Tariff of Accounts and Services for Corporate Clients

Transcription

1 Tariff of Accounts and Services for Corporate Chartered Bank (China) Limited

2 NOTE This tariff applies to all services provided by Chartered Bank (China) Limited (the "Bank") to its corporate clients. "Corporate " refer to any company, corporate, institution, individual business and other non natural person clients. Where a tariff is related to a service charge that can be addressed per the market rate, the Bank might negotiate with its clients on case-by-case basis within the rate range based on the corresponding market environment, funding costs, management costs and complexity of the specific service. The Bank might charge a rate which is lower than the rate range depending on the particularities of the individual client. The Bank has the right to update and modify charges listed in this tariff from time to time based on its discretion and/or in compliance with relevant laws or regulations or regulatory requirements. The modified and updated tariff will be noticed to the clients through the way of public announcement (i.e. putting up notification in the Bank's business sites and/or releasing notification on the Bank's website). Where the clients continue to hold and operate their accounts and/or use bank services from the effective date of tariff modification and update as indicated in the Bank's public announcement, the clients shall be deemed as having agreed with the modified and updated tariff. This tariff excludes any tax or fees charged by any government authourity. Any postage, Telex/SWIFT charge or any charge by any third party institution (including correspondent bank charge) shall be borne by the client account that incurs the respective charge. Bank reserves the right to collect the charge(s) in this tariff in CNY or FCY. If the Bank charges are paid in a currency other than the denominated currency, conversion shall be conducted and calculated by the exchange rate published by the Bank. "Same City" category in this tariff denotes certain Administrative Division no smaller than prefecture-level city, and includes the same municipalities directly under the Central Government, Capital Cities, and cities specifically designated in state plan. Where there is any inconsistency between Chinese version and English version, the Chinese version shall prevail. If you have any suggestion or complaints towards our products/services, please call or send us a mail at: Straight2bank.cn@sc.com. This Tariff takes effect from 26 Sep 2018.

3 Z Government Regulated Tariff RMB Account Services Z1 Cross Bank Outward Remittance Z1.1 Via HVPS (incl. Same City and Cross City) Transaction Amount <= CNY10,000 <= CNY100,000 <= CNY500,000 <= CNY1,000,000 > CNY1,000,000 CNY5 per CNY10 per CNY15 per CNY20 per 0.002% of CNY200 per Note: Handling fee of the fund transfer for payroll, retirement and old aged pension is CNY2 per. Handling fee of the fund transfer for financial treasury, donation fund and consolation fund is free. Z1.2 Via BEPS or Local Clearing System (incl. same city and cross city) Cross Bank and Same City Via BEPS or Local Clearing System CNY1.2 per Cross Bank and Cross City Via BEPS CNY1.2 per Note: Handling fee of the fund transfer for payroll, retirement and old aged pension is CNY2 per. Handling fee of the fund transfer for financial treasury, donation fund and consolation fund is free. Z2 Cheque Z2.1 Report Loss Fee Cost of Production Z2.2 Z2.3 CNY1 per 0.1% of face value CNY5 per CNY0.4 per copy Note: When client returns the unused cheque, the Bank should refund the handling fee per the number of used cheques returned. Z3 Cashier Order / Draft Z3.1 Report Loss Fee Cost of Production Z3.2 Z3.3 Note: BAD (CNY0.48/copy) and CAD (CNY 12/booklet) applies above cost of production, but without handling fee. Ruled by: Notice of NDRC and CBRC on the printing and issuance of the Government-regulated pricing index of commercial bank service. No268[2014] 1

4 R Market Regulated Tariff RMB Account Services R1 Inward Remittance R1.1 Domestic RMB inward remittance Via HVPS, BEPS and Credit Note (including via Alliance Bank) R1.2 Direct Debit Instruction (BEPS / Alliance Bank) CNY2 per As per agreement R1.2.1 Via BEPS R1.2.2 Through Our Alliance Bank R1.3 Remittance from Abroad R2 Outward Remittance R2.1 Book Transfer (including same city and cross city) R2.2 Regular Payment (e.g. Payroll Service) CNY2 per R2.3 Stop Payment/Amendment/Cancellation Instruction CNY10 per R2.4 RMB Cross-border Outward Remittance Same as F2.1 Outward Remittance Charge R2.5 Onshore Fund Transfer of RMB NRAs (Outward Remittance from RMB NRA to Onshore RMB A/C / Outward Remittance from RMB A/C to RMB NRA) Same as 2.4 RMB Cross-border Outward Remittance charge Note: The charges for cross border RMB Outward Remittance via SWIFT do not contain any charges that may be imposed by overseas correspondent banks. As such, your beneficiary may not receive the full of the remittance. R3 Draft/Cheque Service Draft/Cheque Collection R3.1.1 Intra City Cheque (via Local Clearing) R3.1.2 Cross City Cheque (via Check Image Exchange System) R3.1.3 Commercial Acceptance Draft /Bank Acceptance Draft R3.2 Stop/Cancellation of Draft/Cheque Payment R3.3 Draft Warehousing Service R3.4 Draft Query Service (Applicable to selected clients only) R3.1 R4 Payment Voucher R4.1 CNY Remittance Application Form Cost of Production Credit Note (including Cost of Production) R4.2 CNY10 per CNY20 per (Include postage) CNY10 CNY250 per As per agreement. CNY15 per booklet CNY30.5 per booklet Note: Different format of certificates may be applied to different cities. Please check with your related branch. R4.3 Other Vouchers Cost of Production The pricing is local regulated. Please check with your related branch 2

