SUPPLEMENTAL INVESTMENT RISKS INTERROGATORIES For The Year Ended December 31, 2017 (To Be Filed by April 1) ALLSTATE INSURANCE COMPANY
|
|
- Osborn Quinn
- 5 years ago
- Views:
Transcription
1 Of The * * SUPPLEMENTAL INVESTMENT RISKS INTERROGATORIES For The Year Ended December 3, 207 (To Be Filed by April ) ALLSTATE INSURANCE COMPANY ADDRESS (City, State and Zip Code) Northbrook, IL NAIC Group Code 0008 NAIC Company Code 9232 Federal Employer's Identification Number (FEIN) The Investment Risks Interrogatories are to be filed by April. They are also to be included with the Audited Statutory Financial Statements. Answer the following interrogatories by reporting the applicable U.S. dollar amounts and percentages of the reporting entity s total admitted assets held in that category of investments.. Reporting entity s total admitted assets as reported on Page 2 of this annual statement. $ 48,302,495, Ten largest exposures to a single issuer/borrower/investment. Issuer 2 Description of Exposure 3 Amount 4 Percentage of Total Admitted Assets 2.0 ALLSTATE LIFE INSURANCE COMPANY COMMON STOCK $ 3,408,39, % 2.02 ALLSTATE NEW JERSEY INSURANCE COMPANY COMMON STOCK $ 83,,764.7 % 2.03 ALLSTATE INSURANCE COMPANY OF CANADA COMMON STOCK $ 687,032,870.4 % 2.04 ALLSTATE SHORT TERM POOL LLC SHORT TERM $ 343,224, % 2.05 CASTLE KEY INSURANCE COMPANY COMMON STOCK $ 26,233, % 2.06 APPLE INC LONG TERM BOND, COMMON STOCK $ 205,228, % 2.07 JOHNSON & JOHNSON LONG TERM BOND, COMMON STOCK $ 9,648, % 2.08 SIEMENS FINANCIERINGSMAATSCHAPPIJ N.V. LONG TERM BOND $ 80,508,4 0.4 % 2.09 WALT DISNEY CO LONG TERM BOND, COMMON STOCK $ 68,097, % 2.0 JP MORGAN GLOBAL EMERGING MARKETS FUND LLC OTHER INVESTED ASSETS $ 63,623, % 3. Amounts and percentages of the reporting entity s total admitted assets held in bonds and preferred stocks by NAIC designation. Bonds Preferred Stocks NAIC- $ 4,979,488, % 3.07 P/RP- $ 8,347 % 3.02 NAIC-2 $ 8,47,958, % 3.08 P/RP-2 $ 40,267, % 3.03 NAIC-3 $ 2,705,25, % 3.09 P/RP-3 $ 53,366, % 3.04 NAIC-4 $ 2,007,369, % 3.0 P/RP-4 $ % 3.05 NAIC-5 $ 300,369, % 3. P/RP-5 $,632,500 % 3.06 NAIC-6 $ 28,829,76 0. % 3.2 P/RP-6 $ % 4. Assets held in foreign investments: 4.0 Are assets held in foreign investments less than 2.5% of the reporting entity s total admitted assets? Yes [ ] No [ X ] If response to 4.0 above is yes, responses are not required for interrogatories Total admitted assets held in foreign investments $ 4,866,478, % 4.03 Foreign-currency-denominated investments $ % 4.04 Insurance liabilities denominated in that same foreign currency $ % 285
2 5. Aggregate foreign investment exposure categorized by NAIC sovereign designation: 5.0 Countries designated NAIC- $ 4,23,898,4 8.5 % 5.02 Countries designated NAIC-2 $ 38,90, % 5.03 Countries designated NAIC-3 or below $ 360,670, % 6. Largest foreign investment exposures by country, categorized by the country s NAIC sovereign designation: Countries designated NAIC - : 6.0 Country : UNITED KINGDOM $ 965,27, % 6.02 Country 2: GERMANY $ 645,395,842.3 % Countries designated NAIC - 2: 6.03 Country : SPAIN $ 02,455, % 6.04 Country 2: ITALY $ 89,46, % Countries designated NAIC - 3 or below: 6.05 Country : BRAZIL $ 207,665, % 6.06 Country 2: GUERNSEY $ 38,494, % 7. Aggregate unhedged foreign currency exposure $,08,86, % 8. Aggregate unhedged foreign currency exposure categorized by NAIC sovereign designation: 8.0 Countries designated NAIC- $ 98,525,532.9 % 8.02 Countries designated NAIC-2 $ 7,759, % 8.03 Countries designated NAIC-3 or below $ 44,90, % 9. Largest unhedged foreign currency exposures by country, categorized by the country s NAIC sovereign designation: Countries designated NAIC - : 9.0 Country : UNITED KINGDOM $ 26,98, % 9.02 Country 2: JAPAN $ 8,7, % Countries designated NAIC - 2: 9.03 Country : SPAIN $ 02,394, % 9.04 Country 2: ITALY $ 4,675,589 % Countries designated NAIC - 3 or below: 9.05 Country : GUERNSEY $ 44,84, % 9.06 Country 2: BRAZIL $ 60,22 % 0. Ten largest non-sovereign (i.e. non-governmental) foreign issues: Issuer 2 NAIC Designation SIEMENS FINANCIERINGSMAATSCHAPPIJ N.V. FE $ 80,508,4 0.4 % 0.02 DEUTSCHE TELEKOM INTERNATIONAL FINANCE B 2FE $ 5,889, % 0.03 BAT CAPITAL CORP 2FE $ 47,800, % 0.04 ROCHE HOLDINGS INC FE $ 4,93, % 0.05 UNILEVER CAPITAL CORP FE $ 0,429, % 0.06 ANHEUSER-BUSCH INBEV FINANCE INC FE, 2FE $ 0,639, % 0.07 TOYOTA MOTOR CREDIT CORP FE $ 90,786, % 0.08 INVESTEC GLOBAL STRATEGY FUND - U $ 80,597, % 0.09 ENEL FINANCE INTERNATIONAL NV 2FE $ 74,740, % 0.0 RECKITT BENCKISER TREASURY SERVICES PLC FE $ 72,687, % 285.
