Quarterly Statistical Bulletin Quarterly Statistical Bulletin

Transcription

1 Seventeenth Issue- Third Quarter 2018 Seventeenth Issue- Third Quarter لعدد الخامس عشر Participate Data and Statistics Unit الربع األول لعام 2018 م Research Department Strategy & International Affairs Deputy Data and Statistics Unit Research Department Strategy & International Affairs Deputy عام Classification: Public

2 Content of Table (1): Securities Public Offerings 5 Table (2): Securities Private Placements 6 Table (3): Stock Market Indicators (Main Market) 7 Table (4): Financial indicators (Main Market) 8 Table (5): Total Revenues By Sector (Main Market) 9 Table (6): Net Income By Sector (Main Market) 10 Table (7): Shareholders Equity By Sector (Main Market) 11 Table (8): Total Assets By Sector (Main Market) 12 Table (9): Total Debt By Sector (Main Market) 13 Table (10): Number of Individual Portfolios Classified by Gender (Main Market) 14 Table (11): Values and Percentages of Ownership Classified by Investor Type (Main Market) 15 Table (12): Values and Percentages of Ownership Classified by Investors According to Their Behavior (Main Market) 16 Table (13): Values and Percentages of Trades Classified by Investor Type (Main Market) 17 Table (14): Values and Percentages of Trades Classified by Investors According to Their Behavior (Main Market) 18 Table (15): Number of Owners and Ownership Values in Listed Sukuk and Bonds Classified by Type of Owner 19 Table (16): Value and Number of Local Sukuk Offerings Classified by Issuer and Offer Type 20

3 Content of Table (17): Value and Number of Local Bonds Offerings Classified by Issuer and Offer Type 21 Table (18): Offerings' Values of Sukuks and Bonds Classified by Subscribers 22 Table (19): Values of Public Funds Assets Classified by Type of Investment 23 Table (20): Number of Public Funds Classified by Type of Investment 24 Table (21): Number of Subscribers in Public Funds Classified by Type of Investment 25 Table (22): Values of Equity Public Funds Assets Classified Geographically 26 Table (23): Number of Equity Public Funds Classified Geographically 27 Table (24): Number of Subscribers in Equity Public Funds Classified Geographically 28 Table (25): Values of Private Funds Assets Classified by Type of Investment 29 Table (26): Number of Private Funds Classified by Type of Investment 30 Table (27): Number of Subscribers in Private Funds classified by Type of Investment 31 Table (28): Values of Public Fund Investments in Domestic and Foreign Assets 32 Table (29): Net Subscriptions of Investment Funds Classified by Type of Investments (Subscriptions Minus Returns) 33 Table (30): Indicators of Workforce at Authorized Persons 34 Table (31): Requirements of Capital Adequacy for Authorized Persons in Dealing, Managing or/and Custody 35 Table (32): Margin Lending for Share Trading 36

4 Content of Table (33): Traded Values by Local Authorized Persons in Stock Markets Classified Geographically (buy & sell) 37 Table (34): Authorized Persons Aggregated Revenues by Activities Licenses 38 Table (35): Number and Total Assets Values of Discretionary Portfolio Management (DPM) Classified by Type of Investments 39 Table (36): Aggregated Income Statement For Authorized Persons 40 Table (37): Aggregated Balance Sheet For Authorized Persons 41

5 During Period Number Table (1): Securities Public Offerings Equities Equity Rights Issues Debt Instruments Value Value Value Number Number Total Value First , ,942.2 Second , ,026.1 Third Fourth First 7 1, ,801.9 Second 2 1, ,372.3 Third ,145.0 Fourth First Second , ,162.0 Third , , ) Undeposited right issue (SR 600,000,000) of the Takween Advanced Industries Co. 2) Right issue (SR 600,000,000) of the Takween Advanced Industries Co.

6 Table (2): Securities Private Placements During Period Number of Received Placements 2 Equities Debt Instruments 1 Number of Completed Placement 3 Value of Completed Placements 3 Number of Received Placements Number of Completed Placements 3 Value of Completed Placements 3 Total Value First , , Second , , , Third , , Fourth , , First , , , Second , , Third Fourth , , , First , , , Second Third , , ) Excluding Saudi government bonds. 2) May include received applications pertaining to securities such as employee stock plans. 3) Might include received offering applications of previous periods. 4) Excluding Advanced Petrochemical Co. offering value. 5) Excluding Dubai DOF Sukuk Limited company offering value.