5 R RMB Account Services R5 Cash Withdrawal RMB (From CNY Basic Account) R6 Other Services R6.1 Bank Reference Letter (Account Relationship, Balance Confirmation) CNY150 per request Account Confirmation Letter CNY150 per request Lending Card Annual Report CNY150 per request R6.2 R6.3 Statement / Advice / Voucher / Cleared Cheque - Request for Copy / Re-issue By Mail R Less Than 2 Months R More Than 2 Months CNY1,000 CNY50 per copy R More Than 12 Months CNY1,000 CNY100 per copy Express charges will be applied if express delivery service is adopted. R6.4 R6.4.1 R6.4.2 By / Fax CNY100 per copy R Less Than 12 Months R Months Ago CNY1,000 R6.4.3 Urgent - Same Day Delivery R Courier R / Fax R6.5 R6.6 R6.7 R6.7.1 Plus CNY50 per request Plus CNY30 per request Dormant Account Definition: Inactive over One Year Maintenance Fee CNY400 per account per year (subject to the account balance) imum Balance Required Monthly Average Balance: CNY40,000 Maintenance Fee RMB Cross-border business Agency Fee RMB Cross Border Business Agency Fee 0.5% of the lending for handling RMB cross border lending application. R6.8 Business Registration Enquiry via Bank Network Enquiree is Onshore Client R6.8.2 Enquiree is Offshore Client Registered in Hong Kong CNY250 or R6.8.3 Enquiree is Offshore Client Registered Overseas CNY1,500 or R

6 F FCY Account Services F1 Inward Remittance F1.1 Inward Payment via SWIFT / local FCY clearing system USD5 or per plus USD10 or per F1.1.1 Inward Payment F1.1.2 Favouring the other SCB branch in China Outward Remittance Fee via SWIFT applied F1.1.3 Favouring a bank other than SCB China Note:1. If payer indicate that all charges borne by payer, SCB China will seek charge from payer bank with the of USD 25 or, instead of charging our client under F Relevant domestic correspondent bank charge may apply and we will charge our client the actual occurred or F2 Outward Remittance F2.1 Via Telegraphic Transfer (Electronic) 0.1% of plus telex fee CNY140 or equicalent 0.2% of plus telex fee CNY140 or (Paper or Fax) CNY200 or CNY850 or CNY200 or CNY850 or Note: The charges for Outward Remittance via SWIFT do not contain any charges that may be imposed by overseas correspondent banks. As such, your beneficiary may not receive the full of the remittance. If the remitter enjoys preferential price and selects 'BEN' for outward remittance, handling fee and telex fee will be deducted from the remitted and, the beneficiary will bear the standard overseas correspondent bank charge, instead of preferential fee charge. F2.2 F2.2.1 F2.2.2 F2.2.3 Overseas Bank Charge (Charge on Applicant) Transaction Currency: USD/SGD Transaction Currency: HKD/EUR/GBP/AUD/CHF/DKK/NZD Transaction Currency: SEK F2.3 Local Clearing (Please check with your related branch for the availability of the service) Same as F2,1 Outward Remittance Charge F2.4 Via Local Foreign Currency RTGS System (Available in Shenzhen Only) Same City: CNY5 or Transaction Amount <= CNY10,000 or CNY10 or <= CNY50,000 or CNY15 or <= CNY100,000 or CNY20 or <= CNY1,000,000 or 0.002% of > CNY1,000,000 or USD28 or per USD24 or per USD46 or per Note: The fee only applies where overseas bank charge is borne by applicant. CNY100 or 0.1% of CNY 20 or CNY1,000 or From Shenzhen to Hong Kong F2.5 Via Book Tansfer (including same city and cross city) F2.6 Stop Payment / Amendment / Cancellation / Enquiry and Refund CNY150 or per Urgent Payment Service CNY35 or per F2.7 Note: Please check with your related branch for the capability of the service. F2.8 Payment Confirmation (via Fax) CNY20 or per F2.9 International ACH CNY60 or per F3 Draft/Check Collection/Payment F3.1 Check/Draft Collection F % of plus Postage CNY150 or per 0.1% of the F3.1.2 Returned Cheque / Draft F3.1.3 Collection via PBOC's Shen- Kong Paper Clearing System 4 CNY200 or CNY800 or CNY20 or CNY1,000 or

7 F FCY Account Services F3.2 Check/Draft Payment F % of CNY200 or CNY800 or plus Telex Fee CNY140 or CNY140 or per CNY30 or per F3.2.2 Report Loss F3.2.3 Returned Cheque F4 Cash Withdraw F5 Other Services F5.1 Issuance of FCY Cheque book 0.4% of CNY40 or CNY25 or per booklet Bank Reference Letter (incl. A/C Relationship, Balance and Status) CNY150 or per request Account Confirmation Letter F5.3 CNY150 or per request Statement / Advice / Voucher / Cleared Cheque - Request for Copy / Re-issue F5.4 F5.4.1 By Mail F Less Than 2 Months CNY1,000 or CNY50 or F More Than 2 Months per copy CNY100 or CNY1,000 or F More Than 12 Months per copy Express charges will be applied if customer requests for express delivery service. F5.4.2 By / Fax F Less Than 12 Months CNY100 or F Months Ago CNY1,000 or per copy F5.4.3 Urgent - Same day delivery CNY50 or per request F Courier CNY30 or per request F / Fax F5.1.1 Cost of Production F5.2 F5.5 Dormant Account Definition: Inactive Over One Year Maintenance Fee F5.6 imum Balance Required Monthly Average Balance: to CNY40,000 Maintenance Fee F5.7 Overseas Lending CNY400 or per account per year (subject to the account balance) 0.5% of the overseas lending per F5.8 Foreign Currency Account Maintenance Fee Euro EUR20 per account per month (Exempt for accounts with average balance lower than EUR 1,000) Swiss Francs CHF20 per account per month (Exempt for accounts with average balance lower than CHF 1,000) F5.9 TWIST-Account Fee Summary F5.9.1 Setup Fee (One-time) F5.9.2 Maintenance Fee F6 USD 200 or per market USD 50 or per month per market Telex/SWIFT Worldwide F7 F7.1 F7.2 F7.3 F7.4 F7.5 F7.6 F7.7 CNY140 or per Postage ( each 0.5 kg ) Inland China HK and Macau Japan and South Korea South East Asia and Australia West Europe, U.S.A. and Canada South Asia, Central and South America Middle East, Africa, and Eastern Europe CNY35 or per CNY105 or per CNY140 or per CNY175 or per CNY210 or per CNY245 or per CNY350 or per 5