3 . Amounts and percentages of the reporting entity s total admitted assets held in Canadian investments and unhedged Canadian currency exposure:.0 Are assets held in Canadian investments less than 2.5% of the reporting entity s total admitted assets? Yes [ X ] No [ ] If response to.0 is yes, detail is not required for the remainder of interrogatory..02 Total admitted assets held in Canadian investments $ %.03 Canadian-currency-denominated investments $ %.04 Canadian-denominated insurance liabilities $ %.05 Unhedged Canadian currency exposure $ % 2. Report aggregate amounts and percentages of the reporting entity s total admitted assets held in investments with contractual sales restrictions: 2.0 Are assets held in investments with contractual sales restrictions less than 2.5% of the reporting entity s total admitted assets? Yes [ X ] No [ ] If response to 2.0 is yes, responses are not required for the remainder of Interrogatory Aggregate statement value of investments with contractual sales restrictions $ 77,994, % Largest three investments with contractual sales restrictions: 2.03 $ % 2.04 $ % 2.05 $ % 3. Amounts and percentages of admitted assets held in the ten largest equity interests: 3.0 Are assets held in equity interests less than 2.5% of the reporting entity s total admitted assets? Yes [ ] No [ X ] If response to 3.0 above is yes, responses are not required for the remainder of Interrogatory 3. Issuer ALLSTATE LIFE INSURANCE COMPANY $ 3,408,39, % 3.03 ALLSTATE NEW JERSEY INSURANCE COMPANY $ 83,,764.7 % 3.04 ALLSTATE INSURANCE COMPANY OF CANADA $ 687,032,870.4 % 3.05 ISHARES CORE S&P 500 ETF $ 643,568,29.3 % 3.06 SPDR S&P 500 ETF TRUST $ 36,677, % 3.07 ISHARES RUSSELL 000 INDEX FUND $ 248,846, % 3.08 CASTLE KEY INSURANCE COMPANY $ 26,233, % 3.09 ISHARES RUSSELL 2000 INDEX FUND $ 89,42, % 3.0 JP MORGAN GLOBAL EMERGING MARKETS FUND LLC $ 63,623, % 3. OFI GLOBAL: EMERGING MARKETS EQUITY FUND, LP $ 54,844, % 285.2
4 4. Amounts and percentages of the reporting entity s total admitted assets held in nonaffiliated, privately placed equities: 4.0 Are assets held in nonaffiliated, privately placed equities less than 2.5% of the reporting entity s total admitted assets? Yes [ ] No [ X ] If response to 4.0 above is yes, responses are not required for the remainder of Interrogatory Aggregate statement value of investments held in nonaffiliated, privately placed equities $ 3,068,654, % Largest three investments held in nonaffiliated, privately placed equities: 4.03 JP MORGAN GLOBAL EMERGING MARKETS FUND LLC $ 63,623, % 4.04 OFI GLOBAL: EMERGING MARKETS EQUITY FUND, LP $ 54,844, % 4.05 HIGHSTAR CAPITAL IV $ 68,80, % 5. Amounts and percentages of the reporting entity s total admitted assets held in general partnership interests: 5.0 Are assets held in general partnership interests less than 2.5% of the reporting entity s total admitted assets? Yes [ X ] No [ ] If response to 5.0 above is yes, responses are not required for the remainder of Interrogatory Aggregate statement value of investments held in general partnership interests $ % Largest three investments in general partnership interests: 5.03 $ % 5.04 $ % 5.05 $ % 6. Amounts and percentages of the reporting entity's total admitted assets held in mortgage loans: 6.0 Are mortgage loans reported in Schedule B less than 2.5% of the reporting entity s total admitted assets? Yes [ X ] No [ ] If response to 6.0 above is yes, responses are not required for the remainder of Interrogatory 6 and Interrogatory 7. Type (Residential, Commercial, Agricultural) $ % 6.03 $ % 6.04 $ % 6.05 $ % 6.06 $ % 6.07 $ % 6.08 $ % 6.09 $ % 6.0 $ % 6. $ % 285.3
5 Amount and percentage of the reporting entity's total admitted assets held in the following categories of mortgage loans: Loans 6.2 Construction loans $ % 6.3 Mortgage loans over 90 days past due $ % 6.4 Mortgage loans in the process of foreclosure $ % 6.5 Mortgage loans foreclosed $ % 6.6 Restructured mortgage loans $ % 7. Aggregate mortgage loans having the following loan-to-value ratios as determined from the most current appraisal as of the annual statement date: Residential Commercial Agricultural Loan to Value above 95% $ % $ % $ % to 95% $ % $ % $ % to 90% $ % $ % $ % to 80% $ % $ % $ % 7.05 below 70% $ % $ % $ % 8. Amounts and percentages of the reporting entity s total admitted assets held in each of the five largest investments in real estate: 8.0 Are assets held in real estate reported less than 2.5% of the reporting entity s total admitted assets? Yes [ X ] No [ ] If response to 8.0 above is yes, responses are not required for the remainder of Interrogatory 8. Largest five investments in any one parcel or group of contiguous parcels of real estate. Description $ % 8.03 $ % 8.04 $ % 8.05 $ % 8.06 $ % 9. Report aggregate amounts and percentages of the reporting entity s total admitted assets held in investments held in mezzanine real estate loans: 9.0 Are assets held in investments held in mezzanine real estate loans less than 2.5% of the reporting entity s total admitted assets? Yes [ X ] No [ ] If response to 9.0 is yes, responses are not required for the remainder of Interrogatory Aggregate statement value of investments held in mezzanine real estate loans: $ % Largest three investments held in mezzanine real estate loans: 9.03 $ % 9.04 $ % 9.05 $ % 285.4
