FORM LM-2 LABOR ORGANIZATION ANNUAL REPORT

Transcription

1 U.S. Department of Labor Office of Labor-Management Standards Washington, D FORM LM-2 LOR ORGNZTON NNUL REPORT MUST E USED Y LOR ORGNZTONS WTH $250,000 OR MORE N TOTL NNUL REEPTS ND LOR ORGNZTONS N TRUSTEESHP Form pproved Office of Management and udget No Expires: This report is mandatory under P.L , as amended. Failure to comply may result in criminal prosecution, fines, or civil penalties as provided by 29 U.S or 440. RED THE NSTRUTONS REFULLY EFORE PREPRNG THS REPORT. For Official Use Only 1. FLE NUMER PEROD OVERED From 07/01/2013 Through 06/30/ (a) MENDED - s this an amended report: No (b) HRDSHP - Filed under the hardship procedures: No (c) TERMNL - This is a terminal report: No 4. FFLTON OR ORGNZTON NME ELETRL WORKERS EW FL-O 5. DESGNTON (Local, Lodge, etc.) LOL UNON 7. UNT NME (if any) 6. DESGNTON NR MLNG DDRESS (Type or print in capital letters) First Name TOM P.O ox - uilding and Room Number Number and Street 2840 EL ENTRO ROD., #115 Last Name OKUMUR 9. re your organization's records kept at its mailing address? Yes ity SRMENTO State ZP ode Each of the undersigned, duly authorized officers of the above labor organization, declares, under penalty of perjury and other applicable penalties of law, that all of the information submitted in this report (including information contained in any accompanying documents) has been examined by the signatory and is, to the best of the undersigned individual's knowledge and belief, true, correct and complete (See Section V on penalties in the instructions.) 70. SGNED: Thomas F Meredith PRESDENT 71. SGNED: Mark Steelman TRESURER : Sep 29, 2014 Telephone Number: : Sep 29, 2014 Telephone Number: Form LM-2 (Revised 2010)

2 TEMS 10 THROUGH 21 FLE NUMER: During the reporting period did the labor organization create 20. How many members did the labor organization have at the end 1,765 or participate in the administration of a trust or a fund or of the reporting period? No organization, as defined in the instructions, which provides 21. What are the labor organization's rates of dues and fees? benefits for members or beneficiaries? Rates of Dues and Fees 11(a). During the reporting period did the labor organization have Yes Dues/Fees Unit Minimum Maximum a political action committee (P) fund? (a) Regular Dues/Fees 32.70per MONTH $17.70 $ (b). During the reporting period did the labor organization have (b) Working Dues/Fees 9.5%per WGES 1.5% 9.5% a subsidiary organization as defined in Section X of these No (c) nitiation Fees 100per NTTE $10 $100 nstructions? (d) Transfer Fees per 12. During the reporting period did the labor organization have an audit or review of its books and records by an outside Yes (e) Work Permits 9.5%per WGES 1.5% 9.5% accountant or by a parent body auditor/representative? 13. During the reporting period did the labor organization discover any loss or shortage of funds or other assets? (nswer No "Yes" even if there has been repayment or recovery.) 14. What is the maximum amount recoverable under the labor organization's fidelity bond for a loss caused by any officer, $1,295,000 employee or agent of the labor organization who handled union funds? 15. During the reporting period did the labor organization acquire or dispose of any assets in a manner other than purchase or No sale? 16. Were any of the labor organization's assets pledged as security or encumbered in any way at the end of the reporting No period? 17. Did the labor organization have any contingent liabilities at Yes the end of the reporting period? 18. During the reporting period did the labor organization have any changes in its constitution or bylaws, other than rates of No dues and fees, or in practices/procedures listed in the instructions? 19. What is the date of the labor organization's next regular 06/2015 election of officers? orm LM-2 (Revised 2010)

3 STTEMENT - SSETS ND LLTES FLE NUMER: SSETS SSETS Schedule Start of Reporting Period End of Reporting Period Number 22. ash $1,268,967 $1,231, ccounts Receivable 1 $0 24. Loans Receivable U.S. Treasury Securities $0 $0 26. nvestments 5 $4,171,281 $4,199, Fixed ssets 6 $1,293,017 $1,344, Other ssets 7 $4,606 $7, TOTL SSETS $6,737,871 $6,783,221 LLTES LLTES Schedule Start of Reporting Period End of Reporting Period Number 30. ccounts Payable Loans Payable Mortgages Payable $0 $0 33. Other Liabilities 10 $19,401 $17, TOTL LLTES $19,401 $17, NET SSETS $6,718,470 $6,765,658 orm LM-2 (Revised 2010)

