Global Hedge Fund Symposium in Boston
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1 Program 7 December 2017 Global Hedge Fund Symposium in Boston Powerful insights. Leading trends. Endless opportunities.
2 Agenda 4:00 p.m. 4:05 p.m. Welcome Robert Glassman 4:05 p.m. 4:25 p.m. Findings from EY s Global Hedge Fund and Investor Survey Liam Shannon Michael Gentile Senior Manager, 4:25 p.m. 5:05 p.m. Panel 1 Tax perspectives from Capitol Hill and beyond Timothy Brosnan Senior Manager, Jeff Levey Executive Director Washington Council EY Frank Seyboth Tax Director The Baupost Group 5:05 p.m. 5:45 p.m. Panel 2 Technology and innovation in the middle and back office Alexander Johnson Matthew Moog Principal, Greg Woolf Founder and CEO Coalesce.info Jennifer Tribush Senior Vice President & Global Head of Hedge Fund Product Solutions State Street Bank 5:45 p.m. 6:25 p.m. Keynote address Tom Hardin CEO Tipper X Advisors LLC 6:25 p.m. 6:30 p.m. Closing Alexander Johnson 6:30 p.m. Cocktails and networking
3 Symposium calendar #EYHFSurvey Amsterdam 21 November Dallas 5 December New York 14 November Los Angeles 11 January Beijing 1 December Dublin 5 December San Francisco 16 November Toronto 23 January Boston 7 December Cayman Islands 7 December Hong Kong 29 November London 21 November Sydney 23 November Singapore 18 January Charlotte 6 December Luxembourg 6 December Chicago 29 November Minneapolis 28 November
4 Welcome! We are proud to bring you the 2017 Boston Hedge Fund Symposium, one of a series of 18 events across the globe and part of our ongoing commitment to the growth and wellbeing of the alternative fund industry. Today, we invite you to engage with a distinguished group of industry and EY thought leaders and listen to compelling commentary on the current state of our business and the disruptive forces affecting it. As in other industries, innovation and disruption are in the spotlight, and while it may be challenging to accept change, change ultimately creates opportunities for those who are willing to embrace it. From strategic priorities to operational efficiency, and from developing competitive advantages in the front office to changing the way managers assess and recruit talent, innovative technologies and advancements such as robotics and big data are expanding the minds and capabilities of today s managers and the industry. All of these advancements raise the question, How will you embrace innovation to illuminate competitive advantages? We hope today s symposium will provide an opportunity to gain invaluable insight and new perspectives, spurring continued dialogue on the ideas and issues that mean the most to you. A warm welcome to all of you thank you for being a part of today s event. Alex Johnson Partner and Co-leader, Boston Hedge Fund Practice Robert Glassman Partner and Co-leader, Boston Hedge Fund Practice EY is the preferred accounting firm for start ups having served the majority of new launches for more than three decades. Keynote address Tom Hardin Chief Executive Officer Tipper X Advisors LLC Tom previously spent much of his career as a long-short hedge fund analyst focused on the technology sector. In 2008, as part of a cooperation agreement with the Department of Justice, Tom assisted the U.S. government in understanding how insider trading occurred in the hedge fund industry. Known as Tipper X, Tom became one of the most prolific informants in securities fraud history, helping to build over 20 of the 80+ individual criminal cases in Operation Perfect Hedge, a Wall Street house cleaning campaign that morphed into the largest insider trading investigation of a generation. Since resolving his case in 2015, Tom was invited by FBI-NYC to speak to their rookie agent class in 2016 and now consults and speaks on insider trading, conduct risk, ethics and compliance issues from his former front line perspective to hedge funds, private equity firms, law firms, investment banks, Fortune 500 companies and universities through his company Tipper X Advisors. Tom s perspectives have been featured in The Hedge Fund Law Report. He holds a B.S. in Economics with a Finance concentration from the Wharton School at the University of Pennsylvania. EY s Global Hedge Fund Symposium Powerful insights. Leading trends. Endless opportunities.
