CES SCHK100 Comprises the top 100 Hong Kong -listed stocks eligible for Stock Connect, excluding stocks of companies with both A and H shares

Transcription

1 Hightlights CES SCHK1 Comprises the top 1 Hong Kong listed stocks eligible for Stock Connect, excluding stocks of companies with both A and H shares It is a unique Stock Connectrelated index that tracks the Hong Kong stocks avaliable for the scheme's Southbound trading Free floatadjusted constituents reflect tradable share's performance Semi annual rebalancing captures market movement while minimizing unnecessary chun Historical Performance Index Details Launch Date: 15 December 214 CES SCHK1 (HKD) CES SCHK1 TRI (HKD) Base Date: 31 December 28 Base Index: Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 1 Currency: HKD (realtime) & CNY (available end of day) Total Return Index: CNY & HKD (both available end of day) Information Vendor Codes Hong Kong AFE Solutions: Bloomberg: CES1 Infocast: CE1 Interactive Data: I:CES1 SIX financial Information: CES1 ThomsonReuters.CSICES1/.HKCES1 CapitalVue: CES1 East Money: CES1 Gildata: CES1 Great Wisdom : CES1 Hexin Flush: CES1 Shanghai Qianlong: CES1 Wind: CES1 Index Dissemination CESC Website: CSI Website: HKEX Website: Contact Us cescinfo@cesc.com TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility Index Level Annualized Return (%) Volatility (%) Since 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y 5Y Base Date CES SCHK1 4, TRI 5, TRITotal Return Index Volatility is based on daily returns. Source: CESC, CSI, as at 3 Sep 216 Index Turnover Year 1Way Index Turnover (%) Index Fundamentals Return (%) Mar 215 Sep 215 Mar CES SHSC Index Series are reviewed semiannually. Constituent changes and float share adjustment will be implemented in June and December every year. Source: CESC, SCI,as at 3 Sep 216 Dividend Yield (%) 3.6 Weight of Largest Constituent (%) PE Ratio Market Value Coverage (%)* 69.3 Index Free Float Market Value (HKD Billion) 7,42.39 Market Turnover Coverage (%)* Largest Constituent Market Value (HKD Billion) Jun 216 Smallest Constituent Market Value (HKD Billion) 6.2 Average Constituent Market Value (HKD Billion) 7.42 * The index universe includes the HK stocks eligible for Stock Connect. Source: CESC, CSI, as at 3 Sep 216 1

2 Top 2 Constituents by Weight Stock Rank Code Constituent Name Sector Exchange 1 7 TENCENT IT SEHK HSBC HOLDINGS Financials SEHK AIA Financials SEHK CHINA MOBILE Tele Services SEHK CKH HOLDINGS Financials SEHK HKEX Financials SEHK CNOOC Energy SEHK SHK PPT Financials SEHK CK PROPERTY Financials SEHK CLP HOLDINGS Utilities SEHK CHINA OVERSEAS Financials SEHK POWER ASSETS Utilities SEHK HK & CHINA GAS Utilities SEHK BOC HONG KONG Financials SEHK HANG SENG BANK Financials SEHK SANDS CHINA LTD Consumer Disc SEHK MTR CORPORATION Industrials SEHK GALAXY ENT Consumer Disc SEHK WHARF HOLDINGS Financials SEHK CHINA UNICOM Tele Services SEHK Total Free Float Market Capitalisation (CNY Billion) Weight (%) 4, Source: CESC,CSI,as at 3 Sep 216 SEHK:The Stock Exchange of Hong Kong Sector Distribution by Market Capitalisation Energy 2.71% (2) Materials 1.3% (3) Utilities 8.89% (12) Industrials 3.99% (9) Tele Services 1.21% (4) Consumer Disc 7.51% (18) Consumer Stap 3.84% (11) Health Care 1.96% (5) IT 13.5% (5) Banks 14.1% (4) TRI Total Return Index Source: CESC, CSI, as at 31 March 216 Financials 46.8% (31) Real Estate 14.11% (19) Diversified Financials 8.63% (5) Insurance 1.5% (3) Source: CESC, CSI, as at 3 Sep 216 Weightings may not add up to the total due to rounding DISCLAIMER All information contained herein(the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved. 2