7 Table (3): Stock Market Indicators (Main Market) 1 Period Tadawul All Share Index (Points) Total Value Traded Market Capitalization Market Capitalization of Free Float Shares Number of Listed Companies Daily Average of Shares Traded Price Earnings Ratio Price/ Book Value Ration Consolidated Profits of Listed Companies (SR Billion) Number of Companies with Applications for Listing under Processing Number of Companies Approved for Going Public First , , ,437, , , Second , , ,504, , , Third , , ,325, , , Fourth , , ,681, , , First 7, , ,638, , Second 7, , ,763, , , Third 7, , ,721, , , Fourth 7, , ,689, , , First , , ,869, , , Second , , ,982, , , Third , , , , , N/A 3 N/A 3 N/A ) REITs are included since the fourth of ) Arabian Waterproofing Industries Company (Awazel) has requested the cancellation of the initial public offering and CMA approved the company's request. 3) To be published upon availability.

8 Table(4): Financial indicators (Main Market) Main Market Period Total Revenues Net Income Shareholders Equit Total Assets Total Debt 1 First 150,866 30,656 1,071,594 3,891, ,548 Second 156,593 25,837 1,071,000 3,919, ,461 Third 163,971 32,912 1,091,562 3,909, ,924 Fourth 2 161,082 15,754 1,104,608 3,926, ,854 First ,158 25,358 1,102,356 3,936, ,010 Second ,181 31,152 1,100,813 3,973, ,702 1) Excluding Insurance and RIETs sectors 2) Final Data after publishing all financial statements

9 Table (5): Total Revenues By Sector (Main Market) Period First Second Third Fourth 1 First 2018 Second 2018 Real Estate Mgmt & Dev't 1,602 1,627 2,654 3,871 3,815 2,981 Telecommunication Services 17,437 18,057 17,574 16,532 16,904 17,923 Pharma, Biotech & Life Science Diversified Financials , Media Consumer Services 1,289 1,441 1,416 1,450 1,356 1,419 Commercial & Professional Svc Health Care Equipment & Svc 2,197 1,971 1,936 2,290 2,341 2,095 Capital Goods 2,979 2,837 2,493 3,300 2,524 2,264 Consumer Durables & Apparel 1, Energy 9,481 11,092 11,252 11,850 12,599 13,530 Utilities 9,440 13,801 17,377 11,982 11,892 17,970 Materials 57,712 55,431 60,709 61,033 64,757 67,722 Transportation 1,460 1,505 1,615 1,237 1,372 1,518 Food & Beverages 10,443 11,832 10,405 10,307 9,556 11,194 Food & Staples Retailing 2,407 2,737 2,266 2,458 2,279 2,537 Retailing 4,830 5,692 4,762 5,917 4,654 5,632 Banks 25,718 25,030 25,481 26,038 25,770 26,239 Insurance 7,804 7,999 8,248 8,431 8,002 7,754 1) Final Data after publishing all financial statements

10 Period Real Estate Mgmt & Dev't Telecommunication Services Pharma, Biotech & Life Science Diversified Financials Media Consumer Services Commercial & Professional Svc Health Care Equipment & Svc Capital Goods Consumer Durables & Apparel Energy Utilities Materials Transportation Food & Beverages Food & Staples Retailing Retailing Banks Insurance Table (6): Net Income By Sector (Main Market) First 311 2, ,001 8, , Second 284 2, ,269 6, , , Third 413 2, ,301 8, , , Fourth , ,535 6, , First , ,175 9, , Second , ,878 11, , ) Final Data after publishing all financial statements

