Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type

Transcription

1 The FCA Register is at Rule Ref. Firm Name FSA Reg. No. Start date Expiry date Waiver Type ICOBS (A) Bee Diseases Insurance Limited /03/ /03/2023 Waiver ICOB /7 Customer.com Inc /01/ /09/2005 Waiver ICOB Direct Ltd /01/ /09/2005 Modification ICOB Acxiom Limited /01/ /09/2005 Modification ICOB Aditya Birla Minacs Worldwide Limited /01/ /09/2005 Modification ICOB AIG Travel Europe Limited /01/ /09/2005 Waiver ICOB Anipoint Limited /04/ /09/2005 Modification ICOB Answercall Direct Limited /01/ /09/2005 Waiver ICOB Ant Marketing /01/ /09/2005 Waiver ICOB Arvato Services Limited /01/ /09/2005 Waiver ICOB Aviva Administration Limited /12/ /09/2005 Waiver ICOB Aviva Insurance Limited /10/ /09/2005 Waiver ICOB Aviva Insurance Services UK Limited /01/ /09/2005 Waiver ICOB Aviva Insurance UK Limited /10/ /09/2005 Waiver ICOB Aviva International Insurance Limited /10/ /09/2005 Waiver ICOB AWP Assistance UK Ltd /01/ /09/2005 Waiver ICOB AXA General Insurance Limited /11/ /09/2005 Modification ICOB AXA Insurance UK Plc /11/ /09/2005 Modification ICOB AXA PPP Healthcare Limited /11/ /09/2005 Modification ICOB Bank of Scotland plc /12/ /09/2005 Modification ICOB BDML Connect Limited /01/ /09/2005 Waiver ICOB Becogent Ltd /01/ /09/2005 Waiver ICOB Bellcom Limited /04/ /09/2005 Waiver ICOB BISL Limited /01/ /09/2005 Waiver ICOB British and Foreign Marine Insurance Company Ltd /01/ /09/2005 Waiver ICOB Broker Assistance Limited /03/ /09/2005 Waiver

2 ICOB BUPA Insurance Services Limited /01/ /09/2005 Waiver ICOB Canada Square Operations Limited /10/ /09/2005 Waiver ICOB Capita Customer Management Limited /01/ /09/2005 Waiver ICOB Capita Insurance Services Limited /01/ /09/2005 Waiver ICOB Capita Mortgage Administration Limited /10/ /09/2005 Modification ICOB Capita Mortgage Administration Limited /11/ /09/2005 Modification ICOB CFC India Services Private Limited /10/ /09/2005 Waiver ICOB CGU Bonus Limited /10/ /09/2005 Waiver ICOB CGU Underwriting Limited /10/ /09/2005 Waiver ICOB Chorus Financial Services Limited /02/ /09/2005 Waiver ICOB Cigna Insurance Services (Europe) Limited /01/ /09/2005 Waiver ICOB Club Direct (UK) Ltd /01/ /09/2005 Waiver ICOB Columbus Insurance Services Limited /01/ /09/2005 Waiver ICOB Computershare Mortgage Services Limited /10/ /09/2005 Modification ICOB Convergys CMG UK Limited /01/ /09/2005 Modification ICOB Convergys Intelligent Contact Limited /01/ /09/2005 Modification ICOB Converso Contact Centres Ltd /01/ /09/2005 Modification ICOB Cpl Communications Limited /01/ /09/2005 Waiver ICOB Crawford & Company Adjusters (UK) Limited /02/ /09/2005 Waiver ICOB Customer Value Marketing Ltd /01/ /09/2005 Waiver ICOB Dial4aloan Limited /02/ /09/2005 Modification ICOB Direct Dialogue Limited /01/ /09/2005 Waiver ICOB Direct Life and Pension Services Ltd /01/ /09/2005 Modification ICOB Eisis Ltd /01/ /09/2005 Waiver ICOB Elders Insurance Company Limited /01/ /09/2005 Waiver ICOB EMR Health Insurance Services Limited /01/ /09/2005 Waiver ICOB Equity Release Services Limited /10/ /09/2005 Modification ICOB ERS Claims Limited /01/ /09/2005 Waiver ICOB Esure Services Limited /01/ /09/2005 Waiver

3 ICOB Financial Insurance Group Services Limited /01/ /09/2005 Waiver ICOB Financial Telemarketing Services Ltd /01/ /09/2005 Waiver ICOB GHL Mortgage Originations Ltd /10/ /09/2005 Waiver ICOB GHL Mortgage Services Ltd /10/ /09/2005 Waiver ICOB Gresham Insurance Company Limited /11/ /09/2005 Modification ICOB Guildhall Insurance Company Limited /01/ /09/2005 Waiver ICOB Halifax Plc /12/ /09/2005 Modification ICOB Harrison Beaumont Insurance Services Limited /05/ /09/2005 Modification ICOB HCL BPO Services (NI) Limited /01/ /09/2005 Modification ICOB Homeloan Management Limited /10/ /09/2005 Modification ICOB Homeserve Membership Limited /01/ /09/2005 Waiver ICOB I Response Centres Ltd /01/ /09/2005 Waiver ICOB Ignite Intelligent Outsource Integration Ltd /02/ /09/2005 Waiver ICOB Inkfish Financial Services Limited /01/ /09/2005 Waiver ICOB Ion Group Ltd /01/ /09/2005 Modification ICOB Its Your Group Plc /01/ /09/2005 Waiver ICOB Johnston Financial Services Limited /01/ /09/2005 Waiver ICOB Knapton Insurance Limited /01/ /09/2005 Waiver ICOB Legal & General Insurance Limited /11/ /09/2005 Modification ICOB Liverpool Marine and General Insurance Company Ltd /01/ /09/2005 Waiver ICOB London and Edinburgh Insurance Company Limited /10/ /09/2005 Waiver ICOB London Guarantee and Reinsurance Company Limited /01/ /09/2005 Waiver ICOB Market Reach Limited /01/ /09/2005 Waiver ICOB Merchants Limited /01/ /09/2005 Waiver ICOB Motorplus Limited /01/ /09/2005 Waiver ICOB National Vulcan Engineering Insurance Group Ltd /01/ /09/2005 Waiver ICOB ODM Ltd /05/ /09/2005 Modification ICOB O'Keeffe and Swartz (UK) Limited /01/ /09/2005 Waiver ICOB Optima Direct Rapp Collins Limited /02/ /09/2005 Waiver

4 ICOB Orbital Marketing Services Group Ltd /01/ /09/2005 Waiver ICOB PayWizard Group PLC /01/ /09/2005 Waiver ICOB Pearl Group Management Services Limited /05/ /09/2005 Waiver ICOB Pinnacle Insurance Management Services Plc /01/ /09/2005 Modification ICOB Positive Contact Ltd /02/ /09/2005 Modification ICOB Response (Building Rewarding Relationships) Limited /01/ /09/2005 Modification ICOB Rom Consultancy Ltd /02/ /09/2005 Waiver ICOB Royal & Sun Alliance Insurance (Global) Limited /01/ /09/2005 Waiver ICOB Royal & Sun Alliance Insurance Plc /01/ /09/2005 Waiver ICOB Royal & Sun Alliance Reinsurance Limited /01/ /09/2005 Waiver ICOB Royal International Insurance Holdings Limited /01/ /09/2005 Waiver ICOB Rubicon Insurance Solutions Limited /01/ /09/2005 Waiver ICOB Santander Cards UK Limited /01/ /09/2005 Modification ICOB Senior Response Limited /01/ /09/2005 Modification ICOB Serco Listening Company Limited /01/ /09/2005 Waiver ICOB Sitel UK Limited /01/ /09/2005 Waiver ICOB St Andrew's Insurance Plc /03/ /09/2005 Modification ICOB St Andrew's Life Assurance Plc /01/ /09/2005 Modification ICOB Stellar Europe LLC /01/ /09/2005 Waiver ICOB Sterling Insurance Company Limited /02/ /09/2005 Modification ICOB Sun Alliance and London Insurance Plc /01/ /09/2005 Waiver ICOB Sun Insurance Office Limited /01/ /09/2005 Waiver ICOB Swinton Group Ltd /01/ /09/2005 Waiver ICOB Sykes Acquisition LLC /01/ /09/2005 Waiver ICOB Telegen UK Limited /04/ /09/2005 Waiver ICOB Teleperformance Ltd /01/ /09/2005 Modification ICOB Teletech Limited /01/ /09/2005 Modification ICOB The Century Insurance Company Limited /01/ /09/2005 Waiver ICOB The Globe Insurance Company Limited /01/ /09/2005 Waiver

