BNS S&P 500 Callable Contingent US$5.00 Coupon Notes, Series 41
|
|
- Cornelia Jennings
- 5 years ago
- Views:
Transcription
1 BNS S&P 500 Callable Contingent US$5.00 Notes, Series 41 Principal at Risk Notes Due December 9, 2024 November 3, 2017 A Bank of Nova Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement thereto dated November 4, 2016 and pricing supplement No. 602 thereto dated November 3, 2017 (together, the Prospectus ) have been filed with the securities regulatory authorities in each of the provinces and territories of Canada. A copy of the Prospectus, and any amendments or supplements thereto that have been filed is required to be delivered with this document. The Prospectus, and any amendments or supplements thereto, contains important information relating to the securities described in this document. This document does not provide full disclosure of all material facts relating to the securities offered and investors should read the Prospectus, and any amendments or supplements thereto, for disclosure of those facts, especially risk factors relating to the securities offered, before making an investment decision. A copy of the short form base shelf prospectus, the prospectus supplement and the pricing supplement can also be obtained at Unless the context otherwise requires, terms not otherwise defined herein will have the meaning ascribed thereto in the Prospectus. INVESTMENT HIGHLIGHTS Issuer: The Bank of Nova Scotia Index*: Whether there is a return on the Notes through the s and whether the is returned at maturity is based on the price performance of the S&P 500 Index, which represents the large-cap segment of the U.S. equity market. s: Holders of record on the applicable Record Date may be entitled to receive from the Bank a, determined as follows: (i) If the Closing on the relevant is greater than the Barrier Level, the will be US$2.50 per Note; and (ii) If the Closing on the relevant is less than or equal to the Barrier Level, no Semi- Annual will be made. The aggregate s over the term of the Notes will not exceed US$35.00 per Note. If the Notes are called, investors will receive both the and the for the applicable Autocall. Autocall: The Notes will be automatically called (i.e., redeemed) by the Bank if the Closing on any Autocall is greater than or equal to the Autocall Level. The Notes cannot be automatically called prior to June 10, If the Closing on any Autocall is not greater than or equal to the Autocall Level, the Notes will not be automatically called by the Bank. s: June 4, 2019, December 3, 2019, June 2, 2020, December 2, 2020, June 2, 2021, December 2, 2021, June 2, 2022, December 2, 2022, June 2, 2023, December 4, 2023, June 4, 2024, (each an "Autocall "), and December 3, 2024 (the "Final "). Barrier Protection: The Notes provide contingent principal protection at maturity if the Final on the Final is above the Barrier Level (which is 70.00% of the Initial ). If the Final on the Final is below or equal to the Barrier Level, an investor in the Notes will be fully exposed to any negative price performance of the Index, meaning that substantially all such investor s investment may be lost (subject to a minimum principal repayment of US$1.00 per Note). *The price performance of the Index does not take into account dividends, distributions or other income or amounts paid by the issuers of the constituent securities that comprise the Index. The annual dividend yield of the Index as of October 31, 2017 was 1.93%, representing an aggregate dividend yield of approximately 14.32% compounded annually over the term of the Notes (assuming the dividend yield remains constant). Fundserv Available Until Issue Date Maturity Date Min. Investment (if not called) SSP1397 December 1, 2017 December 8, 2017 December 9, 2024 US$5,000 CONTACT INFORMATION Western Canada Ontario & Eastern Canada Quebec National Todd Thal: Chris Janson: Todd Chalmers: Evelyn Kamiliotis: Stephanie Kirin: Toll Free: The information above must be read in conjunction with the Prospectus.