4 STTEMENT - REEPTS ND DSURSEMENTS FLE NUMER: SH REEPTS SH MOUNT SH DSURSEMENTS SH MOUNT 36. Dues and gency Fees $868, Representational ctivities 15 $1,182, Per apita Tax $0 51. Political ctivities and 16 $54, Fees, Fines, ssessments, Work Permits $2,182, ontributions, Gifts, and Grants 17 $37, Sale of Supplies $2, $368, nterest $39, Union dministration 19 $241, Dividends $0 55. enefits 20 $374, Rents $0 56. Per apita Tax $642, Sale of nvestments and Fixed ssets 3 $2 57. Strike enefits $0 44. Loans Obtained Fees, Fines, ssessments, etc. $0 45. Repayments of Loans Made Supplies for Resale $5, On ehalf of ffiliates for Transmittal to Them $0 60. Purchase of nvestments and Fixed ssets 4 $192, From Members for Disbursement on Their ehalf $0 61. Loans Made Other Receipts 14 $50, Repayment of Loans Obtained TOTL REEPTS $3,143, To ffiliates of Funds ollected on Their ehalf $0 64. On ehalf of ndividual Members $0 65. Direct Taxes $80,215 Form LM-2 (Revised 2010) 66. Subtotal $3,180, Withholding Taxes and Payroll Deductions 67a. Total Withheld $0 67b. Less Total Disbursed $1,247 67c. Total Withheld ut Not Disbursed -$1, TOTL DSURSEMENTS $3,181,447

5 SHEDULE 1 - OUNTS REEVLE GNG SHEDULE FLE NUMER: Entity or ndividual Name Total ccount Receivable Days Past Due 180+ Days Past Due Liquidated ccount Receivable Total of all itemized accounts receivable $0 $0 $0 $0 Totals from all other accounts receivable Totals (Total of olumn will be automatically entered in tem 23, olumn) $0 $0 $0 $0 orm LM-2 (Revised 2010)

6 SHEDULE 2 - LONS REEVLE FLE NUMER: List below loans to officers, employees, or members which at any time during the reporting period exceeded $250 and list all loans to business enterprises regarless of amount. Loans Outstanding at Start of Period Loans Made During Period Repayments Received During Period ash (1) Other Than ash (2) Loans Outstanding at End of Period Total of loans not listed above Total of all lines above $0 $0 $0 $0 $0 Totals will be automatically entered in... tem 24 tem 61 tem 45 tem 69 tem 24 olumn with Explanation olumn orm LM-2 (Revised 2010)

7 SHEDULE 3 - SLE OF NVESTMENTS ND FXED SSETS FLE NUMER: Description (if land or buildings give location) ost ook Value Gross Sales Price Received 2006 FORD EXPLORER $23,537 $18,188 $1 $ VTOR $18,623 $0 $1 $1 Total of all lines above $42,160 $18,188 $2 $2 Less Reinvestments $0 (The total from Net Sales Line will be automatically entered in tem 43)Net Sales $2 orm LM-2 (Revised 2010)

8 SHEDULE 4 - PURHSE OF NVESTMENTS ND FXED SSETS FLE NUMER: Description (if land or buildings, give location) ost ook Value ash Paid UK LROSSE $34,829 $34,829 $34,829 FORD EXPLORER $6,302 $6,302 $6,302 SOLR RETROFT $65,753 $65,753 $65,753 LRM $2,222 $2,222 $2,222 ELETR VEHLE HRGNG STTON $8,100 $8,100 $8,100 OFFE FURNTURE $3,265 $3,265 $3,265 OFFE EQUPMENT $17,772 $17,772 $17,772 PTL ONTRUTONS T $11,401 $11,401 $11,401 RENVESTED NTEREST $39,522 $39,522 $39,522 PYMENTS TO ONE LOR PLZ $3,506 $3,506 $3,506 Total of all lines above $192,672 $192,672 $192,672 Less Reinvestments $0 (The total from Net Purchases Line will be automatically entered in tem 60.) Net Purchases $192,672 orm LM-2 (Revised 2010)

