D NONE (No reportable positions)

Transcription

1 AO IO in Government Act of 1978 Rev FOR CALENDAR YEAR 2006 (5 U.S.C. app H IOII I I) Report Required by the Ethics I. Person Reporting (last name, first, middle initial) Court or Organization LIMBAUGH, STEPHEN N U.S. District CourtE.D.Mo. 05/07/2007 Title (Article III judges indicate active or senior status; magistrate judges indicate full or parttime) U.S. District udge Senior Sa. Report Type (check appropriate type) D Nomination, Initial D Dale Annual D Final 6. Reporting Period 01/01/2006 to 12/3 / Chambers or Office Address Thomas F. Eagleton U.S. Cthous 111 S. Tenth Street, Rm. 125 St Louis, MO Sb. D Amended Report 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each purl where you have no reportable information. Sign on last page.. POST 0 NS. (Reporting individual only; see pp. 913 of instructions.) D NONE (No reportable positions) POSITION NAME OF ORGANIZATION/ENTITY I. Trustee Trust No. I C1 (} """,: 1 rn r < C::;:,. c::::::> = ' :l (' :::; rn. AGREEMENTS. (Reporting individual only; see pp.1416 of instructions.).c. ;)i < [K NONE (No reportable agreements.) r.).,. }> rn 11 P 0 I. PARTIES AND TERMS (} ; :;.+:' :

2 Page 2of11 LIMBAUGH, STEPHEN N 05/07/2007 Ill. N 0 NNVESTMENT IN CO ME. (Reporting individual and spouse; see pp of instructions.) A. Filer's NonInvestment Income NONE (No reportable noninvestment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I. B. Spouse's NonInvestment Income If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable noninvestment income.) SOURCE AND TYPE I. IV. REIMBURSEMENTS transportation, lodging, food, entertainment (Includes those to >pouse and dependent children. See pp of instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION I.

3 Page 3of11 LIMBAUGH, STEPHEN N 05/07/2007 V GIFTS. (Includes those to spouse and dependent children. See pp. 283 I of instructions.) NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. VI. LIABILITIES. (Includes those of spouse and dependent children. See pp of instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. Montgomery Bank Open Loan

4 1 Page 4of11 LIMBAUGH, STEPHEN N 05/07/2007 VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of the spouse and dependent children. see PP 1460 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during (3) (4) (5) Amount Type (e.g. Type (e.g. Dale Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month Code 2 Code I buyer/seller (AH) or int.) (P) Code 3 redemption) Day (P) (AH) (if private I. Lands, Inc. K w Coker Knob Tree Fa1m (1/3%) K w Mo. Environmental Bonds A Interest T Bank of America Savings Acct. A Interest T AG Edwards Money Mkt. c Interest K T 6. Montgomery Bank N/A A Interest T 7. Mo. Home Ownership Bonds A Interest K T 8. TWENTY GRAND SYNDICATE: a. Commerce Bank III 7 K b. Walgreens 4/21 K c. Southwest Bank T d. Stifel Nicolas Money Mkt. A lnt./div. T e. United Healthcare 2/8 K t f. United Healthcare. 4/17 K g. Cimarex Energy 6/ h. Getty Images, Inc. 4/21 i. Genentech, Inc I. Income Gain Codes: A =$1,000 or less B =$1.001 $500 c =$2,501 $5,000 D =$5,001 $15,000 E =$15,001 $50,000 (See Columns Bl and 04) F =$50,001 $100,000 G =$ I 00,00 I $I,000,000 HI =$1.000,001 $5,000,000 H2 =More than $5,000,000 Codes =$15,000 or less K =$15,001 $50,000 L =$50,001 $100,000 M =$I 00,00 I $250,000 (Sec Columns Cl and D3) N =$250,001 $500,000 0 =$500,001 $1, Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Method Codes P3 =$25, I $50, R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (Sec Column C2) W =Estimated

5 Page 5of11 LIMBAUGH, STEPHEN N_ 05/07/2007 VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of the spouse and dependent children. see PP 1460 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. c. D. Income during Gross value at end of Transactions during (3) (4) (5) Amount Type (e.g. Type (e.g. Dale Gain Identity of Code I div. rent, Code 2 Method buy, sell, Month Code 2 Code I buyer/seller (AH) or inl.) (P) Code 3 redemption) Day (P) (AH) (if private j. Qualcomm_ A Dividend 7/13. k. Qualcomm _ Buy 4/21 I.Qualcomm 7/13 m. BHP Billiton A Dividend 5119 n. Coming, Inc. A Dividend 5122 o. Microsoft Corp.. A Dividend 5119 I p. Motorola, Inc. A Dividend T q. Gilead Sciences I Buy 4/18 I r. Gilead Sciences 4126 s. Home Depot. Buy 1117 t. Home Depot 4/18 I u. Apple Computer, Inc.. Buy 4/18 v. Apple Computer, Inc. 7/12 w. Starbucks. Buy 5116 x. Starbucks. 7/18 y. Teva Pharmaceutical_. A Dividend T Buy 2/21 I z. Teva Pharmaceutical A Dividend I2/19 I. Income Gain Codes: A =$1,000 or less B =$1.001 $500 c=$2,501 $000 0=$001$1000 E =$1001 $ (See Columns Bl and 04) F=$50,001 $100,000 G =$ $1.000,000 HI =$1,000,001 $5,000, =More than $5,000,000 Codes =$15,000 or less K=$15,00 I $50,000 L=$50,00I $I00,000 M =$ I 00,00 I $250,000 (Sec Columns Cl and 03) N=$250,00 I $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Method Codes (Sec Column C2) P3 =$25,000,00 I $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 W=Estimated T=Cash Market