5 Speakers Timothy Brosnan Senior Manager Alexander Johnson Partner Tim is a senior manager with s Boston-based Wealth & Asset Management Tax practice. He has more than 12 years of experience, focusing entirely on the asset management industry. Tim provides tax advisory and tax compliance services to numerous hedge funds, private equity funds, mutual funds, common trust funds and their advisors. He has a BS in Accounting from Boston College and an MS in Taxation from Northeastern University. He is a certified public accountant (CPA) and is licensed in Massachusetts. Michael Gentile Audit Senior Manager Michael is a senior manager in s Boston-based Wealth and Asset Management Assurance practice. He has more than 11 years of experience in the asset management industry. He serves registered investment funds, including those registered with the Commodity Futures Trading Commission; alternative and private investment partnerships (domestic and offshore hedge funds and private equity) and master-feeder fund structures. Michael has experience with investment valuation for privately held companies and derivative instruments, as well as experience auditing both fixed-income and derivative-focused funds. He also has significant experience with third-party internal control reports and leads the delivery of these services to some of the world s largest investment advisors. Michael has a BA in Business Economics from Providence College, a MS in Accountancy from the University of Notre Dame and an MBA from Columbia University. Robert Glassman Partner Bob is the leader of Ernst & Young LLP s Boston-based Asset Management Tax practice. With 31 years of experience, he serves hedge funds, private equity funds, mutual funds and their advisors. Bob provides and coordinates services, including efficient tax structuring of fund organizations, tax compliance, advice on securities taxation matters, compensation structuring and general partner and individual tax services. He is also a member of EY s Global Hedge Fund Steering Committee. Bob is a CPA and has a BS in Accounting and an MBA from New York University s College of Business and Public Administration. Alex is a partner in Ernst & Young LLP s Boston-based Wealth and Asset Management Assurance practice. His experience includes domestic and offshore hedge funds; private equity funds; real estate funds; mutual funds; hedge funds and private equity funds of funds; SEC, Commodity Futures Trading Commission and Cayman registrants and numerous registered investment advisors. Alex has worked with start-up fund operations on fund structuring as well as operational and reporting considerations and has worked with banks, investment advisors and insurance companies on SSAE18/ISAE 3402 controls reports. Alex received a BS in Business Administration in Accounting from Bucknell University and is a member of the American Institute of Certified Public Accountants, the Massachusetts Society of Certified Public Accountants and the New York State Society of Certified Public Accountants. Jeff Levey Executive Director Washington Council EY Jeff is an executive director in Ernst & Young LLP s Washington Council EY (WCEY) practice, which provides global companies with strategic advice, advocacy support and informational services related to federal and other tax policy matters. Jeff takes the lead at WCEY in supporting financial services companies in their advocacy work. And he supports a range of EY clients more generally on tax policy issues in Congress, in regulatory agencies, at the Organisation for Economic Co-operation and Development (OECD) and in other countries. He brings nearly 30 years of experience working with companies seeking policy solutions in the US and other countries where they operate. Most recently, he helped lead coalitions of banks, insurers and finance companies on tax reform issues, including the OECD s Base Erosion and Profit Shifting project, the OECD Common Reporting Standard and the Foreign Account Tax Compliance Act. Matthew Moog Principal Matthew is the global leader for Third-party Risk Management for Financial Services and brings more than 14 years of experience working in the financial services industry. Matthew has experience working with large financial institutions on risk management tools and processes, sourcing/third-party risk management, analytics and regulatory and compliance projects. He has worked on global projects and assisted in international coordination with multiple engagement teams and has been fully dedicated to third-party risk management since 2010.
6 Frank Seyboth Tax Director The Baupost Group Frank is the executive director of the Tax Reporting group at The Baupost Group, a Boston-based investment management firm. His team is primarily responsible for the preparation, review and completion of all federal and state tax compliance requirements and assists in the creation of tax accounting policies and procedures for the partnerships. Frank joined the firm in 2006, coming to Baupost after more than 14 years as a vice president at J.P. Morgan Investor Services Co. where he held positions in both tax and financial reporting. Prior to that, he was a senior auditor at Coopers and Lybrand in Boston. Frank received a BS in Accountancy from Bentley University and an MS in Taxation from Suffolk University. Frank earned his CPA while at Coopers and Lybrand. Liam Shannon Partner Liam is a tax partner in s Wealth and Asset Management Tax practice. He has more than 12 years of experience working in the financial services industry. Liam provides tax services to private equity, hedge funds and investment advisors. Liam is a Certified Public Accountant and a member of the American Institute of Certified Public Accountants. He has a BS in Accounting and Economics from Bryant University and an MBA in Finance from Salve Regina University. Greg Woolf Founder and CEO Coalesce.info Greg Woolf is founder and CEO of Coalesce.Info. Coalesce makes artificial intelligence easy for businesses. Coalesce s proprietary machine-learning technology learns to accelerate and improve how people do their jobs every day without the intervention of programmers. A product visionary, Greg brings more than 20 years of vision and experience to delivering state-of-the-art software for asset management. He previously founded a FinTech company that provides operations and analysis software to private investment managers with more than a $1 trillion AUM. He was awarded 2015 IT-CEO of the year by AI Global Magazine for his innovative creation of the Coalesce artificial-intelligence product. Greg has multiple degrees in Computer Science, Math and Finance (with Distinction). He is a frequent speaker at MIT, Harvard, IBM and industry conferences. He has been published in numerous publications, is an expert AI consultant with GLG, appeared in an IBM Watson TV commercial and moderates AI and data science groups in Boston with more than 10,000 members. Jennifer Tribush Senior Vice President & Global Head of Hedge Fund Product Solutions State Street Bank Jennifer Tribush is a Senior Vice President and the Global Head of Hedge Product Solutions. Ms. Tribush is responsible for developing and driving product and business strategy as well as supporting the management of our relationships throughout the industry. Ms. Tribush also serves on various leadership committees for the firm s alternatives business. In her previous role, she was a Relationship Manager for the firm s premier hedge fund and private equity clients. Prior to moving to State Street Corporation in 2005, Ms. Tribush was a Vice President at Brown Brothers Harriman & Co. (BBH) serving as a Global Relationship and Sales Manager for Investor Services. She was responsible for developing the Bank s book of business in the United States. During her eight years at BBH, Ms. Tribush also managed the custody operations for some of the firm s largest and most complex client relationships. Ms. Tribush began her career at PricewaterhouseCoopers in their International Financial Advisory Services, specializing in expatriate tax and compensation equalization. Ms. Tribush received a Bachelor of Arts in Economics and Spanish from Villanova University and an MBA with a concentration in finance from Babson College. She holds the Chartered Alternative Investment Analyst (CAIA) designation and the Series 7 & 63 securities designations. Ms. Tribush serves on the executive board of BUILDBoston, whose mission is to use entrepreneurship to ignite the potential of youth from under-resourced communities and propel them to high school, college and career success. Boston 7 December 2017
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