3 Hightlights Crossborder index designed to serve as an indicator of equity market development in Hong Kong, Shanghai and Shenzhen, as closer correlation in the performance of company stocks listed at Hong Kong Exchanges & Clearing Limited (HKEX), Shanghai Stock Exchange (SSE) and Shenzhen Stock Exchange (SZSE) is anticipated Comprised of stocks of 12 largecap companies 8 from among all Ashare companies and 4 from the companies listed in Hong Kong selected for their liquidity and index tradability Free floatadjusted constituents reflect tradable shares' performance Semiannual rebalancing captures market movement while minimising unnecessary churn Index Details Launch Date: 1 December 212 Base Date: 31 December 24 Base Index: Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 12 Currency: CNY (realtime) & HKD (available end of day) Total Return Index: CNY & HKD (both available end of day) Historical Performance CES 12 TRI (CNY) CES 12 (CNY) Information Vendor Codes Hong Kong AFE Solutions: Bloomberg: CES12 ETNet: CEC Infocast: CE12 Interactive Data: I:CES12 SIX financial Information: CES12 Telequote Data: CES12 Thomson Reuters:.CSICES12/.HKCES12 CapitalVue: CES12 East Money: CES12 Gildata: CES12 Great Wisdom : CES12 Hexin Flush: CES12 Shanghai Qianlong: CES12 Wind: CES12 Index Dissemination CESC Website: CSI Website: HKEX Website: SSE Website: SZSE Website: Contact Us cescinfo@cesc.com TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility CES 12 TRI TRITotal Return Index Volatility is based on daily returns. Source: CESC, CSI, as at 3 Sep 216 Index Turnover Year Annualised Return (%) Volatility (%) Since Index Level 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y Base Date Way Index Turnover (%) Index Fundamentals Dividend Yield (%) PE Ratio (Times) Index Free Float Market Value (CNY Billion) Largest Constituent Market Value (CNY Billion) Smallest Constituent Market Value (CNY Billion) Return (%) Dec 212 Jun 213 Dec 213 Jun 214 Dec Average Constituent Market Value (CNY Billion) Weight of Largest Constituent (%) Market Value Coverage (%)* Market Turnover Coverage (%)* 5Y Jun 215 Dec 215 Jun CES SHSC Index Series are reviewed semiannually. Constituent changes and float share adjustment will be implemented in March and September every year. Source: CESC, SCI,as at 3 Sep 216 * The index universe includes the A shares listed on SSE and SZSE and the companies listed on HKEX. Source: CESC, CSI, as at 3 Sep

4 Top 2 Constituents by Weight Stock Rank Code Constituent Name Sector Exchange 1 7 TENCENT IT SEHK OTHER CHINA MOBILE Tele Services SEHK OTHER CCB Financials SEHK H CN PING AN Financials SHSE A ICBC Financials SEHK H BANK OF CHINA Financials SEHK H MINSHENG BANK Financials SHSE A IND BANK Financials SHSE A VANKE Financials SZSE A MERCHANTS Financials SHSE A PING AN Financials SEHK H BANK OF COMM Financials SHSE A MOUTAI Consumer Stap SHSE A CNOOC Energy SEHK OTHER PUDONG DEV Financials SHSE A HAITONG SEC Financials SHSE A CHINA LIFE Financials SEHK H CITIC Financials SHSE A SINOPEC CORP Energy SEHK H AGRI BANK OF CN Financials SHSE A Type of Shares* Free Float Market Capitalisation (CNY Billion) Weight (%) Total 5, *Type of shares classified as 'OTHER' are shares listed on HKEX excluding H shares Source: CESC,CSI,as at 3 Sep 216 SEHK:The Stock Exchange of Hong Kong SSE: Shanghai Stock Exchange SZSE: Shenzhen Stock Exchange Exchange Distribution by Market Capitalisation Sector Distribution by Market Capitalisation Utilities, 2.96% Tele Services, (8) 6.91% (5) Energy, 5.43% (9) Materials,.88% (3) Industrials, 5.77% (14) IT, 13.24% (6) Consumer Disc, 5.55% (12) SEHK Stocks 46.67% (4) SSE Shares 41.13% (58) Real Estate, 5.61% (9) Consumer Stap, 5.54% (11) Health Care, 1.27% (3) SZSE Shares 12.19% (22) TRI Total Return Index Source: CESC, CSI, as at 31 March 216 Insurance, 1.36% (9) Source: CESC, CSL, as at 3 Sep 216 Financials 52.45% (49) Diversified Financials, 6.42% (11) Source: CESC, CSL, as at 3 Sep 216 Banks, 3.5% (2) Weightings may not add up to the total due to rounding DISCLAIMER All information contained herein(the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved. 2

