL KC 7-8 Non INIVIUAL KC Annexure 9-10 etails and ocuments captures the addition information about the constituent to trading account. ocument detailing the rate / amount of Brokerage & other charges levied on the client for trading on the Commodity Exchange (s) Trading Account Related etails 4. Tariff Sheet 5. Uniform Risk isclosure ocument ( R ) A mandatory document, intend at appraising you with Risks associated with dealings in various segments of the Commodity Exchanges 6. Rights and Obligations of embers, Authorised Persons and Clients Guidance note: o s and on ts for Investors ocument stating the Rights & Obligation of ember, Authorised Person and Client for trading on exchanges(including additional Rights & Obligations in case of internet/ wireless technology based trading. ocument dealing the rate / amount of Brokerage & other charges levied on the client for trading on the Commodity Exchanges Provided as a Separate Booklet to be retained by Client 1. VOLUNTAR OCUENTS AS PROVIE B THE EBER 8. andate for Electronic ode of elivery for Contract Note ( ECN ) & Information Authorization by you in our favour to issue digitally signed Electronic Contract Notes in lieu of physical contract notes Letter of Authority Authorization by you in our favour to provide trade and other alerts through SS or . Guidelines for calculation of net position permitted in any commodity and PLA guidelines. To authorize a person whose instruction shall be deemed and other authorizations which are applicable to maintain the client s account andate for Communication of information on obile / I eclaration 12. eclaration of Joint Family ( HUF ) Authorization by Co-parcerners in favour of Karta to deal on their behalf RTGS authority letter Acknowledgment Format of Corporate Authority for collection of documents and Format of Partnership Authority to REIT Funds Electronically (Payout) This confirms that client has received all the documents as per Regulators. Format of Board Resolution to be taken on the letter head of the Corporates etc. Authorizing person to collect and acknowledge various documents. Format of Partnership firm to be taken on the letter head of the firm Choice does not accept subscription fee or any other fee / payments in cash. Please do not make any payment in CASH.

3 Choice erchandise Broking Private Limited ear Investor, We thank you for your keen interest in opening a trading account with us. We look forward to serve you to your utmost satisfaction. This KC Form is designed to make your account opening formalities easier. We have attached a checklist at the beginning of the KC Form and request you to verify, prior to handling over the KC Form that all the document & signatures are in order. We would be able to process your account opening request faster if the documentation is complete all respects, hence please take immense care to complete all the account opening formalities and documentation. Further the small booklet confirms to all the Uniform Risk isclosure ocument ( R ) / Rights and Obligations of embers / Guidance note: o's and on'ts for Investors laid down by FC. However should you requires any clarification / assistance at any stage of the account opening, please feel free to contact your Relationship Executive / Branch or our customer care or mail us at customercare@choiceindia.com We once again thank you for selecting us as your preferred service provide to all your Commodity arket Requirement. Thanking you Choice Team CHOICE ERCHANISE BROKING PVT. LT. Acknowledgement Slip Application No. ate : We hereby acknowledge the receipt of Commodity Trading Application Form : Name of the Account Holder : Cheque No.: rawn on : Product : Branch Name : Amount: Exec Name : Exec Sign & ate For all queries, please call (022) customercare@choiceindia.com For Choice erchandise Broking Pvt. Ltd. Note : Please issue Cheque in favour of /s. Choice erchandise Broking Pvt. Ltd. (Authorised Signatory) 1

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5 INSTRUCTIONS/CHECK LIST FOR FILLING KC FOR A. IPORTANT POINTS: 1. Self-attested copy of PAN card is mandatory for all clients, including Promoters/Partners/Karta/Trustees and whole time directors and persons authorized to deal in commodity derivatives on behalf of company/firm/others. 2. Copies of all the documents submitted by the applicant should be self-attested and accompanied by originals for verification. In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorized for attesting the documents, as per the below mentioned list. 3. If any proof of identity or address is in a foreign language, then translation into English is required. 4. Name & address of the applicant mentioned on the KC form, should match with the documentary proof submitted. 5. If correspondence & permanent address are different, then proofs for both have to be submitted. 6. Sole proprietor must make the application in his individual name & capacity. 7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FIPB/FEA guidelines and other applicable statutory approvals), copy of passport/pio Card/OCI Card and overseas address proof is mandatory. 8. For foreign entities, CIN is optional and in the absence of IN no. for the directors, their passport copy should be given. 9. In case of erchant Navy NRI s, ariner s declaration or certified copy of CC (Continuous ischarge Certificate) is to be submitted along with other statutory approvals required for investment in commodities. 10. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/ military officers, senior executives of state owned corporations, important political party officials, etc. B. Proof of Identity (POI): - List of documents admissible as Proof of Identity: Unique Identification Number (UI) (Aadhaar)/ Passport/ Voter I card/ riving license. PAN card with photograph. Identity card/ document with applicant s Photo, issued by any of the following: Central/State Government and its epartments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their embers; and Credit cards/ebit cards issued by Banks. C. Proof of Address (POA): - List of documents admissible as Proof of Address: (Note: ocuments having an expiry date should be valid on the date of submission.) Passport/ Voters Identity Card/ Ration Card/ Registered Lease or Sale Agreement of Residence/ riving License/ Flat aintenance bill/ Insurance Copy. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not more than 3 months old. Bank Account Statement / Passbook -- Not more than 3 months old. Proof of address issued by any of the following: Bank anagers of Scheduled Commercial Banks/Scheduled Cooperative Bank/ultinational Foreign Banks / Gazette Officer / Notary public / Elected representatives to the Legislative Assembly / Parliament / ocuments issued by any Govt. or Statutory Authority. Identity card/document with address, issued by any of the following: Central/State Government and its epartments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities and Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their embers. The proof of address in the name of the spouse may be accepted.. Exemptions/clarifications to PAN (Note: Sufficient documentary evidence in support of such claims to be collected.) Transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Official liquidator, Court receiver etc. Investors residing in the state of Sikkim. (Subject to the continued exemption granted by Government). E. List of people authorized to attest the documents: Notary Public, Gazette Officer, anager of a Scheduled Commercial/ Co-operative Bank or ultinational Foreign Banks (Name, esignation & Seal should be affixed on the copy). In case of NRIs, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court agistrate, Judge, Indian Embassy /Consulate General in the country where the client resides are permitted to attest the documents. 3