9 SHEDULE 5 - NVESTMENTS FLE NUMER: Description Marketable Securities. Total ost $3,860,314. Total ook Value $3,866,824. List each marketable security which has a book value over $5,000 and exceeds 5% of Line. WELLS FRGO DVSORS $1,045,886 SMTH RNEY NVESTMENTS $2,820,938 Other nvestments D. Total ost $332,942 E. Total ook Value $332,942 F. List each other investment which has a book value over $5,000 and exceeds 5% of Line E. lso, list each subsidiary for which separate reports are attached. ULDNG TRDES SSOTON PRTNERSHP (33.33%) $165,938 ONE LOR PLZ PRTNERSHP (50%) $167,004 G. Total of Lines and E (Total will be automatically entered in tem 26, olumn) $4,199,766 Form LM-2 (Revised 2010)

10 SHEDULE 6 - FXED SSETS FLE NUMER: Description ost or Other asis Total Depreciation or Expensed ook Value. Land (give location) $0 $0 $0. uildings (give location) uilding 1 : 2840 EL ENTRO ROD SRMENTO, $1,627,176 $781,942 $845,234 $845,234. utomobiles and Other Vehicles $142,237 $97,965 $44,272 $44,272 D. Office Furniture and Equipment $282,010 $230,312 $51,698 $51,698 E. Other Fixed ssets $439,331 $35,983 $403,348 $403,348 F. Totals of Lines through E (olumn Total will be automatically entered in tem 27, olumn) orm LM-2 (Revised 2010) Value $2,490,754 $1,146,202 $1,344,552 $1,344,552

11 SHEDULE 7 - OTHER SSETS FLE NUMER: Description ook Value NSF HEKS REEVLE $396 DUE FROM ONE LOR PLZ PRTNERSHP $7,328 Total (Total will be automatically entered in tem 28, olumn) $7,724 orm LM-2 (Revised 2010)

12 SHEDULE 8 - OUNTS PYLE GNG SHEDULE FLE NUMER: Entity or ndividual Name Total ccount Payable Days Past Due 180+ Days Past Due Liquidated ccount Payable Total for all itemized accounts payable $0 $0 $0 $0 Total from all other accounts payable $0 $0 $0 $0 Totals (Total for olumn will be automatically entered in tem 30, olumn) $0 $0 $0 $0 orm LM-2 (Revised 2010)

13 SHEDULE 9 - LONS PYLE FLE NUMER: Source of Loans Payable at ny Time During the Reporting Period Loans Owed at Start of Period Loans Obtained During Period Repayment During Period ash (1) Repayment During Period Other Than ash (2) Loans Owed at End of Period Total Loans Payable $0 $0 $0 $0 $0 tem 31 tem 44 tem 62 tem 69 tem 31 Totals will be automatically entered in... olumn with Explanation olumn orm LM-2 (Revised 2010)

14 SHEDULE 10 - OTHER LLTES FLE NUMER: Description at End of Period PYROLL WTHHOLDNGS PYLE $1,411 RENT DEPOSTS $16,000 VTON PYLE $152 Total Other Liabilities (Total will be automatically entered in tem 33, olumn) $17,563 orm LM-2 (Revised 2010)

15 SHEDULE 11 - LL OFFERS ND DSURSEMENTS TO OFFERS FLE NUMER: Name Title MEREDTH, THOMS F PRESDENT Representational ctivities MEREDTH, NDREW J USNESS REP Representational ctivities STEELMN, SOTT USNESS REP P Representational ctivities OKUMUR, TOM USNESS MNGR/FN. SE. N Representational ctivities LRK, D'ELMN USNESS REP Representational ctivities LERT, FRNK USNESS REP Representational ctivities LEY, RN EXEUTVE ORD Representational ctivities PRSD, JSON EXEUTVE ORD Representational ctivities LRSON, DOUG EXEUTVE ORD Representational ctivities MOORE, YNTH EXEUTVE ORD Representational ctivities RODRGUEZ, GGY EXEUTVE ORD Representational ctivities NEWMN V, MTHELL 85 % 52 % 9 9 Status Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Gross Salary Disbursements (before any deductions) llowances Disbursed (F) (G) Disbursements for Other Official usiness Disbursements not reported in through (F) (H) TOTL $11,093 $0 $0 $0 $11,093 ontributions dministration 10 $98,437 $0 $8,134 $0 $106,571 5 % ontributions 1 % 5 % dministration $4,160 $0 $555 $0 $4,715 ontributions dministration 4 % 10 $111,540 $0 $4,641 $0 $116,181 2 % ontributions 2 % 8 % dministration 36 % $91,007 $0 $6,771 $0 $97,778 5 % ontributions 2 % 2 % dministration $85,932 $0 $6,927 $0 $92,859 1 ontributions dministration $2,344 $0 $0 $0 $2,344 ontributions dministration 1 % 10 $1,953 $0 $0 $0 $1,953 ontributions dministration 10 $0 $0 $0 $0 $0 ontributions dministration 10 $2,851 $0 $0 $0 $2,851 ontributions dministration 10 $3,711 $0 $0 $0 $3,711 ontributions dministration 10