5 Hightlights Designed to provide investors a measure of market performance for large and midcap Chines stocks listed in Shanghai, Hong Kong and Shenzhen Measure the overall performance of the next 2 largest A Shares ranked after the constituents of the CES A8 and listed on SSE or SZSE and the next 8 largest companies ranked after the constituents of the CES HKMI and listed on SEHK. Free floatadjusted constituents reflect tradable share's performance Semi annual rebalancing captures market movement while minimizing unnecessary churn Historical Performance Index Details Launch Date: 7 July 214 Base Date: 31 December 24 1 CES 28 (CNY) CES 28 TRI (CNY) 1 Base Index: Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 28 Currency: CNY (realtime) & HKD (available end of day) Total Return Index: CNY & HKD (both available end of day) Information Vendor Codes Hong Kong AFE Solutions: Bloomberg: CES28 Infocast: CE28 Interactive Data: I:CES28 SIX financial Information: CES28 ThomsonReuters.CSICES28/.HKCES28 East Money: CES28 Gildata: CES28 Great Wisdom : CES28 Hexin Flush: CES28 Shanghai Qianlong: CES28 Wind: CES28 Index Dissemination CESC Website: CSI Website: HKEX Website: SSE Website: SZSE Website: Contact Us cescinfo@cesc.com TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility Index Level Annualised Return (%) Volatility (%) Since 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y 5Y Base Date CES 28 5, TRI 6, TRITotal Return Index Volatility is based on daily returns. Source: CESC, CSI, as at 3 Sep 216 Index Turnover Review Month Index Turnover (%) Index Fundamentals Return (%) Jun 214 Dec 214 Jun 215 Dividend Yield (%) 1.61 Weight of Largest Constituent (%) 1.8 PE Ratio Market Value Coverage (%)* Index Free Float Market Value (CNY Billion) 4, Market Turnover Coverage (%)* 15.5 Largest Constituent Market Value (CNY Billion) Smallest Constituent Market Value (CNY Billion) 1.94 Average Constituent Market Value (CNY Billion) Dec 215 Jun CES China Cross Border Index Series are reviewed semiannually. Constituent changes and float share adjustments are implemented in June and December every year. Source: CESC, CSI,as at 3 Sep 216 * The index universe includes the A shares listed on SSE and SZSE and the companies listed on HKEX Source: CESC, CSI, as at 3 Sep 216 1