6 INSTRUCTIONS/CHECK LIST FOR FILLING NON INIVIUAL KC FOR In case of Non -Individuals, additional documents to be obtained from non -individuals, over & above the POI & POA, as mentioned below: Types of entity Corporate ocumentary requirements Copy of the balance sheets for the last 2 financial years (to be submitted every year). Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/whole time director/ (to be submitted every year). Photograph, POI, POA, PAN and IN numbers of whole time directors/two directors in charge of day to day operations. Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly. Copies of the emorandum and Articles of Association and certificate of incorporation. Copy of the Board Resolution for investment in Commodities market. Copy of Board Resolution or declaration (on the letterhead) naming the persons authorized to deal in commodity derivatives on behalf of company/firm/others and their specimen signatures. Partnership firm Copy of the balance sheets for the last 2 financial years (to be submitted every year). Certificate of registration (for registered partnership firms only). Copy of partnership deed. Authorised signatories list with specimen signatures. Photograph, POI, POA, PAN of Partners. Trust Copy of the balance sheets for the last 2 financial years (to be submitted every year). Certificate of registration (for registered trust only). Copy of Trust deed. List of trustees certified by managing trustees/ca. Photograph, POI, POA, PAN of Trustees. HUF PAN of HUF. eed of declaration of HUF/ List of coparceners. Bank pass-book/bank statement in the name of HUF. Photograph, POI, POA, PAN of Karta. Government Bodies Self-certification on letterhead. Authorized signatories list with specimen signatures. Registered Society Copy of Registration Certificate under Societies Registration Act. List of anaging Committee members. Committee resolution for persons authorised to act as authorised signatories with specimen signatures. True copy of Society Rules and Bye Laws certified by the Chairman/Secretary. 4

7 Acknowledgement No. NEW Choice erchandise Broking Pvt. Ltd. CHANGE REQUEST(please tick the appropriate) Reg. & Corp. Office : Choice House, Shakambhari Corporate Park Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Off. Sahar Road, Andheri (East), umbai (Please tick the box on the left margin of appropriate row where CHANGE/ CORRECTION is required and provide the details in the corresponding row) Please fill this form in English and in Block Letters A A. (1) 4. B. Attention: Please recheck your I and obile Number provided by you. A. 5. B. Unique Identification Number (UI) / AAHAAR, if any : Specify the proof of Identity submitted : PAN CAR OTHER (Please Specify) Residence / Correspondence Address 2. Specify the Proof of Address submitted for Residence / Correspondence Address : 3. Permanent Address (if different from correspondence address OR Overseas address (mandatory) for Non-Resident (Applicant) 4. Specify the Proof of address submitted for permanent address: 5. C. (2) ate : Signature Name of Person who has done IPV Employee I esignation ate of IPV IPV etails Choice erchandise Broking Pvt. Ltd Originals Verified and self attested documents copies received For Choice erchandise Broking Pvt. Ltd. Authorised Signatory ate: Seal/Stamp of the Intermediary

8 INSTRUCTIONS/CHECK LIST FOR FILLING KC FOR A. 1. IPORTANT POINTS: Self attested copy of PAN card is mandatory for all clients, including Promoters / Partners / Karta / Trustees and whole time directors and persons authorised to deal in securities on behalf of company/firm/others. 2. Copies of all the documents submitted by the applicant should be self-attested and accompanied by originals for verification. In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorised for attesting the documents, as per the below mentioned list. 3. If any proof of identity or address is in a foreign language, then translation into English is required. 4. Name & address of the applicant mentioned on the KC form. should match with the documentary proof submitted. 5. If correspondence & permanent address are different, then proofs for both have to be submitted. 6. Sole proprietor must make the application in his individual name & capacity. 7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEA guidelines), copy of passport/pio Card/OCI Card and overseas address proof is mandatory. 8. For foreign entities, CIN is optional; and in the absence of IN no. for the directors, their passport copy should be given. 9. In case of erchant Navy NRl's, ariner's declaration or certified copy of CC (Continuous ischarge Certificate) is to be submitted. 10. For opening an account with epository participant or utual Fund, for a minor, photocopy of the School Leaving Certificate/ark sheet issued by Higher Secondary Board/Passport of inor/birth Certificate must be provided. 11. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government / judicial / military officers, senior executives of state owned corporations, important political party officials, etc. B. Proof of Identity (POI): -List of documents admissible as Proof of Identity: 1. Unique Identification Number (UI) (Aadhaar) / Passport/ Voter I card/ riving license. 2. PAN card with photograph. 3. Identity card/ document with applicant's Photo, issued by any of the following: Central/State Government and its epartments, Statutory/Regulatory Authorities Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their embers; and Credit cards/ebit cards issued by Banks. C. Proof of Address (POA): - List of documents admissible as Proof of Address: (*ocuments having an expiry date should be valid on the date of submission.) 1. Passport / Voters Identity Card/Ration Card/Unique Identification Number (UI)/ Aadhar Types of entity E Letter/Registered lease or Sale Agreement of Residence/riving License/ Flat aintenance bill/insurance Copy. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill -Not more than 3 months old. Bank Account Statement/Passbook-Not more than 3 months old. Self-declaration by High Court and Supreme Court judges, giving the new address in respect of their own accounts. Proof of address issued by any of the following: Bank anagers of Scheduled Commercial Banks / Scheduled Co-Operative Bank / ultinational Foreign Banks / Gazetted Officer / Notary public / Elected representatives to the Legislative Assembly / Parliament / ocuments issued by any Govt. or Statutory Authority. Identity card/document with address, issued by any of the following: Central/State Government and its epartments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities and Professional Bodies such as ICAI, ICWAI. ICSI, Bar Council etc., to their embers. For Fil/sub account, Power of Attorney given by FII/sub-account to the Custodians (which are duly notarized and/or apostiled or consularised) that gives the registered address should be taken. The proof of address in the name of the spouse may be accepted. Exemptions/clarifications to PAN (Sufficient documentary evidence in support of such claims to be collected.) In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Official liquidator, Court receiver etc. Investors residing in the state of Sikkim. UN entities/multilateral agencies exempt from paying taxes/filing lax returns in India. SIP of utual Funds upto Rs 50, 000/- p.a. In case of institutional clients, namely, Flis, Fs, VCFs. FVCls, Scheduled Commercial Banks, ultilateral and Bilateral evelopment Financial Institutions, State Industrial evelopment Corporations, Insurance Companies registered with IRA and Public Financial Institution as defined under section 4A of the Companies Act. 1956, Custodians shall verify the PAN card details with the original PAN card and provide duly certified copies of such verified PAN details to the intermediary. List of people authorised to attest the documents: Notary Public, Gazetted Officer, anager oi a Scheduled Commercial / Co-opera live Bank or ultinational Foreign Banks (Name, esignation&. Seal should be affixed on the copy). In case of NRls, authorised officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court agistrate, Judge, Indian Embassy /Consulate General in the country where the client resides are permitted to attest the documents. ocumentary Requirements Corporate Copy of the balance sheets for the last 2 financial years (to be submitted every year). Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/whole time director/ (to be submitted every year). Photograph, POI, POA, PAN and IN numbers of whole time directors/two directors in charge of day to day operations. Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly. Copies of the emorandum and Articles of Association and certificate of incorporation. Copy of the Board Resolution for investment in securities market. Authorised signatories list with specimen signatures. Partnership firm Copy of the balance sheets for the last 2 financial years (to be submitted every year). Certificate of registration (for registered partnership firms only). Copy of partnership deed. Authorised signatories list with specimen signatures. Photograph, POI. POA, PAN of Partners. Trust Copy of the balance sheets for the last 2 financial years (to be submitted every year). Certificate of registration (for registered trust only). Copy of Trust deed. List of trustees certified by managing trustees/ca. Photograph, POI, POA, PAN of Trustees. HUF PAN of HUF. eed of declaration of HUF/ List of coparceners. Bank pass-book/bank statement in the name of HUF. Photograph, POI, POA, PAN of Karla. Unincorporated association or a body of individuals Proof of Existence/Constitution document. Resolution of the managing body & Power of Attorney granted to transact business on its behalf. Authorised signatories list with specimen signatures. Banks/ Institutional Investors Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years. Authorised signatories list with specimen signatures. Foreign Institutional Investors (FII) Copy of SEBI registration certificate. Authorised signatories list with specimen signatures. Army/ Government Bodies Self-certification on letterhead. Authorised signatories list with specimen signatures. Registered Society Copy of Registration Certificate under Societies Registration Act. List of anaging Committee members. Committee resolution for persons authorised to act as authorised signatories with specimen signatures.