8 T Trade Services T1 Import (includes Domestic and Cross-Border.Domestic LC tariff is charged in CNY only) Documentary Credits T1.1.1 Issuance T1.1 T1.1.2 Amendment - Increased Amount T1.1.3 Amendment - Extension of Validity USD40 or 0.15% of L/C issuance per every 3 months or part thereof 0.15% of increased USD40 or L/C USD40 or 0.15% of L/C issuance per every 3 months or part thereof T1.1.4 Amendment - Others USD35 or per request T1.1.5 Issuance of Back to Back L/C 0.125% of Back to Back L/C per month T1.1.6 Import LC Cancellation USD50 or per LC USD40 or per request T1.1.7 Document Return / Rejection T1.2 USD100 or Import Bills under Documentary Credits T % of import bills USD30 or T1.2.2 Discrepancy Fee USD75 or per request T1.2.3 Commission In Lieu of Exchange 0.125% of import bills USD10 or (collection and payment currency is same as documentary currency) T1.2.4 Reimbursement charge for each import bills T1.2.5 Acceptance Commission/Deferred Payment Undertaking per month or part of a month T1.2.6 Overdue Bills (Bills remains unpaid more than one month) T1.3 USD65 or per request 0.1% of import bills USD40 or per month or part thereof USD35 or per month or part thereof per bill (counting from the 31st day from the bill due date or submitting date) Shipping Guarantee T1.3.1 Shipping Guarantee Issuance USD40 or per guarantee T1.3.2 Shipping Guarantee Amendment USD15 or per guarantee T1.3.3 Irredeemable Guarantees Handling 0.125% of invoice USD40 or value of the goods per every 3 months or part thereof T1.4 Import Bills for Collection T % of import bills USD30 or T1.4.2 Commission in lieu of exchange 0.125% of import bills USD10 or (collection and payment currency is same as documentary currency) T1.4.3 Overdue Bills (Bills remains unpaid more than one month) T1.4.4 Validation T1.5 Import Bills Financing T1.6 Vendor Prepay Service Charge USD35 or per month or part thereof Validation fee charge will be based on customer risk assumed within the range case by case basis 0.3% of financed (from seller) % of the avalised import bills per month 8% of the avalised import bills per month 0.3% of the bill financing

9 T Trade Services T2 Export (includes Domestic and Cross-Border. Domestic LC tafiff is charged in CNY only) L/C Advising/Amendment T2.1.1 Pre - Advising T2.1.2 Advising L/C T Same City Customer (Beneficiary's location is the same city of advising branch) T Cross City Customer (Beneficiary's location is not in same city of advising branch) T2.1.3 Amendment - Others T2.1.4 Cancellation - L/C Advising T2.1 T2.2 USD15 or USD30 or per L/C USD40 or per L/C USD20 or per amendment USD25 or per L/C L/C Confirmation T2.2.1 Confirmation -Sight L/C Approved % of the LC. The charge is calculated from effective date of the confirmation to LC expiry date + 10 days (collect at the time of confirmation) *per every 3 months or part of thereof **Subject to the type of risk undertaken dependent upon issuing bank's country and issuing bank 8% of confirming T2.2.2 Confirmation - Usance L/C Approved % of the LC confirmation. The charge is calculated from effective date of the confirmation to maturity date (including usance tenor plus grace days defined by the bank and to be collected at the time of confirmation) *quoted on every 3 months basis per each single calculation period and when the related calculation period is less then 3 months, fee will be charged as of 3 months **Pricing is subject to risk undertaken upon issuing bank's country and issuing bank; 8% of confirming T2.2.3 Cancellation - L/C Confirmation USD25 or per request L/C Transfer T2.3.1 No Alteration to Terms and Conditions of LC T2.3.2 With Alteration to Terms and Conditions of LC T2.3.3 Amendment - Increase L/C Amount or Extend Validity T2.3 T2.3.4 Amendment - Others T2.4 USD40 or per L/C 0.15% of USD40 or transferring USD40 or For increase: 0.15% of increased L/C ; For validity extension: 0.15% of full L/C USD40 or Export Bills under L/C T2.4.1 T Beneficiary T Applicant T2.4.2 Commission In Lieu of Exchange (collection and payment currency is same as documentary currency) 0.125% of negotiated export bill 0.25%of negotiated export bill 0.125% of negotiated export bill 7 USD30 or USD50 or USD10 or

10 T Trade Services USD105 or per every 3 months or part thereof T2.4.3 Overdue bills - Unpaid sight bills 4 months from date of dispatch - Unpaid accepted bills 3 months from due date T2.4.4 Pre-Check - Beneficiary T2.5 USD25 or per (applicable for selective customer who has a continued pre-checking arrangement for over three months) Export Bills for Collection T2.5.1 T Beneficiary 0.125% of export bill collection USD30 or T Applicant 0.25% of export bill collection USD50 or T2.5.2 Commission In Lieu of 0.125% of export bill collection USD10 or Exchange (collection and payment currency is same as documentary currency) T2.5.3 Overdue bills - Unpaid sight bills 4 months from date of dispatch - Unpaid accepted bills 3 months from due date USD105 or per every 3 months or part thereof T3 Guarantees/Bonds/Surety Bonds/Standby Credits T3.1 Guarantees/Performance/Surety Bonds Issuance/Standby Credits USD60 or 0.125% - 0.3% dependent upon the type of risk undertaken per month or part thereof If it is non-standard guarantee, additional USD50 or is charged USD30 or per T3.1.1 Issuance T3.1.2 T3.1.3 Amendment T Increased Amount 0.125% - 0.3% of increased dependent upon the type of risk undertaken, per month or part thereof 0.125% - 0.3% of issued dependent upon the type of risk undertaken, per month or part thereof USD35 or per amendment T Extension of Validity T Others (not Involved Amount T3.2 and Validity) Intra Group Guarantee (Guarantee issued against counter-guarantee of another Chartered entity) (a) Issuance (b) Amendment (c) Claim/Payment USD100 or per T3.3 Bank Guarantee/SBLC issuance Pre-vetting USD 50 or /per, refundable to client upon BG issuance T3.4 Bank Guarantee/SBLC Authentication and Safekeeping Authentication USD20 or /per; Safekeeping USD15 or /per 8