6 Top 2 Constituents by Weight Stock Rank Code Constituent Name Sector Exchange MINSHENG BANK Financials SEHK H AAC TECH IT SEHK OTHER KANGMEI PHARM Consumer Stap SHSE A KANGDEXIN Materials SZSE A CHINA SHENHUA Energy SEHK H CONSTR BANK Financials SHSE A SINOPHARM Health Care SEHK H BANK OF NANJING Financials SHSE A INDUSTRIAL SEC Financials SHSE A CHANGJIANG SEC Financials SZSE A ZTE Tele Services SZSE A SEARAINBOW IT SZSE A PACIFIC SEC Financials SHSE A WESTERN SECURITI Financials SZSE A WANGSU SCI&TECH IT SZSE A SHENZHOU INTL Consumer Disc SEHK OTHER CITIC SEC Financials SEHK H CSPC PHARMA Health Care SEHK OTHER GEELY AUTO Consumer Disc SEHK OTHER DONGE EJIAO Health Care SZSE A Type of Shares* Free Float Market Capitalisation (CNY Billion) Weight (%) Total *Type of shares classified as '' OTHER'' are shares listed on HKEX excluding H shares Source: CESC,CSI,as at 3 Sep 216 SEHK:The Stock Exchange of Hong Kong SSE: Shanghai Stock Exchange SZSE: Shenzhen Stock Exchange Exchange Distribution by Market Capitalisation SSE Shares 42.39% (117) Sector Distribution by Market Capitalisation Real Estate 5.65% (19) IT 12.7% (3) Tele Services 1.9% (2) Utilities 5.83% (21) Energy 2.27% (7) Materials 1.1% (29) Industrials 21.% (64) SEHK Stocks 29.27% (8) SZSE Shares 29.34% (83) TRI Total Return Index Financials Source: CESC, CSI, as at 31 March % (5) Insurance.91% (2) Diversified Financials 11.45% (24) Banks 3.49% (5) Health Care 7.94% (23) Consumer Stap 5.24% (16) Consumer Disc 13.5% (38) DISCLAIMER Source: CESC, CSI, as at 3 Sep 216 Weightings may not add up to the total due to rounding All information contained herein (the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved. Source: CESC, CSI, as at 3 Sep 216

7 Hightlights CES SHSC3 consists of the top 1 stocks by market capitalization (market cap) in each of the two ShanghaiHong Kong Connect markets, plus the top 1 stocks by market cap in the Shenzhen market It is the first Stock Connectrelated index to reflect the overall performance of Shanghai, Shenzhen and Hong Kong market, and will be adjusted after the launch of ShenzhenHong Kong Stock Connect Program Free floatadjusted constituents reflect tradable share's performance Semi annual rebalancing captures market movement while minimizing unnecessary churn Historical Performance Index Details Launch Date: 15 December 214 Base Date: 31 December 28 Base Index: CES SHSC3 (CNY) CES SHSC3 TRI (CNY) Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 3 Currency: CNY (realtime) & HKD (available end of day) Total Return Index: CNY & HKD (both available end of day) Information Vendor Codes Hong Kong AFE Solutions: Bloomberg: CES3 Infocast: CE3 Interactive Data: I:CES3 SIX financial Information: CES3 ThomsonReuters.CSICES3/.HKCES3 CapitalVue: CES3 East Money: CES3 Gildata: CES3 Great Wisdom : CES3 Hexin Flush: CES3 Shanghai Qianlong: CES3 Wind: CES3 Index Dissemination CESC Website: CSI Website: HKEX Website: SSE Website: Contact Us cescinfo@cesc.com TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility Index Level Annualised Return (%) Volatility (%) Since 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y 5Y Base Date CES SHSC3 3, TRI 4, TRITotal Return Index Volatility is based on daily returns. Source: CESC, CSI, as at 3 Sep 216 Index Turnover Year 1Way Index Turnover (%) Index Fundamentals Return (%) Mar 215 Sep 215 Mar 216 Jun CES SHSC Index Series are reviewed semiannually. Constituent changes and float share adjustment will be implemented in June and December every year. Source: CESC, CSI,as at 3 Sep 216 Dividend Yield (%) 2.93 Weight of Largest Constituent (%) 6.5 PE Ratio 11.2 Market Value Coverage (%)* 58.6 Index Free Float Market Value (CNY Billion) 15, Market Turnover Coverage (%)* Largest Constituent Market Value (CNY Billion) Smallest Constituent Market Value (CNY Billion) 3.79 Average Constituent Market Value (CNY Billion) * The index universe includes the A shares and HK stocks eligible for the Stock Connect. Source: CESC, CSI, as at 3 Sep 216