2 KEY TERMS Issuer: : Issue Date: CUSIP: Fundserv Code: Maturity Date: Autocall: Minimum Investment: Index: The Bank of Nova Scotia (the Bank ) US$ per Note. The Notes will be issued on or about December 8, 2017, or such other date as may be agreed between the Bank and Scotia Capital Inc. and Desjardins Securities Inc H55 SSP1397 December 9, 2024 (approximately a 7 year term), subject to the Notes being automatically called by the Bank. The Notes will be automatically called (i.e., redeemed) by the Bank if the Closing on any Autocall is greater than or equal to the Autocall Level. The Notes cannot be automatically called prior to June 10, If the Closing on any Autocall is not greater than or equal to the Autocall Level, the Notes will not be automatically called by the Bank. US$5,000 (50 Notes) Initial : December 8, 2017 s: s: Whether there is a return on the Notes through s and whether the is returned at maturity is based on the price performance of the S&P 500 Index. which represents the large-cap segment of the U.S. equity market June 4, 2019, December 3, 2019, June 2, 2020, December 2, 2020, June 2, 2021, December 2, 2021, June 2, 2022, December 2, 2022, June 2, 2023, December 4, 2023, June 4, 2024 (each an "Autocall "), and December 3, 2024 (the "Final "), provided, in each case, that if such day is not an Exchange Business Day then the Autocall or the Final, as the case may be, will be the immediately preceding Exchange Business Day, subject to the occurrence of any Special Circumstance. Holders of record on the applicable Record Date may be entitled to receive from the Bank on the applicable Date a semi-annual coupon payment (the ). The will be determined as follows: (i) If the Closing on the relevant is greater than the Barrier Level, the will be US$2.50 per Note; and (ii) If the Closing on the relevant is less than or equal to the Barrier Level, no will be made. Amount: The aggregate s over the term of the Notes will not exceed US$35.00 per Note. If the Notes are called, holders will receive both the and the for the applicable Autocall. Holders of record on the applicable Record Date will be entitled to an amount payable on the Notes if they are automatically called by the Bank or at maturity (in each case the Amount ) as calculated by the Calculation Agent in accordance with the applicable formula below: Index Return: Closing : Initial : Final : Currency: Autocall Level: Barrier Level: Listing and Secondary Market: If the Closing on an Autocall or the Final is greater than or equal to the Autocall Level, the Maturity Redemption Amount will equal: If the Final on the Final is greater than the Barrier Level, but less than the Autocall Level, the Amount will equal: If the Final on the Final is equal to or less than the Barrier Level, the Amount will equal: + ( x Index Return) The Amount may be substantially less than the invested by an investor if the Final on the Final is equal to or less than the Barrier Level. The Amount will be subject to a minimum principal repayment of US$1.00 per Note. The return on the Notes will not reflect the total return that an investor would receive if such investor owned the securities included in the Index. (Final Initial ) / Initial The official closing level or value of the Index on a given day as calculated and announced by the Index Sponsor on an Exchange Business Day. The Closing on the Initial, provided that if the Initial is not an Exchange Business Day, the Initial will be determined as of the first succeeding day that is an Exchange Business Day. The Closing on an Autocall or the Final, as the case may be. The return on the Notes in U.S. dollars will be based solely upon the Closing on an Autocall or the Final Valuation Date. Accordingly, the Amount and any s payable in respect of the Notes will be unaffected by changes in the exchange rate of the U.S. dollar relative to any other currency. To the extent other assets or income of a holder of Notes are denominated in another currency, such as the Canadian dollar, an investment in the Notes will entail foreign exchange related risks % of the Initial % of the Initial. The Notes will not be listed on any exchange or marketplace. Scotia Capital Inc. will use reasonable efforts under normal market conditions to provide a daily secondary market for the sale of the Notes but reserves the right to elect not to do so at any time in the future, in its sole and absolute discretion, without prior notice to investors. Early Trading Charge: If Sold Within Early Trading Charge (% of ) Eligibility for Investment: Fees and Expenses: 0-90 days of Issue Date days of Issue Date days of Issue Date days of Issue Date Thereafter RRSPs, RRIFs, RESPs, RDSPs, DPSPs and TFSAs 4.50% 3.25% 2.00% 1.00% Nil A selling concession fee of US$2.50 per Note sold (or 2.50% of the ) will be payable to the Investment Dealers for further payment to representatives including representatives employed by the Investment Dealers whose clients purchase the Notes. A fee of up to US$0.15 per Note sold (or up to 0.15% of the ) will be payable directly by the Bank to Desjardins Securities Inc. at closing for acting as an independent agent. The payment of these fees will not reduce the amount on which the Amount payable on the Notes is calculated.