5 ICOB The London Assurance /01/ /09/2005 Waiver ICOB The Marine Insurance Company Limited /01/ /09/2005 Waiver ICOB The National Farmers' Union Mutual Insurance Society Limited /10/ /09/2005 Modification ICOB The Sea Insurance Company Limited /01/ /09/2005 Waiver ICOB Ultimate Insurance Solutions Limited /01/ /09/2005 Waiver ICOB Unum Ltd /01/ /09/2005 Waiver ICOB Vertex Data Science Limited /01/ /09/2005 Modification ICOB Western Mortgage Services Ltd /10/ /09/2005 Modification ICOB Wims Limited /01/ /09/2005 Waiver ICOB Xafinity Solutions Limited /10/ /09/2005 Modification ICOB Zurich Insurance Company /11/ /09/2005 Modification ICOB (2) Aon UK Limited /01/ /07/2005 Modification ICOB Adam & Rose Limited /01/ /07/2005 Waiver ICOB Ageas Insurance Limited /01/ /07/2005 Waiver ICOB AIG Europe Limited /01/ /07/2005 Modification ICOB Alan R MacKay & Co Ltd /01/ /07/2005 Waiver ICOB Allan Chapman & James Insurance Brokers Ltd /01/ /07/2005 Waiver ICOB Allianz Insurance Plc /02/ /07/2005 Modification ICOB Aon UK Limited /01/ /07/2005 Modification ICOB Aspen Insurance UK Limited /01/ /07/2005 Waiver ICOB AXA General Insurance Limited /01/ /07/2005 Modification ICOB AXA Insurance UK Plc /01/ /07/2005 Modification ICOB Ba Insurance Services Group /01/ /07/2005 Modification ICOB Bruce Stevenson Insurance Brokers Limited /01/ /07/2005 Waiver ICOB Burgess Thompson & Richardson Ltd /01/ /07/2005 Modification ICOB Burley's Northern Ltd /01/ /07/2005 Waiver ICOB C L M Insurance Services Ltd /01/ /07/2005 Waiver ICOB Capita Customer Management Limited /01/ /07/2005 Modification ICOB Cass-Stephens Insurances Limited /01/ /07/2005 Waiver

6 ICOB Cheshire Insurance Consultants Ltd /01/ /07/2005 Modification ICOB Collingwood Insurance Services (U.K.) Limited /01/ /07/2005 Waiver ICOB Corporate Insurance Brokers Ltd /01/ /07/2005 Waiver ICOB Denis O Brown & Associates Ltd /02/ /07/2005 Modification ICOB E Coleman & Co Ltd /01/ /07/2005 Waiver ICOB Express Insurance Services Ltd /01/ /07/2005 Modification ICOB Forfar Insurance Brokers Ltd /01/ /07/2005 Waiver ICOB George Stubbs Insurance Services Ltd /01/ /07/2005 Modification ICOB GICL 2013 Limited /01/ /07/2005 Modification ICOB Gordon Blyth (Insurance) Ltd /01/ /07/2005 Waiver ICOB H&R Insurance Services /01/ /07/2005 Waiver ICOB H&R Insurance Services /10/ /09/2006 Modification ICOB Hobson Financial Planning Limited /01/ /07/2005 Waiver ICOB Independent Insurance Brokers Ltd /01/ /07/2005 Waiver ICOB J L Fisher & Co Ltd /01/ /07/2005 Waiver ICOB John Eke and Partners Limited /01/ /07/2005 Waiver ICOB Joseph W Burley and Partners (UK) Ltd /01/ /07/2005 Waiver ICOB JW Group Insurance & Risk Managers Ltd /01/ /07/2005 Waiver ICOB Lark Insurance Services /01/ /07/2005 Waiver ICOB Liberty Mutual Insurance Europe Limited /01/ /07/2005 Modification ICOB Linaker (Plymouth) Limited /02/ /07/2005 Waiver ICOB Linaker (Western) Limited /02/ /07/2005 Waiver ICOB Lycett Browne-Swinburne and Douglass Ltd /01/ /07/2005 Waiver ICOB Marchant McKechnie & Co /01/ /07/2005 Waiver ICOB Markel International Insurance Company Limited /01/ /07/2005 Waiver ICOB Markel Syndicate Management Limited /01/ /07/2005 Waiver ICOB Mitsui Sumitomo Insurance Company (Europe) Ltd /01/ /07/2005 Waiver ICOB Montgomery Insurance Services /01/ /07/2005 Waiver ICOB Neil Willies Insurance Brokers Ltd /01/ /07/2005 Waiver

