Ashika Group Corporate Profile

Transcription

1 Ashika Group Corporate Profile July, 2015

2 Ashika Group - Vision Ashika Group aims to be a globally recognized financial services provider and to achieve its goals, it adheres to ethos, values and principles which acts as a firm foundation for Ashika s evolving culture. Our Vision To be a globally recognized financial service provider, leveraging the best of technology, people and ideas Our Mission To reach our vision with integrity, honesty and fairness to all stakeholders viz. Clients, Employees, Business Associates, Regulatory Authorities and the Society

3 Ashika Group - Ethos Trust and relationship Excellence and Passion Innovation Transparency Ashika Group Growth Diversity and team work Compliance

4 Ashika Group - At a Glance Incorporated in 1994 by Mr. Pawan Jain and Mr. Daulat Jain Leading integrated financial services company with a strong presence in Eastern India Offers a range of financial products equity, commodity & currency trading, distribution of financial products, merchant banking, Corporate Lending (ICD), Depository Services Pan India network of 400+ business locations across 100 major cities & more then 17 states with strong presence in Eastern India Increasing client base of more than 95,000 Net worth of more than Rs. 2,000 million The Group is committed to ensuring compliance with the best practices in Corporate Governance Our Group Company Ashika Credit Capital Ltd is listed with CSE & MCX-SX and trades on the Bombay Stock Exchange Employee Strength of 150+ members

5 Ashika Group - Milestone 1994 Underwriter, Portfolio Manager, Insurance broker and NSE Gained underwriter and portfolio manager status from SEBI and Insurance broker from IRDA, NSE Self clearing member for F & O segment Incorporation Stage Ashika was incorporated 1998 NBFC Non deposit taking NMCE, CDSL MCX & NCDEX TCM : NMCE exchange, DP of Commodities with CDSL Mutual Fund Advisor AMFI registered BSE, CDSL, NCDEX & MCX TM (BSE): Cash, Whole sale Debt, F & O segment, DP of CDSL for Equity, TCM : MCX & NCDEX 2000 NSDL, NSEL, SLB and Currencies DP of NSDL for Equities. NSE, BSE & MCX-SX Currency Derivative, TCM of NSEL, BOISL & NSE- SLB membership NSE, Member & Listed with CSE (TM : Cash & F & O segment, ACCL shares listed with CSE) Merchant Banker & OTCEI Dealer Engaged in merchant banking activities & got OTCEI membership ACE, CDSL & NSDL TCM of ACE exchange, DP for commodities 2011 NSPOT, BSE - Traded TCM of NSPOT, ACCL shares traded on BSE under permitted ICEX, NSE category TCM of ICEX, Clearing Member - NSE for currency derivative 2009 MCX- SX TCM of F&O and cash segment ACCL got listed with MCX-SX Category1 Merchant Banker Permanent Registration

6 Ashika Group of Companies Ashika Group - Financial Services Conglomerate Ashika Group Ashika Credit Capital Ltd. (RBI regd. NBFC, Trades on BSE, Listed with CSE & MCX-SX) L67120WB1994PLC Ashika Global Securities Pvt. Ltd (RBI regd. NBFC) U65929WB1995PTC Ashika Capital Ltd. (SEBI Authorized Merchant Banker Category I) U30009WB2000PLC Ashika Stock Broking Ltd. (Member : NSE, BSE, MCX-SX, DP: CDSL & NSDL, Mutual Fund Distributor) U65921MH1994PLC Ashika Commodities & Derivatives Pvt. Ltd. (Member : NCDEX, MCX, NMCE, ICEX, ACE, NSPOT) U51909WB2003PTC096985

7 Ashika Group Leadership

8 Ashika Group - Founders Mr. Pawan Jain Chairman Pawan Jain, Chairman of Ashika Group, has over 2 decades of experience in financial services in India. Prior to founding Ashika Group, he was a practicing Chartered Accountant. The Group has grown into a large diversified financial services house offering a gamut of services which includes Broking, Debt Capital Market and Lending services to a wide range of Institutional, Corporate and Individual customers under the able leadership of Mr. Pawan Jain. He is a Fellow Member of the Institute of Chartered Accountants of India and has completed the prestigious OPM (Owner/President Management Program) at the Harvard Business School, USA. He has served on various honorary posts in different organizations namely: Director Member of Merchants' Chamber of Commerce; Member of Committee on Accounting Standards at the Institute of Chartered Accountants of India; Member of Technological Development Committee of ANMI [Association of National Exchange Members of India] - EIRC [Eastern India Regional Council].