16 EXMNNG ORD Representational ctivities ENEMN, DLLN EXMNNG ORD Representational ctivities KERNEY, SEN EXMNNG ORD Representational ctivities UHO, MKE EXMNNG ORD Representational ctivities NRNJO, JESSE EXMNNG ORD Representational ctivities KONKOL, SNDY HRMN Representational ctivities RODEN, JOHN REORDER N Representational ctivities RROS, MKE VE-HRMN Representational ctivities HUNTER, WLLRD EXEUTVE OMMTTEE Representational ctivities TERRLL, MHEL EXEUTVE OMMTTEE Representational ctivities WLLMS, MRK EXEUTVE OMMTTEE Representational ctivities MONTLVO, RHRD J EXEUTVE ORD N Representational ctivities NELSON, RET NEGOTTONS N Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and $0 $0 $0 $0 $0 ontributions dministration 10 $625 $0 $0 $0 $625 ontributions dministration 10 $391 $0 $0 $0 $391 ontributions dministration 10 $547 $0 $0 $0 $547 ontributions dministration 10 $1,719 $0 $0 $0 $1,719 ontributions dministration 10 $0 $0 $0 $0 $0 ontributions dministration 10 $430 $0 $0 $0 $430 ontributions dministration 10 $0 $0 $0 $0 $0 ontributions dministration 10 $0 $0 $0 $0 $0 ontributions dministration 10 $0 $0 $0 $0 $0 ontributions dministration 10 $0 $0 $0 $0 $0 ontributions dministration 10 $1,719 $0 $0 $0 $1,719 ontributions dministration 10 $2,514 $0 $0 $0 $2,514

17 Representational ctivities PULEO, RONLD EXMNNG ORD P Representational ctivities ROMO, RYMOND REORDNG SERETRY Representational ctivities SLEEM, KHLD H DELEGTE Representational ctivities STEELMN,.. USNESS REP P Representational ctivities STEVENS, SEN D USNESS REP P Representational ctivities TUTT, DOM Y DELEGTE N Representational ctivities WRD, ROERT USNESS REP Representational ctivities WHTE, RHRD NEGOTTONS N Representational ctivities HEGRTY, JM USNESS REP N Representational ctivities WLLMS, ROERT USNESS REP P Representational ctivities WYTT, TM USNESS REP P Representational ctivities ENTON, ROERT DELEGTE P % Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and ontributions dministration $195 $0 $0 $0 $195 ontributions dministration 10 $4,297 $0 $0 $0 $4,297 ontributions dministration 10 $1,030 $0 $0 $0 $1,030 ontributions dministration 10 $4,727 $0 $1,507 $0 $6,234 ontributions 10 dministration $72,803 $0 $4,695 $0 $77,498 ontributions dministration 5 $421 $0 $0 $0 $421 ontributions dministration 10 $89,438 $0 $4,184 $0 $93,622 1 ontributions 4 % 3 % dministration 15 % $687 $0 $0 $0 $687 ontributions dministration $90,375 $0 $4,269 $0 $94,644 ontributions dministration $4,159 $0 $1,327 $0 $5,486 ontributions 10 dministration $4,159 $0 $697 $0 $4,856 ontributions 10 dministration $39 $0 $0 $0 $39 Political ctivities and 10

18 Representational ctivities ontributions dministration GSTON, HENRY EXMNNG ORD $194 $0 $0 $0 $194 P Political ctivities and Representational ctivities ontributions dministration 10 Total Officer Disbursements $693,497 $0 $43,707 $0 $737,204 Less Deductions Net Disbursements $737,204 orm LM-2 (Revised 2010)

