AS "SMP Bank" Quarterly Financial Statements for the period ended December 31, 2013

Transcription

1 AS "SMP Bank" Quarterly Financial Statements for the period ended December 31, 2013 Appendix 1 Balance Sheet Cash in Hand and Demand Claims on Central Banks Demand Claims on Credit Institutions Trading securities Securities designated at fair value through profit or loss Investment securities available-for-sale Loans and advances to customers for reference: impairment allowance Held-to-maturity investments incl. USA Treasure Bonds incl. Latvian Government Bonds incl. Lithuanian Government Bonds incl. Russian Federation corporate entities' Eurobonds Changes in fair valua of portfolio part hedged against percentage risk Prepayments and Accrued Income Property and equipment Investment properties Intangible assets Investments in subsidiaries Tax receivables Other Assets Total assets Liabilities to Central Banks Demand Liabilities to Credit Institutions Held-for-trading financial liabilities Financial liabilities at fair value with changes in fair value in net profit or loss Financial liabilities at amortised cost Financial liabilities after transferring of financial assets Changes in fair valua of portfolio part hedged against percentage risk Deferred Income and Accrued Expenses Provisions for Liabilities and Charges Deffered tax liabilities Other liabilities Total liabilities Shareholders equity Total liabilities and shareholders equity Off-Balance-Sheet Items Contingent Liabilities Off-Balance-Sheet Commitments to Customers Group; Group; Reported period Previous financial year *

2 Appendix 2 Interest income Interest expense Dividend income Fee and commission income Income Statement Fee and commission expense Net profit/(loss) from financial assets and financial liabilities at amortised cost Net profit/(loss) from from available-for-sale investments Net profit/(loss) from held-for-trading investments Net profit/(loss) from financial liabilities at fair value with changes in fair value in net profit or loss Changes in fair value in hedge accounting Profit/loss on foreign exchange trading and on foreign exchange revaluation Profit/ (loss) from derecognising of property, plant and equipment, investment properties and intangible assets Other income Other expense Administrative expense Depreciation Allowances for credit losses Value impairment losses Corporate income tax Profit before corporate income tax Net profit for the period Group; Previous financial year Group; Reported appropriate period period* (1 238) (1 530) (801) (620) (125) (135) (4 517) (4 053) (354) (300) (792) (1 281) (194) (191)

3 Appendix 3 Bank activity indices Previous financial year Previous financial year appropriate period (audited) appropriate period* Return on equity (ROE) (%) Return on assets (ROA) (%) Appendix 4 Consolidated group Nr. 1 AS "SMP Finance" The name of the commercial company Registration place code, address Company type * Portion of a holding in share capital (%) Portion of voting rights in the company (%) Motivation for inclusion in the group** LV, Rīga, Elizabetes 57 CFI MS *BNK bank, APS insurance company, PAP reinsurance company, APP insurance management company, IBS investment brokerage company, IPS investment management company, PFO pension fund, CFI other financial institution, FPS financial management company, CKS other commercial company. ** MS subsidiary; KS joint venture; MAS parent company.

4 Summary report of equity and minimum capital requirements Nr. Name of the item Group; Reported period 1 Capital ( ) vai ( ) Tier 1 capital Tier 2 capital Tier 1 and Tier 2 capital Decrease (-) Tier 1 capital with Decrease Tier 2 capital with Decrease Tier 3 capital used 0 2 Total capital requirements ( ) Credit risk, counterparty risk, dilution risk and free 8910 delivery capital requirements 2.2 Settlement/supply risk capital requirements Position, currency and commodity risk capital 61 requirements. 2.4 Operational risk capital requirement Capital requirements for other risk and transition 0 period. Additional information Capital requirements covered by capital (positive (+) or negative ( )), excluding capital requirements for other risk and transition period = 1 (2 2.5) a Capital adequacy ratio (%), excluding capital requirements for other risk and transition period = 1/(2 2.5)*8% 3.2 Capital requirements covered by capital (positive (+) 5944 or negative ( )) = a Capital adequacy ratio (%) =1/2*8% Appendix 5

5 Additional information: 1. In the reporting period auditors "KPMG Baltics SIA" have not audited AS SMP Bank Bank and Consolidated Financial Statements. 2.The Information on risks in activities of AS SMP Bank was published in the Annual report for the year ended 31 December 2012 on pages and in the Information Disclosure Statement for the year 2012 on pages 1-8 and has not changed since been published. 3.The Information on shareholders of AS SMP Bank was published in the Annual report for the year ended 31 December 2012 on page 38 and has not changed since been published. 4. Information on management of the Bank was published in the Annual report for the the year ended 31 December 2012 on p.4. In the first quarter of year 2013 the Head of Legal Department Ilze Pudiste became a member of the Board. 5. Information on organizational structure of the Bank was published in the Annual report for the year ended 31 December 2012 on p.13. and on the AS SMP Bank home page in the section "About bank" (subsection "Structure" - " New customer service centres have been opened on during the second quarter of the year 2013: "LUBĀNA" (Lubānā, O.Kalpaka iela 5);"DOLE" (Rīgā, Maskavas ielā 357); "Saulkrasti" (Ainažu iela 10, Saulkrasti, Saulkrastu novads); OLAINE" (Zemgales ielā 37, Olainē). New customer service centre has been opened on during the fourth quarter of the year 2013:"LIELVĀRDE"(Lielvārde, Lāčplēša ielā 14). 6.The information on economic activities strategy and goals was published on the AS SMP Bank home page in the section "About bank" (subsections "AS SMP Bank History" - and "Mission" - and in the Information Disclosure Statement for the year 2012 on page 5, and has not changed since been published. 7.The information about Remuneration policies and practices of the Bank was published in the Information Disclosure Statement for the year 2012 on pages 6-7, and has not changed since been published. Chairperson of the Board / S.Dzene /