11 Table (7): Shareholders Equity By Sector (Main Market) Period First Second Third Fourth 1 First 2018 Second 2018 Real Estate Mgmt & Dev't 59,597 59,119 59,073 59,026 57,980 56,392 Telecommunication Services 80,161 80,516 80,994 81,375 81,947 82,202 Pharma, Biotech & Life Science 2,934 2,724 2,788 2,901 3,172 3,255 Diversified Financials 33,324 34,662 36,531 36,879 35,844 36,035 Media 1,222 1,232 1,253 1,276 1,279 1,358 Consumer Services 9,807 9,988 10,025 10,069 10,052 10,075 Commercial & Professional Svc 2,155 2,173 2,178 2,827 2,101 2,110 Health Care Equipment & Svc 8,651 8,430 8,713 8,882 8,999 8,672 Capital Goods 8,843 8,758 8,703 9,893 7,633 7,299 Consumer Durables & Apparel 3,052 2,976 2,926 2,881 2,898 2,833 Energy 18,515 19,041 19,917 21,033 21,558 21,149 Utilities 71,707 73,352 78,644 73,426 71,886 73,169 Materials 369, , , , , ,562 Transportation 7,308 7,378 7,545 5,936 7,637 7,464 Food & Beverages 28,437 29,027 30,488 30,407 30,519 29,933 Food & Staples Retailing 2,246 2,200 2,354 2,423 2,499 2,394 Retailing 7,257 7,367 7,410 7,441 6,532 6,730 Banks 342, , , , , ,291 Insurance 13,940 14,270 14,948 14,663 14,837 14,888 1) Final Data after publishing all financial statements

12 Period Real Estate Mgmt & Dev't Telecommunication Services Pharma, Biotech & Life Science Diversified Financials Media Consumer Services Commercial & Professional Svc Health Care Equipment & Svc Capital Goods Consumer Durables & Apparel Energy Utilities Materials Transportation Food & Beverages Food & Staples Retailing Retailing Banks Insurance Table(8): Total Assets By Sector (Main Market) First 93, ,668 4,733 46,958 3,065 16,348 3,844 14,178 21,480 5,273 81, , ,157 11,515 64,617 5,574 16,131 2,217,830 16,683 Second 95, ,719 4,592 47,406 3,232 16,844 3,963 14,112 21,439 5,251 82, , ,726 11,668 65,465 5,674 16,977 2,240,912 16,760 Third 95, ,797 4,712 53,647 3,203 17,307 3,990 14,482 21,007 5,104 82, , ,025 11,933 65,102 5,375 16,938 2,215,806 17,312 Fourth 1 99, ,926 4,770 53,262 3,422 16,529 4,668 15,014 23,066 5,051 85, , ,576 8,687 65,135 5,339 16,611 2,223,288 17,869 First , ,225 5,124 52,420 5,172 16,799 3,978 15,323 19,902 5,091 90, , ,093 11,694 65,770 5,627 15,955 2,192,202 16,776 Second , ,589 5,203 52,480 5,127 15,943 4,149 15,536 17,461 4,932 91, , ,682 11,664 65,099 5,650 16,169 2,231,303 16,769 1) Final Data after publishing all financial statements

13 Period Real Estate Mgmt & Dev't Telecommunication Services Pharma, Biotech & Life Science Diversified Financials Media Consumer Services Commercial & Professional Svc Health Care Equipment & Svc Capital Goods Consumer Durables & Apparel Energy Utilities Materials Transportation Food & Beverages Food & Staples Retailing Retailing Banks Insurance 1) Excluding Insurance Sector Table(9): Total Debt By Sector (Main Market) 1 First 28,639 32, ,981 1,077 3,139 1,053 2,765 7,439 1,694 52, , ,043 1,751 23,860 1,133 4, ,568-2) Final Data after publishing all financial statements Second 31,111 32, ,677 1,079 3, ,909 7,407 1,707 52, , ,139 1,813 23,755 1,107 4, ,857 - Third 30,402 31, ,754 1,111 3, ,006 6,990 1,653 51, , ,953 1,711 22, , ,539 - Fourth 2 26,395 30, ,440 1,094 3, ,026 7,764 1,660 51, , , , , ,778 - First ,167 29, ,184 1,083 3, ,173 6,741 1,661 53, , ,093 1,559 22, , ,564 - Second ,838 29, ,056 1,089 2, ,565 5,865 1,560 53, , ,785 1,629 22, , ,191 -