3 HYPOTHETICAL EXAMPLES The following examples show how the Index Return and Amount would be calculated based on certain hypothetical values and assumptions set out below. These examples are for illustrative purposes only and should not be construed as an estimate or forecast of the performance of the Index or the return that an investor might realize on the Notes. The Index Return will be calculated based on the price return of the Index, which will not reflect the value of any dividends, distributions or other income or amounts accruing on the constituent securities of the Index. Certain dollar amounts are rounded to the nearest whole cent. Values for hypothetical calculations: Initial : 2, Barrier Level: 70.00% of the Initial = 70.00% x 2, = 1, Autocall Level: % of the Initial = % x 2, = 2, Example #1 The Notes are not automatically called as the Closing on each Autocall is less than the Autocall Level. The Final on the Final is equal to or less than the Barrier Level % Final Amount = US$56.00 Aggregate US$ y (not callable) 55.00% US$0.00 1y (not callable) 46.00% US$ y 46.00% US$0.00 2y 45.00% US$ y 56.00% US$0.00 3y 49.00% US$ y 52.00% US$0.00 4y 52.00% US$ y 54.00% US$0.00 5y 50.00% US$ y 47.00% US$0.00 6y 44.00% US$ y 46.00% US$0.00 7y 56.00% US$0.00 Since the Final (1,162.00) on the Final is less than the Barrier Level (1,452.50), the Amount is calculated as follows: + ( x Index Return) US$ (US$ x %) = US$56.00 per Note In this example, since the Closing is below the Barrier Level on all s, an investor would not receive any s. An investor would receive a Amount of US$56.00 per Note on the Maturity Date, which is equivalent to an annual compound rate of return of approximately -7.95% per Note. Example #2 The Notes are not automatically called as the Closing on each Autocall is less than the Autocall Level. The Final on the Final is less than the Autocall Level, but greater than the Barrier Level % Final Amount = US$ Aggregate US$ y (not callable) % US$2.50 1y (not callable) % US$ y % US$2.50 2y % US$ y 85.00% US$2.50 3y 49.00% US$ y 56.00% US$0.00 4y 46.00% US$ y 86.00% US$2.50 5y 84.00% US$ y 88.00% US$2.50 6y 86.00% US$ y 84.00% US$2.50 7y 81.00% US$2.50 Since the Final (1,680.75) on the Final is below the Autocall Level (2,282.50), but greater than the Barrier Level (1,452.50), the Maturity Redemption Amount is calculated as follows:
4 US$ per Note In this example, since the Closing is below the Barrier Level on the sixth, seventh and eighth s, an investor would not receive s for the related Dates. An investor would receive aggregate s of US$27.50 per Note, and a Amount of US$ per Note, on the Maturity Date, which is equivalent to an annual compound rate of return of approximately 3.53% per Note. Example #3 The Notes are automatically called on the first Autocall as the Closing on the first Autocall is greater than or equal to the Autocall Level. The Notes are automatically called on the first Autocall for US$ per Note. In this example an investor would have received three s of US$2.50 (US$7.50 Total) % Final 0.5y (not callable) % US$2.50 1y (not callable) % US$ y % US$2.50 The Notes are automatically called - No future payments in respect of the Notes Amount = US$ Aggregate US$7.50 Since the Closing (2,510.75) on the first Autocall is greater than the Autocall Level (2,282.50), the Amount is calculated as follows: US$ per Note In this example, since the Closing is greater than the Barrier Level on each applicable, an investor would receive s of US$2.50 per Note on each of the first three Dates. An investor would receive aggregate s of US$7.50 per Note, and a Amount of US$ per Note, which is equivalent to an annual compound rate of return of approximately 4.94% per Note.
5 DISCLAIMER No securities regulatory authority has in any way passed upon the merits of the securities referred to herein and any representation to the contrary is an offence. The Notes are not principal protected (subject to a minimum principal repayment of US$1.00 per Note) and an investor may receive substantially less than the original principal amount at maturity. A person should reach a decision to invest in the Notes only after carefully considering, with his or her investment, legal, accounting, tax and other advisors, the suitability of the Notes in light of his or her investment objectives and the information set out in the Prospectus. The Bank, the Calculation Agent, Scotia Capital Inc. and Desjardins Securities Inc. make no recommendation as to the suitability of the Notes for investment by any particular person. The Notes have not been, and will not be, registered under the United States Securities Act of 1933, as amended (the 1933 Act ), or any State securities laws and, subject to certain exceptions, may not be offered for sale, sold or delivered, directly or indirectly, in the United States, its territories or possessions or to or for the account or benefit of U.S. persons within the meaning of Regulation S under the 1933 Act. In addition, the Notes may not be offered or sold to residents of any jurisdiction or country in Europe. Scotiabank, Scotiabank Global Banking and Markets, Scotia Capital Inc. and the flying S logo are registered trademarks of The Bank of Nova Scotia. Amounts paid to holders of the Notes will depend on the price performance of the underlying interests. Unless otherwise specified in the Prospectus, the Bank does not guarantee that any of the principal amount of the Notes will be paid at maturity or that any return will be paid on the Notes (subject to a minimum principal repayment of US$1.00 