8 Top 2 Constituents by Weight Stock Rank Code Constituent Name Sector Exchange 1 7 TENCENT IT SEHK OTHER 1, HSBC HOLDINGS Financials SEHK OTHER AIA Financials SEHK OTHER CHINA MOBILE Tele Services SEHK OTHER CCB Financials SEHK H CN PING AN Financials SHSE A ICBC Financials SEHK H BANK OF CHINA Financials SEHK H CKH HOLDINGS Financials SEHK OTHER MINSHENG BANK Financials SHSE A HKEX Financials SEHK OTHER IND BANK Financials SHSE A VANKE Financials SZSE A MERCHANTS BANK Financials SHSE A PING AN Financials SEHK H BANK OF COMM Financials SHSE A MOUTAI Consumer Stap SHSE A CNOOC Energy SEHK OTHER SHK PPT Financials SEHK OTHER PUDONG DEV Financials SHSE A Type of Shares* Total Free Float Market Capitalisation (CNY Billion) Weight (%) 6, *Type of shares classified as '' OTHER'' are shares listed on HKEX excluding H shares Source: CESC,CSI,as at 3 Sep 216 SEHK:The Stock Exchange of Hong Kong SSE: Shanghai Stock Exchange Exchange Distribution by Market Capitalisation Sector Distribution by Market Capitalisation SZSE Shares 15.88% (1) IT 1.65% (29) Tele Services 4.57% (8) Utilities 4.85% (2) Energy 3.65% (12) Materials 2.39% (19) Industrials 7.88% (47) Consumer Disc 7.18% (42) SSE Shares 3.23% (1) SEHK Stocks TRI Total Return Index Source: CESC, CSI, as at 31 March % (1) Real Estate 8.3% (28) Insurance 9.52% (1) Consumer Stap 4.41% (2) Health Care 1.57% (1) Banks 26.47% (28) Source: CESC, CSI, as at 3 Sep 216 Financials 52.94% (93) Diversified Financials 8.92% (27) Source: CESC, CSI, as at 3 Sep 216 Weightings may not add up to the total due to rounding DISCLAIMER All information contained herein(the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved.

9 Hightlights Designed for Exchanges Traded Funds, or ETFs, futures and other indexlinked products, and to help provide Renminbi Qualified Foreign Institutional Investors, or RQFIIs, and other investors with more choices to gain exposure in China's Ashare market Aims to track the performance of major blue chips in China's Ashare market Comprised of 8 of the largest and most liquid Ashares trading on the Shanghai and Shenzhen stock exchanges, which are the Ashares portion of the CES China 12 Index, or CES 12 Free floatadjusted constituents reflect tradable shares' performance Semi annual rebalancing captures market movement while minimizing unnecessary churn Index Details Launch Date: 18 March 213 Base Date: 31 December 24 Base Index: Historical Performance 1 1 CES A8 TRI (CNY) CESA8 (CNY) 1 1 Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 8 Currency: CNY (realtime) & HKD (available end of day) Total Return Index: CNY & HKD (both available end of day) Information Vendor Codes Hong Kong AFE Solutions: Bloomberg: CESA8 Infocast: CEA8 Interactive Data: I:CESA8 SIX financial Information: CESA8 ThomsonReuters.CSICESA8/.HKCESA8 CapitalVue: CESA8 East Money: CESA8 Gildata: CESA8 Great Wisdom : CESA8 Hexin Flush: CESA8 Shanghai Qianlong: CESA8 Wind: CESA8 Index Dissemination CESC Website: CSI Website: HKEX Website: Contact Us cescinfo@cesc.com TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility Index Level Annualised Return (%) Volatility (%) Since 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y 5Y Base Date CES A8 5, TRI 7, TRITotal Return Index Volatility is based on daily returns. Source: CESC, CSI, as at 3 Sep 216 Index Turnover Year Return (%) Jun 213 Dec 213 Dec 215 Jun 216 1Way Index Turnover (%) Index Fundamentals Dividend Yield (%) 3.5 Weight of Largest Constituent (%) 7.32 PE Ratio 1.27 Market Value Coverage (%)* Index Free Float Market Value (CNY Billion) 5,54.35 Market Turnover Coverage (%)* 9.23 Largest Constituent Market Value (CNY Billion) 37.4 Smallest Constituent Market Value (CNY Billion) 3.51 Jun 214 Dec 214 Jun 215 CES China Cross Border Index Series are reviewed semiannually. Constituent changes and float share adjustments are implemented in June and December every year. Source: CESC, CSI,as at 3 Sep 216 Average Constituent Market Value (CNY Billion) * The index universe includes the A shares listed on SSE and SZSE Source: CESC, CSI, as at 3 Sep 216 1