7 ICOB New Hampshire Insurance Company /01/ /07/2005 Modification ICOB North West Insurance Intermediaries Limited /01/ /07/2005 Waiver ICOB P & W Insurance Group /01/ /07/2005 Modification ICOB Parker Norfolk & Partners Limited /01/ /07/2005 Modification ICOB Primo Plc /01/ /07/2005 Waiver ICOB R E Oakley /01/ /07/2005 Waiver ICOB Robert Alexander Limited /01/ /07/2005 Modification ICOB Ross Lloyd Ltd /01/ /07/2005 Waiver ICOB Ryan Insurance Group Limited /01/ /07/2005 Waiver ICOB SORVIO INSURANCE BROKERS LIMITED /01/ /07/2005 Modification ICOB Stuart Benger & Co Ltd /01/ /07/2005 Waiver ICOB Sunningdale Insurance Services Ltd /01/ /07/2005 Modification ICOB Sutton Insurance Brokers /01/ /07/2005 Modification ICOB T R Youngs Insurance Brokers /01/ /07/2005 Waiver ICOB TERRY REED & COMPANY LIMITED /01/ /07/2005 Modification ICOB Unum Ltd /01/ /07/2005 Waiver ICOB Vauntage Insurance Brokers Ltd /01/ /07/2005 Modification ICOB W J Bond (Hereford) Ltd /01/ /07/2005 Waiver ICOB W S Moreland & Company Limited /01/ /07/2005 Modification ICOB Walmsleys Commercial Insurance Brokers Ltd /01/ /07/2005 Waiver ICOB Waltons Insurance Brokers Limited /01/ /07/2005 Waiver ICOB Weir Insurance Brokers Ltd /01/ /07/2005 Modification ICOB Weller Russell & Laws Insurance Brokers Ltd /01/ /07/2005 Modification ICOB Weller Russell and Laws Peterborough Ltd /01/ /07/2005 Waiver ICOB Westscott Insurance Brokers Ltd /01/ /07/2005 Waiver ICOB Willis & Company (Insurance Brokers) Limited /01/ /07/2005 Waiver ICOB Zurich Insurance Company /01/ /07/2005 Waiver ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification

8 ICOB Sesame Limited /01/ /01/2008 Modification ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB AXA PPP Healthcare Limited /08/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB AXA PPP Healthcare Limited /08/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Zurich GSG Limited /01/ /01/2008 Modification