per Note). Purchasers could lose substantially all of their investment in the Notes (subject to a minimum principal repayment of US$1.00 per Note). Notes are not appropriate investments for persons who do not understand the risks associated with structured products or derivatives. A purchaser of Notes will be exposed to fluctuations and changes in the levels of the Index to which the Notes are linked. Index levels may be volatile and an investment linked to index levels may also be volatile. Purchasers should read carefully the Risk Factors sections in the Prospectus. The Notes will not constitute deposits under the Canada Deposit Insurance Corporation Act. The Notes have not been rated and will not be insured by the Canada Deposit Insurance Corporation or any other entity and therefore the payments to investors will be dependent upon the financial health and creditworthiness of the Bank. Scotia Capital Inc. is a wholly owned subsidiary of the Bank. Consequently, the Bank is a related and connected issuer of Scotia Capital Inc. within the meaning of applicable securities legislation. See Plan of Distribution in the Prospectus. The information contained herein, while obtained from sources believed to be reliable, is not guaranteed as to its accuracy or completeness. INDEX SPONSOR Standard & Poor s, S&P and S&P500 are trademarks of Standard & Poor s Financial Services LLC and have been licensed for use by the Bank. The Notes are not sponsored, endorsed, sold or promoted by Standard & Poor s. Standard & Poor s makes no representation or warranty, express or implied, to the owners of the Notes or any member of the public regarding the advisability of investing in securities generally or in the Notes particularly, or the ability of the Standard & Poor s Index to track general stock market performance. Standard & Poor s only relationship to the Bank is the licensing of certain trademarks and trade names of Standard & Poor s and of the Standard & Poor s Index which is determined, composed and calculated by Standard & Poor s without regard to the Bank or the Notes. Standard & Poor s has no obligation to take the needs of the Bank or the owners of the Notes into consideration in determining, composing or calculating the Index. Standard & Poor s is not responsible for and has not participated in the determination of the timing of, prices at, or quantities of the Notes to be issued or in the determination or calculation of the equation by which the Notes are to be converted into cash. Standard & Poor s has no obligation or liability in connection with the administration, marketing or trading of the Notes. STANDARD & POOR S DOES NOT GUARANTEE THE ACCURACY AND/OR THE COMPLETENESS OF THE INDEX OR ANY DATA INCLUDED THEREIN AND STANDARD & POOR S SHALL HAVE NO LIABILITY FOR ANY ERRORS, OMISSIONS, OR INTERRUPTIONS THEREIN. STANDARD & POOR S MAKES NO WARRANTY, EXPRESS OR IMPLIED, AS TO RESULTS TO BE OBTAINED BY THE BANK, OWNERS OF THE NOTES, OR ANY OTHER PERSON OR ENTITY FROM THE USE OF THE INDEX OR ANY DATA INCLUDED THEREIN. STANDARD & POOR S MAKES NO EXPRESS OR IMPLIED WARRANTIES, AND EXPRESSLY DISCLAIMS ALL WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE WITH RESPECT TO THE INDEX OR ANY DATA INCLUDED THEREIN. WITHOUT LIMITING ANY OF THE FOREGOING, IN NO EVENT SHALL STANDARD & POOR S HAVE ANY LIABILITY FOR ANY SPECIAL, PUNITIVE, INDIRECT, OR CONSEQUENTIAL DAMAGES (INCLUDING LOST PROFITS), EVEN IF NOTIFIED OF THE POSSIBILITY OF SUCH DAMAGES.
BNS S&P/TSX Insurance Callable Contingent $6.20 Coupon Notes, Series 5
BNS S&P/TSX Insurance Callable Contingent $6.20 Notes, Series 5 Principal at Risk Notes Due April 19, 2023 March 15, 2017 A Bank of Nova Scotia short form base shelf prospectus dated October 31, 2016,
More informationBNS S&P/TSX Insurance Callable Contingent $6.20 Coupon Notes, Series 3
BNS S&P/TSX Insurance Callable Contingent $6.20 Coupon Notes, Series 3 Principal at Risk Notes Due March 23, 2023 February 17, 2017 A Bank of Nova Scotia short form base shelf prospectus dated October
More informationBNS S&P/TSX 60 Callable Contingent Coupon Notes, Series 3 Principal at Risk Notes Due November 26, 2020 October 22, 2014
BNS S&P/TSX 60 Callable Contingent Notes, Series 3 Principal at Risk Notes Due November 26, 2020 October 22, 2014 A Bank of Nova Scotia amended and restated short form base shelf prospectus dated August
More informationBNS S&P/TSX 60 Callable Contingent ROC Notes, Series 10 Principal at Risk Notes Due September 8, 2020 August 5, 2014
BNS S&P/TSX 60 Callable Contingent ROC Notes, Series 10 at Risk Notes Due September 8, 2020 August 5, 2014 A Bank of Nova Scotia amended and restated short form base shelf prospectus dated August 19, 2013,
More informationBNS EURO STOXX Banks Callable Contingent $7.00 Coupon Notes, Series 14
BNS EURO STOXX Banks Callable Contingent $7.00 Notes, Series 14 Principal at Risk Notes Due October 21, 2024 March 15, 2018 A Bank of Nova Scotia short form base shelf prospectus dated February 13, 2018,
More informationBNS EURO STOXX 50 Callable Contingent $6.35 Coupon Notes, Series 14
BNS EURO STOXX 50 Callable Contingent $6.35 Notes, Series 14 Principal at Risk Notes Due April 7, 2025 March 2, 2018 A Bank of Nova Scotia short form base shelf prospectus dated February 13, 2018, a prospectus
More informationBNS EURO STOXX 50 Callable Contingent ROC Notes, Series 2 Principal at Risk Notes Due June 23, 2021 May 15, 2015
