CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
|
|
- Homer Griffith
- 5 years ago
- Views:
Transcription
1 FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 324 of Part XV of the Securities and Futures Ordinance (Cap. 571) Form for use by a corporation giving notice of : (i) First acquiring an interest in 5% or more of the shares of a listed corporation (I.e. first becoming a substantial shareholder); (ii) Changes in the percentage level, or nature, of its interest or its short position in such shares; and (iii) Ceasing to have an interest of 5% in such shares (complete Boxes 1 to 19 and 27 only). This Form must be completed in accordance with the directions and instructions in the Notes to Form Name of listed corporation HSBC Holdings plc 2. Stock code 5 3. Class of shares Ordinary Shares 4. Number of issued shares in class 2,375,399, Name of substantial shareholder JPMorgan Chase & Co. 8. Business registration number N/A 9. Place of incorporation Certificate of Incorporation No (Tax ID#) 6. Registered office 27 Park Avenue, New York 117, 1. Contact person Darius Tng 11. Daytime tel. No address doi.ops.apac.mailbox@jpmchase.com 7. Principal place of business in Hong Kong N/A 13. Exchange on which listed New York Stock Exchange 14. Name of listed parent and exchange on which parent is listed N/A 1
2 15. Date of relevant event (day) (month) (year) 16. Date when the substantial shareholder became aware of the relevant event/ interest in the shares (if later) (day) (month) (year) 17. Details of relevant event Relevant event code describing circumstances (see Table 1) Code describing capacity in which shares were/are held (see Table 2) Before relevant event After relevant event bought/sold or involved 1 93,223,65 Currency of transaction Highest price per share On Exchange Average price per share Average consideration per share Off Exchange Consideration Code (see Table 3) HKD 18. Total shares immediately before the relevant event 19. Total shares immediately after the relevant event Lending pool Total number of shares Percentage figure (%) 1,14,665,58 371,835,279 45,344, Lending pool Total number of shares 1,27,365, ,58, ,454,91 Percentage figure (%) Capacity in which interests disclosed in Box 19 are held 21. Further information in respect of derivative interests Code describing capacity (see Table 2) ,165,1 465,58,929 Code describing derivatives (see Table 4) ,896,36 11,445, ,528, ,816,8 9,654, , ,339,568 16,571, ,454, ,882,353 68,657,677 2
3 22. Further information in relation to interests of corporations controlled by substantial shareholder Name of controlled corporation J.P. Morgan Securities LLC Address and place of incorporation c/o CT Corporation, 129 Orange Street, Wilmington, DE2, DE, , Name of controlling shareholder J.P. Morgan Broker-Dealer Holdings Inc Direct % interest control (Y/N) 1. Y Short Position 69,675,656 3,696,845 J.P. Morgan Markets Bear Stearns UK Holdings 7.69 Y 15,85 J.P. Morgan Markets Bear Stearns Holdings Y 15,85 JF Asset Management 21st Floor, Chater House,8 Connaught Road Central, Hong Kong., Hong Kong, Hong Kong Management (Asia) 1. Y 47,724,79 Management (Taiwan) J.P. Morgan Investment Management 2F & 21, No.1 Song Zhi Rd,Xin Yi District, Taipei City, Taiwan., Taipei, 11, Taiwan Province of China c/o CT Corporation, 129 Orange Street, Wilmington, DE2, DE, , Management (Asia) Management Holdings Inc 1. Y 1. Y 822,954 51,37,48 J.P. Morgan Trust Company of Delaware Corporation Trust Center, 129 Orange Street, Wilmington, DE2, DE, 1981, J.P. Morgan Equity Holdings, 1. Y 181,825 Bank 1 Knightsbridge, London, SW1X 7LX, London, SW1X 7LX, England J.P. Morgan Chase International Holdings 1. Y 217, Further information in relation to interests held by substantial shareholder jointly with another person Name of joint shareholder Address Short Position 3
4 24. Further information from a trustee, or beneficiary of a trust, or a founder of a Discretionary Trust Name of Trust Address Status Code (see Table 5) N.A N.A , Further information from a party to an agreement under Section 317 ( Please see Notes for further information required) Names of other parties Address Total number of shares in which substantial shareholder is interested under section 317 and Details of person(s) in accordance with whose directions the substantial shareholder or its directors are accustomed to act Names Address Relationship Code (see Table 6) Percentage (%) 27. Date of filing this Form Number of continuation sheets 1 Form 2. (day) (month) (year) 29. Number of attachments 4