9 ICOB MDU Services Limited /01/ /01/2008 Modification ICOB Royal & Sun Alliance Insurance Plc /01/ /01/2008 Waiver ICOB Guardian Assurance Limited /01/ /01/2006 Modification ICOB Guardian Assurance Limited /10/ /04/2007 Modification ICOB Prudential Distribution Limited /05/ /05/2007 Modification ICOB Prudential Distribution Limited /05/ /11/2007 Modification ICOB Scottish Equitable Plc /01/ /01/2006 Modification ICOB Scottish Equitable Plc /10/ /04/2007 Waiver ICOB Scottish Mutual Assurance Limited /01/2005 Waiver ICOB The Prudential Assurance Company Limited /07/ /07/2006 Modification ICOB The Prudential Assurance Company Limited /07/ /12/2007 Modification ICOB National Westminster Bank Plc /01/ /09/2005 Waiver ICOB NatWest Markets Plc /01/ /09/2005 Modification ICOB Tesco Personal Finance PLC /01/ /09/2005 Waiver ICOB (6) Ulster Bank Ltd /01/ /09/2005 Modification ICOBS A Motoring & Leisure Services Ltd /04/ /03/2022 Waiver ICOBS A (4) Automobile Association Insurance Services Limited /04/ /03/2022 Modification ICOBS 8.4 Ageas Insurance Limited /09/ /06/2012 Modification ICOBS 8.4 AIG Europe Limited /07/ /06/2012 Modification ICOBS 8.4 Alliance Assurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 Alliance Assurance Company Limited /06/ /06/2012 Modification ICOBS 8.4 AmTrust at Lloyd's Limited /08/ /06/2012 Modification ICOBS 8.4 Arch Insurance Company (Europe) Ltd /06/ /06/2012 Modification ICOBS 8.4 Arch Insurance Company (Europe) Ltd /07/ /06/2012 Modification ICOBS 8.4 Aspen Insurance UK Limited /11/ /06/2012 Modification ICOBS 8.4 Aspen Managing Agency Limited /11/ /06/2012 Modification ICOBS 8.4 ASPEN RISK MANAGEMENT LIMITED /11/ /06/2012 Modification ICOBS 8.4 Assicurazioni Generali SpA /07/ /06/2012 Modification ICOBS 8.4 Assicurazioni Generali SpA /07/ /06/2012 Modification

10 ICOBS 8.4 Asta Managing Agency Ltd /07/ /06/2012 Modification ICOBS 8.4 AXA Corporate Solutions Assurance /07/ /06/2012 Modification ICOBS 8.4 AXA Corporate Solutions Assurance /07/ /06/2012 Modification ICOBS 8.4 Beaufort Underwriting Agency Limited /07/ /12/2012 Modification ICOBS 8.4 Berkshire Hathaway International Insurance Ltd /12/ /06/2012 Modification ICOBS 8.4 Canopius Managing Agents Limited /07/ /06/2012 Modification ICOBS 8.4 Catlin Underwriting Agencies Ltd /07/ /06/2012 Modification ICOBS 8.4 Chartis Insurance Ireland Limited /07/ /06/2012 Modification ICOBS 8.4 Chevanstell Limited /07/ /06/2012 Modification ICOBS 8.4 Chevanstell Limited /07/ /06/2012 Modification ICOBS 8.4 Chubb European Group plc /07/ /12/2012 Modification ICOBS 8.4 Chubb European Group plc /07/ /06/2012 Modification ICOBS 8.4 Chubb Insurance Company of Europe SE /07/ /06/2012 Modification ICOBS 8.4 Chubb Insurance Company of Europe SE /07/ /06/2012 Modification ICOBS 8.4 Chubb Managing Agent Ltd /07/ /06/2012 Modification ICOBS 8.4 Chubb Managing Agent Ltd /07/ /06/2012 Modification ICOBS 8.4 CHUBB Underwriting Agencies Limited /07/ /06/2012 Modification ICOBS 8.4 CHUBB Underwriting Agencies Limited /07/ /06/2012 Modification ICOBS 8.4 Covea Insurance plc /07/ /06/2012 Modification ICOBS 8.4 Coverys Managing Agency Ltd /07/ /06/2012 Modification ICOBS 8.4 Coverys Managing Agency Ltd /07/ /06/2012 Modification ICOBS 8.4 East West Insurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 Endurance at Lloyd's Limited /07/ /06/2012 Modification ICOBS 8.4 ERGO Versicherung Aktiengesellschaft /07/ /06/2012 Modification ICOBS 8.4 Great Lakes Reinsurance (UK) SE /07/ /06/2012 Modification ICOBS 8.4 Hiscox Insurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 Hiscox Insurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 Hiscox Syndicates Limited /07/ /06/2012 Modification ICOBS 8.4 Hiscox Syndicates Limited /07/ /06/2012 Modification