19 SHEDULE 12 - DSURSEMENTS TO EMPLOYEES FLE NUMER: Name ONNER, DONN OFFE STFF N/ Title Representational ctivities ULLRS, DEORH OFFE STFF N/ Representational ctivities JMENEZ, REYN OFFE STFF N/ Representational ctivities PTERSON, PTR OFFE STFF N/ Representational ctivities VLLSENOR, NOLE OFFE STFF N/ Representational ctivities Other Payer Political ctivities and Political ctivities and Political ctivities and Political ctivities and Political ctivities and Gross Salary Disbursements (before any deductions) TOTLS REEVED Y EMPLOYEES MKNG $10,000 OR LESS Representational ctivities Political ctivities and llowances Disbursed (F) Disbursements for Official usiness (G) Other Disbursements not reported in through (F) (H) TOTL $14,778 $0 $0 $0 $14,778 ontributions 10 dministration $59,818 $0 $0 $0 $59,818 ontributions 10 dministration $27,957 $0 $0 $0 $27,957 ontributions 10 dministration $54,551 $0 $0 $0 $54,551 ontributions 10 dministration $525 $0 $0 $0 $525 ontributions ontributions 10 dministration dministration Total Employee Disbursements $157,629 $0 $0 $0 $157,629 Less Deductions Net Disbursements $157,629 $0 orm LM-2 (Revised 2010)

20 SHEDULE 13 - MEMERSHP STTUS FLE NUMER: ategory of Membership Number Voting Eligibility TVE MEMERS 1,310 Yes RETRED MEMERS 455 No Members (Total of all lines above) 1,765 gency Fee Payers* Total Members/Fee Payers 1,765 *gency Fee Payers are not considered members of the labor organization. Form LM-2 (Revised 2010)

21 DETLED SUMMRY PGE - SHEDULES 14 THROUGH 19 FLE NUMER: SHEDULE 14 OTHER REEPTS 1. Named Payer temized Receipts $46, Named Payer Non-itemized Receipts $0 3. ll Other Receipts $3, Total Receipts $50,168 SHEDULE 17 ONTRUTONS, GFTS & GRNTS 1. Named Payee temized Disbursements $5, Named Payee Non-itemized Disbursements $0 3. To Officers $9, To Employees $0 5. ll Other Disbursements $23, Total Disbursements $37,297 SHEDULE 15 REPRESENTTONL TVTES 1. Named Payee temized Disbursements $504, Named Payee Non-itemized Disbursements $131, To Officers $522, To Employees $0 5. ll Other Disbursements $23, Total Disbursements $1,182,231 SHEDULE 16 POLTL TVTES ND LOYNG 1. Named Payee temized Disbursements $0 2. Named Payee Non-itemized Disbursements $0 3. To Officers $31, To Employees $0 5. ll Other Disbursements $23, Total Disbursement $54,390 SHEDULE 18 GENERL OVERHED 1. Named Payee temized Disbursements $17, Named Payee Non-itemized Disbursements $94, To Officers $35, To Employees $157, ll Other Disbursements $62, Total Disbursements $368,761 SHEDULE 19 UNON DMNSTRTON 1. Named Payee temized Disbursements $5, Named Payee Non-itemized Disbursements $24, To Officers $138, To Employees $0 5. ll Other Disbursements $73, Total Disbursements $241,710 orm LM-2 (Revised 2010)

22 SHEDULE 14 - OTHER REEPTS FLE NUMER: Name and ddress S SERR T 2840 EL ENTRO ROD SRMENTO Type or lassification REMURSEMENT Name and ddress WLLM D KOPPER 417 E STREET DVS Type or lassification SETTLEMENT Form LM-2 (Revised 2010) REMURSEMENT 01/09/2014 $6,824 Total temized Transactions with this Payee/Payer $6,824 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $6,824 SETTLEMENT 03/04/2014 $40,000 Total temized Transactions with this Payee/Payer $40,000 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $40,000

23 SHEDULE 15 - REPRESENTTONL TVTES FLE NUMER: Name and ddress DMS RODWELL JOSEPH RDOZO 520 PTOL MLL 350 SRMENTO Type or lassification LEGL FEES Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $7,864 Total of ll Transactions with this Payee/Payer for This Schedule $7,864