14 Table (10): Number of Individual Portfolios Classified by Gender (Main Market) End of Period Male Female Total number of Individuals Number of Individual Portfolios 1 First ,610, ,351 4,567,565 8,793,291 Second ,622, ,501 4,587,499 8,972,042 Third ,631, ,964 4,600,560 9,101,797 Fourth ,640, ,945 4,612,117 9,206,167 First 3,650, ,798 4,626,012 9,332,378 Second 3,659, ,114 4,639,373 9,218,599 Third 3,669, ,495 4,654,779 9,328,156 Fourth 3,680, ,708 4,669,944 9,369,057 First ,693, ,708 4,688,693 9,505,529 Second ,680, ,922 4,670,678 9,625,413 Third ,715,376 1,003,352 4,718,728 9,751,510 1) All existing portfolios, whether they contain shares or not.

15 High Net Worth Investors (HNWIs) 1 Retail Individual Professional Investors (IPIs) 2 Individual DPMs Corporates Mutual Funds Government Related Entities (GREs) Institutional DPMs Individuals Institutions GCC DPMs SWAP Holders Foreign Residents Strategic Partners Foreign DPMs Table (11): Values and Percentages of Ownership Classified by Investor Type (Main Market) Saudi GCC Foreigner End of Period QFIs 3 Total First 2016 Second 2016 Third 2016 Fourth 2016 First Second Third Fourth First 2018 Second 2018 Third ,109 68, ,269 3, ,140 43, ,366 40,165 2,501 33, ,270 4,757 1,211 45, ,437, ,232 72, ,948 3, ,139 48, ,361 42,368 2,874 34, ,738 4,282 1,391 43, ,504, ,223 62, ,247 4, ,926 40, ,138 37,087 2,556 28, ,339 3,705 1,113 37, ,324, ,426 76, ,231 4, ,523 88, ,663 46,859 2,974 34, ,257 4,587 1,977 50, ,681, ,181 74, ,230 4, ,881 89, ,740 46,063 2,985 35, ,902 4,344 4,633 46,610 2,005 1,638, ,708 73, ,096 4, , , ,290 49,849 3,100 35, ,979 8,128 7,106 49,077 2,783 1,763, ,637 72, ,715 4, , , ,979 50,517 3,046 33, ,892 4,326 7,233 48,358 2,559 1,721, ,759 71, ,126 4, , , ,500 49,114 2,817 31, ,540 4,174 6,966 47,622 3,145 1,689, ,863 76, ,758 5, , , ,503 57,142 3,308 34, ,978 4,254 14,570 55, ,866, ,283 78, ,733 4, , , ,872 65,497 3,230 37, ,517 4,205 18,843 59, ,982, ,128 73, ,029 5, ,352 94, , ,16 3 3,067 35, ,577 6,999 16,507 55,458 3,224 1,898, ) HNWIs are Saudi individuals who have had an average portfolio size of SAR 1 million (and above) for the preceding 12 months, excluding IPIs (see below). 2) IPIs are Saudi individuals who have had an average portfolio size of SAR 50 million (and above) for the preceding 12 months and a portfolio turnover ratio of not more than 4 times annually. 3) Qualified Foreign Institutional investors registered with the CMA in accordance with the QFI Rules, to invest in shares listed on the Saudi Stock Exchange. 4) Undeposited acquisition value (SR 338,232,500) of Altayyar Travel Group is not included in ownership value at the end of first of )Undeposited right issue (SR 715,200,000) of the Takween Advanced Industries Co. is not included in ownership value at the end of third of ) Undeposited right issue (SR 3,360,000,000) is not included in ownership value as of March 29

16 Table (12): Values and Percentages of Ownership Classified by Investors According to Their Behavior (Main Market) First 2016 Second 2016 Third 2016 Fourth 2016 First Second Third Fourth First 2018 Second 2018 Third 2018 End of Period Institutional Investor 1 Non-Institutional Investor 2 Total 1,236, ,711 1,437, ,294, ,067 1,504, ,143, ,714 1,324, ,461, ,207 1,681, ,424, ,840 1,638, ,543, ,970 1,763, ,505, ,216 1,721, ,474, ,437 1,689,603 ) %( 1,636, ,208 1,866, ,738, ,828 1,982, ,666, ,183 1,898, ) Refers to investors with intuitional investment behavior including GREs, Saudi Corporates, Saudi Mutual Funds, Saudi and Non-Saudi DPMs, Saudi Individual Professional Investors (IPI), SWAP Holders, Foreign Strategic Partners and Qualified Foreign Investors (QFI). 2) Refers to investors with non-institutional investment behavior including Saudi Retail Investors, Saudi High Net Worth Investors (HNWI), GCC Individuals and Foreign Residents. 3) Undeposited acquisition value (SR 338,232,500) of Altayyar Travel Group is not included in ownership value at the end of first of ) Undeposited right issue (SR 715,200,000) of the Takween Advanced Industries Co. is not included in ownership value at the end of third of ) Undeposited right issue (SR 3,360,000,000) is not included in ownership value as of March 29