9 Acknowledgement No. NONNEW Choice erchandise Broking Pvt. Ltd. CHANGE REQUEST(please tick the appropriate) Reg. & Corp. Office : Choice House, Shakambhari Corporate Park Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Off. Sahar Road, Andheri (East), umbai (Please tick the box on the left margin of appropriate row where CHANGE/ CORRECTION is required and provide the details in the corresponding row) Please fill this form in English and in Block Letters Identity etails 1. Name of Applicant 2. b. PAN 2. a. ate of Incorporation of Authorised Person 3. ate of commencement of business: 4. a. Place of incorporation: 4. b. Registration No. (e.g. CIN): Private Limited Co. Public Ltd. Co Body Corporate Partnership 5. Status Please tick ( ) any one Trust Charities NGO s FI FII HUF AOP Bank Government Body Non-Government Organization efense Establishment BOI Society LLP FPI - Category I FPI - Category II FPI - Category III Others (please specify) Address etails 1. Address for Correspondence City/Town/Village State Pin Code Country 2. Registered Address (if different from correspondence address ) City/Town/Village Pin Code State Country 3. Contact etails Tel.(Off.) Tel.(Res) (IS) Fax (IS) obile (ST) (ST) E-ail I. 4. Specify the proof of address submitted for correspondence address: 5. Specify the proof of address submitted for registered address: C. Other etails 1. Gross Annual Income etails (Please tick ) Below 1 Lakh (*Net worth should not be older than 1 year) Net-worth in Lakhs 5-10 Lakhs Lakhs 25-1 Crore as on (date) 1 Crore Rs. 3. etail of Authorised irector / Promoter / Karta / Partner etc. Name PAN Registered Address City/Town/Village Pin Code State Country 4. IN/UI of Promoters/Partners/Karta and whole time directors: (Please provide details in the enclosed sheets) 5. Please tick, if applicable, for any of your authorized signatories/promoters/partners/karta/trustees/whole time directors: Politically Exposed Person (PEP) Related to Politically Exposed Person (PEP) 6. Any other information: Name & Signature ECLARATION I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. (2) ate : FOR OFFICE USE ONL Signature Name of Person who has done IPV Employee I esignation ate of IPV IPV etails Choice erchandise Broking Pvt. Ltd Originals Verified and self attested documents copies received For Choice erchandise Broking Pvt. Ltd. Authorised Signatory ate: Seal/Stamp of the Intermediary Attention: Please recheck your I and obile Number provided by you. B. (1)