5 Continuation Sheet 22. Further information in relation to interests of corporations controlled by substantial shareholder Name of controlled corporation Bank One International Holdings Corporation Address and place of incorporation 1 Bank One Plaza, Chicago, Cook, IL, IL, 667, Name of controlling shareholder % control Direct interest (Y/N) 1. N 93,671, ,776, Park Avenue, New York NY 117, New York, New York, NY, NY, 117, 1. N 93,671, ,776,854 J.P. Morgan Chase International Holdings J.P. Morgan Chase (UK) Holdings 1. N 447,98, ,414,77 J.P. Morgan Whitefriars c/o CT Corporation, 129 Orange Street, Wilmington, DE2, DE, , J.P. Morgan Overseas Capital Corporation 1. Y 28,968,565 62,947,314 J.P. Morgan Securities plc J.P. Morgan Securities plc Financing J.P. Morgan Chase International Holdings.59 Y 447,762, ,414, Y 447,762, ,414, Polaris Parkway, Columbus, OH21, OH, 4324, JPMorgan Chase & Co. 1. Y 475,573,737 J.P. Morgan Chase Bank Berhad Level 18 Integra Tower, The Intermark, 348 Jalan Tun Razak, Kuala Lumpur, 54, Malaysia Finance 1. Y 5,742,39 6 Victoria Embankment, London, EC4YJP, Management (UK) England Management Holdings (UK) 1. Y 79,23,832 China International Fund Management Co Ltd 2th Floor, Aurora Plaza, 99 Fu Cheng Road,Pudong, Shanghai 212, China., Shanghai, 212, China Management (UK) 49. Y 76,8 27 Park Avenue, New York NY 117, New York, New York, NY, NY, 117, 1. Y 65,273 Financing 25, Bank Street, Canary Wharf, London, E14 5JP, England JPMorgan Chase & Co. 1. N 447,762, ,414,77 Bear Stearns UK Holdings The Bear Stearns Companies LLC 1. N 31,61 Bear Stearns Holdings England Bear Stearns UK Holdings 1. N 15,85 The Bear Stearns Companies LLC Corporation Trust Center, 129 Orange Street, Wilmington, DE2, DE, 1981, JPMorgan Chase & Co. 1. N 31,61 J.P. Morgan Broker- Dealer Holdings Inc Corporation Trust Center, 129 Orange Street, Wilmingtom, DE2, DE, 1981, JPMorgan Chase & Co. 1. N 69,675,656 3,696,845 Holdings 6 route de Trèves, Senningerberg, L-2633, Luxembourg J.P. Morgan Overseas Capital Corporation N 447,98, ,414,77 Holdings 6 route de Trèves, Senningerberg, L-2633, Luxembourg Finance N 447,98, ,414,77 c/o CT Corporation, 129 Orange Street, Wilmington, JPMorgan Chase & Co. 1. N 179,162,343 Management Holdings Inc DE2, DE, 1981, Management (Asia) Corporation Trust Center, 129 Orange Street, Wilmington, DE2, DE, 1981, Management Holdings Inc 1. N 48,547,663 J.P. Morgan Chase (UK) Holdings Holdings 1. N 447,98, ,414,77 Management Holdings (UK) 6 Victoria Embankment, London, EC4YJP, England Management International 1. N 79,37,632 J.P. Morgan Overseas Capital Corporation c/o CT Corporation, 129 Orange Street, Wilmington, DE2, DE, 1981, Finance 1. N 476,949, ,362,84 6 Victoria Embankment, London, EC4YJP, Management International England Management Holdings Inc 1. N 79,37, Polaris Parkway, Columbus, OH21, OH, 4324, JPMorgan Chase & Co. 1. N 93,737,61 859,776,854 HSBC HOLDINGS PLC_217516_ xls Box22 1
6 J.P. Morgan Equity Holdings, Corporation Trust Center, 129 Orange Street, Wilmington, DE2, DE, 1981, JPMorgan Chase & Co. 1. N 181,825 Finance 5 Stanton Christiana Road, Newark, DE2, DE, 19713, Bank One International Holdings Corporation 1. N 93,671, ,776,854 6 Victoria Embankment, London, EC4YJP, Management (UK) England Management Holdings (UK) 1. N 76,8 HSBC HOLDINGS PLC_217516_ xls Box22 2
CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 324 of Part XV of the Securities and Futures Ordinance (Cap. 571) Form for use by a corporation giving notice of : (i) First acquiring
More informationCORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 324 of Part XV of the Securities and Futures Ordinance (Cap. 571) Form for use by a corporation giving notice of : (i) First acquiring
More informationCORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 4 of Part XV of the Securities and Futures Ordinance (Cap. 57) Form for use by a corporation giving notice of : (i) First acquiring an
More informationCORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 324 of Part XV of the Securities and Futures Ordinance (Cap. 571) Form for use by a corporation giving notice of : (i) First acquiring
More informationCORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 324 of Part XV of the Securities and Futures Ordinance (Cap. 571) Form for use by a corporation giving notice of : (i) First acquiring
More informationCORPORATE SUBSTANTIAL SHAREHOLDER NOTICE
FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE Notice pursuant to s. 324 of Part XV of the Securities and Futures Ordinance (Cap. 571) Form for use by a corporation giving notice of : (i) First acquiring
More informationCurrency of transaction. Number of shares bought/sold or involved
FORM 2 - Corporate Substantial Shareholder Notice 1. Name of listed corporation: HSBC Holdings plc 2. Stock code: 00005 3. Class of shares: H Shares 4. Number of issued shares in class: 17,684,373,311
More informationReport of the Directors
Report of the Directors The directors have the pleasure in presenting their annual report and the audited financial statements for the year ended December 31, 2017. Principal Activities and Business Review
More informationReport of the Directors
Report of the Directors The directors have the pleasure in presenting their annual report and the audited financial statements for ended December 31, 2016. Principal Activities and Business Review The
More informationSupplemental Information Memorandum
Supplemental Information Memorandum Deutsche Bank AG, Sydney Branch (a reference in this Supplemental Information Memorandum to Deutsche Bank AG, Sydney Branch is a reference to Deutsche Bank AG, a banking
More informationSECURITIES AND EXCHANGE COMMISSION SCHEDULE 13G/A
Section 1: SC 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS
More informationSpark Therapeutics, Inc.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Spark Therapeutics, Inc. (Name of Issuer) Common Stock,
More informationCORPORATE SUBSTANTIAL SHAREHOLDER NOTICE. Notice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571)
FORM 2 CORPORATE SUBSTATIAL SHAREHOLDER OTICE otice pursuant to s.324 of Part XV of the Securities and Futures Ordinance (Cap.571) This Form must be completed in accordance with the directions and instructions
More informationThis relevant interest obtained by Goldman Sachs under the Sale Agreement does not represent a shortfall.
Goldman Sachs (Asia) L.L.C. 68th Floor Cheung Kong Center 2 Queen s Road Central Hong Kong Tel: (852) 2978-1000 Fax: (852) 2978-0967 26 March 2018 Australian Securities Exchange Exchange Center 20 Bridge
More informationReport of the Directors
Report of the Directors The Directors present their annual report and the audited consolidated financial statements of the Company and its subsidiaries (the Group ) for the year ended December 31, 2009.
More informationForm 604. Notice of change of interests of substantial holder
Form 604 Corporations Law Section 671B Notice of change of interests of substantial holder To Company Name/Scheme Iluka Resources ACN/ARSN 1. Details of substantial holder (1) Name Limited Jackson National
More informationFORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE. General Notes
FORM 2 CORPORATE SUBSTANTIAL SHAREHOLDER NOTICE General Notes 1. This Form 2 is for use by a corporation disclosing a notifiable interest in a Hong Kong listed corporation under Part XV of the Securities
More informationJ.P. Morgan Asset Management Currency-hedged share classes: A guide for investors
J.P. Morgan Asset Management Currency-hedged share classes: A guide for investors January 2018 WHY HEDGE CURRENCIES? As an investor, exchange rates can have a significant impact on your returns - for better
More informationWells Fargo Bank, National Association 101 N. Phillips Avenue Sioux Falls, SD FDIC Certificate #: 3511 Bank Charter Class: N
Wells Fargo Bank, National 101 N. Phillips Avenue 57104 FDIC Certificate #: 3511 Bank Charter Class: N Wells Fargo Bank, National Wells Fargo Bank, National 1 Total employees (full-time equivalent) 239,836
More informationThe Capital Group Companies, Inc.
The Capital Group Companies, Inc. 333 South Hope Street Los Angeles, California 90071-1406 thecapitalgroup.com 16 May 2018 BY EMAIL - ORIGINAL IN POST (Lydia.Isaac@oilsearch.com, oilsearch@computershare.com.au)
More informationJ.P. Morgan Global Liquidity
J.P. Morgan Global Liquidity FOR INSTITUTIONAL AND PROFESSIONAL INVESTORS ONLY NOT FOR RETAIL USE OR DISTRIBUTION 2 Introducing J.P.Morgan Global Liquidity YOUR PARTNER: One of the world s largest liquidity
More informationThe Capital Group Companies, Inc.