17 During Period Third Fourth First Second 2018 Third 2018 sell Buy sell Buy sell Buy sell Buy sell Buy High Net Worth Investors (HNWIs) Table (13): Values and Percentages of Trades Classified by Investor Type (Main Market) Individuals Retail Individual Professional Investors (IPIs) Individual DPMs Saudi GCC Foreigner Institutions Corporates Mutual Funds Governmen t Related Institutional Entities DPMs (GREs) Individuals Institutions GCC DPMs SWAP Holders Foreign Residents QFIs Strategic Foreign Partners DPMs 47,312 85,425 4,814 1,595 7,894 4, , , ,101 2,575 1,753 5, , ,832 70,392 4,936 1,364 24,562 8, , , ,994 2,334 1, , , ,791 7,772 1,932 11,597 5, , , ,152 3,479 3, , ,354 92,025 5,727 1,597 27,424 15, , , ,651 3,078 2, , , , ,063 13,440 2,098 7,744 5, , , ,524 3,560 3, , ,577 90,611 7,536 2,207 25,135 9, , , ,152 3,044 6, , , , , , , , , , , , , ,300, , , , , , , , , , , , ,300, , , , , , , , , , , , , , , , , , , , , , , , , Total

18 Table (14): Values and Percentages of Trades Classified by Investors According to Their Behavior (Main Market) First 2016 Second Third Fourth First 2018 Second 2018 Third 2018 During Period Institutional Investor Non-Institutional Investor Total Sell Buy Sell Buy Sell Buy Sell Buy Sell Buy Sell Buy Sell Buy 36, , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , ,

19 End of Period Table (15): Number of Owners and Ownership Values in Listed Sukuk and Bonds Classified by Type of Owner Ownersh ip Value Individuals Number Ownership Value Companies Number Government and Quasi- Government Entities Ownership Value Number Ownership Value Funds 1 Number Total Value First , , , , Second , , , , Third , , , , Fourth , , , , First 0 15, , , , Second 0 15, , , , Third 0 15, , , , Fourth , , , , First , ,22 5 1, , Second , , , , Third , , , , ) Including GCC funds.

20 Table (16): Value and Number of Local Sukuk Offerings Classified by Issuer and Offer Type During Period Number Government Entities 1 Banks and financial institutions Companies and non-financial institutions Public Private Public Private Public Private Value Number Value Number Value Number Value Number Value Number Value First , , ,00 Second , , Third , Fourth , First Second 0 6 8, , , Third , Fourth , First , , Second Third ) Includes offerings of Sukuk in the Kingdom by foreign government entities

21 Table (17): Value and Number of Local Bonds Offerings Classified by Issuer and Offer Type Government Entities 1 Banks and financial institutions Companies and non-financial institutions During Period Number Public Private Public Private Public Private Value Number Value Number Value Number Value Number Value Number Value First , Second , , Third , Fourth , First 0 2 1, Second Third Fourth 0 1 2, First Second Third ) Includes offerings of Bonds in the Kingdom by foreign government entities

22 Table (18): Offerings' Values of Sukuks and Bonds Classified by Subscribers During Period Government and Quasi- Government Entities Banks ( commercial and Investment) Firms ( Private or Public) Investment Funds Individuals Others First 2016 Second 2016 Third 2016 Fourth 2016 First Second Third Fourth First 2018 Second 2018 Third 2018