9 Ashika Group - Founders Mr. Daulat Jain Director Daulat Jain is a Fellow Member of the Institute of Chartered Accountants of India and is the co-promoter of Ashika Group. He has over 18 years of experience in Corporate Finance, Investments, Taxation, Audit and Corporate Law. He has played a key role in setting up several businesses and functions for Ashika Group including Asset Management, Credit, Group Treasury and Balance Sheet unit. He manages the finances of the Group including the adoption of policies and monitoring of liquidity risk.

10 Ashika Group Management Team Mr. Bajarang Lal Banthia Managing Director, Commodity Business Mr. B. L. Banthia is having more than 25 years of rich experience and versatile knowledge in field of Foreign Exchange Trading, Portfolio Management, Accounts, Finance, Security Market operations and related activities. He has a deep understanding of the Global economy and its impact on the domestic markets. He holds directorship in Ashika Stock Broking Ltd & other corporate. He has been involved with the Indian capital & commodity markets Arbitrage and proprietary trading business for more than Nine years. He has been the CEO of Ashika s commodity Business for the last nine years and started commodity business from scratch. He has also strategized the Group s foray into Arbitrage Business, Proprietary Trading and Algo Trading. He is a rank holder in Chartered Accountant & Company Secretary. Previously he was working as Inter Bank Currency Trader at ANZ Grindlays Bank, Mumbai for 3 years and was involved in Treasury- proprietary trading in currencies -USD/INR and Cross currencies like EUROUSD, GBPUSD, USDJPY, EURJPY, EURGBP, GBPJPY etc. He worked as Head Foreign Exchange department at Woolworth India Ltd for approx 6 years. Mr. Amit Jain Group CFO & Director Finance & Accounts Mr. Amit Jain is the Group Chief Financial Officer and holds directorship in Ashika Stock Broking Ltd, Ashika Commodities & Derivatives Pvt Ltd and Ashika Global Securities Pvt Ltd. He brings a wealth of experience of over 15 years in finance, accounts, taxation and audit. He is responsible for preparation of all type of Financial and Budgeted reports. His vast experience in the field of finance has always steered the company to achieve a high degree of corporate governance and has set standards in reporting and presenting the financial affairs of the organization. He is a team player and an asset to this company. He is designated as Chief Financial officer of Ashika Credit Capital Ltd.

11 Ashika Group Management Team Mr. Manish Jain Whole Time Director - Surveillance & RMS Mr. Manish Jain has a rich experience of more than 11 years and has extensive knowledge in the fields of finance, accounts, banking, risk management, surveillance, broking and allied services, for the past 11 years. He was designated as Vice President - Risk Management and Surveillance, Broking & Commodity Business and being promoted from VP to Whole Time Director of Ashika Stock Broking Limited department. He has strengthen the risk management practices and improved the overall service delivery levels to associates, franchises, sub brokers and clients. Mr. Jain and his team act as the point of contact with all customers and business associates of the Group. He is also serving as Director of Ashika Commodities and Derivatives Pvt. Ltd. Ms. Anju Mundhra Group Company Secretary & Executive Director Legal Ms Anju Mundhra is the Group Company Secretary & being promoted as Executive Director Legal. She has more than 10 years of rich experience and versatile knowledge in field of Secretarial, Legal and Compliance related Matters. She takes the responsibility for ensuring that the group complies with standard financial and legal practice and maintains good standards of corporate governance. Ms Mundhra is heading the Secretarial & Compliance department of the Group and associated with Ashika since last 9 years. She acts as a point of communication with the eminent Board of Directors of the group, stakeholders and regulators. She is being presently designated as Executive Director Legal & Company Secretary of Ashika Credit Capital Ltd.. Mr. Chirag Jain CEO, Investment Banking Mr. Chirag Jain is a young and dynamic man and is designated as CEO of Investment Banking division at Ashika. His intellect and profound knowledge of the financial market has helped in winning accolades for Ashika and his leadership promises greater success in years to come. Prior to this, his stint in the equity broking division for 2 years has greatly helped in achieving milestone. He is a Chartered Accountant and a Level 3 CFA Candidate. He graduated from St. Xaviers College, Kolkata with a Bachelor in Commerce (Hons) degree. He is involved in various social groups and NGOs and is currently the Managing Trustee at Gyanada Foundation.