10 Top 2 Constituents by Weight Stock Rank Code Constituent Name Sector Exchange Type of Shares Free Float Market Capitalisation (CNY Billion) Weight (%) CN PING AN Financials SHSE A MINSHENG BANK Financials SHSE A IND BANK Financials SHSE A VANKE Financials SZSE A MERCHANTS BANK Financials SHSE A BANK OF COMM Financials SHSE A MOUTAI Consumer Stap SHSE A PUDONG DEV Financials SHSE A HAITONG SEC Financials SHSE A CITIC Financials SHSE A AGRI BANK OF CN Financials SHSE A BEIJING BANK Financials SHSE A ICBC Financials SHSE A GREE ELECTRIC Consumer Disc SZSE A YILI COMPANY Consumer Stap SHSE A CHINA STATE CON Industrials SHSE A CHINA PACIFIC Financials SHSE A YANGTZE POWER Utilities SHSE A MIDEA GROUP Consumer Disc SZSE A CRRC Industrials SHSE A Total Source: CESC,CSI,as at 3 Sep 216 SSE: Shanghai Stock Exchange SZSE: Shenzhen Stock Exchange Sector Distribution by Market Capitalisation IT 3.68% (4) Real Estate 6.2% (4) Tele Services 1.9% (2) Utilities Energy 4.5% (5) 2.64% (5) Materials 1.15% (2) Industrials 8.93% (11) Consumer Disc 9.95% (11) Insurance 1.5% (4) Financials 58.73% (32) Consumer Stap 7.41% (5) Diversified Financials 12.5% (11) TRI Total Return Index Source: CESC, CSI, as at 31 March 216 Health Care 2.38% (3) Banks 29.99% (13) Source: CESC, CSL, as at 3 Sep216 Weightings may not add up to the total due to rounding DISCLAIMER All information contained herein (the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved.

11 Hightlights The CES G1 consists of at most 1 largest gaming stocks listed in Hong Kong. It serves as an objective benchmark reflecting the overall performance of the gaming industry. It can also be used for developing investment products to gain exposure to Asia's gaming industry. The CES G1 is the world's only gaming index with futures Free floatadjusted constituents reflect tradable shares' performance Semiannual rebalancing captures market movement while minimising unnecessary churn Historical Performance Index Details Launch Date: 18 April 216 Base Date: 4 March CES G1 (HKD) CES G1 TRI (HKD) 1 Base Index: 3, Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 6 Currency: HKD (realtime) & CNY (available end of day) Total Return Index: CNY & HKD (both available end of day) Information Vendor Codes Hong Kong AASTOCK: 1167 Activ Financial: =CESG1.HK AFE Solutions: Bloomberg: CESG1 Infocast: CESG1 Market Prizm: CESG1 QPI: SEHK.HCESG1 SIX financial: CESG1 Telequote Data: CESG1 TeleTrend: CESG1 Thomson Reuters: HKCESG1 Great Wisdom: CESG1 Hexin Flush: CESG1 Shanghai Qianlong: CESG1 Wind: CESG1 East Money: CESG1 Index Dissemination CESC Website: CSI Website: HKEX Website: SSE Website: SZSE Website: Contact Us cescinfo@cesc.com TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility CES G1 TRI Year Index Level Index Turnover 1Way Index Turnover (%) Return (%) Annualized Return (%) Volatility (%) Since 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y 5Y Base Date TRITotal Return Index Volatility is based on daily returns. Source: CESC, CSI, as at 3 Sep 216 Index Fundamentals Jun CES China Cross Border Index Series are reviewed semiannually. Constituent changes and float share adjustments are implemented in June and December every year. Source: CESC, CSI,as at 3 Sep 216 Dividend Yield (%) 3.95 Weight of Largest Constituent (%) PE Ratio Index Free Float Market Value (CNY Billion) Largest Constituent Market Value (CNY Billion) Smallest Constituent Market Value (CNY Billion) Average Constituent Market Value (CNY Billion) Gaming Sector Market Value Coverage (%)* Gaming Sector Market Turnover Coverage (%)* * The index universe includes the A shares listed on SSE and SZSE and the companies listed on HKEX Source: CESC, CSI, as at 3 Sep