24 Name and ddress ULLERT NDUSTRL ELETR MUSTNG DRVE NDERSON Type or lassification JO TRGETNG JO TRGETNG 10/25/2013 $5,063 JO TRGETNG 06/19/2014 $6,318 Total temized Transactions with this Payee/Payer $11,381 Total Non-temized Transactions with this Payee/Payer $9,045 Total of ll Transactions with this Payee/Payer for This Schedule $20,426

25 Name and ddress ENTRL SERR ELETR O. N 698 JKSON Type or lassification JO TRGETNG JO TRGETNG 08/23/2013 $7,500 JO TRGETNG 09/27/2013 $17,550 JO TRGETNG 01/28/2014 $6,275 JO TRGETNG 03/21/2014 $12,550 JO TRGETNG 04/24/2014 $6,275 Total temized Transactions with this Payee/Payer $50,150 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $50,150

26 Name and ddress OLLNS ELETR O N HNNEL DRVE SRMENTO Type or lassification JO TRGETNG JO TRGETNG 07/17/2013 $12,150 JO TRGETNG 08/23/2013 $31,638 JO TRGETNG 09/27/2013 $18,210 JO TRGETNG 10/25/2013 $13,152 JO TRGETNG 11/25/2013 $21,625 JO TRGETNG 12/23/2013 $6,757 JO TRGETNG 01/28/2014 $16,912 JO TRGETNG 02/26/2014 $4,750 JO TRGETNG 04/24/2014 $16,750 JO TRGETNG 06/19/2014 $6,250 Total temized Transactions with this Payee/Payer $148,194 Total Non-temized Transactions with this Payee/Payer $560 Total of ll Transactions with this Payee/Payer for This Schedule $148,754

27 Name and ddress ELTE POWER N SHER LNE SRMENTO Type or lassification JO TRGETNG JO TRGETNG 07/17/2013 $9,060 JO TRGETNG 08/23/2013 $10,335 JO TRGETNG 09/27/2013 $9,338 JO TRGETNG 12/23/2013 $6,938 JO TRGETNG 04/24/2014 $5,293 JO TRGETNG 05/28/2014 $5,200 JO TRGETNG 06/19/2014 $5,200 Total temized Transactions with this Payee/Payer $51,364 Total Non-temized Transactions with this Payee/Payer $13,854 Total of ll Transactions with this Payee/Payer for This Schedule $65,218

28 Name and ddress HNGTOWN ELETR N #1 SUNRSE GOLD RNHO ORDOV Type or lassification JO TRGETNG Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $10,563 Total of ll Transactions with this Payee/Payer for This Schedule $10,563

29 Name and ddress K & ELETR 2233 LOOMS Type or lassification JO TRGETNG Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $12,665 Total of ll Transactions with this Payee/Payer for This Schedule $12,665

30 Name and ddress LUPPEN & HWLEY TH VE SRMENTO Type or lassification JO TRGETNG JO TRGETNG 07/17/2013 $23,200 JO TRGETNG 08/23/2013 $11,600 JO TRGETNG 09/27/2013 $5,800 Total temized Transactions with this Payee/Payer $40,600 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $40,600

31 Name and ddress M & J ELETR 5209 NDUSTRL VE NDERSON Type or lassification JO TRGETNG JO TRGETNG 07/17/2013 $5,450 Total temized Transactions with this Payee/Payer $5,450 Total Non-temized Transactions with this Payee/Payer $18,331 Total of ll Transactions with this Payee/Payer for This Schedule $23,781

32 Name and ddress MH ELETR N #5 MYFR DRVE HO Type or lassification JO TRGETNG Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $9,140 Total of ll Transactions with this Payee/Payer for This Schedule $9,140

33 Name and ddress OUTERRDGE ELETRL 1750 VERNON STREET ROSEVLLE Type or lassification JO TRGETNG JO TRGETNG 10/25/2013 $11,250 Total temized Transactions with this Payee/Payer $11,250 Total Non-temized Transactions with this Payee/Payer $7,250 Total of ll Transactions with this Payee/Payer for This Schedule $18,500

34 Name and ddress PLUMERS PPEFTTERS LOL NEWMN OURT SRMENTO Type or lassification REMURSEMENT SETTLEMENT REMURSEMENT 03/04/2014 $13,333 Total temized Transactions with this Payee/Payer $13,333 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $13,333