6 Page 6of11 LIMBAUGH, STEPHEN N 05/07/2007 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end of Transactions during (including trust assets) (3) (4) Place "(X)" after each asset Amount Type (e.g. Type (e.g. Date Gain Identity of exempt from prior disclosure Code I div.1 rent, Code 2 Method buy, sell, Month Code 2 Code I buyer/seller (AH) or int.) (P) Code 3 redemption) Day (P) (AH) (if private (5) aa. Panera Bread Co A Dividend T Buy 6/20 bb. Panera Bread Co. A Dividend 12/!9 t cc. Hershey Co. _ A Dividend T Buy 5/16 dd. Hershey Co. A Dividend 12/19 ee. Halliburton Co.. Buy 8/16 ff Halliburton Co. 12/l 9 gg. Burlington Northern Santa Fe Buy 6/20,. hh. Burlington Northern Santa Fe 12/19 ii. Etrade Financial A Dividend T Buy 1/17 ii Etrade Financial. A Dividend 12/29 kk. Etrade Financial A Dividend T Buy 5/16 II. Etrade Financial A Dividend 12/29 t mm. IShares MSC! apan._ A Dividend T Buy l/17 nn. Ishares MSC! apan A Dividend T Buy 7/18 f, oo. Ishares MSC! apan. A Dividend T Buy 8/16, pp. Eli Lilly & Co _ A Dividend T Buy 3/24. qq. Burlington Northern Santa Fe Buy 7/18 I. Income Gain Codes: A =$1,000 or less B =$ t,00 t $2,500 c =$2,501 $5,000 D =$001 $15,000 E =$1001 $ (Sec Columns Bl and 04) F =$ $! G =$100,001 $t,ooo,ooo HI =$1,000,001 $000,000 H2 =More than $5, Codes =$15,000 or less K =$15,001 $50,000 L=$50,00l $I M =$100,001 $250,000 (See Columns Cl and D3) N =$250,001 $500,000 0 =$500,00 I $ Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Method Codes P3 =$25,000,001 $50,000,000 R =Cost (Real Estate Only) P4 =More than $50.000,000 T =Cash Market (See Column C2) W =Estimated

7 Page 7of11 LIMBAUGH, STEPHEN N 05/07/2007 VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those of the spouse and dependent children. see PP 3460 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. Description of Assets Income during Gross value at end of (including trust assets) Place "(X)" after each asset Amount Type (e.g. Type (e.g. exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, (AH) or int.) (P) Code 3 redemption) D. Transactions during (3) (4) (5) Date Gain Identity of Month Code 2 Code I buyer/seller Day (P) (AH) (if private r I I I rr. Ishares Emerging Market Buy ). ss. Boeing Co. A Dividend T Buy tt. Boeing Co. A Dividend T Buy 1/17 3/24 5/16 uu. Pepsico A Dividend T Buy 7/18 vv. Pepsico A Dividend T Buy 8/16 ww. Emerson Electric. A Dividend T Buy 8/16 xx. Emerson Electric Buy 12/19 yy. Hansen Natural Buy 9/19 ' zz. Sigma Aldrich Corp Buy 12/l 9 aaa. Ebay, Inc. Buy 12/l 9 'l..farewell INVESTMENT SYNDICATE a. Walgreens A Dividend I 1/24 b. Walgreens. A Dividend T c.emc d. Home Depot 8/3 514 e. Conoco Phillips A Dividend T f. Conoco Phillips A Dividend T I. Income Gain Codes: A =$1,000 or less B =$1,001 $2,500 c =$2,501 $5,000 D =$5,001 $15,000 E =$15,00 I $50,000 (Sec Columns BI and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 fll =$1,000,001 $5,000,000 fl2 =More than $5,000,000 Codes =$15,000 or less K =$15,001 $50,000 L =$50,00I $100,000 M =$100,001 $250,000 (Sec Columns Cl and D3) N =$250,001 $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Method Codes $50,000,000 P3 =$25,000,001 R =Cost (Real Estate Only) P4 =More than $50,000,000 T=Cash Market (Sec Column C2) W=Estimated