6 20. Amounts and percentages of the reporting entity s total admitted assets subject to the following types of agreements: At Year End At End of Each Quarter st Quarter 2nd Quarter 3rd Quarter Securities lending agreements (do not include assets held as collateral for such transactions) $ 582,689,457.2 % $ 596,562,492 $ 593,879,443 $ 58,560, Repurchase agreements $ % $ $ $ Reverse repurchase agreements $ % $ $ $ Dollar repurchase agreements $ % $ $ $ Dollar reverse repurchase agreements $ % $ $ $ 2. Amounts and percentages of the reporting entity's total admitted assets for warrants not attached to other financial instruments, options, caps, and floors: Owned Written Hedging $ 7,046,500 % $ (2,975,000) % 2.02 Income generation $ % $ % 2.03 Other $ % $ % 22. Amounts and percentages of the reporting entity's total admitted assets of potential exposure for collars, swaps, and forwards: At Year End At End of Each Quarter st Quarter 2nd Quarter 3rd Quarter Hedging $,479,955 % $,92,93 $,487,672 $ 2,8, Income generation $ % $ $ $ Replications $ 24,554, % $ 25,275,838 $ 29,744,25 $ 24,669, Other $ % $ $ $ 23. Amounts and percentages of the reporting entity's total admitted assets of potential exposure for futures contracts: At Year End At End of Each Quarter st Quarter 2nd Quarter 3rd Quarter Hedging $ 6,46,600 % $ 6,880,620 $ 0,78,905 $ 7,99, Income generation $ % $ $ $ Replications $ % $ $ 3,349,500 $,287, Other $ % $ $ $ 285.5
SUPPLEMENTAL INVESTMENT RISKS INTERROGATORIES For The Year Ended December 31, 2009 (To Be Filed by April 1)
Of The SUPPLEMENTAL INVESTMENT RISKS INTERROGATORIES For The Year Ended December 3, 2009 (To Be Filed by April ) ADDRESS (City, State and Zip Code) NAIC Group Code NAIC Company Code Federal Employer's
More informationSUPPLEMENTAL INVESTMENT RISKS INTERROGATORIES Due April 1
285.0 SUPPLEMENTAL INVESTMENT RISKS INTERROGATORIES Due April FOR THE YEAR ENDED DECEMBER 3, 2003 OF The (Name) Address (City, State and Zip Code) NAIC Group Code NAIC Company Code Employer s ID Number
More informationMedMal Direct Insurance Company. Audited Financial Statements - Statutory Basis
Audited Financial Statements - Statutory Basis Years ended December 31, 2013 and 2012 with Report of Independent Auditors Audited Financial Statements - Statutory Basis Years ended December 31, 2013 and
More informationMedMal Direct Insurance Company. Audited Financial Statements - Statutory Basis
Audited Financial Statements - Statutory Basis Years ended December 31, 2015 and 2014 with Report of Independent Auditors Audited Financial Statements - Statutory Basis Years ended December 31, 2015 and
More informationBMO MSCI EAFE Hedged to CAD Index ETF (ZDM) (the ETF )
ANNUAL MANAGEMENT REPORT OF FUND PERFORMANCE BMO MSCI EAFE Hedged to CAD Index ETF (ZDM) (the ETF ) For the 12-month period ended December 31, 2017 (the Period ) Manager: BMO Asset Management Inc. (the
More informationSupplemental Financial Information
Quarterly Results (unaudited) The following represents the firm s unaudited quarterly results for 2013 and 2012. These quarterly results were prepared in accordance with U.S. GAAP and reflect all adjustments
More informationSupplemental Financial Information
Quarterly Results (unaudited) The following represents the firm s unaudited quarterly results for the years ended 2012 and 2011. These quarterly results were prepared in accordance with U.S. GAAP and reflect
More informationPekin Insurance Company
Report on Audits of Financial Statements - Statutory Basis For the Years Ended December 31, 2010 and 2009 Table of Contents Page(s) Independent Auditor s Report on the Financial Statements 1 Financial
More informationPooled Fund Annualized Returns Periods Ending March 31, 2018
Pooled Fund Annualized Returns Periods Ending March 31, 2018 SHORT TERM 25 20 15 10 5 1 YEARS YEARS YEARS YEARS YEARS YEAR Short Term Fund 1 2.9 2.4 1.7 0.9 0.8 0.8 FTSE TMX Canada 30 Day Treasury Bill
More information2ASSETS BOND HOLDINGS AND ACQUISITIONS
2ASSETS Assets held by life insurers back the companies life, annuity, and health liabilities. Accumulating these assets via the collection of premiums from policyholders and earnings on investments provides
More informationHSBC Funds. HSBC Emerging Markets Local Debt Fund HSBC Emerging Markets Debt Fund
HSBC Funds HSBC Emerging Markets Local Debt Fund HSBC Emerging Markets Debt Fund Supplement dated March 10, 2017 to the Prospectus, dated February 28, 2017 IMPORTANT NOTICE REGARDING YOUR INVESTMENT REORGANIZATION
More informationBetaBuilders EUR Govt Bond 1-3 yr UCITS ETF
JPMORGAN ETFS (IRELAND) ICAV BetaBuilders EUR Govt Bond 1-3 yr UCITS ETF 24 August 2018 (A sub-fund of JPMorgan ETFs (Ireland) ICAV, an Irish collective asset-management vehicle constituted as an umbrella
More informationScotiaFunds. Simplified Prospectus. January 18, Series I units of
ScotiaFunds Simplified Prospectus January 18, 2018 Series I units of 1832 AM Canadian Dividend LP 1832 AM Canadian Growth LP 1832 AM Canadian Preferred Share LP 1832 AM Global Completion LP 1832 AM North
More informationLIFE AND ACCIDENT AND HEALTH
201 FOR THE YEAR ENDED DECEMBER 1, 201 LIFE AND ACCIDENT AND HEALTH 201 Schedule A - Part 1 - Real Estate Owned Schedule A - Part 2 - Real Estate Acquired and Additions Made Schedule A - Part - Real Estate
More informationASSETS DETAILS OF WRITE-INS
ANNUAL STATEMENT FOR THE YEAR 03 OF THE SEPARATE ACCOUNTS OF THE TIAA-CREF LIFE INSURANCE COMPANY ASSETS General Account Basis Current Year Fair Value Basis 3 (Cols. + ) Prior Year 4. Bonds (Schedule D).