35 Name and ddress PRO ELETR 889 TRUS HEGHTS Type or lassification JO TRGETNG JO TRGETNG 09/27/2013 $7,500 Total temized Transactions with this Payee/Payer $7,500 Total Non-temized Transactions with this Payee/Payer $6,270 Total of ll Transactions with this Payee/Payer for This Schedule $13,770

36 Name and ddress S VLLEY ELETR 24 LUE SKY OURT SRMENTO Type or lassification JO TRGETNG JO TRGETNG 09/27/2013 $7,500 JO TRGETNG 10/25/2013 $9,225 JO TRGETNG 11/25/2013 $5,250 Total temized Transactions with this Payee/Payer $21,975 Total Non-temized Transactions with this Payee/Payer $10,400 Total of ll Transactions with this Payee/Payer for This Schedule $32,375

37 Name and ddress SN JOQUN ELETR N STOKTON Type or lassification JO TRGETNG JO TRGETNG 12/23/2013 $7,000 JO TRGETNG 01/28/2014 $7,000 JO TRGETNG 04/24/2014 $7,000 JO TRGETNG 06/19/2014 $7,000 Total temized Transactions with this Payee/Payer $28,000 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $28,000

38 Name and ddress SHETTER ELETR 1377 SRMENTO Type or lassification JO TRGETNG JO TRGETNG 08/23/2013 $5,625 JO TRGETNG 01/28/2014 $6,158 JO TRGETNG 02/26/2014 $6,313 JO TRGETNG 03/21/2014 $30,235 JO TRGETNG 04/24/2014 $24,375 Total temized Transactions with this Payee/Payer $72,706 Total Non-temized Transactions with this Payee/Payer $18,079 Total of ll Transactions with this Payee/Payer for This Schedule $90,785

39 Name and ddress SHEET METL WORKERS LOL ROW NYON ROD SN RMON Type or lassification REMURSEMENT SETTLEMENT REMURSEMENT 03/04/2014 $13,333 Total temized Transactions with this Payee/Payer $13,333 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $13,333

40 Name and ddress STEPHENS ELETRL 6748 DGGER PNE LNE NDERSON Type or lassification JO TRGETNG JO TRGETNG 07/17/2013 $9,000 JO TRGETNG 08/23/2013 $12,000 JO TRGETNG 12/23/2013 $8,090 Total temized Transactions with this Payee/Payer $29,090 Total Non-temized Transactions with this Payee/Payer $7,455 Total of ll Transactions with this Payee/Payer for This Schedule $36,545

41 Form LM-2 (Revised 2010)

42 SHEDULE 16 - POLTL TVTES ND LOYNG FLE NUMER There was no data found for this schedule. SHEDULE 17 - ONTRUTONS, GFTS & GRNTS FLE NUMER: Name and ddress EW LOL ORNGE TREE RLE VVLLE Type or lassification ONTRUTON ONTRUTON 01/07/2014 $5,000 Total temized Transactions with this Payee/Payer $5,000 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $5,000 Form LM-2 (Revised 2010)

43 SHEDULE 18 - GENERL OVERHED FLE NUMER: Name and ddress LLED PRNTNG OMPNY 1912 O STREET SRMENTO Type or lassification PRNTNG Name and ddress T&T 5025 ROL STREM L Type or lassification TELEPHONE Name and ddress ULDNG TRDES SSOTON 2840 EL ENTRO ROD SRMENTO Type or lassification OFFE RENT Name and ddress GOLDEN EGLE NSURNE SN DEGO Type or lassification NSURNE Name and ddress NTEGRTED SOFTWRE PPLTONS N DOMNON WY OLORDO SPRNGS O Type or lassification OMPUTER EQUPMENT & SUPPLES Name and ddress ROH 1300 NTONL DRVE SRMENTO Type or lassification MNTENNE GREEMENT Name and ddress SERR OFFE SUPPLES Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $5,099 Total of ll Transactions with this Payee/Payer for This Schedule $5,099 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $6,817 Total of ll Transactions with this Payee/Payer for This Schedule $6,817 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $6,000 Total of ll Transactions with this Payee/Payer for This Schedule $6,000 NSURNE 07/19/2013 $10,151 Total temized Transactions with this Payee/Payer $10,151 Total Non-temized Transactions with this Payee/Payer $1,081 Total of ll Transactions with this Payee/Payer for This Schedule $11,232 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $6,434 Total of ll Transactions with this Payee/Payer for This Schedule $6,434 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $18,906 Total of ll Transactions with this Payee/Payer for This Schedule $18,906