10 INSTRUCTIONS/CHECK LIST FOR FILLING KC FOR A. 1. IPORTANT POINTS: Self attested copy of PAN card is mandatory for all clients, including Promoters / Partners / Karta / Trustees and whole time directors and persons authorised to deal in securities on behalf of company/firm/others. 2. Copies of all the documents submitted by the applicant should be self-attested and accompanied by originals for verification. In case the original of any document is not produced for verification, then the copies should be properly attested by entities authorised for attesting the documents, as per the below mentioned list. 3. If any proof of identity or address is in a foreign language, then translation into English is required. 4. Name & address of the applicant mentioned on the KC form. should match with the documentary proof submitted. 5. If correspondence & permanent address are different, then proofs for both have to be submitted. 6. Sole proprietor must make the application in his individual name & capacity. 7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEA guidelines), copy of passport/pio Card/OCI Card and overseas address proof is mandatory. 8. For foreign entities, CIN is optional; and in the absence of IN no. for the directors, their passport copy should be given. 9. In case of erchant Navy NRl's, ariner's declaration or certified copy of CC (Continuous ischarge Certificate) is to be submitted. 10. For opening an account with epository participant or utual Fund, for a minor, photocopy of the School Leaving Certificate/ark sheet issued by Higher Secondary Board/Passport of inor/birth Certificate must be provided. 11. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government / judicial / military officers, senior executives of state owned corporations, important political party officials, etc. B. Proof of Identity (POI): -List of documents admissible as Proof of Identity: 1. Unique Identification Number (UI) (Aadhaar) / Passport/ Voter I card/ riving license. 2. PAN card with photograph. 3. Identity card/ document with applicant's Photo, issued by any of the following: Central/State Government and its epartments, Statutory/Regulatory Authorities Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI, ICWAI, ICSI, Bar Council etc., to their embers; and Credit cards/ebit cards issued by Banks. C. Proof of Address (POA): - List of documents admissible as Proof of Address: (*ocuments having an expiry date should be valid on the date of submission.) 1. Passport / Voters Identity Card/Ration Card/Unique Identification Number (UI)/ Aadhar Types of entity Letter/Registered lease or Sale Agreement of Residence/riving License/ Flat aintenance bill/insurance Copy. 2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill -Not more than 3 months old. 3. Bank Account Statement/Passbook-Not more than 3 months old. 4. Self-declaration by High Court and Supreme Court judges, giving the new address in respect of their own accounts. 5. Proof of address issued by any of the following: Bank anagers of Scheduled Commercial Banks / Scheduled Co-Operative Bank / ultinational Foreign Banks / Gazetted Officer / Notary public / Elected representatives to the Legislative Assembly / Parliament / ocuments issued by any Govt. or Statutory Authority. 6. Identity card/document with address, issued by any of the following: Central/State Government and its epartments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions, Colleges affiliated to Universities and Professional Bodies such as ICAI, ICWAI. ICSI, Bar Council etc., to their embers. 7. For Fil/sub account, Power of Attorney given by FII/sub-account to the Custodians (which are duly notarized and/or apostiled or consularised) that gives the registered address should be taken. 8. The proof of address in the name of the spouse may be accepted.. Exemptions/clarifications to PAN (Sufficient documentary evidence in support of such claims to be collected.) 1. In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by Courts e.g. Official liquidator, Court receiver etc. 2. Investors residing in the state of Sikkim. 3. UN entities/multilateral agencies exempt from paying taxes/filing lax returns in India. 4. SIP of utual Funds upto Rs 50, 000/- p.a. 5. In case of institutional clients, namely, Flis, Fs, VCFs. FVCls, Scheduled Commercial Banks, ultilateral and Bilateral evelopment Financial Institutions, State Industrial evelopment Corporations, Insurance Companies registered with IRA and Public Financial Institution as defined under section 4A of the Companies Act. 1956, Custodians shall verify the PAN card details with the original PAN card and provide duly certified copies of such verified PAN details to the intermediary. E. List of people authorised to attest the documents: 1. Notary Public, Gazetted Officer, anager oi a Scheduled Commercial / Co-opera live Bank or ultinational Foreign Banks (Name, esignation&. Seal should be affixed on the copy). 2. In case of NRls, authorised officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public, Court agistrate, Judge, Indian Embassy /Consulate General in the country where the client resides are permitted to attest the documents. ocumentary Requirements Corporate Copy of the balance sheets for the last 2 financial years (to be submitted every year). Copy of latest share holding pattern including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, duly certified by the company secretary/whole time director/ (to be submitted every year). Photograph, POI, POA, PAN and IN numbers of whole time directors/two directors in charge of day to day operations. Photograph, POI, POA, PAN of individual promoters holding control - either directly or indirectly. Copies of the emorandum and Articles of Association and certificate of incorporation. Copy of the Board Resolution for investment in securities market. Authorised signatories list with specimen signatures. Partnership firm Copy of the balance sheets for the last 2 financial years (to be submitted every year). Certificate of registration (for registered partnership firms only). Copy of partnership deed. Authorised signatories list with specimen signatures. Photograph, POI. POA, PAN of Partners. Trust Copy of the balance sheets for the last 2 financial years (to be submitted every year). Certificate of registration (for registered trust only). Copy of Trust deed. List of trustees certified by managing trustees/ca. Photograph, POI, POA, PAN of Trustees. HUF PAN of HUF. eed of declaration of HUF/ List of coparceners. Bank pass-book/bank statement in the name of HUF. Photograph, POI, POA, PAN of Karla. Unincorporated association or a body of individuals Proof of Existence/Constitution document. Resolution of the managing body & Power of Attorney granted to transact business on its behalf. Authorised signatories list with specimen signatures. Banks/ Institutional Investors Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years. Authorised signatories list with specimen signatures. Foreign Institutional Investors (FII) Copy of SEBI registration certificate. Authorised signatories list with specimen signatures. Army/ Government Bodies Self-certification on letterhead. Authorised signatories list with specimen signatures. Registered Society Copy of Registration Certificate under Societies Registration Act. List of anaging Committee members. Committee resolution for persons authorised to act as authorised signatories with specimen signatures.

11 etails of PROOTERS / PARTNERS / KARTA / WHOLE TIE IRECTORS / CO- PARCERNERS ETC ) PAN Card of the Applicant - Tel/obile with seal Tel/obile with seal Tel/obile with seal Tel/obile with seal Tel/obile with seal

12 IS TH LA NK NA LL B TIO EN NT TI EF EI SL PA G

13 PHOTOGRAPH To, Choice erchandise Broking Private Limited Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-op. HSG.Society, CTSNo.156/157/158 JB Nagar, Near Bombay Cambridge School, Andheri (E), umbai Please affix Authorized Signatories recent passport size photographs and sign across with seal for Non- Individual Clients (3) Trading Account Related etails Please fill this form in ENGLISH and in BLOCK LETTERS. A> OTHER ETAILS 1. Gross Annual Income etails (please specify): Income Range per annum: < Rs 1 Lac 1-5 Lac 5-10 Lac Lacs Net-worth as on (date) 25-1 Crore > 1 Crore (Net worth should not be older than 1 year) 2. Occupation (please tick any one and give brief details): Private Sector Public Sector Government Service Business Professional Farmer Others (Specify) 3. Please tick, as applicable: (for any of your authorised signatories / promoters / partners / karta / trustees / wholetime directors) Politically Exposed Person (PEP) Related to a Politically Exposed Person (PEP) Not a Politically Exposed Person (PEP) Not Related to a Politically Exposed Person (PEP) 4. Name, PAN, Residential Address and Photographs of authorised signatories / promoters / partners / karta / trustees / wholetime directors (Note that the details of the same are been provided in the Non-Individual Client Annexure attached with Non individual kyc) If you have a landline connection, kindly provide the same B> BANK ACCOUNT(S) ETAILS 1. BANK NAE 2. BANK NAE ACCOUNT NO : ACCOUNT NO : BRANCH : BRANCH : ARESS: ARESS: PIN COE: PIN COE: 9IGIT ICR COE: IFSC COE: ACCOUNT TPE: SAVINGS NRE/NRO OTHERS: 9IGIT ICR COE: IFSC COE: CURRENT ACCOUNT TPE: SAVINGS NRE/NRO OTHERS: NRI CURRENT NRI C> EPOSITAR ACCOUNT(S) ETAILS epository etails : P Name CSL NSL Client Name: P I Client I efault I Note: Provide a copy of either emat aster or a recent holding statement issued by P bearing name of the client. 11