23 Table (19): Values of Public Funds Assets Classified by Type of Investment End of Period Equities Debt Instruments Money Markets Real Estates Fund of Funds Balanced Capital Protected ETFS REITs Others Total First , , , , , Second , , , , , Third , , , , , Fourth , , , , , First 21, , , , , Second 22, , , , , , Third 21, , , , , , Fourth 20, , , , , , First , , , , , , Second , , , , , , Third , , , , , ,855.10

24 Table (20): Number of Public Funds Classified by Type of Investment End of Period Equities Debt Instruments Money Markets Real Estates Fund of Funds Balanced Capital Protected ETFS REITs Others Total First Second Third Fourth First Second Third Fourth First Second Third

25 Table (21): Number of Subscribers in Public Funds Classified by Type of Investment End of Period Equities Debt Instruments Money Markets Real Estates Fund of Funds Balanced Capital Protected ETFS REITs Others Total First , ,765 5,339 4, ,048 Second , ,573 5,267 4, ,325 Third , ,834 5,293 4, ,784 Fourth , ,747 5,140 4, , ,411 First 169, ,266 4,935 4, , ,244 Second 167, ,494 4,895 4, , ,515 Third 165, ,394 4,777 4, , ,190 Fourth 162, ,817 8,088 4, , ,445 First , ,859 8,036 5, , ,789 Second , ,362 7,936 5, , ,231 Third , ,964 7,599 5, , ,902

26 Table (22): Values of Equity Public Funds Assets Classified Geographically End of Period Domestic GCC Arab Asian US European Other Total First , , , , , Second , , , , , Third , , , , Fourth , , , , First 16, , , , Second 16, , , , Third 15, , , , Fourth 14, , , , First , , , , Second , , , , Third , , , ,725.24

27 Table (23): Number of Equity Public Funds Classified Geographically End of Period Domestic GCC Arab Asian US European Other Total First Second Third Fourth First Second Third Fourth First Second Third

28 Table (24): Number of Subscribers in Equity Public Funds Classified Geographically End of Period Domestic GCC Arab Asian US European Other Total First ,586 11, , , ,006 Second ,326 11, , , ,596 Third ,693 11, , , ,901 Fourth ,552 11, , , ,315 First 155,196 10, , , ,608 Second 153,302 10, , ,391 Third 151,251 10, , , ,245 Fourth 149,066 10, , , ,697 First ,076 9, , ,151 Second ,826 9, , ,574 Third ,612 9, , ,102

29 End of Period Table (25): Values of Private Funds Assets Classified by Type of Investment Equities Debt Instruments Money Markets Real Estates Commodities Multi-assets Hedging and Other Derivatives First , , , , , , , Second , , , , , , , Third , , , , , , , Fourth , , , , , , First 62, , , , , , Second 77, , , , , , Third 75, , , , , , Fourth 75, , , , , First , , , , , , Second , , , , , Third , , , , , Total

30 Table (26): Number of Private Funds Classified by Type of Investment End of Period Equities Debt Instruments Money Markets Real Estates Commodities Multi-assets Hedging and Other Derivatives First Second Third Fourth First Second Third Fourth First Second Third Total

31 Table (27): Number of Subscribers in Private Funds classified by Type of Investment End of Period Equities Debt Instruments Money Markets Real Estates Commodities Multi-assets Hedging and Other Derivatives First , , ,529 Second , , ,578 Third , , ,771 Fourth , , ,521 First 1, , ,635 Second 1, , ,814 Third 1, , ,900 Fourth 1, , ,048 First , , ,966 Second , , ,942 Third , , ,939 Total

32 Table (28): Values of Public Fund Investments in Domestic and Foreign Assets 1 End of Period Domestic Foreign Total Assets First , , , Second , , , Third , , , Fourth , , , First 83, , , Second 86, , , Third 87, , , Fourth 91, , , First , , , Second , , , Third , , , )REITs are included since the fourth of 2016.

33 Table (29): Net Subscriptions of Investment Funds Classified by Type of Investments (Subscriptions Minus Returns) 1 Net Subscription Value of During Period Equity Funds Debt Instrument Funds Money Market Funds Real Estate Funds Funds of Funds Balanced Funds Capital Protected Funds Other Funds Total First half , , Second half , , , First half , , Second half , , First half , , ) Information is available semiannually.