The Capital Group Companies, Inc. 333 South Hope Street Los Angeles, California 90071-1406 thecapitalgroup.com 24 August 2017 BY EMAIL - ORIGINAL IN POST (Lydia.Isaac@oilsearch.com, oilsearch@computershare.com.au)
More informationU.S.$50,000,000 CDX.NA.HY % CREDIT-LINKED TRUST CERTIFICATES
PROSPECTUS U.S.$50,000,000 CDX.NA.HY.10 8.875% CREDIT-LINKED TRUST CERTIFICATES This Prospectus (Prospectus) constitutes a Prospectus for the purposes of Directive 2003/71/EC (the Prospectus Directive)
More informationJ.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands)
SUPPLEMENT No. 5 DATED 22 SEPTEMBER 2017 TO THE BASE PROSPECTUS DATED 26 APRIL 2017 J.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer JPMorgan Chase
More informationMANDATORY PROVIDENT FUND SCHEMES AUTHORITY. Guidelines on Recognized Exchanges
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Recognized Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation ( the Regulation
More informationRe: Notice of Change in Interests of Substantial Shareholder under Section 671B
The Capital Group Companies, Inc. 333 South Hope Street Los Angeles, California 90071-1406 29 October 2018 capitalgroup.com BY EMAIL - ORIGINAL IN POST (Lydia.Isaac@oilsearch.com, investor@oilsearch.com)
More informationFor personal use only
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme 3P LEARNING LIMITED ARSN 103 827 836 1. Details of substantial holder Name ACRSN (if
More informationFor personal use only
Goldman Sachs (Asia) L.L.C. 68th Floor Cheung Kong Center 2 Queen s Road Central Hong Kong Tel: (852) 2978-1000 Fax: (852) 2978-0967 BY ELECTRONIC SUBMISSION 18 February 2011 Australian Securities Exchange
More informationDealing Guide for. - Allianz Global Investors Asia Fund - Allianz Global Investors Fund - Allianz Global Investors Opportunities
Strictly for distributor/investment adviser use only. Not for distribution to the public. Dealing Guide for - Allianz Global Investors Asia Fund - Allianz Global Investors Fund - Allianz Global Investors
More informationMorgan Stanley Investment Funds Asia Opportunity Fund
Investment management For Marketing Purposes Only FACTSHEET DATA AS OF October 31, 2017 Morgan Stanley Investment Funds Asia Opportunity Fund Investment objective Seeks long-term capital appreciation by
More informationJ.P. Morgan Clearing Corp. CFTC Supplemental Disclosures
CFTC Supplemental Disclosures November 2015 Assets and Capital Allocation as of November 30, 2015 Asset Allocation Capital Employed Financing (Resales, Borrows) 74% 25% Inventory by Business Line 0% 0%
More informationRobert L. Young President, JPMorgan Funds
JPMORGAN TRUST III JPMorgan Multi-Manager Alternatives Fund 270 Park Avenue New York, New York 10017 Toll-Free (800) 480-4111 May 31, 2016 Dear Shareholder, The enclosed information statement contains
More informationAnnamacharya Bhavana Vahini
FOREIGN REMITTANCES - CURRENCY WISE Countries US DOLLAR... 2 EURO Accounts... 5 GBP (Get British Pound)... 6 AUD Accounts (Australian Dollar)... 7 CAD Accounts (Canadian Dollar)... 7 JPY Accounts (Japanese
More informationForm 604. Notice of change of interests of substantial holder
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme: ACN/ARSN: Iluka Resources Ltd 008 675 018 1. Details of substantial holder (1) Name:
More informationBrian Shlissel President, JPMorgan Funds
JPMORGAN TRUST III JPMorgan Multi-Manager Alternatives Fund 270 Park Avenue New York, New York 10017 Toll-Free (800) 480-4111 February 21, 2017 Dear Shareholder, The enclosed information statement contains
More informationJPMorgan Funds Singapore Offering Document March 2013
JPMorgan Funds Singapore Offering Document March 2013 Contents Section i) Singapore Prospectus Section ii) Luxembourg Prospectus Singapore Prospectus 18 March 2013 JPMORGAN FUNDS EQUITY SUB-FUNDS JPMORGAN
More informationChinaAMC Leveraged/Inverse Series
ChinaAMC Leveraged/Inverse Series ChinaAMC Direxion NASDAQ-100 Daily (-1x) Inverse Product Unaudited Semi-Annual Report For the period from 28 September 6 (date of inception) to 7 UNAUDITED SEMI-ANNUAL
More informationINTERIM FINANCIAL REPORT
(Stock Code: 3124) (Stock Code: 3134) (Stock Code: 3175) INTERIM FINANCIAL REPORT 2016 Contents Page(s) Investment portfolio (unaudited) 1 Statement of movements in portfolio holdings (unaudited) 4 Statement
More informationForm 603. Notice of initial substantial shareholder
Form 603 Corporations Act 2001 Section 671B tice of initial substantial shareholder To Company Name/Scheme VOCUS COMMUNICATIONS LIMITED ACN 084 115 499 1. Details of substantial holder Name ACRSN (if applicable)
More informationMANULIFE CHINA EQUITY FUND
Product Highlights Sheet dated 25 January 2018 MANULIFE CHINA EQUITY FUND RESPONSIBILITY STATEMENT This Product Highlights Sheet has been reviewed and approved by the directors and/or persons approved
More informationChinaAMC Leveraged/Inverse Series
ChinaAMC Leveraged/Inverse Series ChinaAMC Direxion NASDAQ-100 Daily (2x) Leveraged Product Unaudited Semi-Annual Report For the period from 28 September 6 (date of inception) to 7 UNAUDITED SEMI-ANNUAL
More informationThe Scheme. Trustee. MassMutual Trustees Limited 4/F & 12/F MassMutual Tower 38 Gloucester Road Wanchai, Hong Kong. Investment Manager.