BNS EURO STOXX 50 Callable Contingent ROC Notes, Series 2 at Risk Notes Due June 23, 2021 May 15, 2015 A Bank of Nova Scotia short form base shelf prospectus dated December 19, 2014, a prospectus supplement
More informationBNS S&P/TSX Banks Autocallable Notes, Series 30F
BNS S&P/TSX Banks Autocallable tes, Series 30F Principal at Risk tes Due December 7, 2021 vember 4, 2016 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS S&P/TSX Insurance Autocallable Notes, Series 7
BNS S&P/TSX Insurance Autocallable tes, Series 7 Principal at Risk tes Due May 9, 2022 April 11, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS EURO STOXX Banks Autocallable Notes, Series 6
BNS EURO STOXX Banks Autocallable tes, Series 6 Principal at Risk tes Due February 2, 2023 January 29, 2018 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS EURO STOXX Banks Callable Contingent US$7.60 Coupon Notes, Series 16 Principal at Risk Notes Due May 30, 2025
BNS EURO STOXX Banks Callable Contingent US$7.60 Coupon Notes, Series 16 Principal at Risk Notes Due May 30, 2025 April 26, 2018 A Bank of Nova Scotia short form base shelf prospectus dated February 13,
More informationPrincipal at Risk Notes Due March 2, 2023
BNS ishares Core S&P 500 Index ETF (CAD-Hedged) Callable Contingent $5.10 Coupon Notes, Series 3 Principal at Risk Notes Due March 2, 2023 January 30, 2017 A Bank of Nova Scotia short form base shelf prospectus
More informationBNS EURO STOXX 50 Autocallable Notes, Series 85
BNS EURO STOXX 50 Autocallable tes, Series 85 Principal at Risk tes Due January 30, 2023 December 29, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS Gold Miners Callable Contingent $7.00 Coupon Notes, Series 11 Principal at Risk Notes Due February 16,2024
BNS Gold Miners Callable Contingent $7.00 Coupon Notes, Series 11 Principal at Risk Notes Due February 16,2024 February 14, 2018 A Bank of Nova Scotia short form base shelf prospectus dated October 31,
More informationBNS EURO STOXX Banks Autocallable Notes, Series 1 Principal at Risk Notes Due November 7, 2019 September 29, 2014
BNS EURO STOXX Banks Autocallable tes, Series 1 Principal at Risk tes Due vember 7, 2019 September 29, 2014 A Bank of va Scotia amended and restated short form base shelf prospectus dated August 19, 2013,
More informationBNS EURO STOXX 50 Autocallable Notes, Series 69
BNS EURO STOXX 50 Autocallable tes, Series 69 Principal at Risk tes Due October 6, 2022 August 30, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationPrincipal at Risk Notes Due June 2, 2022
BNS Gold Miners Callable Contingent $10.00 Coupon Notes, Series 3 Principal at Risk Notes Due June 2, 2022 April 26, 2017 A Bank of Nova Scotia short form base shelf prospectus dated October 31, 2016,
More informationBNS EURO STOXX Banks Autocallable Notes, Series 2
BNS EURO STOXX Banks Autocallable tes, Series 2 Principal at Risk tes Due vember 27, 2020 October 22, 2015 A Bank of va Scotia short form base shelf prospectus dated December 19, 2014, a prospectus supplement
More informationBNS EURO STOXX 50 Autocallable Notes, Series 80F
BNS EURO STOXX 50 Autocallable tes, Series 80F Principal at Risk tes Due vember 21, 2022 vember 1, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS Biotech Autocallable Notes, Series 1
BNS Biotech Autocallable tes, Series 1 Principal at Risk tes Due January 27, 2020 January 3, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement thereto
More informationBNS Gold Miners Autocallable Notes, Series 1
BNS Gold Miners Autocallable Notes, Series 1 Principal at Risk Notes Due February 25, 2018 February 6, 2015 A Bank of Nova Scotia short form base shelf prospectus dated December 19, 2014, a prospectus
More informationBNS Gold Miners Autocallable Notes, Series 8
BNS Gold Miners Autocallable tes, Series 8 Principal at Risk tes Due April 20, 2020 March 16, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement thereto
More informationBNS Canadian Banks Autocallable Notes, Series 56F
BNS Canadian Banks Autocallable tes, Series 56F Principal at Risk tes Due December 21, 2022 vember 29, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS Gold Miners Autocallable Plus Notes, Series 1
BNS Gold Miners Autocallable Plus tes, Series 1 Principal at Risk tes Due May 19, 2020 April 25, 2017 A Bank of va Scotia short form base shelf prospectus dated October 31, 2016, a prospectus supplement
More informationBNS Canadian Telecom Autocallable Notes, Series 7
BNS Canadian Telecom Autocallable tes, Series 7 Principal at Risk tes Due May 31, 2023 April 27, 2018 A Bank of va Scotia short form base shelf prospectus dated February 13, 2018, a prospectus supplement
More informationBNS Mining and Minerals Callable Contingent $6.25 Coupon Notes, Series 1 Principal at Risk Notes Due May 30, 2025
BNS Mining and Minerals Callable Contingent $6.25 Coupon Notes, Series 1 Principal at Risk Notes Due May 30, 2025 April 26, 2018 A Bank of Nova Scotia short form base shelf prospectus dated February 13,
More informationFebruary 3, The Notes will not constitute deposits insured under the Canada Deposit Insurance Corporation Act.
Pricing Supplement No. 37 to the Amended and Restated Short Form Base Shelf Prospectus dated August 19, 2013, amending and restating Short Form Base Shelf Prospectus dated March 26, 2013 and the Prospectus
More informationNovember 20, The Notes will not constitute deposits insured under the Canada Deposit Insurance Corporation Act.