34 Table (30): Indicators of Workforce at Authorized Persons End of Period Total Workforce at Authorized Persons Saudi zation % First ,679 69% Second ,550 70% Third ,691 72% Fourth ,444 71% First 4,420 70% Second 4,351 70% Third 4,379 70% Fourth 4,342 71% First ,385 72% Second ,332 72% Third ,353 72%

35 Table (31): Requirements of Capital Adequacy for Authorized Persons in Dealing, Managing or/and Custody End of Period Capital Base 1 Minimum Capital Requirements 2 Capital Adequacy Ratio 3 First ,653 8, Second ,204 8, Third ,214 9, Fourth ,480 8, First 21,081 9, Second 20,115 8, Third 20,303 9, Fourth 19,688 9, First ,031 10, Second ,877 9, Third ,069 9, ) It is made of paid-up capital, audited retained earnings/losses, statutory reserve plus any subordinated loans, if any, and other items specified in the Prudential Rules. 2) Represents AP s total exposures to credit, market and operational risks. Thus, minimum capital requirements increase with larger AP s exposure to these risks. 3) It is a multiple that shows the number of times of capital base coverage to the minimum requirement.

36 Table (32): Margin Lending for Share Trading Direct margin 1 Indirect margin 2 Total End of Period No. of clients Margin commitment Outstanding balance No. of clients Margin commitment Outstanding balance No. of clients Margin commitment Outstanding balance First ,313 2,325 1,955 17,384 8,697 2,752 21,697 11,022 Second ,532 2,044 1,838 13,998 8,133 2,575 17,530 10,177 Third ,531 2,029 1,632 11,651 6,974 2,289 15,182 9,003 Fourth ,306 1,856 1,385 8,470 4,992 2,021 11,776 6,848 First 1,008 4,551 3, ,496 2,769 1,910 10,047 5,895 Second 1,160 5,830 3, ,729 1,043 1,803 7,559 4,880 Third 1,078 6,519 4, ,642 7,245 4,736 Fourth ,707 5, ,666 8,206 5,516 First ,260 8,390 6, ,821 8,970 6,542 Second ,347 9,122 6, ,930 9,743 7,044 Third ,405 8,902 6, ,024 9,606 6,851 1) Extended directly by an AP to the client. 2) Extended by a third party through an AP.

37 Table (33): Traded Values by Local Authorized Persons in Stock Markets Classified Geographically (buy & sell) During Period Local Market GCC Markets Arab Markets Asian Markets USA Markets European Markets Other Markets First ,671 1, , ,970 Second , , ,792 Third , , ,272 Fourth ,248 2, , ,609 First 505,370 1, , ,342 Second 369, , ,211 Third 342, , ,757 Fourth 458, , ,404 First , , ,622 Second , ,078 1, ,127 Third , , ,514 Total

38 During Period Dealing Table (34): Authorized Persons Aggregated Revenues by Activities Licenses Asset Management Investment Banking Advice/ Research Custody Investments Other Revenues Total First , Second , Third , Fourth , First , Second , Third , Fourth , First , Second , Third ,232.53

39 Table (35): Number and Total Assets Values of Discretionary Portfolio Management (DPM) Classified by Type of Investments End of Period Number of DPMs Local Shares International Shares Debt Securities Assets Values Investment Funds Others First ,013 47,240 1,869 8,768 42,173 36, ,193 Second ,734 1,908 6,779 42,454 31, ,533 Third ,001 45,491 2,222 5,810 44,075 28, ,934 Fourth ,494 2,155 5,401 44,536 37, ,427 First 1,032 57,986 2,472 5,227 48,643 39, ,708 Second 1,074 62,870 2,703 3,269 51,524 33, ,698 Third 1,072 61,413 2,532 3,587 52,285 31, ,044 Fourth 1,035 60,174 2,616 3,288 49,469 23, ,018 First ,047 65,739 2,559 2,816 36,588 21, ,901 Second ,103 79,651 2,398 2,985 33,887 31, ,741 Third ,175 73,351 2,074 2,533 36,270 33, ,113 Total