A The Scheme Trustee MassMutual Trustees Limited 4/F & 12/F MassMutual Tower 38 Gloucester Road Wanchai, Hong Kong Investment Manager Allianz Global Investors Asia Pacific Limited 27/F, ICBC Tower, 3 Garden
More informationJ.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands)
SUPPLEMENT No. 1 DATED 16 MAY 2014 TO THE BASE PROSPECTUS DATED 29 APRIL 2014 J.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer JPMorgan Chase Bank,
More informationTHIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt as to any aspect of this circular or as to the action to be taken, you should consult your stockbroker or other
More informationFORM 1 INDIVIDUAL SUBSTANTIAL SHAREHOLDER NOTICE. General Notes
FORM 1 INDIVIDUAL SUBSTANTIAL SHAREHOLDER NOTICE General Notes 1. This Form 1 is for use by an individual disclosing a notifiable interest in a Hong Kong listed corporation under Part XV of the Securities
More informationRHB BIG CAP CHINA ENTERPRISE FUND
Date: 3 September 2016 RHB BIG CAP CHINA ENTERPRISE FUND RESPONSIBILITY STATEMENT This Product Highlights Sheet has been reviewed and approved by the directors of RHB Asset Management Sdn Bhd and they
More informationJ.P. MORGAN CHASE BANK BERHAD
J.P. MORGAN CHASE BANK BERHAD (Company number: 316347 D) UNAUDITED CONDENSED INTERIM FINANCIAL STATEMENTS FOR THE FINANCIAL PERIOD ENDED 30 JUNE 2017 Domiciled in Malaysia Principal place of business:
More informationJ.P. Morgan SIPP Transfer Form. 1. About you. 2. Tax residency
J.P. Morgan SIPP Transfer Form Valid from September 2014 Please complete this form in BLOCK LETTERS and black ink, and return it to: Freepost RTJH-BXTT-RHCJ, J.P. Morgan Asset Management, 60 Victoria Embankment,
More informationFUBON BANK (HONG KONG) LIMITED (Incorporated in Hong Kong under the Companies Ordinance) (Stock Code: 636)
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt as to any aspect of this Circular or as to the action to be taken, you should consult your stockbroker or other
More informationJ.P. Morgan Securities LLC CFTC Supplemental Disclosures
CFTC Supplemental Disclosures August 31, 2018 Assets and Capital Allocation as of August 31, 2018 Asset Allocation Capital Employed Financing (Resales, Borrows) 53% 5% Inventory by Business Line Public
More informationFORM 3B DIRECTOR S/CHIEF EXECUTIVE S NOTICE NOTIFICATION OF INTERESTS IN SHARES OF AN ASSOCIATED CORPORATION OF A LISTED CORPORATION.