Pricing Supplement No. 95 to the Amended and Restated Short Form Base Shelf Prospectus dated August 19, 2013, amending and restating Short Form Base Shelf Prospectus dated March 26, 2013 and the Prospectus
More informationPricing Supplement No. 379
Pricing Supplement No. 379 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority has expressed
More informationPricing Supplement No. 391
Pricing Supplement No. 391 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority has expressed
More informationThe Bank of Nova Scotia Senior Notes (Principal at Risk Notes) Index Linked Notes
Amended and Restated Pricing Supplement No. 462 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority
More informationCIBC Canadian Index Autocallable Coupon Notes, Series 3
CIBC Canadian Index Autocallable Coupon Notes, Series 3 Principal At Risk Notes Due March 31, 2022 (March 3, 2016) A final base shelf prospectus containing important information relating to the securities
More informationBank of Montreal Biotech AutoCallable Principal At Risk Notes, Series 297 (CAD), Due December 23, 2019
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationBank of Montreal Canadian Banks Accelerator Principal At Risk Notes, Series 27 (CAD)
Pricing Supplement No. 31 (to prospectus supplement no. 1 dated May 17, 2016 and the short form base shelf prospectus dated May 17, 2016) November 28, 2016 Bank of Montreal Canadian Banks Accelerator Principal
More informationBank of Montreal Biotech AutoCallable Principal At Risk Notes, Series 364 (CAD), Due February 16, 2021
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationApril 26, Alcoa Corporation BHP Billiton Limited BHP Billiton Plc First Quantum Minerals Ltd. Freeport-McMoRan Inc.
Pricing Supplement No. 787 to the Short Form Base Shelf Prospectus dated February 13, 2018 and the Prospectus Supplement thereto dated February 13, 2018. No securities regulatory authority has expressed
More informationPricing Supplement No. 430
Pricing Supplement No. 430 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority has expressed
More informationBank of Montreal Oil & Gas Step-Down AutoCallable Principal At Risk Notes, Series 289 (CAD) (F-Class), Due December 9, 2019
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationBank of Montreal Covered Call Canadian High Dividend Callable Equity Income Principal At Risk Notes, Series 500 (CAD), Due January 31, 2025
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationCIBC EURO STOXX 50 Index Autocallable Coupon Notes, Series 5 (USD)
CIBC EURO STOXX 50 Index Autocallable Coupon Notes, Series 5 (USD) Principal At Risk Notes Due March 21, 2024 (August 28, 2017) A final base shelf prospectus containing important information relating to
More informationAmended and Restated Pricing Supplement No. 395
Amended and Restated Pricing Supplement No. 395 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority
More informationMarch 30, The Notes will not constitute deposits insured under the Canada Deposit Insurance Corporation Act.
Amended and Restated Pricing Supplement No. 253 to the Short Form Base Shelf Prospectus dated December 19, 2014 and the Prospectus Supplement thereto dated January 5, 2015. No securities regulatory authority
More informationCIBC EURO STOXX Banks Index Autocallable Coupon Notes, Series 5 (USD)
CIBC EURO STOXX Banks Index Autocallable Coupon Notes, Series 5 (USD) Principal At Risk Notes Due August 31, 2022 (August 4, 2017) A final base shelf prospectus containing important information relating
More informationThe Bank of Nova Scotia Senior Notes (Principal at Risk Notes) Equity Linked Notes
Pricing Supplement No. 525 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority has expressed
More informationBank of Montreal Capped Energy AutoCallable Principal At Risk Notes, Series 4 (CAD), Due January 8, 2018
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationCIBC Autocallable Coupon Notes linked to SPDR S&P Regional Banking SM ETF, Series 1
CIBC Autocallable Coupon Notes linked to SPDR S&P Regional Banking SM ETF, Series 1 Principal At Risk Notes Due May 4, 2022 (April 6, 2017) A final base shelf prospectus containing important information
More informationDecember 28, BCE Inc. Corus Entertainment Inc. Rogers Communications Inc. Shaw Communications Inc. TELUS Corporation
Pricing Supplement No. 651 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority has expressed
More informationCIBC Canadian Banks Index Autocallable Coupon Notes, Series 44
CIBC Canadian Banks Index Autocallable Coupon Notes, Series 44 Principal At Risk Notes Due September 22, 2025 (August 30, 2018) A final base shelf prospectus containing important information relating to
More informationMaturity Date (if not called) British Columbia Québec Ontario Atlantic Canada
CIBC Autocallable Coupon Notes linked to SPDR S&P Oil & Gas Exploration & Production ETF, Series 2 Principal At Risk Notes Due February 7, 2023 (January 17, 2018) A final base shelf prospectus containing
More informationPricing Supplement No. 562
Pricing Supplement No. 562 to the Short Form Base Shelf Prospectus dated October 31, 2016 and the Prospectus Supplement thereto dated November 4, 2016. No securities regulatory authority has expressed
More informationNATIONAL BANK OF CANADA. (non principal protected note securities)
This Pricing Supplement together with the short form base shelf prospectus dated June 8, 2012, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto dated February 18, 2014
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement together with the short form base shelf prospectus dated June 20, 2014, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto dated June 23, 2014 as