More informationSan Mateo County. Investment Portfolio Compliance Report. January 31, 2014
San Mateo County Investment Portfolio Compliance Report January 31, 2014 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 415-982-5544 www.pfm.com Compliance Requirements
More informationSupplemental Financial Information
Quarterly Results (unaudited) The following represents the firm s unaudited quarterly results for and. These quarterly results were prepared in accordance with U.S. GAAP and reflect all adjustments that
More information2018 INTERIM MANAGEMENT REPORT OF FUND PERFORMANCE
MD Family of Funds 2018 INTERIM MANAGEMENT REPORT OF FUND PERFORMANCE DISCLOSURE This interim management report of fund performance contains financial highlights but does not contain the complete interim
More informationANNUAL STATEMENT FOR THE YEAR 2016 OF THE SEPARATE ACCOUNTS OF THE First Symetra National Life Insurance Company of New York ASSETS
. Bonds (Schedule D). Stocks (Schedule D):. Preferred stocks ASSETS General Account Basis Current Year Fair Value Basis Total (Cols. + ) Prior Year 4. Common stocks 58,944 58,944,579. Mortgage loans on
More informationBrand Leaders Income Fund. Interim Financial Statements (Unaudited) June 30, 2012
Interim Financial Statements (Unaudited) The accompanying unaudited interim financial statements have not been reviewed by the external auditors of the Fund. The external auditors will be auditing the
More information2012 Annual Report. Graphs, charts and tables. January 1, 2012, to December 31, MPP AR Graphs Tables
Annual Report Graphs, charts and tables January 1,, to December 31, 98-083 MPP AR Graphs Tables 2013.08.22 1 Contents Account Investment Asset Mix and Performance Table...3 Active Members Profile by Gender
More informationSignature Global Bond Fund
This annual management report of fund performance contains financial highlights but does not contain the complete annual financial statements of the investment fund. You can get a copy of the annual financial
More informationBlackRock Variable Series Funds, Inc. 100 Bellevue Parkway, Wilmington, Delaware Phone No. (800)
STATEMENT OF ADDITIONAL INFORMATION BlackRock Variable Series Funds, Inc. 100 Bellevue Parkway, Wilmington, Delaware 19809 Phone No. (800) 441-7762 BlackRock Variable Series Funds, Inc. (the Company )
More informationSprott Focused Global Dividend Class
Sprott Focused Global Dividend Class Sprott Corporate Class Inc. ANNUAL MANAGEMENT REPORT OF FUND PERFORMANCE DECEMBER 31 The annual management report of fund performance is an analysis and explanation
More informationPlease find enclosed the applicable Fund Facts documents for the mutual funds held in the CIBC IPRS Growth Portfolio (Non-Registered).
CIBC 18 York Street, Suite 1300 Toronto, Ontario M5J 2T8 Please find enclosed the applicable Fund Facts documents for the mutual funds held in the CIBC IPRS Growth Portfolio (Non-Registered). CIBC Canadian
More informationAnnual Management Report of Fund Performance
(the Fund ) For the period ended September 30, 2012 Manager: BMO Investments Inc. Portfolio manager: BMO Asset Management Inc., Toronto, Ontario Annual Management Report of Fund Performance This annual
More informationInternational High Dividend ADR Equity Strategy Q Commentary. Market and Economic Review
S C H A F E R C U L L E N C A P I T A L M A N A G E M E N T International High Dividend ADR Equity Strategy Q4 2013 Commentary Market and Economic Review Major international equity markets ended the year
More informationBMO MSCI EAFE Index ETF (ZEA) (the ETF )
ANNUAL MANAGEMENT REPORT OF FUND PERFORMANCE BMO MSCI EAFE Index ETF (ZEA) (the ETF ) For the 12-month period ended December 31, 2016 (the Period ) Manager: BMO Asset Management Inc. (the Manager and portfolio
More informationNBG INTERNATIONAL FUNDS FCP
Mutual Investment Fund NBG ASSET MANAGEMENT LUXEMBOURG R.C.S. Luxembourg K 108 - B 81 459 Unaudited semi-annual report as at June 30, 2018 No subscriptions can be received on the basis of these financial
More informationNAIC BLANKS (E) WORKING GROUP
NAIC BLANKS (E) WORKING GROUP Blanks Agenda Item Submission Form CONTACT PERSON: TELEPHONE: EMAIL ADDRESS: ON BEHALF OF: NAME: Matti Peltonen DATE: 02/10/2011 FOR NAIC USE ONLY Agenda Item # 2011-07BWG
More informationPort Name Date Security Name Coupon Maturity Quantity Market Value Base PF Multi-Asset Fund - PAM 04/30/2018 UNITED STATES TREASURY NOTE/BOND 3.