FORM 3B DIRECTOR S/CHIEF EXECUTIVE S NOTICE NOTIFICATION OF INTERESTS IN SHARES OF AN ASSOCIATED CORPORATION OF A LISTED CORPORATION General Notes 1. This Form 3B is for use by a director or chief executive
More informationMorgan Stanley Investment Funds Global Balanced Risk Control Fund of Funds
Investment management For Marketing Purposes Only FACTSHEET DATA AS OF October 31, 2017 Morgan Stanley Investment s Global Balanced Risk Control of s Investment objective Seeks an attractive level of total
More information3M CO FORM 424B3. (Prospectus filed pursuant to Rule 424(b)(3)) Filed 03/27/07
3M CO FORM 424B3 (Prospectus filed pursuant to Rule 424(b)(3)) Filed 03/27/07 Address 3M CENTER BLDG. 220-11W-02 ST PAUL, MN 55144-1000 Telephone 6517332204 CIK 0000066740 Symbol MMM SIC Code 3841 - Surgical
More informationFor personal use only
Form 605 Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder To Company /Scheme DICK SMITH HOLDINGS LIMITED ACN/ARSN 166 237 841 1. Details of substantial holder (1) AXA SA
More informationRHB GLOBAL MACRO OPPORTUNITIES FUND
RHB GLOBAL MACRO OPPORTUNITIES FUND RESPONSIBILITY STATEMENT This Product Highlights Sheet has been reviewed and approved by the directors of RHB Asset Management Sdn Bhd and they collectively and individually
More informationAudited Financial Statements. 31 December 2013
China Pacific Insurance (Group) Co., Ltd. (Incorporated in the People s Republic of China with limited liability) Audited Financial Statements CONTENTS Pages REPORT OF THE BOARD OF DIRECTORS INDEPENDENT
More information`Form 604. Notice of change of interests of substantial holder
`Form 604 Corporations Law Section 671B Notice of change of interests of substantial holder To Company Name/Scheme Iluka Resources ACN/ARSN 1. Details of substantial holder (1) Name Management M&G M&G
More informationMorgan Stanley Investment Funds Global Opportunity Fund
INVESTMENT MANAGEMENT For Marketing Purposes Only FACTSHEET DATA AS OF OCTOBER 31, 2017 Morgan Stanley Investment Funds Global Opportunity Fund Investment objective Seeks long-term capital appreciation
More informationBrian Shlissel President, JPMorgan Funds
JPMORGAN TRUST III JPMorgan Multi-Manager Alternatives 270 Park Avenue New York, New York 10017 Toll-Free (800) 480-4111 April 17, 2017 Dear Shareholder, The enclosed information statement contains important
More informationNotice of Offering of Hong Kong Depositary Receipts in Connection with Listing on the Hong Kong Stock Exchange
March 25, 2011 SBI Holdings, Inc. (TOKYO:8473) Notice of Offering of Hong Kong Depositary Receipts in Connection with Listing on the Hong Kong Stock Exchange As stated in the press release Announcement
More informationC$1.1 trillion (US$850 billion). US$394 billion.
Manulife Financial Corporation (Manulife) is a leading international financial services group that traces its roots and investment management experience back to the 1800s. As at 31 March 2018, assets under
More informationForm 603. Notice of initial substantial holder
603 Page 1 of 5 1/5/2018 Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To Company Name/Scheme eservglobal Limited ACN/ARSN ACN 052 947 743 1. Details of substantial holder
More informationGlobal mirror fund guide
Investment choices Global mirror fund guide Singapore April 2018 Friends Provident International Limited Singapore Branch (Friends Provident International) has prepared this guide to help you choose the
More informationMerger of JPMorgan AsiaOne Fund into JPMorgan Asia Growth Fund
IMPORTANT: This letter is important and requires your immediate attention. If you have any questions about the content of this letter, please seek independent professional advice. Dear Investor, Merger
More information(1) Change applicable to JPMorgan Europe High Yield Bond Fund
IMPORTANT: This letter is important and requires your immediate attention. If you have any questions about the contents of this letter, please seek independent professional advice. Dear Investor, 27 December
More informationJPMorgan Europe Strategic Dividend Fund
AVAILABLE FOR PUBLIC CIRCULATION NEW JPMorgan Europe Strategic Dividend Fund Asset Management Company of the Year, Asia + Important information 1. The Fund invests at least 70% in equity securities of
More informationBank of America Merrill Lynch Global Securities Operations
CPA Contact Lists Audit Confirmation Contact List Effective as of June 1, 2018 Domestic Account Type Address Phone Number Bank of America Domestic Deposit Accounts Bank of America Commercial Non-Syndicated
More informationJ.P. Morgan Treasury and Securities Services Execution Policy
J.P. Morgan Treasury and Securities Services Execution Policy May 2012 This document sets out information on JPMorgan Chase Bank, N.A., London Branch s, J.P. Morgan Securities Ltd. s and J.P. Morgan Europe
More informationPrincipal Brochure. BOC-Prudential Easy-Choice. Mandatory Provident Fund Scheme. BOCI-Prudential Trustee Limited
Principal Brochure BOC-Prudential Easy-Choice Mandatory Provident Fund Scheme BOCI-Prudential Trustee Limited BOCI-Prudential Asset Management Limited INTRODUCTION BOCI-Prudential Trustee Limited is a
More informationThemes in bond investing June 2009
For professional investors only Not for public distribution May 2011 Themes in bond investing June 2009 China: an update on the market and government policy Introduction After disappointing performance
More informationTax Alert. China Issues New Tax Rules on Corporate Restructurings. I. Overview
June 2009 Authors: Clifford Ng clifford.ng@klgates.com + 852. 2230.3558 Shuang Peng shuang.peng@klgates.com + 852.2230.3590 K&L Gates is a global law firm with lawyers in 33 offices located in North America,
More informationKUOK FOUNDATION BERHAD LOAN PAYMENT METHODS & PROCEDURES
KUOK FOUNDATION BERHAD LOAN PAYMENT METHODS & PROCEDURES Payment Channels & Methods Please click on the buttons below for more details. CASH Payment is NOT ALLOWED Internet Banking Cheque / Money Order
More informationHDR Cancellation Procedure for Fast Retailing Co., Ltd.