14 > TRAING PREFERENCES Note: Please sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client. Name of the National Commodities Exchanges ate of Consent for trading on concerned Exchange Signature CX (4) NCEX (4) ICEX (4) NCEX Spot (4) Any Other (Specify) (4) [In case of allowing a client for trading on any other Exchange at a later date, which is not selected now, a separate consent letter is required to be obtained by the ember from client and to be kept as enclosure with this document] E> INVESTENT / TRAING No Prior Experience ears in Commodities ears in other investment related fields F> SALES TAX REGISTRATION ETAILS (As applicable, State wise) Registration No Validity ate Name of the State Registration No Validity ate Name of the State Local Sales Tax State Central Sales Tax Other Sales Tax - State G> VAT etails (As applicable, State wise) Local VAT Other VAT H> Past Regulatory Actions etails of any action/proceedings initiated/pending/ taken by FC / SEBI/ Exchange/ Commodities Exchange any other authority against the applicant/constituent or its Partners/promoters/whole time directors/authorized persons in charge of dealing in securities during the last 3 years:. I> ealings through Other embers If client is dealing through any other ember, provide the following details (in case dealing with multiple embers / AP s, provide details of all in a separate sheet containing all the information as mentioned below) : ember s / Authorized Person (AP) s Name Concerned ember s Name with whom the AP is registered Exchange Regd Office Address Telephone No Address Website etails of disputes/dues pending from/to such ember/ap 12 Exchange s Registration number Fax Number Client Code

15 J> Introducers etails (Optional) Name of the Introducer Status of the Introducer (Surname) (First Name) (iddle Name) Authorized Person / Existing Client / Others Please Specify Address and phone no. of the Introducer Signature of the Introducer K> AITIONAL ETAILS 1. Whether you wish to receive Electronic Contract Note (ECN) & Other communications (please specify) If yes then please fill in Appendix-A By Exchange 2. Whether you wish to receive trade alerts, transaction & margin statement ES By emeber (APPENIX - B) 3. Whether you wish to avail of the facility of internet trading / wireless technology (please specify): Internet Trading Wireless Technology Other (Please Specify) L> NOINATION ETAILS (For Individuals Only) I/We wish to nominate I/We do not wish to nominate Name of the Nominee: Relationship with the Nominee:. PAN of Nominee: Address and phone no. of the Nominee: ate of Birth of Nominee:.. If Nominee is a minor, details of guardian: Name of guardian: Address of Guardian: Phone no. of Guardian Signature of guardian WITNESSES (Only applicable in case the account holder has made nomination) Name Name Address Address Signature. Signature AN OTHER INFORATION 13 NO

16 Brokerage Structure for Trading Account Future Commodities arket Trading in (Paisa) ax (%) Slab No Brokerage on Side Side 1st in (Paisa) elivery ax (%) Slab No 2nd Side (Same ay Sq. Off) Other Charges Stamp uty ES NO CTT ES NO Turnover Tax ES NO Statutory Cost ES NO Sales Tax ES NO Service Tax ES NO inimum Brokerage will be applicable for future and options trading In case brokerage per exchange per day is less than Rs.25/- then difference will be levied as minimum contract generation charges. Note : Service Tax / Turnover Tax / Sales Tax / Statutory Cost / Stamp uty / CTT will be applicable as per Government Norms & the above charges are subject to change as per regulatories authorities. ECLARATION 1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. 2. I/We confirm having read/been explained and understood the contents of the tariff sheet and all voluntary/nonmandatory documents. 3. I/We further confirm having read and understood the contents of the Rights and Obligations document(s), Risk isclosure ocument and o s and on ts. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set of documents has been displayed for Information on member s designated website. (5) Place : ate : Signature of Applicant / Signature of (all) Authorized Signatory (ies) FOR OFFICE USE ONL UCC Code allotted to the Client : ocuments verified with Originals Name of the Employee Employee Code esignation of the employee ate Signature I / We undertake that we have made the client aware of tariff sheet and all the voluntary/non-mandatory documents. I/We have also made the client aware of 'Rights and Obligations' document (s), R, 'o's and ont's' and Guidance Note. I/We have given/sent him a copy of all the KC documents. I/We undertake that any change in the tariff sheet and all the voluntary/non-mandatory documents would be duly intimated to the clients. I/We also undertake that any change in the 'Rights and Obligations' and R would be made available on my/our website, if any, for the information of the clients. FOR Choice erchandise Broking Pvt. Ltd. ate Signature of the Authorised Signatory

17 FORAT FOR APPENIX A ELECTRONIC CONTRACT NOTE [ECN] - ECLARATION (VOLUNTAR) To, Choice erchandise Broking Private Limited Choice House, Shree Shakambhari Corporate Park,Chakravarti Ashok Co-op HSG, Society, CTSNo.156/157/158 JB Nagar,Near Bombay Cambridge School Andheri E, umbai ear sir, I/We a client with ember /s. Choice erchandise Broking Private Limited of NCEX / CX / ICEX Exchange undertake as follows: I/We am/are aware that the ember has to provide physical contract note in respect of all the trades placed by me unless I/ We myself want the same in the electronic form. I/We am/are aware that the ember has to provide electronic contract note for my convenience on my request only. Though the ember is required to deliver physical contract note, I/We find that it is inconvenient for me/us to receive physical contract notes. Therefore, I/We am/are voluntarily requesting for delivery of electronic contract note pertaining to all the trades carried out / ordered by me/us. I/We have access to a computer and am/are a regular internet user, having sufficient knowledge of handling the operations. y/our id is. This has been created by me/us and not by someone else. I/We am/are aware that this declaration form should be in English or in any other Indian language known to me/us. I/We am/are aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at the above I. The above declaration and the guidelines on ECN given in the annexure have been read understood by me. I/We, am/are aware of the risk involved in dispensing with the Physical Contract Note and do hereby take full responsibility for the same. (The above lines must be reproduced in own handwriting of the client.) 1. Client Name 3. PAN 2. Unique Client Code I/We also understand that the above instruction will remain valid from the date of signing of this authorization until it is revoked by me/us in writing. Signature of Client Verification of the client signature done by: (6) Name & esignation : ate:

18 (VOLUNTAR ) FORAT FOR APPENIX - B CONSENT FOR FOR RECEIVING TRAE AN OTHER ALERTS THROUGH SS / E-AIL OR BOTH ate: To, Choice erchandise Broking Private Limited. Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Andheri (East), umbai ear Sir, I/We,, a Client with Choice erchandise Broking Private Limited. ember of CX, ember I: (CX), NCEX, ember I 01006, ICEX ember I 0272 undertake as follows: 1. I/We are aware that the Exchanges provides the details of the trades executed on its trading platform to the concerned clients/constituents through SS and alerts. 2. I/We are aware that the exchanges have to provide the trade details through SS/ alerts for my / our convenience at my request only. 3. I/We hereby confirm that I/We wish to receive the trade alerts through: a. SS : b. c. SS and 4. The alerts should be sent on a. obile Number b. Address: I/We hereby agree to the terms and conditions specified by the Exchanges circulars / clarifications issued by the exchanges in pursuant to a derivative of FC from time to time in this regard. We are also aware that this is an additional facility provided by the Exchanges and we shall not solely rely or use such data for any purpose and exchanges shall not be liable for any direct or indirect loss of any nature because of providing this additional facility. Client Name : Unique Client Code: 16

19 ECLARATION ate: To, Choice erchandise Broking Private Limited. Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Andheri (East), umbai ear Sir, Sub: y/our request for trading in commodity forward contracts / commodity de rivatives on NCEX / CX /ICEX as your client I/We, the undersigned, have taken cognizance of circular no. NCEX /Trading-114/2006/247 dated September 28, 2006 issued by the NCEX and CX circular CX/300/2006 issued on August 1, 2006 and on the guidelines for calculation of net open positions permitted in any commodity and I/we hereby undertake to comply with the same. I/We hereby declare and undertake that we will not exceed the position limits prescribed from time to time by NCEX / CX / ICEX or Forward arkets Commission and such position limits will be calculated in accordance with the contents of above stated circular of NCEX / CX / ICEX as modified from time to time. I/We undertake to inform you and keep you informed if I/any of our partners/directors/karta/trustee or any of the partnership firms/companies/hufs/ Trusts in which I or any of above such person is a partner/director/karta/trustee, takes or holds any position in any commodity forward contract/commodity derivative NCEX through you or through any other member(s) of NCEX / CX / ICEX, to enable you to restrict our position limit as prescribed by the above referred circular of NCEX / CX / ICEX as modified from time to time. I/We confirm that you have agreed to enter orders in commodity forward contracts/commodity derivatives for me/us as your clients on NCEX / CX / ICEX only on the basis of our above assurances and undertaking. I/We hereby further declare that I /We am I are aware of the provisions of the Prevention of oney Laundering Act, 2002 (PLA) as far as they concern me/us as an investor / client and I/We declare that I am /We are never convicted / barred from dealing in commodities market in the past under the said Act. I/We confirm that I am / We are in compliance with the "Know our Client" (KC) guidelines including conducting due diligence required for Anti oney Laundering (AL) checks as prescribed by the FlU / FC. I /We further confirm that all KC and due diligence process has been followed on a continuous basis as long as our account continues to be held with Trading ember. Further I/ We agree to submit / provide all the statutory documents / other compliance details pertaining to my / our trading account whenever required, to fulfill my / our obligation under PLA. I / We hereby further declare that I / We will not indulge either directly or indirectly in any of the above mentioned fraudulent or unfair trade practices either individually or in concert with other persons / entities. In the event of any of the above fraudulent or unfair trade practices noticed by the Commodity Exchange or Regulatory Authorities, then I/We shall be solely responsible for such acts as noticed and you shall not be responsible for my illegal and fraudulent and unfair trade practices in the commodities arket segment and future and Options segment of the exchange. I/We hereby give this declaration to you without any coercion, with sound mind and voluntarily to you herein. I / We are aware that I/We will be liable to bear the penalties / imposition of fines and other charges on non-payments of monies, cheque bounce, increase in open position or any order/trades/deals/action of me /our which are contrary to the agreement/rules/regulation/byelaws of the exchanges or FC from time to time. All fines/penalties and charges levied due to me / our acts / deeds or transaction will be debited to my/our trading account directly by the trading member. I / We further agree and confirm that you can maintain a running account for my funds & commodities and my account can be settled half yearly or any other period the FC directs you to do so. I / We further give you my / our consent that you may retain the amount up to Rs.50,000/- while settling my / our account ( for reference : FC circular dated 17/10/2014 ). ours faithfully (7) Signature: Name of client/partner/irector/karta/trustee: 17

20 Letter of Authority ate: To, Choice erchandise Broking Private Limited. Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Andheri (East), umbai ear Sir, Sub: Letter of Authority I/ We have been regularly trading and investing, or plan to do so, with you at CX /NCEX / ICEX To facilitate ease of operations, I/ we request and authorize you as under: y/our orders for purchase/ sale of commodities will be given on telephone or orally during my/ our visit to your office. I/ We further declare that all orders placed by me/ us with you will be for my/ our personal/ family account(s) and that I/ we will not operate for any client and will not issue any further contracts/ bills for the transactions executed through you. I/We authorise you not to provide me/ us Order Confirmation/ odification/ Cancellation Slips and Trade Confirmation Slips to avoid unnecessary paper work. I/ We shall get the required details from contracts issued by you. I/We agree to collect the contracts/ bills/ account statements and other relevant documents for the deals executed and in case of noncollection, you may dispatch the same through ordinary post, courier or through any other mode at the address provided by me/ us and it shall be deemed to be effective delivery of the same to me/ us. I/We hereby authorise you to undertake any transfer inter-se of funds, securities, debits & credits available between various exchanges. I am/we are aware that you are required to issue payment/delivery due to me/us as per the payout from the exchange. In order to facilitate operations, I/we hereby authorize you to maintain running accounts with you to debit my/our running account for the margin/ funds & / deliveries payable by me/ us; to include any/all the pay out of funds & / or deliveries towards margin / delivery and/or towards pay in obligations and / or towards fund/deliveries payable by me/ us, without any specific. Authorization on pay out to pay out basis and to release the funds & or deliveries (if any) due to me/us on my / our specific request only. I / we also agree that you shall not be liable for any claim for loss or profit, or for any consequential, incidental, special or exemplary damages, caused by retention of such deliveries/funds under this agreement or otherwise. Pledge / deposit my / our deliveries & / or funds whether deposited as collateral /margin or permitted by us to be retained in the running account etc. by you with any bank or any other institution including but not limited to the Exchanges (s) /Clearing Corporation / Clearing House for the purposes of raising funds, bank guarantees and FRs etc., or towards argin / collateral as also to meet shortfall in my / our fund/ deliveries pay in obligation/ auctions or assignment of contracts or any other liability arising out of my/our dealings with you/ through you I/ we authorize you to do all such acts deeds and things as may be necessary and expedient for placing such deliveries with the Exchanges/banks/institutions as margin. ou are further authorized to sell/ liquidate these deliveries /FRs at the time and manner of your choice, as & when deemed fit by you in your absolute discretion to meet any shortfalls in my/our accounts or any other liability of mine/ ours without any reference to me/ us. I / we agree that any loss due to any erroneous order entry / erroneous order modification shall be entertained by you only to the extent of insurance received. I/We authorise you to maintain my/ our account, both funds and commodities, with you on a running account basis and request you to consider the balances in my/ our running funds and commodities account with you for the purpose of margins/ any other obligations due to you. In view of the same it would be proper for you to release the funds and commodities due to me/ us on my/ our specific request, either written or oral. Further I/ we understand and agree that any credit amount lying with you will not attract any interest. I/ We hereby authorise you to inter-se transfer or hold funds, commodities, debits, credits etc. among my/our family members accounts. I/We agree and authorise you debit charges for depositories services and any other incidentals charges to my / our running account. I/We authorise you to liquidate/ close out all or any of my/ our positions for non-payment of margins or other account, outstanding debts etc. I/We agree to bear any and all losses and financial charges on account of such liquidation/ closeout. I/We agree that you may refuse to execute any particular transaction without assigning any reason therefor. I/We agree not to hold you liable or responsible for delay or default in performance of your obligations due to contingencies beyond your control such as fire, flood, civil commotion, earthquake, riots, war, strikes, failure of systems, failure of internet links, Government/ regulatory actions or any such other contingencies which may be beyond your control. Thanking you, ours truly, (8) Constituent Name: Signature: 18