12 Constituents by Weight Rank Stock Code Constituent Name Exchange 1 27 Galaxy Entertain SEHK OTHER Melco SEHK OTHER SJM Hldgs SEHK OTHER Wynn Macau SEHK OTHER Sands China SEHK OTHER MGM China SEHK OTHER Total *Type of shares classified as 'OTHER' are shares listed on HKEx excluding H shares Source: CESC,CSI,as at 3 Sep 216 Type of Shares* SEHK:The Stock Exchange of Hong Kong Free Float Market Capitalisation (CNY Billion) Weight (%) Correlation CES SCHK1 CES HKMI CES A8 CES G Source: CESC, CSI, as at 3 Sep 216 DISCLAIMER All information contained herein(the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved. TRI Total Return Index Source: CESC, CSI, as at 31 March 216 2

13 Hightlights Aims to track the performance of Hong Konglisted companies Designed for international investors who want to gain exposure to stocks listed in Hong Kong and ers who invest in Hong Kong listed shares through the Qualified Domestic Institutional Investors Scheme (QDIIS) Represents the Hong Kong constituents of the CES China 12 Index (CES 12) and is comprised of 4 most liquid and largest companies listed on Hong Kong Exchanges & Clearing Limited (HKEX). Types of shares include H shares, Red Chips and shares of other Hong Konglisted companies. Constituent has to satisfy the requirement that its registration, or operation center is located in China or more than 5% of its revenue is from China Free floatadjusted constituents reflect tradable shares' performance Index Details Launch Date: 18 March 213 Base Date: 31 December 24 Base Index: Review: Semiannually (Jun & Dec) Dissemination: Real time at 5second intervals Constituents: 4 Currency: HKD (realtime) & CNY (available end of day) Total Return Index: CNY & HKD (both available end of day) Information Vendor Codes Historical Performance CES HKMI (HKD) CES HKMI TRI (HKD) Hong Kong AAStocks: 1158 AFE Solutions: Bloomberg: CESHKM Infocast: CEHKM Interactive Data: I:CESHKM SIX financial Information: CESHKM Thomson Reuters:.CISCESHKM/.HKCESHKM CapitalVue: CESHKM East Money: CESHKM Gildata: CESHKM Great Wisdom : CESHKM Hexin Flush: CESHKM Shanghai Qianlong: CESHKM Wind: CESHKM Index Dissemination CESC Website: CSI Website: HKEx Website: Contact Us cescinfo@cesc.com T S TRITotal Return Index Source: CESC, CSI as at 3 Sep 216 Return and Volatility Index Level Annualised Return (%) Volatility (%) Since 1M 3M 6M YTD 1Y 3Y 5Y 1Y 3Y 5Y 1Y 3Y 5Y Base Date CES HKMI 5, TRI 7, T TRITotal Return Index V Volatility is based on daily returns. S Source: CESC, CSI, as at 3 Sep 216 Index Turnover Year 1Way Index Turnover (%) Index Fundamentals Return (%) Dividend Yield (%) 3. Weight of Largest Constituent (%) PE Ratio 9.8 Market Value Coverage (%)* 66.1 Index Free Float Market Value (HKD Billion) Markert Turnover Coverage (%)* Largest Constituent Market Value (HKD Billion) Smallest Constituent Market Value (HKD Billion) 8.4 Average Constituent Market Value (HKD Billion) Jun 213 Dec 213 Jun 214 Dec 214 Jun 215 Dec CES China Cross Border Index Series are reviewed semiannually. Constituent changes and float share adjustments are implemented in June and December every year. Source: CESC, CSI, as at 3 Sep *The *T index universe includes the companies listed on HKEx Source: CESC, CSI, as at 3 Sep 216 S 1