HDR Cancellation Procedure for Fast Retailing Co., Ltd. Introduction Please read the following instructions/procedures before you submit the Cancellation instruction to the designated HDR registrar, Computershare
More informationMALAYAN BANKING BERHAD USD150,000, YEARS CALLABLE ZERO COUPON NOTES PRICING SUPPLEMENT
MALAYAN BANKING BERHAD USD150,000,000 30 YEARS CALLABLE ZERO COUPON NOTES PRICING SUPPLEMENT 16 March 2018 Malayan Banking Berhad (Company No. 3813-K) (incorporated with limited liability in Malaysia)
More informationOverview of Index Products and Development of ETFs in Hong Kong
Overview of Index Products and Development of ETFs in Hong Kong Calvin Tai Head of Trading Division Hong Kong Exchanges and Clearing Limited 13 May 2011 2 Agenda Overview of Index Products in Hong Kong
More informationPRICING SUPPLEMENT. Axiata SPV2 Berhad
PRICING SUPPLEMENT 12 November 2015 Axiata SPV2 Berhad Issue of U.S.$500,000,000 3.466 per cent. Sukuk due 19 November 2020 (the "Sukuk") under the U.S.$1,500,000,000 Sukuk Issuance Programme PART A CONTRACTUAL
More informationOverview of ETF Market in Hong Kong
Overview of ETF Market in Hong Kong Calvin Tai Head of Trading Division HKEx 19 June 2012 Agenda Overview of HKEx s ETF Market Participants of HKEx s ETF Market ETF Listing Process 2 HKEx is one of leading
More informationFUBON BANK (HONG KONG) LIMITED (Incorporated in Hong Kong under the Companies Ordinance) (Stock Code: 636)
THIS CIRCULAR IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION If you are in any doubt as to any aspect of this Circular or as to the action to be taken, you should consult your stockbroker or other
More informationKODEX HSI FUTURES ETF (HKD Counter Stock Code: 03124) KODEX HSI FUTURES RMB FX ETF (HKD Counter Stock Code: 03134) SUB-FUNDS OF SAMSUNG ETFs TRUST
KODEX HSI FUTURES ETF (HKD Counter Stock Code: 03124) KODEX HSI FUTURES RMB FX ETF (HKD Counter Stock Code: 03134) SUB-FUNDS OF SAMSUNG ETFs TRUST INTERIM FINANCIAL REPORT 2015 Contents 1 Investment Portfolio
More informationBlackRock Global Funds. Singapore Prospectus
BlackRock Global Funds Singapore Prospectus 27 July 2012 BLACKROCK GLOBAL FUNDS ASIA PACIFIC EQUITY INCOME FUND ASIAN DRAGON FUND ASIAN TIGER BOND FUND CHINA FUND EMERGING EUROPE FUND EMERGING MARKETS
More informationReal Estate and Other Real Assets: The Cost of Familiarity
Real Estate and Other Real Assets: The Cost of Familiarity September 5, 2013 Joseph K. Azelby, Head of Global Real Assets, J.P. Morgan Asset Management Mixed-use Office/Retail Beijing, China Familiarity
More informationTo Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees:
August 31, 2011 To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: We have been appointed by CSR plc, a company organized under the laws of England and Wales ( CSR ), as Exchange
More informationJ.P. Morgan Securities Inc. Regulation NMS Rule 606 Private Client Services 2nd Quarter
SEC Rule 606 (formerly Rule 11Ac1-6) Quarterly Report for the Quarter Ending June 30, 2007 J.P. MORGAN SECURITIES INC. MEMBER NYSE, NASD, AMEX, SIPC 300 SOUTH RIVERSIDE PLAZA SUITE IL1-0291, 11TH FLOOR
More informationForm604. Notice of change of interests of substantial holder
Form604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme St Barbara ACN/ARSN ACN 009 165 066 1. Details of substantial holder (1) Name Prudential
More informationJ.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands)
SUPPLEMENT No. 2 DATED 24 JULY 2014 TO THE BASE PROSPECTUS DATED 29 APRIL 2014 J.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer JPMorgan Chase Bank,
More information[Certification of Persons Surrendering Rule 144A GDSs for the Purpose of Withdrawing Deposited Securities] FARGLORY LAND DEVELOPMENT CO., LTD.