Port Name Date Security Name Coupon Maturity Quantity Market Value Base PF Multi-Asset Fund - PAM 04/30/2018 UNITED STATES TREASURY NOTE/BOND 3.13 05/15/2019 70,000,000.00 70,581,054.60 PF Multi-Asset
More informationDetails of the changes to the Investment Policies and Revision of the Investment Restrictions on the underlying funds of:
Details of the changes to the Investment Policies and Revision of the Investment Restrictions on the underlying funds of: 1. J60 Templeton Emerging Markets 2. L05 Templeton Global Bond (EUR) 3. L06 Templeton
More informationInvesco International Companies Fund Quarterly Schedule of Portfolio Holdings July 31, 2018
Quarterly Schedule of Portfolio Holdings July 31, 2018 invesco.com/us ICO-QTR-1 09/18 Invesco Advisers, Inc. Schedule of Investments July 31, 2018 (Unaudited) Shares Value Common Stocks & Other Equity
More informationIASA Wisconsin Statutory Accounting 101. March 24, 2015
IASA Wisconsin Statutory Accounting 101 March 24, 2015 Rich Pullara Insurance Solutions Specialist Clearwater Analytics Molly Petrowiak Insurance Team Lead Clearwater Analytics Agenda Guiding SSAPs GAAP
More informationBrand Leaders Income Fund BRAND LEADERS INCOME FUND. Annual Financial Statements
BRAND LEADERS INCOME FUND Annual Financial Statements December 31, 2011 MANAGEMENT RESPONSIBILITY FOR FINANCIAL REPORTING The accompanying financial statements have been prepared by Harvest Portfolios
More informationPooled Fund Annualized Returns
Pooled Fund Annualized Returns PERIODS ENDING MARCH 31, 2017 All returns expressed as a percentage in Canadian Dollars SHORT TERM 25 20 15 10 5 4 3 2 1 YEARS YEARS YEARS YEARS YEARS YEARS YEARS YEARS YEAR
More informationUSD Emerging Markets Sovereign Bond UCITS ETF
JPMORGAN ETFS (IRELAND) ICAV USD Emerging Markets Sovereign Bond UCITS ETF 10 July 2018 (A sub-fund of JPMorgan ETFs (Ireland) ICAV, an Irish collective asset-management vehicle constituted as an umbrella
More information2015 NAIC QUARTERLY STATEMENT INSTRUCTIONS PROPERTY NOV 2014 REVISIONS
2015 NAIC QUARTERLY STATEMENT INSTRUCTIONS PROPERTY NOV 2014 REVISIONS PAGE 71: SCHEDULE F Revision: Remove web link and add reference to ISO Alpha 3 to instruction Reason: Editorial change adopted 11/16/2014
More informationHEDJ WisdomTree Europe Hedged Equity Fund
WisdomTree Europe Hedged Equity Fund ETF.com segment: Equity: Developed Europe - Total Market Competing ETFs: DDEZ, HEZU, DBEU, RFEU, DBEZ Related ETF Channels: Smart-Beta ETFs, Europe, Currency Hedged
More informationBMO Mutual Funds 2018
BMO Mutual Funds 2018 Semi-Annual Financial Statements BMO Retirement Balanced Portfolio NOTICE OF NO AUDITOR REVIEW OF THE SEMI-ANNUAL FINANCIAL STATEMENTS BMO Investments Inc., the Manager of the Fund,
More informationJPMorgan International Value Fund Schedule of Portfolio Investments as of January 31, 2018 (Unaudited)
Schedule of Portfolio Investments as of January 31, 2018 (Unaudited) THE UNAUDITED CERTIFIED MUTUAL FUNDS HOLDINGS LIST ( the List ) IS TO BE USED FOR REPORTING PURPOSES ONLY. IT IS NOT TO BE REPRODUCED
More informationNEUBERGER BERMAN INVESTMENT FUNDS PLC
The Directors of the Company whose names appear in the Management and Administration section of the Prospectus accept responsibility for the information contained in this document. To the best of the knowledge
More informationMANAGEMENT INFORMATION CIRCULAR FOR THE SPECIAL MEETINGS OF INVESTORS OF
MANAGEMENT INFORMATION CIRCULAR FOR THE SPECIAL MEETINGS OF INVESTORS OF CANOE GLOBAL OPPORTUNITIES CLASS* CANOE GLOBAL BALANCED FUND ENERVEST NATURAL RESOURCE FUND LTD. CANOE GLOBAL EQUITY INCOME CLASS*
More informationSan Mateo County. Investment Portfolio Compliance Report. October 31, 2018
San Mateo County Investment Portfolio Compliance Report October 31, 2018 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 415-982-5544 www.pfm.com Compliance Requirements
More informationSPDR S&P 500 UCITS ETF
SSGA SPDR ETFs Europe I Plc 8 October 2018 SPDR S&P 500 UCITS ETF Supplement No. 28 (A sub-fund of SSGA SPDR ETFs Europe I plc (the Company ) an open-ended investment company constituted as an umbrella
More informationBMO Global Asset Management Income Leaders ETFs
For professional investors only Exchange Traded Funds BMO Global Asset Management Income Leaders ETFs Contact us Client Services +44 () 711 4444 client.service@bmogam.com bmogam.com/etfs ZILS BMO MSCI
More informationZenith National Insurance Corp. and Subsidiaries
Zenith National Insurance Corp. and Subsidiaries Consolidated Financial Statements as of September 30, 2017 and December 31, 2016 and for the three and nine months ended September 30, 2017 and 2016 (unaudited)
More informationSan Mateo County. Investment Portfolio Compliance Report. January 31, 2016
San Mateo County Investment Portfolio Compliance Report January 31, 2016 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 415-982-5544 www.pfm.com Compliance Requirements