11 T Trade Services T4 Open Account Trade T4.1 Draft T4.1.1 Banker Acceptance Draft (BAD) 0.05% of the draft T4.1.2 BAD Issuance Risk Exposure Fee( Net As per agreement T4.1.3 Commercial Draft Discounting 0.2% of the draft Exposure = Full BAD Amount - Cash Pledge Amount) Handling Commission T4.2 USD130 or per debtor T4.2.2 Invoice (Non-Insurance 0.3% of invoice value T4.2.3 Invoice (Insurance Subject to the risk of buyer's country and the insurance premium rate for the country Covered Transaction) Covered Transaction) Invoice Financing Bank Payment Obligation (BPO) T 5.1 Baseline Creation (with or without BPO) - Buyer BPO Issuance 0.158% of BPO issuance 0.158% of BPO BPO Tenor Extension issuance 0.158% of BPO BPO Value Increase increased Unexpired BPO Cancellation Fee USD50 or Buyer Bank Services USD30 or per baseline establishment Outstanding Purchase Order USD10 or charged every month end T T T T T T 5.2 4% of BAD issuance for each BAD based on approved BCA 0.5% of 6% of invoice value invoice value USD40 or USD40 or USD40 or Baseline Creation (with or without BPO) - Seller T Obligor Bank Risk Facility T Seller Bank Services T Outstanding Purchase Order T 5.3 1% of BAD issuance for each BAD based on approved BCA 0.3% of invoice value T5 T Factoring T4.2.1 Debtor Credit Limit Checking Fee T4.3 0% of confirming USD50 or per baseline establishment USD10 or charged every month end 8% of confirming BPO Dataset Handling - Buyer T BPO Usance Commission BPO Dataset Handling - Seller T Dataset 0.1% of BPO T 5.4 T Commission In Lieu of Exchange (collection and USD50 or per dataset 0.125% of BPO USD10 or payment currency is same as documentary currency) BPO Collection - Buyer T Collection 0.125% of BPO T 5.5 USD30 or BPO Collection - Seller T Collection 0.125% of BPO USD30 or T Commission In Lieu of Exchange 0.125% of BPO USD10 or T 5.6 (collection and payment currency is same as documentary currency) 9

12 T Trade Services T6 Other Services T6.1 Re-Issue Debit/Credit Advice T6.2 USD12 or per request Debit/Credit Advice Copy Request T6.2.1 Less Than 2 months USD3 or per request T Months Ago T6.2.3 Same day (T+0) Delivery USD6 or per request Plus postage fee USD25 or T6.2.4 Next day (T+1) Delivery Plus postage fee USD12 or T6.3 Cross Border RMB Remittance under L/C/Collection/Guarantee 0.125% of CNY300 T7 Telex / Swift T7.1 Imports (includes Domestic and Cross-Border) Documentary Credits - Issuance USD50 or and additional charges applied if the wording is unduly long Documentary Credits - Amendment USD25 or per amendment Cancellation of L/C USD25 or per request Bank Payment Obligation Charges - Buyer USD10 or per message T7.1.1 T7.1.2 T7.1.3 T7.1.4 T7.2 USD50 or and additional charges applied if the wording is unduly long USD25 or per amendment T7.2.2 Guarantee/Standby Credit - Amendment T7.3.2 Cancellation - L/C Confirmation T7.3.3 Remittance by TT (MT103/202) T7.3.4 Correspondent Bank Charges T7.3.5 Bank Payment Obligation Charges - Seller T9 Postage (Every 0.5 kg ) T9.1 Inland China HK and Macau Japan and South Korea S.E. Asia and S. Pacific W. Europe, U.S.A. and Canada S. Asia, Central and South America Middle East, Africa and Eastern Europe T9.3 T9.4 T9.5 T9.6 T9.7 USD50 or USD25 or USD25 or USD20 or USD30 or USD10 or per message Other Telex/Swift Charges Cross Border (China, Hong Kong / Macau) and Domestic T9.2 USD50 or Exports (includes domestic and cross-border) T7.3.1 Cancellation - L/C Advising T8 CNY850 Guarantees/Standby Credits T7.2.1 Guarantee/Standby Credit - Issuance T7.3 USD20 or per request CNY35 or USD CNY105 or USD CNY140 or USD CNY175 or USD CNY210 or USD CNY245 or USD CNY350 or USD Note: All documentary credits are handled in accordance with Uniform Customers and Practice for Documentary Credits (2007 Revision), ICC Publication No.600 and any subsequent approved amendments.all Collections are handled in accordance with Uniform Rules for Collections ICC Publication in 1995 and any subsequent approved amendments. All reimbursements are handled in accordance with Uniform Rules for Reimbursements under documentary credits, ICC Publication and any subsequent approved amendments. Unless instructed, unpaid certificate is not required for bills/ drafts refused to receive or accept. 10