44 9950 HORN ROD SRMENTO Type or lassification OFFE SUPPLES Name and ddress STPLES 500 STPLES DRVE FRMNGHM M Type or lassification OFFE SUPPLES Name and ddress US POSTL SERVE LOS NGELES Type or lassification POSTGE Name and ddress VNTGE OMMUNTONS 1846 LKE STREET LSTOG Type or lassification OMPUTER EXPENSES Name and ddress WNKLER FORNER, PS 3211 EL MNO VENUE SRMENTO Type or lassification OUNTNG Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $6,505 Total of ll Transactions with this Payee/Payer for This Schedule $6,505 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $6,213 Total of ll Transactions with this Payee/Payer for This Schedule $6,213 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $16,242 Total of ll Transactions with this Payee/Payer for This Schedule $16,242 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $12,021 Total of ll Transactions with this Payee/Payer for This Schedule $12,021 UDT 11/14/2013 $7,500 Total temized Transactions with this Payee/Payer $7,500 Total Non-temized Transactions with this Payee/Payer $9,300 Total of ll Transactions with this Payee/Payer for This Schedule $16,800 orm LM-2 (Revised 2010)

45 SHEDULE 19 - UNON DMNSTRTON FLE NUMER: Name and ddress EW 340 SOFTLL TEM 2840 EL ENTRO ROD SRMENTO Type or lassification UNON DMN Name and ddress S VLLEY LOR ULLETN 2840 EL ENTRO ROD SRMENTO Type or lassification LOR NEWSLETTER Name and ddress SOUTHWEST RLNES 2702 LOVE FELD DRVE DLLS TX Type or lassification MEETNGS Name and ddress WSHNGTON OURT HOTEL 525 NEW JERSEY VE NW WSHNGTON D Type or lassification MEETNGS orm LM-2 (Revised 2010) UNON DMN 04/10/2014 $5,000 Total temized Transactions with this Payee/Payer $5,000 Total Non-temized Transactions with this Payee/Payer Total of ll Transactions with this Payee/Payer for This Schedule $5,000 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $13,971 Total of ll Transactions with this Payee/Payer for This Schedule $13,971 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $5,793 Total of ll Transactions with this Payee/Payer for This Schedule $5,793 Total temized Transactions with this Payee/Payer Total Non-temized Transactions with this Payee/Payer $5,019 Total of ll Transactions with this Payee/Payer for This Schedule $5,019

46 SHEDULE 20 - ENEFTS FLE NUMER: Description To Whom Paid PENSON E#4 $17,032 HELTH & WELFRE OPE WELFRE FUND $49,442 PENSON SEW #29 $10,922 PENSON SEW #340 $76,461 HELTH & WELFRE SEW #340 $179,303 PENSON WESTERN STTES EMPLOYEE PENSON $29,074 WORKERS OMPENSTON NSURNE MTRUST NORTH MER $12,732 Total of all lines above (Total will be automatically entered in tem 55.) $374,966 orm LM-2 (Revised 2010)

47 69. DDTONL NFORMTON SUMMRY FLE NUMER: Question 11(a): EW LOL UNON 340 P FORMS FLED WTH: FR POLTL PRTES OMMSSON 428 J STREET, SUTE 800 SRMENTO, Question 12: UDT PERFORMED Y OUTSDE OUNTNG FRM: WNKLER FORNER, Ps 3211 EL MNO VENUE SRMENTO, Question 17: THE LOL PROVDES FOR WGE SUPPLEMENTTON FOR PPROVED ONTRTORS TO E LE TO OMPETE N THE LOL MRKET. THS JO TRGETNG FUND S PRT OF THE GENERL FUND ND FTER PPROVL THE LOL HS ONTNGENT LLTY TO EH ONTRTOR THT T HS PPROVED FOR WGE SUPPLEMENTTON FOR THE DFFERENE ETWEEN THE TOTL MOUNT PPROVED ND THE MOUNT PD OUT S OF THE YER END. Schedule 13, Row1:TVE MEMERS PY FULL DUES. DUES RTES VRY Y LEVEL OF MEMERS. Schedule 13, Row2:RETRED MEMERS DO NOT PY DUES. Schedule 13, Row2:RETRED MEMERS DO NOT HVE THE RGHT TO VOTE S THEY RE NOT TVELY WORKNG N THE NDUSTRY. Form LM-2 (Revised 2010)