More informationCounty of Monterey. Investment Portfolio Compliance Report. December 31, PFM Asset Management LLC
County of Monterey Investment Portfolio Compliance Report December 31, 2016 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 (415) 982-5544 www.pfm.com PFM Asset Management
More informationMcGill University Pension Plan
Investment Option Performance management Q2 Return 2018 Annualized Returns Balanced Account 1,180.8 1.6 1.9 6.5 9.0.1 5.3 Composite Balanced Account Benchmark (1) 2.2 2. 6.9 8.6 6.2 added vs benchmark
More informationSchedule of Investments January 31, 2018 (Unaudited)
Schedule of Investments January 31, 2018 (Unaudited) Shares Value Common Stocks & Other Equity Interests 91.92% Belgium 3.13% Anheuser-Busch InBev S.A./N.V. 31,622 $ 3,588,269 Bermuda 1.97% Liberty Latin
More informationSPDR Thomson Reuters Global Convertible Bond UCITS ETF
SSGA SPDR ETFs Europe II Plc 18 April 2018 Reuters Global UCITS ETF Supplement No. 21 (A sub-fund of SSGA SPDR ETFs Europe II plc (the Company ) an open-ended investment company constituted as an umbrella
More informationCME Group Acceptable Performance Bond Collateral for Base Guaranty Fund Products
CME Group Acceptable Performance Bond Collateral for Base Guaranty Fund Products Asset Class Cash Guaranty Fund100% Australian dollar British pound Canadian dollar Euro Japanese yen New Zealand dollar
More informationINFORMATION CIRCULAR: SPDR INDEX SHARES FUND
INFORMATION CIRCULAR: SPDR INDEX SHARES FUND TO: FROM: Head Traders, Technical Contacts, Compliance Officers, Heads of ETF Trading, Structured Products Traders NASDAQ / BX / PHLX Listing Qualifications
More informationRathbone Heritage Fund
Rathbone Unit Trust Management Contact us 020 7399 0399 rutm@rathbones.com Q4 investment update, 31 December 2018 Performance 3 months 6 months 1 year 3 years 5 years Since Launch -11.10% -10.49% -9.72%
More informationGood Harbor Tactical Core US Fund Class A Shares: GHUAX Class C Shares: GHUCX Class I Shares: GHUIX
Good Harbor Tactical Core US Fund Class A Shares: GHUAX Class C Shares: GHUCX Class I Shares: GHUIX Good Harbor Tactical Select Fund Class A Shares: GHSAX Class C Shares: GHSCX Class I Shares: GHSIX Semi-Annual
More informationZenith National Insurance Corp. and Subsidiaries
Zenith National Insurance Corp. and Subsidiaries Consolidated Financial Statements as of March 31, 2017 and December 31, 2016 and for the three months ended March 31, 2017 and 2016 (unaudited) Zenith National
More informationInvestec Bank plc financial information (a subsidiary of Investec plc)
Investec Bank plc financial information (a subsidiary of Investec plc) consolidated financial information for the six months ended 30 September 2013 IFRS - Pounds Sterling Overview of results 30 Sept 2013
More informationSA Global Fixed Income Fund
SA Global Fixed Income Fund The Fund s goal is to maximize total return available from a universe of higher-quality fixed income investments maturing in five years or less from the date of settlement while
More informationBMO Europe High Dividend Covered Call Hedged to CAD ETF (ZWE) (the ETF )
ANNUAL MANAGEMENT REPORT OF FUND PERFORMANCE BMO Europe High Dividend Covered Call Hedged to CAD ETF (ZWE) (the ETF ) For the 12-month period ended December 31, 2017 (the Period ) Manager: BMO Asset Management
More informationCIBC International Index Fund. Interim Management Report of Fund Performance
CIBC International Inde Fund Interim Management Report of Fund Performance for the period ended June 30, 2017 All figures are reported in Canadian dollars unless otherwise noted This interim management
More informationAMUNDI ETF NASDAQ-100 UCITS ETF
AMUNDI ETF NASDAQ-100 UCITS ETF Semi-Annual report December 2015 AMUNDI S ASSET MANAGEMENT UCITS Fund manager : AMUNDI ASSET MANAGEMENT Delegated fund accountant : CACEIS FUND ADMINISTRATION FRANCE Custodian
More informationAMUNDI ETF MSCI WORLD FINANCIALS UCITS ETF
AMUNDI ETF MSCI WORLD FINANCIALS Semi-Annual report June 2017 AMUNDI S ASSET MANAGEMENT UCITS Fund manager : AMUNDI ASSET MANAGEMENT Delegated fund accountant : CACEIS FUND ADMINISTRATION FRANCE Custodian
More informationGlobal Equity
Franklin Templeton Investment Funds Franklin Mutual Global Discovery Fund Global Equity 30.09.2018 Fund Fact Sheet For the source and calculation basis of Fund information, please refer to the *Explanatory
More informationTangerine Investment Funds
Tangerine Investment Funds Simplified Prospectus Tangerine Balanced Income Portfolio Tangerine Balanced Portfolio Tangerine Balanced Growth Portfolio Tangerine Dividend Portfolio Tangerine Equity Growth
More informationSPDR EURO STOXX Low Volatility UCITS ETF
SSGA SPDR ETFs Europe II Plc 8 January 2018 SPDR EURO STOXX Low Volatility UCITS ETF Supplement No. 4 (A sub-fund of SSGA SPDR ETFs Europe II plc (the Company ) an open-ended investment company constituted
More informationJ.P. Morgan Clearing Corp. CFTC Supplemental Disclosures