More informationNATIONAL BANK OF CANADA. (non principal protected note securities)
This Pricing Supplement together with the short form base shelf prospectus dated June 20, 2014, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto dated July 3, 2014 as
More informationBank of Montreal S&P/TSX Composite Low Volatility Index Fixed Coupon Participation Principal At Risk Notes, Series 3 (CAD), Due October 31, 2022
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationCIBC Autocallable Coupon Notes linked to Netflix, Inc., Series 4
CIBC Autocallable Coupon Notes linked to Netflix, Inc., Series 4 Principal At Risk Notes Due June 5, 2024 (May 8, 2018) A final base shelf prospectus containing important information relating to the securities
More informationCIBC Autocallable Coupon Notes linked to Netflix, Inc., Series 1 (USD)
CIBC Autocallable Coupon Notes linked to Netflix, Inc., Series 1 (USD) Principal At Risk Notes Due March 4, 2024 (February 5, 2018) A final base shelf prospectus containing important information relating
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 3, 2018, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationCIBC Autocallable Coupon Notes linked to ishares S&P/TSX Global Gold Index ETF, Series 3
CIBC Autocallable Coupon Notes linked to ishares S&P/TSX Global Gold Index ETF, Series 3 Principal At Risk Notes Due April 6, 2022 (March 8, 2017) A final base shelf prospectus containing important information
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Contingent Memory Income Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 3, 2018, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Contingent Income Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 3, 2018, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationBank of Montreal European AutoCallable Principal At Risk Notes, Series 642 (CAD) (F-Class), Due January 24, 2023
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationBank of Montreal Canadian Banks Boosted Barrier Principal At Risk Notes, Series 87 (CAD), Due July 26, 2023
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationCIBC EURO STOXX 50 Index Autocallable Notes, Series 83 (F-Class)
CIBC EURO STOXX 50 Index Autocallable Notes, Series 83 (F-Class) Principal At Risk Notes Due June 29, 2022 (May 26, 2017) A final base shelf prospectus containing important information relating to the
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Contingent Memory Income Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 3, 2018, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationBank of Montreal U.S Financials Step-Down AutoCallable Principal At Risk Notes, Series 726 (CAD) (F-Class), Due March 29, 2023
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationBank of Montreal Canadian Energy Step-Down AutoCallable Principal At Risk Notes, Series 603 (CAD) (F-Class), Due December 19, 2022
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationNATIONAL BANK OF CANADA. NBC Barrier Booster Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 3, 2018, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationBank of Montreal Canadian Telecom AutoCallable Principal At Risk Notes, Series 715 (CAD) (F-Class), Due March 23, 2023
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationCIBC Autocallable Notes linked to Canadian Banks Portfolio, Series 14
CIBC Autocallable Notes linked to Canadian Banks Portfolio, Series 14 Principal At Risk Notes Due May 31, 2023 (May 3, 2018) A final base shelf prospectus containing important information relating to the
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Contingent Income Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 3, 2018, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationPrincipal At Risk Notes Due June 29, 2022 (May 30, 2017)
CIBC Autocallable Notes linked to SPDR S&P Biotech ETF, Series 2 Principal At Risk Notes Due June 29, 2022 (May 30, 2017) A final base shelf prospectus containing important information relating to the
More informationCIBC Autocallable Notes linked to SPDR S&P Biotech ETF, Series 3 Principal At Risk Notes Due January 16, 2023 (December 20, 2017)
CIBC Autocallable Notes linked to SPDR S&P Biotech ETF, Series 3 Principal At Risk Notes Due January 16, 2023 (December 20, 2017) A final base shelf prospectus containing important information relating
More informationCIBC Autocallable Coupon Notes linked to VanEck Vectors TM Gold Miners ETF, Series 5
CIBC Autocallable Coupon Notes linked to VanEck Vectors TM Gold Miners ETF, Series 5 Principal At Risk Notes Due January 26, 2022 (December 15, 2016) A final base shelf prospectus containing important
More informationThe Notes will not constitute deposits insured under the Canada Deposit Insurance Corporation Act.
Amended and Restated Pricing Supplement No. 222 to the Short Form Base Shelf Prospectus dated December 19, 2014 and the Prospectus Supplement thereto dated January 5, 2015. No securities regulatory authority
More informationBank of Montreal European Banks AutoCallable Principal At Risk Notes, Series 87 (CAD), Due April 30, 2018
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationThe upside return potential of the stock market with principal guarantee
This series is available The upside return potential of the stock market with principal guarantee If you re tempted by the higher potential gains of Canadian stocks, but a little worried about the downside
More informationPricing Supplement No. 3 to the Short Form Base Shelf Prospectus dated March 26, 2013 and the Prospectus Supplement thereto dated April 18, 2013.