13 L Liquidity Services L1 loan *0.35%* no. ofdays / 360.Principal pay the commission. CNY15,000 or Bilateral Entrustment Loan Commission L2 Liquidity Management (Cash Sweeping and Interest Optimization) L2.1 Domestic Cash Sweeping and Interest Optimization L2.1.1 Implementation Fee CNY20,000 or per structure CNY3,000 or per structure per month Daily commission is 0.3% CNY1,000 or of accumulated per outstanding entrustment account loan /360. Daily accrued, monthly or annually settled. L2.1.2 Maintenance Fee L2.1.3 Commission L2.2 Cross-Border Cash Sweeping and Interest Optimization L2.2.1 Implementation Fee L2.2.2 Maintenance Fee L2.2.3 Commission (CNY or FCY two-way sweeping) L3 CNY20,000 or per structure CNY3,000 or per structure per month Daily commission is 0.3% CNY5,000 or of accumulated per outstanding intercompany account loan /360. Daily accrued, monthly or annually settled. Master / Sub Account Services This is to faciltate the cash management of account receivables / payable via the mapping of sub account to master account L3.1 Set Up Fee (One Off) L3.2 Maintenance Fee CNY1,000 or per set up CNY300 or per set up per month L4 Cross Border Centralized Operation L4.1 Handing fee of centralized payment / collection & netting L5 Virtual Account Service L5.1 Account Set Up Fee (One Off) L5.2 Maintenance Fee CNY 50 or per original CNY1,000 or per agreement CNY1,000 or per agreement per month L6 Other Services L6.1 Direct Debit Instruction Service via Third Parties L6.1.1 Implementation Fee (One Off) CNY10,000 according to the L6.1.2 Transaction Fee L6.2 Direct Debit Instruction Service via SCB (apply to SCB account only) L6.2.1 Implementation Fee (One Off) CNY 4,000 L6.2.2 Transaction Fee CNY 2 per L6.3 L6.3.1 L6.3.2 L6.3.3 L6.3.4 Straight2Bank Receivable Management (The service and its pricing will be revoked from 01 Jan 2019) System & Reconciliation Rule Setup Fee (One-Off) CNY 30,000 per account Maintenance Fee CNY 1,200 per account Receipt Matching Fee CNY 0.3 per successful receipt matched Invoice Historical Records Storage Fee CNY 0.06 per invoice or collection record 11

14 C Channel Services C1 3rd Party Bank Account Services C1.1 Perform enquiry and operate on client s account in 3rd party bank upon client's instruction. Implementation Fee (One-Off) C1.1.1 Setup Partner Bank as the 3rd Party Bank CNY15,000 C1.1.2 Setup Non Partner Bank as the 3rd Party Bank CNY30,000 C1.2 Transaction C rd Party Bank Collection CNY10 per C rd Party Bank Payment CNY10 per C1.3 Maintenance CNY2,000 per account per month Maintenance Fee Note: The above 3rd Party Bank Account Service fees exclude fees charged by 3rd Party Bank. 3rd Party Bank fees per client's request will be borne by the client. C1.4 Shared ATM Service (Cash deposit at SCB partner bank's ATM) C2 SWIFT Services C2.1 SWIFT Reporting Service C2.1.1 SWIFT MT940 / MT950 Report according to the CNY800 per account per month Send daily account detail report as per client's request C2.1.2 SWIFT MT900 / MT910 Report CNY800 per account per month Send intraday credit/debit report as per client s request C2.1.3 SWIFT MT942 Report CNY2,500 per account per month Send intraday account detail report as per client's request C2.2 MT101 Service (client specific payment order) C2.2.1 Setup Fee (One-off) CNY1,000 C2.2.2 Monthly Maintenance Fee CNY600 C2.2.3 Receiving of MT101 (SCB act as an executing bank) Same as Outward Remittance C2.2.4 Delivery of MT101 (SCB act as a forwarding bank) CNY140 per C2.2.5 Amendment / Cancellation of MT101 CNY140 per C3 Straight2Bank Vasco Token C4 CNY120 per piece Straight2Bank Web To access bank e-draft services via SCB online banking S2B C4.1 Implementation Fee (One-Off) C4.2 Maintenance Fee CNY300 per month C4.3 ECDS USB Key CNY100 per piece C4.4 ECDS Digital Signature Service Charge (Per year Per USB Key) CNY200 Note: Providing e-draft service to client via S2B linked to ECDS, including draft issuance, acceptance, endorsement, discounting, collection etc. C5 C5.1 C5.2 C5.3 Straight2Bank Access To transmit data via leased line or internet with specific signing and encryption process. Client s ERP system is directly integrated with the bank, allowing the submission of instructions and the receipt of response and report. CNY50,000 Implementation Fee (One-Off) - Covers project management cost to be incurred from system integration with client's system for Straight2Bank Acess, including but not limited to system integration, testing, system setup, etc. CNY4,500 per month Maintenance Fee CNY300 per request Onsite System Recovery Note: Implementation fee (One-Off) and maintenance fee only applicable for Straight2Bank Access implementation with NEW Group ID setup in China. Expenses on cross-city onsite support per client's request will be borne by the client. The one-off implementation fee does not include license fee and system development cost. The license fee will be subject to vendor's pricing and the development cost will be agreed with client prior to implementation. 12