CFTC Supplemental Disclosures November 2015 Assets and Capital Allocation as of November 30, 2015 Asset Allocation Capital Employed Financing (Resales, Borrows) 74% 25% Inventory by Business Line 0% 0%
More informationSPDR EURO STOXX Low Volatility UCITS ETF
SSGA SPDR ETFs Europe II Plc 20 March 2017 SPDR EURO STOXX Low Volatility UCITS ETF Supplement No. 4 (A sub-fund of SSGA SPDR ETFs Europe II plc (the Company ) an open-ended investment company constituted
More informationFederal Money Market Fund (VMFXX)
Federal Money Market Fund (VMFXX) Overview Investment approach Invests primarily in U.S. government agency obligations. Seeks current income. Seeks to maintain a constant $1 net asset value (NAV). Maintains
More informationHorizons Enhanced Income International Equity ETF (HEJ:TSX)
Interim Report June 30, 2017 (HEJ:TSX) ALPHA BENCHMARK BETAPRO Innovation is our capital. Make it yours. www.horizonsetfs.com Contents MANAGEMENT REPORT OF FUND PERFORMANCE Management Discussion of Fund
More informationANHEUSER-BUSCH INBEV SA/NV. Issue of 850,000,000 Floating Rate Notes due 2018
28 March 2014 ANHEUSER-BUSCH INBEV SA/NV Issue of 850,000,000 Floating Rate Notes due 2018 Guaranteed by ANHEUSER-BUSCH COMPANIES, LLC ANHEUSER-BUSCH INBEV FINANCE INC. ANHEUSER-BUSCH INBEV WORLDWIDE INC.
More informationAMUNDI ETF JPX NIKKEI 400 UCITS ETF
AMUNDI ETF JPX NIKKEI 400 UCITS ETF Semi-Annual report June 2016 AMUNDI S ASSET MANAGEMENT UCITS Fund manager : AMUNDI ASSET MANAGEMENT Delegated fund accountant : CACEIS FUND ADMINISTRATION FRANCE Custodian
More informationInvestment Portfolio Compliance Report July 31, County of Monterey. Investment Portfolio Compliance Report. July 31, 2017
County of Monterey Investment Portfolio Compliance Report July 31, 2017 County of Monterey Investment Portfolio Compliance Report July 31, 2017 Sarah Meacham Managing Director 50 California Street Suite
More informationUNIVERSITY OF NORTHERN BRITISH COLUMBIA. Policies and Procedures SUBJECT: INVESTMENT POLICY STATEMENT
UNIVERSITY OF NORTHERN BRITISH COLUMBIA Policies and Procedures SUBJECT: INVESTMENT POLICY STATEMENT In the passage of the Third Reading of Bill 8-Miscellaneous Statutes Amendment Act, 2000 Section 70
More informationComstock Capital Value Fund Schedule of Investments July 31, 2018 (Unaudited)
Schedule of Investments July 31, 2018 (Unaudited) Shares Market Value EXCHANGE TRADED FUNDS 8.0% 9,900 Invesco DB Commodity Index Tracking Fund... $ 170,775 26,400 ishares Silver Trust (a)... 385,704 11,000
More informationCHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR
January 7, 2015 ETF-015-002 CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR RE: DIREXION DAILY ETFS TO BEGIN TRADING ON CHX Pursuant to Information Circular MR 08-16, the
More informationHand Composite Employee Benefit Trust P-Solve Funds Independent Auditor's Report and Financial Statements. December 31, 2017
P-Solve Funds Independent Auditor's Report and Financial Statements Contents Independent Auditor's Report... 1 Basic Financial Statements Statements of Assets and Liabilities Selected Funds... 3 Schedules
More informationInterim Management Report of Fund Performance For the six-month period ended June 30, 2017
Interim Management Report of Fund Performance For the six-month period ended June 30, 2017 WisdomTree International Quality Dividend Growth Index ETF (IQD/IQD.B) This interim management report of fund
More information2013 NAIC ANNUAL STATEMENT INSTRUCTIONS TITLE OCT 2013 REVISIONS
2013 NAIC ANNUAL STATEMENT INSTRUCTIONS TITLE OCT 2013 REVISIONS PAGE 29: ASSETS Revision: Add reference to SSAP No. 64 to Line 7 Reason: SAPWG referral related to SSAP No. 64 PAGE 39: LIABILITIES Revision:
More informationS&P Toronto Stock Exchange Composite Index, S&P TSX60 Index
Collateral Securities Selection Criteria in respect of db x-trackers ETFs adopting investment policy (ii) (a) as of 31 October 2017 Deutsche Bank AG in its capacity as swap counterparty, has an account
More informationVanguard ETFs. Annual Financial Statements December 31, Contents
Annual Financial Statements December 31, 2017 Vanguard ETFs Contents Independent Auditor s Report 1 Vanguard Canadian Aggregate Bond Index ETF 2 Vanguard Canadian Corporate Bond Index ETF 18 Vanguard Canadian
More informationBMO Mutual Funds 2017
BMO Mutual Funds 2017 Annual Financial Statements BMO FundSelect Income Portfolio Independent Auditor s Report To the Unitholders and Trustee of: BMO Canadian Equity Fund BMO Canadian Small Cap Equity
More informationAMUNDI ETF FTSE EPRA EUROPE REAL ESTATE UCITS ETF
AMUNDI ETF FTSE EPRA EUROPE REAL ESTATE UCITS ETF Semi-Annual report June 2017 AMUNDI S ASSET MANAGEMENT UCITS Fund manager : AMUNDI ASSET MANAGEMENT Delegated fund accountant : CACEIS FUND ADMINISTRATION
More informationSecurities (the Funds ) Direxion Daily FTSE Developed Markets Bull 1.25X Shares. Direxion Daily FTSE Emerging Markets Bull 1.