11 ICOBS 8.4 International Insurance Company of Hannover SE /07/ /06/2012 Modification ICOBS 8.4 International Insurance Company of Hannover SE /07/ /06/2012 Modification ICOBS 8.4 KPN Insurance Company dac /07/ /06/2012 Modification ICOBS 8.4 London Guarantee and Reinsurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 London Guarantee and Reinsurance Company Limited /06/ /06/2012 Modification ICOBS 8.4 Mitsui Sumitomo Insurance Company (Europe) Ltd /10/ /06/2012 Modification ICOBS 8.4 Municipal General Insurance Limited (In Scheme of Arrangement /07/ /06/2012 Modification ICOBS 8.4 Municipal General Insurance Limited (In Scheme of Arrangement /07/ /06/2012 Modification ICOBS 8.4 Neon Service Company (U.K.) Limited /07/ /06/2012 Modification ICOBS 8.4 Neon Underwriting Limited /07/ /06/2012 Modification ICOBS 8.4 Neon Underwriting Limited /07/ /06/2012 Modification ICOB 8.4 Novae Syndicates Limited /07/ /06/2012 Modification ICOBS 8.4 Ridge Underwriting Agencies Limited /07/ /06/2012 Modification ICOBS 8.4 Royal & Sun Alliance Insurance (Global) Limited /07/ /06/2012 Modification ICOBS 8.4 Royal & Sun Alliance Insurance (Global) Limited /06/ /06/2012 Modification ICOBS 8.4 Royal & Sun Alliance Insurance Plc /07/ /06/2012 Modification ICOBS 8.4 Royal & Sun Alliance Insurance Plc /06/ /06/2012 Modification ICOBS 8.4 Royal & Sun Alliance Reinsurance Limited /07/ /06/2012 Modification ICOBS 8.4 Royal & Sun Alliance Reinsurance Limited /06/ /06/2012 Modification ICOBS 8.4 Royal Insurance (UK) Limited /07/ /06/2012 Modification ICOBS 8.4 Royal Insurance (UK) Limited /06/ /06/2012 Modification ICOBS 8.4 Royal International Insurance Holdings Limited /07/ /06/2012 Modification ICOBS 8.4 Royal International Insurance Holdings Limited /06/ /06/2012 Modification ICOBS 8.4 St. Paul Fire and Marine Insurance Company /07/ /06/2012 Modification ICOBS 8.4 Sun Alliance and London Insurance Plc /07/ /06/2012 Modification ICOBS 8.4 Sun Alliance and London Insurance Plc /06/ /06/2012 Modification ICOBS 8.4 Sun Alliance Insurance International Limited /07/ /06/2012 Modification ICOBS 8.4 Sun Alliance Insurance International Limited /06/ /06/2012 Modification ICOBS 8.4 Sun Alliance Insurance UK Limited /07/ /06/2012 Modification

12 ICOBS 8.4 Sun Alliance Insurance UK Limited /06/ /06/2012 Modification ICOBS 8.4 Sun Insurance Office Limited /07/ /06/2012 Modification ICOBS 8.4 Sun Insurance Office Limited /06/ /06/2012 Modification ICOBS 8.4 Swiss Re Specialty Insurance (UK) Limited /07/ /06/2012 Modification ICOBS 8.4 The Century Insurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 The Century Insurance Company Limited /06/ /06/2012 Modification ICOBS 8.4 The London Assurance /06/ /06/2012 Modification ICOBS 8.4 The National Insurance and Guarantee Corporation Ltd /06/ /06/2012 Modification ICOBS 8.4 Tokio Marine Kiln Insurance Limited /07/ /12/2011 Modification ICOBS 8.4 Tokio Marine Kiln Syndicates Limited /06/ /06/2012 Modification ICOBS 8.4 Tradex Insurance Company Limited /07/ /06/2012 Modification ICOBS 8.4 XL Catlin Insurance Company UK Limited /07/ /06/2012 Modification ICOBS 8.4 Zurich Insurance PLC /07/ /06/2012 Modification ICOBS 8.4 Zurich Insurance PLC /07/ /06/2012 Modification ICOBS Aegis Managing Agency Ltd /03/ /03/2020 Modification ICOBS Assuranceforeningen GARD-Gjensidig /07/ /07/2022 Modification ICOBS Assuranceforeningen Skuld - Gjensidig /08/ /08/2017 Modification ICOBS QBE Insurance (Europe) Limited /11/ /06/2012 Waiver ICOBS QBE Underwriting Limited /11/ /06/2012 Waiver ICOBS Samsung Fire & Marine Insurance Company of Europe Ltd /04/ /04/2020 Modification ICOBS StarStone Insurance Europe AG /08/ /06/2012 Modification ICOBS StarStone Insurance SE /08/ /06/2012 Modification ICOBS Steamship Mutual Underwriting Association (Bermuda) Limited /05/ /05/2017 Modification ICOBS Sveriges Angfartygs Assurans Forening /11/ /11/2018 Modification ICOBS The Britannia Steam Ship Insurance Association Ltd /04/ /04/2017 Waiver ICOBS The North of England Protecting & Indemnity Association Limited /06/ /06/2018 Modification ICOBS The North of England Protecting & Indemnity Association Limited /02/ /02/2023 Modification ICOBS The Steamship Mutual Underwriting Association Ltd /05/ /05/2017 Modification ICOBS The Underwriter Insurance Company Limited /04/ /04/2019 Modification