14 Top 2 Constituents by Weight Stock Rank Code Constituent Name Sector Exchange 1 7 TENCENT IT SEHK OTHER CHINA MOBILE Tele Services SEHK OTHER CCB Financials SEHK H ICBC Financials SEHK H BANK OF CHINA Financials SEHK H PING AN Financials SEHK H CNOOC Energy SEHK OTHER CHINA LIFE Financials SEHK H SINOPEC CORP Energy SEHK H CHINA OVERSEAS Financials SEHK OTHER PETROCHINA Energy SEHK H CM BANK Financials SEHK H ABC Financials SEHK H CPIC Financials SEHK H CHINA UNICOM Tele Services SEHK OTHER CITIC Industrials SEHK OTHER BANKCOMM Financials SEHK H CHINA RES LAND Financials SEHK OTHER PICC P&C Financials SEHK H HENGAN INT'L Consumer Stap SEHK OTHER Type of Shares* Free Float Market Capitalisation (HKD Billion) Weight (%) Total 4, *Type of shares classified as 'OTHER' are shares listed on HKEx excluding H shares Source: CESC,CSI,as at 3 Sep 216 SEHK:The Stock Exchange of Hong Kong Sector Distribution by Market Capitalisation Utilities 1.72% (3) Telecommunication Services 13.57% (3) IT 24.16% (2) Energy 8.61% (4) Materials.58% (1) Industrials 2.16% (3) Consumer Discretionary.52% (1) Consumer Staple 3.41% (6) TRI Total Return Index Source: CESC, CSI, as at 31 March 216 Financials 45.27% (17) *Financials can be further segregated into : Banks 3.13% (7) Insurance 1.2%(5) Real Estate 4.94%(5) Weightings may not add up to the total due to rounding Source: CESC, CSL, as at 3 Sep 216 DISCLAIMER All information contained herein(the ''Information'') is provided for reference only, China Exchanges Services Company Limited (CESC) endeavours to ensure the accuracy and reliability of the information but makes no warranty or representation as to its accuracy, completeness, reliability or suitability for any particular purpose. CESC accepts no liability(whether in tort or contract or otherwise) whatsoever to any person for any loss or damage arising from any inaccuracy or omission in the information or from any decision, action or nonaction based on or in reliance upon the information. None of the Information is intended to constitute investment advice or a recommendation to make (or refrain from making) any kind of investment decision. Any person intends to use the Information or any part thereof should seek independent professional advice. Distribution, redistribution, reproduction, modification, transmission, use, reuse and/or storage of the Information in whole or in part, in any form or by any means are strictly prohibited without the prior written permission of CESC. The Information is provided without warranties of any kind, either expressed or implied, including warranties of merchantability, merchantable quality, title, fitness for a particular purpose, security and noninfringement. China Securities IndexCo.,Ltd.(CSI) will make its commercially reasonable endeavors to ensure the accuracy and reliability of the information provided, but does not guarantee its accuracy and reliability and accepts no liability (whether in tort or contract or otherwise) for any loss or damage suffered by any person arising from any inaccuracies or omissions or for any reliance placed on such information. 216 China Exchanges Services Company Limited. All rights reserved.