BZX Information Circular 15-002 EDGA Regulatory Information Circular 15-002 BYX Information Circular 15-002 EDGX Regulatory Information Circular 15-002 Date: January 7, 2015 Re: Direxion Daily Shares Pursuant
More informationInterim Management Report of Fund Performance For the six-month period ended June 30, 2017
Interim Management Report of Fund Performance For the six-month period ended June 30, 2017 WisdomTree International Quality Dividend Growth Variably Hedged Index ETF (DQI) This interim management report
More informationDTH WisdomTree International High Dividend Fund
WisdomTree International High Dividend Fund ETF.com segment: Equity: Developed Markets Ex-U.S. - High Dividend Competing ETFs: IDV, HDEF, EFAS, FIDI Related ETF Channels: Developed Markets Ex-U.S., Smart-Beta
More informationDFA Global Real Estate Securities Fund
For the year ended December 31, 2017 The annual management report of fund performance contains financial highlights but does not contain the complete annual financial statements of the DFA Global Real
More informationASSETS DETAILS OF WRITE-INS
ASSETS General Account Basis Current Year Fair Value Basis Total (Cols. + ) Prior Year 4. Bonds (Schedule D). Stocks (Schedule D):. Preferred stocks. Common stocks. Mortgage loans on real estate (Schedule
More informationAnnual Management Report of Fund Performance December 31, 2017
Annual Management Report of Fund Performance December 31, 2017 WisdomTree Europe Hedged Equity Index ETF (EHE/EHE.B) This annual management report of fund performance contains financial highlights, but
More informationSample Interrogatories
Sample Interrogatories Posted on March 11, 2010 by Neil Garfield A special thanks to Neil Garfield for all the great research and work he has done and continues to do, to help homeowners fight to save
More informationNAIC BLANKS (E) WORKING GROUP
NAIC BLANKS (E) WORKING GROUP Blanks Agenda Item Submission Form CONTACT PERSON: TELEPHONE: EMAIL ADDRESS: ON BEHALF OF: NAME: Joseph Fritsch DATE: 03/14/2011 FOR NAIC USE ONLY Agenda Item # 2011-33BWG
More informationINVESTMENT PORTFOLIO SUMMARY REPORT
INVESTMENT PORTFOLIO SUMMARY REPORT ESCAMBIA COUNTY BOARD OF COUNTY COMMISSIONERS INVESTMENT PORTFOLIO SUMMARY REPORT Prepared by: Pam Childers Clerk of the Circuit Court & Comptroller First Judicial Circuit,
More informationSABMiller plc JSEALPHA CODE: SAB ISSUER CODE: SOSAB ISIN CODE: GB
SABMiller plc JSEALPHA CODE: SAB ISSUER CODE: SOSAB ISIN CODE: GB0004835483 AMENDMENT - CHANGE TO SECTION 3(b). FORM 8 (OPD) PUBLIC OPENING POSITION DISCLOSURE BY A PARTY TO AN OFFER Rules 8.1 and 8.2
More informationDFA Global Equity Portfolio (F Class) Characteristics Report Second Quarter 2017
DFA Global Equity Portfolio (F Class) Characteristics Report Second Quarter 2017 This presentation has been prepared by Dimensional Fund Advisors Canada ULC ( DFA Canada ), manager of the Dimensional Funds.
More informationGlobal Top 100 Companies by market capitalisation
www.pwc.co.uk Companies by market capitalisation 31 March 2016 update An IPO Centre publication Contents Section 1 Highlights and trends 3 Section 2 Year-on-year comparison: 2016 vs. 2015 12 Section 3
More informationScotiaFunds Simplified Prospectus
ScotiaFunds Simplified Prospectus October 9, 2018 1832 AM Investment Grade U.S. Corporate Bond Pool (Series I units) Scotia Private Diversified International Equity Pool (Series I units) Scotia Private
More informationSan Mateo County. Investment Portfolio Compliance Report. February 29, 2016
San Mateo County Investment Portfolio Compliance Report February 29, 2016 PFM Asset Management LLC 50 California Street, Suite 2300 San Francisco, CA 94111 415-982-5544 www.pfm.com Compliance Requirements
More informationAMUNDI ETF MSCI EUROPE CONSUMER DISCRETIONARY UCITS ETF
AMUNDI ETF MSCI EUROPE CONSUMER DISCRETIONARY UCITS ETF Semi-Annual report September 2017 AMUNDI S ASSET MANAGEMENT UCITS Fund manager : AMUNDI ASSET MANAGEMENT Delegated fund accountant : CACEIS FUND
More informationSALOMON SMITH BARNEY HOLDINGS INC. (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended
More informationAMUNDI ETF MSCI CHINA UCITS ETF
AMUNDI ETF MSCI CHINA UCITS ETF Semi-Annual report June 2017 AMUNDI S ASSET MANAGEMENT UCITS Fund manager : AMUNDI ASSET MANAGEMENT Delegated fund accountant : CACEIS FUND ADMINISTRATION FRANCE Custodian
More information