13 ICOBS The United Kingdom Mutual Steam Ship Assurance Association (B /04/ /04/2017 Modification ICOBS The United Kingdom Mutual Steam Ship Assurance Association (E /04/ /04/2017 Modification ICOBS The United Kingdom Mutual Steam Ship Assurance Association (L /04/ /04/2017 Modification ICOBS The West of England Ship Owners Mutual Insurance Association /05/ /05/2017 Modification ICOBS West of England Ship Owners Mutual Insurance Association (Lon /05/ /05/2017 Waiver ICOBS (1) Covea Insurance plc /10/ /10/2019 Discretion ICOBS (1) Liberty Managing Agency Limited /02/ /02/2020 Modification ICOBS (1) Liberty Mutual Insurance Europe Limited /02/ /02/2020 Modification ICOBS (1) The National Farmers' Union Mutual Insurance Society Limited /03/ /03/2020 Modification ICOBS (1) The Shipowners' Mutual Protection and Indemnity Association (Lu /04/ /04/2017 Waiver ICOBS (1) Travelers Casualty and Surety Company of Europe Limited /10/ /10/2018 Waiver ICOBS (1) Zurich Insurance PLC /06/ /06/2020 Modification ICOBS (2) Assuranceforeningen GARD-Gjensidig /09/ /09/2017 Modification ICOBS (2) The Britannia Steam Ship Insurance Association Ltd /04/ /04/2022 Modification ICOBS (2) The London Steam-Ship Owners' Mutual Insurance Association Li /05/ /04/2017 Modification ICOBS (2) The London Steam-Ship Owners' Mutual Insurance Association Li /04/ /04/2022 Modification ICOBS (2) The Shipowners' Mutual Protection and Indemnity Association (Lu /04/ /04/2017 Waiver ICOBS (2) The Standard Club Europe Ltd /01/ /01/2019 Waiver ICOBS (2) The United Kingdom Mutual Steam Ship Assurance Association (E /04/ /04/2022 Modification ICOBS (2) The United Kingdom Mutual Steam Ship Assurance Association (L /04/ /04/2022 Modification ICOBS (2) The West of England Ship Owners Mutual Insurance Association /05/ /05/2022 Modification ICOBS (3) The London Steam-Ship Owners' Mutual Insurance Association Li /05/ /04/2017 Modification ICOBS (3) The Shipowners' Mutual Protection and Indemnity Association (Lu /04/ /04/2017 Waiver ICOBS (3) The West of England Ship Owners Mutual Insurance Association /05/ /05/2022 Modification ICOBS (2B) Assuranceforeningen Skuld - Gjensidig /05/ /05/2022 Modification ICOBS (2b) The Steamship Mutual Underwriting Association Ltd /05/ /05/2022 Modification ICOB (CR) Highlands Insurance Company (UK) Limited (In Creditors' Vol /04/ /04/2023 Waiver ICOB (R) Highlands Insurance Company (UK) Limited (In Creditors' Vol /04/ /04/2023 Waiver ICOBS Typroth Limited /12/ /12/2017 Modification