8 Page 8of11 LIMBAUGH, STEPHEN N 05/07/2007 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See pp of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets (including trust assets) Income during Gross value at end of Transactions during Place "(X)" after each asset exempt from prior disclosure (1) Amount Code I (AH) Type(e.g. div., rent, or int.) (1) Code 2 (P) Method Code 3 Type(e.g. buy, sell, redemption) Date Month Day (3) Code 2 (P) (4) Gain Code 1 (AH) (5) Identity of buyer/seller (if private g. ohnson & ohnson A Dividend T h. ohnson & ohnson _._ A Dividend T i. ohnson & ohnson A Dividend T Buy 1/27 j. L3 Communication T k. Schering Plough A Dividend T I. C Penney Co _ A Dividend T m. C Penney Co. A Dividend T n. Billiton Ltd.. A Dividend T o. Billiton Ltd. A Dividend T p. Cimarex A Dividend T q. Coming, Inc. A Dividend T r. Coming, Inc. A Dividend T Buy 8/28 A s: Dendreon Dividend T 6120 l t.devon,. A Dividend T u. Devon A Dividend T v.devon A Dividend T w.devon. Dividend T Buy 7/3! A I. Income Gain Codes: A =$1,000 or less B =$1,001 $2,500 c =$2,501 $5,000 0 =$5,001 $15,000 E =$15,001 $50,000 (See Columns BI and 04) F =$50,001 $100,000 G =$100,001 $1,000,000 Iii =$1,000,001 $5,000,000 li2 =More than $5,000,000 Codes =$15,000 or less K =$15,001 $50,000 L =$50,001 $100,000 M =$100,001 $250,000 (See Columns Cl and 03) N =$250,001 $500,000 0 =$500,00 I $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Method Codes P3 =$25,000,001 $50,000,000 R =Cost (Real Estate Only) P4 =More than $50,000,000 T =Cash Market (See Column C2) W =Estimated

9 Page 9of11 LIMBAUGH, STEPHEN N 05/07/2007 VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of the spouse and dependent children. See PP 3460 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets (including trust assets) Income during Gross value at end of Transactions during Place "(X)" after each asset exempt from prior disclosure Amount Code I (AH) Type (e.g. div. rent, or int.) Code 2 (P) Method Code 3 Type (e.g. buy, sell, redemption) Date Month Day (3) Code 2 (P) (4) Gain Code I (AH) (5) Identity of buyer/seller (if private. x. Fording Canadian Trust==. y. Harrah's Entertainment.m z. Harrah's Entertainment A Dividend T A Dividend T A Dividend T aa. KerrMcGee ' 316 bb. KerrMcGee 8111 cc.lowes A Dividend T,_ dd. Chevron A Dividend T Buy 1/27 ee. Chevron A Dividend T Buy 311, I ff. Illinois Tool Words A Dividend T Buy 511 gg. LCA Vision Buy 413 hh. LCA Vision Buy 5130 ii. LCA Vision Buy 7/31/ gg. Peabody Energy A Dividend T Buy 5130 hh. Peabody Energy _ A Dividend T Buy 7/31 ii. Smith Int'! ::. A Dividend T Buy 8/28 I. Income Gain Codes: A =$1,000 or less 8 =$1.00 I $2,500 c =$501 $5,000 0 =$001 $15,000 E =$15,001 $50,000 (Sec Columns Bl and 04) F =$50,001 $100,000 G =$I 00,00 I $1,000,000 HI =$1,000,001 $5,000,000 H2 =More than $5,000,000 Codes =$15,000 or less K =$15,00 I $50,000 L =$50,001 SI00,000 M =$ I00,00 I $250,000 (Sec Columns CI and 03) N =$250,00 I $500,000 0 =$500,001 $1,000,000 Pl =$1,000,001 $5,000,000 P2 =$5,000,001 $25,000,000 Method Codes P3 =$25,000,001 $50,000,000 R =Cost (Real Estate Only} P4 =More than $50,000,000 T =Cash Market (Sec Column C2) W =Estimated

10 Page 10of11 LIMBAUGH, STEPHEN N 05/07/2007 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreporl} Exhibit A: Vil. Investments and Trusts: I, Lands, Inc., A Missouri Corporation located in Cape Girardeau, Missouri. The main asset of the company is a farm located in Bollinger County, Missouri. Coker Knob Tree Farm consists of timberland located north of the northern boundary of the City of Cape Girardeau, Missouri. Numbers 8a through 8aaa on Schedule VII, are investment club assets in which the reporting person has a I/23rd interest. Numbers 9a through 9ii on Schedule VII, are also investment club assets in which the reporting person has a I /32nd interest. The value of each security listed is the total value of the asset of which the undersigned has an interest. All of the assets listed in Schedule VII are owned by Trust No. I.

11 Page 11 of 11 LIMBAUGH, STEPHEN N 05/07/2007 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature Date 7111 Q.DD) NOTE: ANY INDIVIDUAL WHO KNOWINGLY A AND CRIMINAL SANCTIONS (5 U.S.C. app. 104 ALS FIES OR FAILS TO FILE THIS REPZ MAy BE SUBECT TO CIVIL FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C