15 C Channel Services C6 Super Connect Mobile Payment Collection Service To collect the funds from individual customers' QR code payment or mobile payment to client's bank account with Chartered Bank via the payment gateway or acquiring terminals provided by Chartered Bank's payment channel service providers. C6.1 C6.2 C6.3 Implementation Fee (One-Off) - Covers project management cost to be incurred from system integration with client's system for SuperConnect Mobile Payment Collection Service, including but not limited to system integration, testing, system setup, etc. Maintenance Fee 0.6% of the CNY50,000 CNY4,500 per month Note: Implementation fee (One-Off) and maintenance fee are only applicable for WeChat QR Code Payment Collection Service related APIs (e.g. payment/refund status, refund, report, etc.) setup in China. Expense on cross-city onsite support per client's request will be bornebytheclient.theoneoffimplementationfeedoesnotincludelicensefeeandsystemdevelopment cost. The license fee will be suject to vendor's pricing and the development cost will be agreed with client prior to implementation. C7 Other Services - (Applicable to Straight2Bank Client only) C7.1 Beneficiary Payment Advice (via ) C7.2 Info Manager Reporting Service C7.3 OMS Reporting Service CNY1 per request Service Fee CNY100 per month C7.3.1 Credit Advice (Inward Remittance via SWIFT only) CNY100 per month C7.3.2 Daily Statement CNY100 per month B CNY150 B-Share Cash Clearing Services B1 Inward Remittance Clearing Customer Cheque Deposit via SCB HK HKD130 per HKD180 per B2 Outward Remittance Clearing Customer Non Clearing Customer B2.1 Telegraphic Transfer B2.2 Via Local Foreign Currency RTGS system (Available in Shenzhen Only) Same City: Fee rate: Amount <= CNY10,000 <= CNY50,000 <= CNY100,000 <= CNY1,000,000 >CNY1,000, % : HKD100 or : HKD200 or 0.10% : HKD100 or : HKD400 or CNY5 or CNY10 or CNY15 or CNY20 or 0.002% of payment CNY100 or B3 Clearing Services Services Charge (Follow the Tariff of CSDCC Shenzhen) 13 Non Clearing Customer

16 A Securities Services Tariff A1 Settlement and Clearing Services A1.1 Qualified Foreign Investor / RMB Qualified Foreign Investor (Cover Settlement & Clearing of Equities, Bonds & Funds ) USD70 or per A1.2 Qualified Domestic Investor(Cover Settlement & Clearing of Equities, Bonds & Funds in overseas markets ) China B share (Cover Settlement & Clearing of B share Equities) services & markets defined USD60 or per China Interbank Bond Market (Cover Settlement & Clearing for Foreign Investors' investment in China Interbank Bond Market) Securities Investment Funds RMB200 or per A1.6 Asset management products (Cover Asset Management Products from Fund Management Companies and Subsidiaries / Brokers, Insurance Assets, Trust Plans, Bank Wealth Management Products, Private Funds) A2 Custody Services A2.1 Qualified Foreign Investor / RMB Qualified Foreign Investor (Cover Custody Services of Equities, Bonds, Funds ) Qualified Domestic Investor(Cover Custody Services of Equities, Bonds, Funds ) A2.3 China B Share (Cover Custody Services of Equities) A2.4 China Interbank Bond Market (Cover Asset Services for Foreign Investors' investment in China Interbank Bond Market ) Securities Investment Funds Asset management products (Cover Asset Management Products from Fund Management Companies and Subsidiaries / Brokers, Insurance Assets, Trust Plans, Bank Wealth Management Products, Private Funds) A1.3 A1.4 A1.5 A2.2 A2.5 A % per annum (base on monthly net asset valuation USD1000 or 0.4% per annum (base on monthly net asset value) 0.2% per annum (base on monthly net asset value A1.5 / A1.6 / A2.5 / A2.6 will be effective subject to relevant regulatory approval. A3 Valuation Service Service Charge (Cover Services of Asset valuation, Compliance monitoring, Performance measurement & Regulatory reporting ) A4 China Interbank Bond Market Settlement Agent A4.1 Trading Agent Fee % per annum (base on monthly net asset valuation) 0.01% on the settlement per

17 A Securities Services Tariff A5 Repair Fee / Cancellation Fee A5.1 Repair Fee & Cancellation Fee A6 Proxy Voting Fee A6.1 Proxy Voting Fee USD10 or per USD50 or per general voting per account. USD1,500 or per meeting attendance per account A7 Service Fee - Bonus Issues / Rights Issues A7.1 Qualified Foreign Investor / RMB Qualified Foreign Investor A7.2 China B share A8 IPO Processing Fee A8.1 IPO Processing Fee A9 Investment Application Fee A9.1 Investment Application Fee A10 Monthly Administration Fee A10.1 Maintaining Internal Sub-account USD50 or per USD100 or per USD200 or per USD5000 or per USD2000 per sub-account per month or A11 Futures Margin Deposit Bank Services A11.1 Futures Margin Deposit Account Monthly Administration Fee (Applicable to SCBCL s Qualified Foreign Investor / RMB Qualified Foreign Investor only) USD1500 or per month A11.2 Futures Margin Payment Handling Fee (Applicable to SCBCL's Qualified Foreign Investor / RMB Qualified Foreign Investor only) USD50 or per margin payment / withdrawal A12 Other Services A12.1 Customized Services E Escrow Services Service Charge Specific services charges will be agreed upon with clients. The charges are calculated based on clients specific requirements, their business scale and complexity of the documentation. 15

18 FI Correspondent Banking Services FI1 China LC Relay FI1.1 Document Handling / Payment Commission Discrepancy Fee Telex Fee Delivery Fee Reimbursement Charge FI1.2 FI1.3 FI1.4 FI1.5 FI2 USD150 or USD150 or USD60 or USD60 or USD160 or Cross-border RMB Clearing To provide RMB payment and collection services to the overseas banks who hold vostro A/C with SCB CN FI2.1 Outward Remittance debit Nostro A/C FI2.1.1 Outward Remittance - via MT103 OUR FI2.1.2 Outward Remittance - via MT103 BEN/SHA - Benededuct FI2.1.3 Interbank - via MT202 CNY40 per CNY80 per (debit from the principal) CNY30 per Inward Remittance ( credit Nostro A/C ) FI2.2.1 Inward Remittance - via MT103 OUR FI2.2.2 Inward Remittance - via MT103 BEN/SHA Creditdeduct FI2.2.3 Interbank - via MT202 FI2.2 FI2.3 FI2.3.1 FI2.3.2 FI2.4 FI2.4.1 FI2.4.2 FI2.5 FI2.5.1 FI2.5.2 FI2.5.3 FI2.5.4 FI2.5.5 FI2.5.6 FI3 Nostro Account Services Account Opening Fee Monthly Account Maintenance Fee (charged when monthly average balance below the requirement of minimum balance) Information Report Day End Report SWIFT MT940/MT950 Intraday Report SWIFT MT900/910 (as per request) SWIFT MT942 (as per request) Inquiry Services Cancellation/amendment before payment settlement Cancellation/amendment after payment settlement; Refund Inquiry within 3 months Inquiry over 3 months Inquiry over 6 months Inquiry involving 3rd party bank, checking via SWIFT CNY30 per CNY200 per account CNY250 CNY150 per month CNY150 per month CNY200 per month CNY200 CNY100 CNY20 CNY50 CNY100 CNY100 Cross-Border RMB L/C Reimbursement FI4 CNY40 per CNY60 per (debit from the principal) CNY550 per claim Other Services As per agreement 16