21 ECLARATION OF JOINT FAIL To, Choice erchandise Broking Private Limited. Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Andheri (East), umbai Account No.: 1. WHEREAS the Hindu Undivided Family of (hereinafter referred to as 'the said joint family'} have or desire to have Commodity Trading A/c. with /s Choice erchandise Broking Pvt. Ltd. (hereinafter to as 'ember') we, the undersigned, hereby declare a) that we are the present adult co-parceners of the said joint family; b) that Sh. is the present Karta or anager of the said Joint Family. c) that we are entitled to trade in Commodity and open Commodity Trading Account of the said Joint Family. d) that each one of us has full and unrestricted authority to act on behalf of. and bind, the said H.U.F. firm and all the present as well as future members, both adults and minors, of the said joint family, howsoever constituted from time to time. 2. We confirm that the affairs of the said joint family and the business of the said H.U.F. firm are carried on mainly by the Karta/anager, on behalf and in the interest and for the benefit of all the co-parceners of the said joint family. We hereby authorize the Karta/ anager on behalf of the HUF to deal on Commodity arket segment or any other segment that may be introduced by CX /NCEX / ICEX in future and the said Trading cum Clearing ember is hereby authorized to honor all instructions oral or written, given by him on behalf of the HUF. The said Karta / anager is authorized to sell, purchase, transfer endorse, negotiate documents and / or otherwise deal through on behalf of the HUF. He is also authorized to sign, execute and submit such applications, undertakings, agreements and other requisite documents, writings and deeds as may be deemed necessary or expedient to open account and give effect to this purpose. We are, however, jointly and severally responsible for all liabilities of the said H.U.F. firm to the ember and agree and confirm that any claim due to the ember from the said H.U.F. firm shall be recoverable from the assets of any one or all of us and also from the estate of the said joint family including the interest thereon of every co-parcener of the said joint family, including the share of the minor co-parceners, if any. 3. We undertake to advise the ember in writing of any change that may occur in the Kartaship / anagership or in the constitution of the said joint family or to the said H.U.F. firm and until receipt of such notice by the ember, the ember will be entitled to regard each of us as a member of the said joint family and as a co-parcner of the said H.U.F. firm and ail acts, dealings and transactions purporting to have been done on behalf of the said joint family or of the said H.U.F. firm, before the ember shall have received notice in the manner aforesaid, shall be binding on the said joint family and the said H.U.F. firm and on our respective estates. We shall, however, continue to be liable jointly and severally to the ember for all dues and obligations of the said H.U.F. firm in the ember's book on the date of the receipt of such notice by the ember and until all such dues and obligations shall have been liquidated and discharged. 19

22 4. The names and dates of birth of the present minor co-parceners of the said joint family are given below. We undertake to inform you in writing as and when each of the said members attains the age of majority and is authorized to act on behalf of, and bind, the said H.U.F. firm. Name of the inor Father's Name ate of Birth 5. We have received and read a copy of the ember's rules and regulations for the conduct of Commodity Trading Accounts and we agree to comply with and be bound by the said rules now in force or any changes that may be made therein from time to time. 6. List of Co-Parceners : All ajor Co-Parceners Name Relation karta ours faithfully, Karta Signature 20 ate of Birth /Age Signatures

23 Authority to Remit Funds Electronically (Payout) ate: To, Choice erchandise Broking Private Limited. Choice House, Shree Shakambhari Corporate Park, Chakravarti Ashok Co-operative Housing Society, CTS No. 156, 157, 158, J.B. Nagar, Near Bombay Cambridge School, Andheri (East), umbai ear Sir, Sub.: Authority to Remit Funds Pay Out electronically into my/our bank account This has reference to my trading account number with you. I/We hereby, irrevocable, authorise Choice erchandise Broking Private Limited to credit my/our account Number with Bank Branch electroniclly i.e. through Net Banking, RTGS, NEFT etc. for all the funds pay out due to me. I/We confirm that I/We am/are the first holder and bonafide owner of the above mentioned bank account. I/We am/are enclosing documentary proof in this regard for your reference and record. : Bank Name Bank Account Number (All igits) : Account Type : Bank Branch : IFSC Code (11 igits-for NEFT / RTGS : to be obtained from the bank) I/We am/are aware and understand the risks associated with electronically transfer of funds and hereby indemnify Choice erchandise Broking Private Limited from all liabilities losses resulting either from delay in crediting of pay out amount and / or non execution of such electronic pay out instruction. I/We have provided Cancelled Cheque /Bank Statement with IFSC Code for you to do the needful. Thanking ou, ours faithfully, Signature (9) : 21