Pricing Supplement No. 3 to the Short Form Base Shelf Prospectus dated March 26, 2013 and the Prospectus Supplement thereto dated April 18, 2013. No securities regulatory authority has expressed an opinion
More informationBank of Montreal Fiera Global Balanced Principal At Risk Notes, Series 1 (CAD)
Amended and Restated Pricing Supplement No. 42 (to prospectus supplement no. 1 dated April 27, 2015 and the short form base shelf prospectus dated April 27, 2015) March 31, 2016 Bank of Montreal Fiera
More information100% Absolute Return*
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationCIBC Autocallable Notes linked to Pembina Pipeline Corporation, Series 1
CIBC Autocallable Notes linked to Pembina Pipeline Corporation, Series 1 Principal At Risk Notes Due April 19, 2023 (March 22, 2018) A final base shelf prospectus containing important information relating
More informationPricing Supplement No. 1 dated April 5, 2013 (to the short form base shelf prospectus dated April 5, 2013)
This pricing supplement and the short form base shelf prospectus dated April 5, 2013 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationNATIONAL BANK OF CANADA. NBC Auto Callable Note Securities (no direct currency exposure; price return) Program
This Pricing Supplement (the Pricing Supplement ) together with the short form base shelf prospectus dated July 4, 2016, as amended or supplemented (the Prospectus ) and the Prospectus Supplement thereto
More informationSeries 52. NBC Deposit Notes NBC S&P/TSX Composite Low Volatility Index with Low Point Deposit Notes. On or about September 10, 2024
NBC Deposit Notes NBC S&P/TSX Composite Low Volatility Index with Low Point Deposit Notes Series 52 SALES PERIOD: August 13, 2018 to September 4, 2018 ISSUANCE DATE: On or about September 10, 2018 FINAL
More informationCIBC Market Return GICs
CIBC Market Return GICs Information Statement - Available until January 5, 2016 Overview of the CIBC Market Return GICs The CIBC Market Return GICs (the GICs ) are issued by Canadian Imperial Bank of Commerce.
More informationU.S. Dollar Commodity Linked Notes
The Bank of Nova Scotia U.S. Dollar Commodity Linked Notes Series 1 U.S. Dollar Commodity Linked Notes The Basket The Basket includes the following three commodities and one Index (equally weighted at
More informationBank of Montreal Horizons Active High Yield Bond Callable Income Principal At Risk Notes, Series 384 (CAD) (F-Class), Due October 18, 2024
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal Oil & Gas Step-Down AutoCallable Principal At Risk Notes, Series 361 (CAD), Due February 18, 2020
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationSeptember 1, Total Yield Price/Tangible Book Value Ratio Price to Earnings Ratio Price to Free Cash Flow Ratio
Pricing Supplement No. 190 to the Short Form Base Shelf Prospectus dated December 19, 2014 and the Prospectus Supplement thereto dated January 5, 2015. No securities regulatory authority has expressed
More informationBank of Montreal Canadian Banks AutoCallable Principal At Risk Notes, Series 213 (CAD), Due March 23, 2021
This pricing supplement and the short form base shelf prospectus dated April 27, 2015 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal Canadian Banks AutoCallable Principal At Risk Notes, Series 441 (CAD) (F-Class), Due June 8, 2022
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationPricing Supplement No. 130 dated December 10, 2014 (to the short form base shelf prospectus dated June 5, 2014)
This pricing supplement and the short form base shelf prospectus dated June 5, 2014 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal Horizons Active Preferred Share AutoCallable Principal At Risk Notes, Series 481 (CAD), Due August 16, 2022
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal Canadian Banks AutoCallable Principal At Risk Notes, Series 590 (CAD) (F-Class), Due December 6, 2022
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal Preferred Share AutoCallable Principal At Risk Notes, Series 349 (CAD), Due February 16, 2021
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationPricing Supplement No. 85 dated September 30, 2014 (to the short form base shelf prospectus dated June 5, 2014)
This pricing supplement and the short form base shelf prospectus dated June 5, 2014 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationNATIONAL BANK OF CANADA Canadian Banks Plus GIC, Series 1 Advisors Category
This information statement (the Information Statement ) has been prepared solely for the purpose of assisting prospective purchasers in making an investment decision with respect to the products described
More informationBank of Montreal Biotech AutoCallable Principal At Risk Notes, Series 282 (CAD) (F-Class), Due December 2, 2019
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal Covered Call Canadian Banks AutoCallable Principal At Risk Notes, Series 730 (CAD) (F-Class), Due April 10, 2023
This pricing supplement and the short form base shelf prospectus dated May 17, 2016 to which it relates, as amended or supplemented (the Base Shelf Prospectus ) and each document incorporated by reference
More informationBank of Montreal European Equity Booster Principal At Risk Notes, Series 108 (USD) (F-Class), Due June 6, 2023
A final base shelf prospectus containing important information relating to the securities described in this document has been filed with the securities regulatory authorities in each of the provinces and
More informationBank of Montreal U.S. Technology Boosted Barrier Principal At Risk Notes, Series 103 (CAD)
Pricing Supplement No. 132 (to prospectus supplement no. 1 dated May 17, 2016 and the short form base shelf prospectus dated May 17, 2016) October 25, 2017 Bank of Montreal U.S. Technology Boosted Barrier
More information