19 N Market Regulated Tariff Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N1 General Lending N1.1 Commitment fee (for committed facility) The Bank offered the committed loan and prepare adequate funding to practise the commitment of the loan. Capped at 10% of undrawn. Market practice. The Bank offered the committed loan and prepare adequate funding to practise the commitment of the loan. It is to cover the additional funding cost from prepared funding. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. N1.2 Miscellaneous Fee In return to the Bank s service of consulting and arrangement to onshore client (corporate and/or institution), during the client receiving financing from SCB overseas affiliates. Under such business structure, SCB overseas affiliates acts as the financing party and/or Lender. In minimum 0.2% and capped at 3.0% of facility. Market practice. The Bank leads and arranges the financing within SCB Group in line with onshore client s specific needs and financing nature. During the period, the Banks help to communicate, coordinate and arrange with counterparties on relavant processes, including foreign debt application and registation,etc. Corporate & N2 Syndication loan N2.1 Advisory Fee In a syndication loan, due to complicated financing structure as a result of Borrower s industry and project specifics, Borrower will appoint one bank to provide advisory service, including but not limited to liasing with all parties in negotiation and documents execution. imum 6% of Facility Amount Market practice and customary in international market; The Bank will structure the loan based on the type of client, client s need and analysis of cash flow. Experienced professionals hired by the bank will provide to client services such as coordication, cash flow analysis, loan structuring, etc. Chapter 6, Self-discipline Pact of Syndication Fee Charge Corporate 17

20 N Market Regulated Tariff Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N2.2 Agency fee imum not to exceed RMB700,000 per annum for each of facility agent bank and security agent bank role. Market practice and Corporate In a syndication loan, the borrower and the lenders will appoint a bank as agent to represent all lenders (or majority lenders). The main duties of the agent includes: collect initial drawdown documents, calculate interest of the loan, release loan and repay principal, monitor undertakings and covenants, register security on behalf of lenders, and facilitating communication. The agent bank employs experienced professionals, and develops or procures the necessary information systems to perform its role. customary in international market; Guidline for Syndicated Loans, Article 41, Chapter 6, CBRC; Template in Syndication Theory & Practice, Syndication Committee of China Banking Association; Chapter 4, Self-discipline Pact of Syndication Fee Charge N2.3 Arrangement fee imum not to exceed 6% of the facility. Market practice and Corporate Before loan syndication commences, the bank will provide loan structure and terms and conditions, syndication strategy, and pricing information to the client. After the client accepts, it will mandate Chartered Bank to lead arrange the syndication (as mandated lead arranger and / or bookrunner). The bank will conduct due diligence, send invitations, host bank meetings to potential participating banks of the loan, coordicate documentation and negotiation,and finally assist post drawdown management. The arrangement fee will be collected based on the final facility. After the mandated lead arranger receives the arrangement fee, it will distribute the fee to the participating banks according to the invitation condition and the participating bank s committed. customary in international market, with minimum charge following requirement of China Banking Guild; Guidline for Syndicated Loans, Article 41, Chapter 6, CBRC; Template in Syndication Theory & Practice, Syndication Committee of China Banking Association; Chapter 2, Self-discipline Pact of Syndication Fee Charge As mandated lead arranger, the Bank needs to hire experienced professionals to structure the loan, to arrange the syndication, to coordinate documentation with external legal, etc. The arrangement fee is to compensate time consumed, efforts made, and experience as well as network maintained by the professionals. 18

21 N Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N2.4 Cancellation Fee Syndicated loan is typically a committed loan. Each participating bank needs to set aside capital or borrow from the interbank market in order to imum not to exceed 2% of the cancelled facility Market practice and customary in international market; will not be charged together with Commitment Fee. Corporate make the commitment on the loan. If the borrower breaks the loan agreement and does not draw the loan in full, the bank will suffer a loss for the not drawn. Therefore, the borrower should pay the bank a one-time cancellation fee. Cancellation fee and commitment fee will not be charged at the same time. N2.5 Commitment fee (for Syndication committed facility) Syndication loan is typically a committed loan. Syndication imum not to exceed 3% of the undrawn loan agreements typically contain availability period. Each participating bank needs to set aside capital or borrow from the interbank market in order to make the commitment on the loan. If the borrower does not draw the loan or only draws down a portion of the loan, the bank will suffer a loss for the not drawn. Guidline for Syndicated Loans, Article 41, Chapter 6, CBRC; Chapter 3, Self-discipline Pact of Syndication Fee Charge Corporate N2.6 Participation fee Participating lenders will receive a participation fee from the mandated lead arranger. The of this fee is negotiated between the mandated lead Negotiated with mandated lead arranger and abide by the relevant regulations arranger and the participating lender. Participation fee is typically less than the arrangement fee that the client pays to the mandated lead arranger. Market practice and customary in international market; Chapter 5, Self-discipline Pact of Syndication Fee Charge Mandated Lead Arranger (which collect fee from Corporate ) N2.7 Voluntary Prepayment Penalty The cost to the bank as a result of early prepayment of the loan by the client. imum not to exceed 3% of the early prepayment Market practice and customary in international market; Fee charge for client s early prepayment; Template in Syndication Theory & Practice, Syndication Committee of China Banking Association; Breakage Cost incurred due to prepayment shall be charged separately on the incurred; Chapter 6, Self-discipline Pact of Syndication Fee Charge; Corporate Customer 19