14 ICOBS Typroth Limited /12/ /12/2017 Modification ICOBS 8.4.4C The Baptist Insurance Company Plc /10/ /10/2020 Modification ICOBS 8.4.4C (3) Assuranceforeningen Skuld - Gjensidig /05/ /05/2022 Modification ICOBS 8.4.4C (3) The Britannia Steam Ship Insurance Association Ltd /04/ /04/2022 Modification ICOBS 8.4.4C (3) The London Steam-Ship Owners' Mutual Insurance Association Li /04/ /04/2022 Modification ICOBS 8.4.4C (3) The Standard Club Europe Ltd /01/ /01/2019 Waiver ICOBS 8.4.4C (3) The United Kingdom Mutual Steam Ship Assurance Association (E /04/ /04/2022 Modification ICOBS 8.4.4C (3) The United Kingdom Mutual Steam Ship Assurance Association (L /04/ /04/2022 Modification ICOBS 8.4.4C (b) The Steamship Mutual Underwriting Association Ltd /05/ /05/2022 Modification ICOBS 8.4.4C (R) Ecclesiastical Insurance Office Plc /10/ /10/2020 Modification ICOBS 8.4.4C (R) Methodist Insurance Plc /10/ /10/2020 Modification ICOBS 8.4.4R Barbican Managing Agency Limited /12/ /12/2020 Modification ICOBS 8.4.4R QBE Insurance (Europe) Limited /12/ /12/2019 Modification ICOBS 8.4.4R (1) Ageas Insurance Limited /10/ /10/2019 Discretion ICOBS 8.4.4R (1) Allianz Insurance Plc /10/ /10/2019 Modification ICOBS 8.4.4R (1) Allianz plc /02/ /02/2020 Modification ICOBS 8.4.4R (1) Amtrust Europe Limited /03/ /03/2020 Modification ICOBS 8.4.4R (1) Avon Insurance Plc /03/ /03/2020 Modification ICOBS 8.4.4R (1) AXA Corporate Solutions Assurance /10/ /10/2019 Discretion ICOBS 8.4.4R (1) AXA Insurance UK Plc /07/ /06/2019 Waiver ICOBS 8.4.4R (1) Barbican Managing Agency Limited /08/ /08/2019 Discretion ICOBS 8.4.4R (1) Beazley Furlonge Ltd /04/ /04/2021 Modification ICOBS 8.4.4R (1) Capita Managing Agency Limited /08/ /08/2019 Modification ICOBS 8.4.4R (1) China Taiping Insurance (UK) Co Ltd /03/ /03/2020 Modification ICOBS 8.4.4R (1) Chubb European Group plc /02/ /02/2020 Modification ICOBS 8.4.4R (1) CHUBB Underwriting Agencies Limited /02/ /02/2020 Modification ICOBS 8.4.4R (1) CIS General Insurance Limited /02/ /02/2023 Modification ICOBS 8.4.4R (1) HCC International Insurance Company Plc /07/ /07/2019 Modification ICOBS 8.4.4R (1) HCC Underwriting Agency Ltd /07/ /07/2019 Modification

15 ICOB 8.4.4R (1) Lancashire Insurance Company (UK) Ltd /07/ /07/2019 Modification ICOBS 8.4.4R (1) Navigators Insurance Company /08/ /08/2022 Modification ICOB 8.4.4R (1) Tradex Insurance Company Limited /03/ /03/2020 Modification ICOBS 8.4.4R (1) Travelers Insurance Company Limited /10/ /10/2019 Modification ICOBS 8.4.4R (1) Typroth Limited /12/ /12/2017 Modification ICOBS 8.4.4R (2) Typroth Limited /12/ /12/2017 Modification ICOBS 8.Ann.1 The Britannia Steam Ship Insurance Association Ltd /04/ /04/2022 Modification ICOBS 8.Ann.1 The United Kingdom Mutual Steam Ship Assurance Association (E /04/ /04/2022 Modification ICOBS 8.ANN.1 The United Kingdom Mutual Steam Ship Assurance Association (L /04/ /04/2022 Modification ICOBS 8.ann.1 The West of England Ship Owners Mutual Insurance Association /05/ /05/2022 Modification ICOBS 8.Ann.1 Typroth Limited /12/ /12/2017 Modification ICOBS 8.ANX.1 The Steamship Mutual Underwriting Association Ltd /05/ /05/2022 Modification