[Certification of Persons Surrendering Rule 144A GDSs for the Purpose of Withdrawing Deposited Securities] JPMorgan Chase Bank, N.A., as Depositary GDR Department One Chase Manhattan Plaza, Floor 58 New
More informationRe: Notice of Change in Interests of Substantial Shareholder under Section 671B
The Capital Group Companies, Inc. 333 South Hope Street Los Angeles, California 90071-1406 12 January 2016 thecapitalgroup.com BY FAX - ORIGINAL IN POST (61 3 9690 5196) 58 Queensbridge Street Southbank,
More informationAIA MPF - Prime Value Choice Principal Brochure
AIA MPF - Prime Value Choice mpf.aia.com.hk 1 Important Notes The MPF Conservative Fund, the Capital Stable Portfolio, the RCM Capital Stable Fund and the Fidelity Capital Stable Fund in the AIA MPF -
More informationDisclosure of Interests under the Securities and Futures Ordinance
Disclosure of Interests under the Securities and Futures Ordinance Hong Kong Shanghai Beijing Yangon www.charltonslaw.com TABLE OF CONTENTS A. DISCLOSURE BY SUBSTANTIAL SHAREHOLDERS... 1 1. SUBSTANTIAL
More informationMORGAN STANLEY INVESTMENT FUNDS
Draft: 16 May 2018 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. IF IN DOUBT, PLEASE SEEK PROFESSIONAL ADVICE MORGAN STANLEY INVESTMENT FUNDS Société d Investissement à Capital Variable
More informationCase KJC Doc 799 Filed 10/01/13 Page 1 of 6 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE.
Case 13-11482-KJC Doc 799 Filed 10/01/13 Page 1 of 6 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - In re EXIDE TECHNOLOGIES,
More informationFor personal use only
Form 604 Corporations Law Section 671B Notice of change of interests of substantial holder To Company Name/Scheme Ivanhoe Australia ACN/ARSN 1. Details of substantial holder (1) Name Funds (1) M&G M&G
More informationMorgan Stanley Investment Funds Frontier Markets Equity Fund
Investment management For Marketing Purposes Only FACTSHEET DATA AS OF August 31, 2017 Morgan Stanley Investment Funds Frontier Markets Equity Fund Investment objective Seeks long-term capital appreciation,
More informationPROPOSED WITHDRAW AL OF LISTING
KAZ MINERALS PLC 6 TH FLOOR CARDINAL PLACE 100 VICTORIA STREET LONDON SW1E 5JL Tel: +44 (0) 20 7901 7800 26 April 2018 PROPOSED WITHDRAW AL OF LISTING The Company announces that it proposes to withdraw
More informationDEFINITIONS. an agent who sells at least one life insurance product per month
In this prospectus: Š Š Š our, we and us refer to the AIA Group; the terms associate, connected person, connected transaction, subsidiary and substantial shareholder shall have the meanings given to such
More informationFor personal use only
The Capital Group Companies, Inc. 333 South Hope Street Los Angeles, California 90071-1406 thecapitalgroup.com 3 October 2017 BY FAX - ORIGINAL IN POST (61 3 9226 9065) Level 11, 60 City Road Southbank,
More informationalg Doc 769 Filed 04/02/12 Entered 04/02/12 18:49:42 Main Document Pg 1 of 7
Pg 1 of 7 AKIN GUMP STRAUSS HAUER & FELD LLP One Bryant Park New York, New York 10036 (212) 872-1000 (Telephone) (212) 872-1002 (Facsimile) Michael S. Stamer David H. Botter Abid Qureshi Counsel to Second
More informationJ.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer
SUPPLEMENT No. 3 DATED 27 AUGUST 2014 TO THE OFFERING CIRCULAR DATED 29 APRIL 2014 J.P. Morgan Structured Products B.V. (incorporated with limited liability in The Netherlands) as Issuer J.P. Morgan Indies
More informationDATE: NOVEMBER 2016 CHINA CONNECT TERMS - CLIENTS OF J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED. 1. Application
DATE: NOVEMBER 2016 CHINA CONNECT TERMS - CLIENTS OF J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED 1. Application 1.1 Notwithstanding any provision in any General Terms and Conditions, these China Connect
More information2017 Market Terms in Independent Sponsor Transactions
2017 Market Terms in Sponsor Transactions Survey of Selected Deals Family Office $7.5M $250,000 25% promote on Invested (with full catch-up) 20% after 1X after 2.5X MOIC N/A 5% of annual Family Office
More information