40 Table: (36):Aggregated Income Statement For Authorized Person (Thousand Accounts First 2016 (86 Authorized Persons) Second 2016 (84 Authorized Persons) Third 2016 (83 Authorized Persons) Fourth 2016 (83 Authorized Persons) First (83 Authorized Persons) Second (82 Authorized Persons) Third (82 Authorized Persons) Fourth (82 Authorized Persons) First 2018 (84 Authorized Persons) Second 2018 (84 Authorized Persons Third 2018 (86 Authorized Persons) Operating income 1,321,882 1,456,927 1,023,856 1,689,695 1,278, ,933 1,144,034 1,635,677 1,381,792 1,395,485 1,228,829 Operating expenses 920, , , , , , , , , , ,292 Net operating income (loss) 401, , , , , , , , , , ,537 Non-operating income / (expenses) 17,410 5, ,264 5,811 23,591 15,625 12,484-8,826-11, Net income (loss) before zakah / tax 419, , , , , , , , , , ,870 Zakah / tax 23,891 23,053 45,197 40,764 23,611 18,771 15,377 79,209 32,569 47,484 40,527 Net income (loss) before noncontrolling interests Income-/+loss attributable to noncontrolling interests 395, , , , , , , , , , ,343-16,528 16,057-18,737 20,381 13,064-11,950-1,323 1, , Net income (loss) for the period 411, , , , , , , , , , ,833

41 Accounts First 2016 (86 Authorized Persons) Table (37): Aggregated Balance Sheet For Authorized Persons (Thousand Second 2016 (84 Authorized Persons) Third 2016 (83 Authorized Persons) Fourth 2016 (83 Authorized Persons) First (83 Authorized Persons Second (82 Authorized Persons) Third (82 Authorized Persons) Fourth (82 Authorized Persons) First 2018 (84 Authorized Persons Second 2018 (84 Authorized Persons) Third 2018 (86 Authorized Persons) Current assets 16,711,901 16,485,119 17,209,783 16,525,113 17,784,219 18,043,122 18,955,621 18,272,709 20,656,444 21,222,907 21,544,120 Non-current assets 12,215,087 12,126,505 11,553,998 10,749,003 11,083,697 9,131,635 9,267,304 10,069,703 10,054,625 11,020,848 11,297,335 Total Assets 28,926,988 28,611,624 28,763,781 27,274,116 28,867,916 27,174,757 28,222,925 28,342,412 30,711,069 32,243,755 32,841,455 Liabilities Current liabilities 5,295,549 5,001,923 5,169,261 4,233,373 5,039,789 5,007,565 5,604,712 5,977,498 7,128,290 7,105,200 7,009,652 Non Current Liabilities 1,664,677 1,613,020 1,663,734 1,372,960 1,541, , , ,174 1,565,634 2,821,975 3,136,809 Total Liabilities 6,960,226 6,614,943 6,832,995 5,606,333 6,580,969 5,844,608 6,461,385 6,870,672 8,693,924 9,927,175 10,146,461 Equity Shareholders Equity Share capital Reserves Retained earnings Change in FV of inv. Other equity items Total Shareholders equity Non-controlling Interest Total Equity 16,081,982 16,073,232 16,071,232 15,921,232 16,513,632 15,610,708 15,610,708 15,437,308 15,566,398 15,476,209 15,588,709 1,742,585 1,741,524 1,738,635 1,739,343 1,917,455 1,895,383 1,913,562 1,823,060 1,869,192 1,852,780 1,844,635 3,460,257 3,518,660 3,677,274 3,503,996 3,380,900 3,544,900 3,905,075 3,928,333 4,263,601 4,584,954 4,963, , , , , , , , , , , , , , , , , , , , , , ,900 21,649,001 21,661,496 21,614,560 21,474,960 22,048,421 21,255,778 21,688,903 21,459,095 22,004,129 22,303,067 22,679, , , , , ,526 74,371 72,637 12,645 13,018 13,512 15,711 21,966,762 21,996,681 21,930,786 21,667,783 22,286,948 21,330,149 21,761,540 21,471,740 22,017,147 22,316,579 22,694,994 Total Liabilities and Equity 28,926,988 28,611,624 28,763,781 27,274,116 28,867,916 27,174,757 28,222,925 28,342,412 30,711,071 32,243,755 32,841,455

42 عام Classification: Public Thank you