22 N Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N2.8 Termination fee imum not to exceed 3% of the indicative facility Market practice and Corporate Customer 1) After the client signs the mandate letter with the bank to arrange the financing exclusively but before the client signs the financing documents, if the client, due to its own reasons, terminates the mandate or seeks financing with another bank or institution in violation of the mandate; 2) After the client confirms the financing plan but subsequently cancels the business need for the financing, a fee shall be charged for the work and financial model that has already been done for the financing plan. Client has not paid any other fee in both situations described above. customary in international market; Penalty and to compensate loss incurred by the Bank due to termination; Chapter 6, Self-discipline Pact of Syndication Fee Charge N2.9 Extension Arrangement Fee imum not to exceed 5% of the extended facility Market practice and Corporate Customer In a syndicated loan, the maturity date can be extended if the borrower makes such request to extend and Lenders (after risk assessment) agrees to the extension. The mandated lead arranger is usually in charge of coordinating the process and discussing the relevant terms between borrower and all lenders. The extension agreement will be signed after all parties are in agreement. customary in international market; Chapter 6, Self-discipline Pact of Syndication Fee Charge N2.10 Waiver Fee imum not to exceed 5% of the facility Market practice and Corporate Customer Lenders agree to a waiver request by the borrower or an obligor of the loan for breaching, amending, or modifying any undertakings or any terms and conditions in the syndicated loan finance documents. The mandated lead arranger is usually in charge of coordinating the process and communication between the borrower or obligor and lenders. Lenders would decide whether they are agreeable to the waiver request after performing independent evaluation and risk assessment. The facility agent shall issue a written notification to confirm approval of waiver after the percentage of lenders as required by the syndicated loan documents have agreed. customary in international market; Chapter 6, Self-discipline Pact of Syndication Fee Charge 20

23 N Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N3 Structured Loan N3.1 Advisory fee (M&A is exclusive) To provide advisory service to a client who has capital funding imum not to exceed 10% of financing requests. In the process of bilateral structured financing, we will provide advisory service to a client who has capital funding request no matter whether this funding is from Chartered Bank. The main services include: analysis on client s financial status e.g. profitability, balance sheet etc., (including but not limited to the facility in the loan agreement and any other financing agreement) recent market research about the similar structured product, providing financing solutions, and giving explanation and suggestion on legal, financing needs and finaning structure etc. Meanwhile, we also could provide advisory service on regulatory requirements and communications. Market Practice and customary in international market. To provide customised financing solutions. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. N3.2 Commitment fee (for committed facility) The bank needs to set aside capital or borrow from the interbank imum not to exceed 10% of the undrawn market in order to make the commitment on the loan. Market practice. The bank confirms to provide the loan and set aside the fund in case of drawdown. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. 21

24 N Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N3.3 Structuring Fee For structured financing: imum not to exceed 10% of financing (including but not limited to the facility in the loan agreement and any other financing agreement) Financing Solutions:(structured financing) 1.Design the structure of foreign debt, explore offshore financing channel; 2.Analyse and understand the clients business structure and industry features. Design the loan according to clients financing needs (including non-standard solutions, financial modelling and annually examination and revision) 3.Design repayment node in order to match clients operational needs with operating cash flow 4.Based on clients features and conditions, considering reasonable guarantee for the clients financing needs and costs. Revision of financing solutions: (structured financing) After the completion of financing solution and signing the documents, if the cilent cannot fullfil some contract clauses, or requests to change the structure and clauses, Chartered Bank will revise the original financing solutuion according to clients needs in order to meet the clients requirements. Financing solutions design / amendament: (trade financing) 1.Customise cilents current and future financing needs (1)operating capital (ii)trade financing 2.Provicing structured financing solutions, financial model annual revision and improvement during operating period, which includes adjustment of financing solutions, reallocation of creidt limit and change of credit. Trade Financing: The recommended overall facility : 0-USD 2 Mil (inclusive)or, maximum not to exceed USD 100K or ; USD 2-5 Mil(inclusive) or, maximum not to exceed USD 250K or ; USD 5-10 Mil (inclusive)or, maximum not to exceed USD 400K or ; large than USD 100 Mil, Fees are subject to the contractual agreement between both parties. Market Practice and customary in international market. The bank analyses the structural cash flow clients special needs and financing nature, and then design the loan structure. The specialists from the bank provides the service to design the structured financing. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. N3.4 Voluntary Prepayment Penalty The cost to the bank as a result of voluntary early prepayment of the loan by the client. imum not to exceed 5% of the early prepayment. Market practice. Penalty for clients biluntary prepayment. Note: Breakage Cost incurred due to repayment shall be charged separately on the actual. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. 22

25 N Non-standard fee tariff for corporate client Guidline/Note Client Coverage Preferential Pricing Policy N3.5 Waiver Fee After the completion of financing solutions, If the client applies for exemption in the event of imum not to exceed 10% of the facility breach, amendment or modification of the commitments or other provisions of the financing documents. SCB provides services on financing solutions and financial modelling modification, and make an exemption in financing and arrange for the corresponding exemption operations in accordance with customer s actual needs and corresponding risk assessment. N3.6 Agency fee In a structured financing, borrower and lender(s) will appoint a bank as agent. The main duties of the agent includes: collect drawdown documents and loan proceeds, imum RMB700,000 per annum for each of facility agent bank and security agent bank register security on behalf of lender(s), collect and distribute information, post-signing administrative matters etc. Market Practice and customary in international market. Market practice. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. Corporate & The commercial banks shall not charge small-and-micro sized enterprises with commitment fee or fund management fee whereas the financial advisory fee and/or the advisory fee shall be charged on a prudent and limited basis. The foregoing prohibition is not applicable to commercial bank s syndication loan business with such enterprises. 23