24 AUTHORIT FOR COLLECTION OF OCUENTS ate: To, Choice erchandise Broking Private Limited. Choice House, Shree Shakambhari Corporate Park,Chakravarti Ashok Co-op HSG, Society, CTSNo.156/157/158 JB Nagar, Andheri E, umbai ear Sir, In reference to my/ our dealings with you as your constituent, I/ we hereby authorise the following persons to collect and acknowledge various documents such as contracts, bills, ledger statements, cheques or any other documents on my/ our behalf and the same will be binding on me/ us: Sr. No. Name Full Signature Initials Thanking you, (10) Signature: Constituent Name: ACKNOWLEGEENT I / We acknowledge with thanks the receipt of duly executed a copy of KC kit with supporting documents, as per FC Guidelines in their Circular No. FC/4/2011/G/30 ( Ref. No.:iv. III/I/89/07 ) dated ecember 16,2011. I / We further acknowledge the receipt of a separate booklet containing all the mandatory documents containing Uniform Risk isclosure ocument ( R ) / Rights and Obligations of embers / Guidance note: o's and on'ts for Investors. (11) Name of the Client Client's Signature / For Non-Individual please affix the seal also. Client Code 22

25 FORAT OF BOAR RESOLUTION IN CASE OF CORPORATES/TRUSTS ON LETTERHEA CERTIFIE TRUE COP OF THE RESOLUTION PASSE AT THE EETING OF THE BOAR OF IRECTORS/ TRUSTEES OF LT./ TRUST AN HAVING ITS REGISTERE OFFICE AT HEL ON A OF 20 AT A/ P. "RESOLVE THAT the Company/ Trust be registered as Client with Choice erchandise Broking Pvt. Ltd., ember of CX /NCEX / / ICEX for the purpose of dealing in commodities, derivatives and other products and the said ember be and is hereby authorised to honour instructions oral or written, given on behalf of the Company/ Trust by any of the following authorized signatories: Sr. No. Name esignation Specimen Signature who are authorised to sell, purchase, transfer, endorse, negotiate and/ or otherwise deal with/ through Choice erchandise Broking Pvt. Ltd., on behalf of the Company/ Trust. RESOLVE FURTHER THAT r. and/ or r. irectors/ Trustees of the Company/ Trust be and are hereby authorised to sign, execute and submit such applications, undertakings, agreements and other requisite documents, writings and deeds as may be deemed necessary or expedient to give effect to this resolution. RESOLVE FURTHER THAT all the irectors would have authority to act on behalf of the Company and actions of any directors will be binding on the Company. RESOLVE FURTHER THAT the Common Seal of the Company be affixed, wherever necessary, in the presence of any one/ two irectors of the Company and Company Secretary who shall sign the same in token of their presence. Certified true copy For Chairman/ All Trustees (FORAT OF ECLARATION TO BE GIVEN B PARTNERSHIP FIR ON THE LETTER HEA) ate : To, Choice erchandise Broking Private Limited. Shree Shakambhari Corporate Park,Chakravarti Ashok Co-op HSG, Society, CTSNo.156/157/158 JB Nagar, Andheri E, umbai In reference to our present / proposed dealings with you as constituent, we hereby declare the following details under mentioned and authorize the following persons: We the partners of /s., a partnership firm, having its office at city state herby authorize r. / rs. and r. / rs. to open a commodities trading account in commodity segment on behalf of the firm /s. with the trading member Choice erchandise Broking Private Limited for sale and purchase of commodities / derivative instruments in commodity segment or any other segment that may be introduced by NCEX / CX/ICEX in future. He / She/They is/are authorized on behalf of the firm to deal in commodity products and the said trading member is hereby authorized to honor all instructions oral or written or by any other mode, given on behalf of the firm by him/her/them. Further, he / she / they are authorized to sell, purchase, transfer, endorse, negotiate documents and/ or/ otherwise deal through Choice erchandise Broking Private Limited on behalf of the above mentioned firm. He/she/they is/ are also authorized to sign, execute and submit such applications, undertaking, agreements and other requisite documents, writings and deeds as may be deemed necessary or expedient to open account and give effect to this purpose. However any partner/authorized signatory (ies) can issue cheques from bank account(s) in favour of Choice erchandise Broking Private Limited, for credit to commodities trading account of the firm with Choice erchandise Broking Private Limited, even though his/her/their signatures may not be available on the records of Choice erchandise Broking Private Limited. Further, we also declare that all the partners have implied authority to act on behalf of the firm and any actions of any other partner will be binding on the firm itself. For /s. Sr. No. Name of all Partners Signature

26 PLEASE NOTE THAT THIS ANATOR REQUIREENT TO BE FILLE WITH NAE & COE OF THE CONCERN PERSON CLIENT INWAR SHEET CLIENT COE: CLIENT NAE: Level PARTICULARS 1 RO 2 BR PREFIX 3 VP / AVP 4 AS 5 TL / S 6 SR 7 R 8 SE 9 REISIER / SA NAE OF EPLOEE EPLOEE COE ***Cancel which is not applicable. Abbreviation of the following: Sr No. PARTICULARS Abbreviation 1 RO REGION 2 BR BRANCH 3 VP / AVP 4 AS 5 TL / S TEA LEAER / SALES ANAGER 6 SR SENIOR REALTIONSHIP ANAGER 7 R REALTIONSHIP ANAGER 8 SE SALES EXECUTIVE 9 SA VICE PRESIENT / ASSISTANT VICE PRESIENT AREA SALES ANAGER IRECT SALES AGENT 24

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28 CHOICE EQUIT BROKING PVT. LT CIN Number: U65999H2010PTC ember of : National Stock Exchange of India Ltd. (NSE) Equity, erivative & Currency embership No : SEBI Regn.No. Cash : INB , F&O : INF & C : INE Bombay Stock Exchange Limited ( BSE) Equity & erivative embership No : 3299 SEBI Regn. No : INB F&O : INF CX Stock Exchange Limited ( CX-SX) embership No : SEBI Regn. No. C : INE , F&O: INF , Cash : INB epository Participant - CSL P SEBI Regn No : IN-P-CSL CSL-P-I : Choice Wealth anagement Private Limited AFI Reg. No.: ARN CIN Number: U65999H2010PTC * through Choice Equity Broking Pvt. Ltd # Choice Wealth anagement Private Limited isclaimer : utual Fund Investments are subject to market risk. Please read the scheme related document carefully before investing. Please read the o s and ont s prescribed by FC before trading.