12 Ashika Group Leadership Team Mr. Vaibhav Jain President Corporate Lending & Debt Vertical Mr. Ashwini Kumar Gautam Vice President Operations Mr. Niraj Sarawgi Senior Vice President - Corporate Affairs Mr. Paras Bothra Vice President Equity Research Mr Niranjan Mantri Vice President Business development Mr. Dilip Minny Vice President Institutional sales, Equity

13 Ashika Group Leadership Team Mr. Pradeep Rawat Vice President System & IT r. Nawal Kishore Kedia Compliance Officer - Stock Broking Mr. Hitesh Jain Vice President Retail Broking Mr. Bipin Sahal Associate Vice President Back Office & DP Mr. Kamal Kishore Dalmia Associate Vice President Legal

14 Ashika Group Services & Networking

15 Ashika Group Services Self-Clearing membership of NSE SEBI Approved Depository Participant AMFI Registration for Mutual Fund Distribution Membership BSE, NSE, MCX SX, NSDL, CDSL MCX, NCDEX, ICEX, NMCE, ACE, NSPOT, Registered with RBI as Non Deposit Taking NBFC Ashika Group - Integrated Financial Services Provider

16 Ashika Group Infrastructure & Network Infrastructure Our Head Office is at Kolkata and our corporate office is located at the Nariman Point, a prime financial and business area of Mumbai. Our Offices spread over an area of more than 30,000 sq ft. The entire back-end support system of the group is located at Kolkata head office ensuring fastest possible turn around time. The Institutional desk is located at Mumbai office, ensuring ease of access to big institutions and corporate. Strong Network The company has vast network with around 400+ business locations across India to cater to its increasing customer base (95000+).

17 Thank You

18 Safe Harbour Statement The contents of the presentation neither represent any services, professional advice or offer of any kind nor does this presentation purport to create any contractual relationship. Ashika Group or its affiliates, associates, subsidiaries or any of their respective officers, directors, employees or agents are not responsible for any non-compliance regarding the accuracy or completeness of this content. While the information contained in the Presentation has been prepared in good faith, each party to whom this Presentation is made available must make its own independent assessment of the Company after making such investigations and taking such advice as may be deemed necessary. Neither the Company nor any of its shareholders, directors, officers, agents, employees or advisers take any responsibility for, or will accept any liability whether direct or indirect, express or implied, contractual, statutory or otherwise, in respect of, the accuracy or completeness of the information or for any of the opinions contained herein or for any errors, omissions or misstatements or for any loss, howsoever arising, from the use of this Presentation. This Presentation should not be considered as the giving of investment advice by the Company or any of its shareholders, directors, officers, agents, employees or advisers. Neither the issue of this Presentation nor any part of its contents is to be taken as any form of commitment on the part of the Company to proceed with any transaction. The Company reserves the right to terminate any discussions or negotiations with any prospective investors. In no circumstances will the Company be responsible for any costs, losses or expenses incurred in connection with any appraisal or investigation of the Company. The information contained in this Presentation is subject to updation, revision and further amendment. In furnishing this Presentation, the Company does not undertake or agree to any obligation to provide the recipient with access to any additional information or to update this Presentation or to correct any inaccuracies in, or omissions from, this Presentation which may become apparent.

19 TRADING DEPOSITORY DISTRIBUTION CORPORATE LENDING INVESTMENT BANKING ASHIKA GROUP Head Office: Trinity, 226/I, A.J.C. Bose Road, 7th Floor, Kolkata Ph: (033) , , Toll Free Fax: (033) Website: Corporate Office: 1008, 10 th Floor, Raheja Centre, 214, Nariman Point, Mumbai Ph: (022) , Fax: (022) Website: