REGULATORY INFRASTRUCTURE & MANAGED COMPLIANCE LAWSON CONNER SERVING THE REIT INDUSTRY
|
|
- Lizbeth Rice
- 5 years ago
- Views:
Transcription
1 REGULATORY INFRASTRUCTURE & MANAGED COMPLIANCE LAWSON CONNER SERVING THE REIT INDUSTRY
2 About Lawson Conner Founded in 2010, Lawson Conner helps financial services firms navigate through the complexities of compliance and regulations in the UK, US and Asia using innovative solutions which save time, reduce risk and increase efficiency. Lawson Conner is an award-winning provider of hosted fund solutions for REITs. We offer customised solutions in: Fund Structuring and Investment Vehicles Outsourced Compliance FULLY INTEGRATED COMPLIANCE TECHNOLOGY SOLUTIONS EFFICIENCY, COLLABORATION AND CLIENT FOCUS CREATING A COMPLIANCE SAFE SPACE Global Regulatory Infrastructure Fund Distribution Regulatory Hosting and Appointed Representative Services EXPERT COMPLIANCE ADVICE AIFM ManCo Services (small and large scope) 2 Lawson Conner - Serving the REIT Industry
3 Recent REIT Experience Experience with all UKLA, FCA and AIFMD requirements Responsible for REIT PLCs with over 3 billion NAV During 2017 Lawson Conner has helped launch 4 main market publicly listed REITs, in accordance with UKLA requirements: Sigma PRS REIT Tilstone Warehouse REIT Civitas Social Housing REIT Impact Healthcare REIT Lawson Conner has a dedicated real estate practice which covers public funds and alternative investment funds Lawson Conner - Serving the REIT Industry 3
4 Lawson Conner REIT Solution We become the AIFM of your REIT Significant reduction in time to market Cost effective set up Experienced management team Track record of launching REITs Our AIFM entity becomes the structural manager of your REIT and assumes regulatory responsibility. We manage the entire launch process for you Ability to have a fully AIFMD compliant solution in 3-4 weeks and to launch the REIT within typically a two month process Driven by an established framework and efficient processes you can launch a REIT from 200k (including legal, broker, administrator, depositary) and at a fraction of the cost vs. direct FCA authorisation The Lawson Conner team have significant experience in risk management and regulatory compliance functions for a range of different investment vehicles Lawson Conner has launched REITs on both AIM and LSE, as well as 3 other listed private equity vehicles 4 Lawson Conner - Serving the REIT Industry
5 Multi-functional REIT AIFM platform REIT PLATFORM AIFMD Risk Management Outsourced Compliance Officer Capital adequacy provider Administrative and regulatory reporting Portfolio control stays with your firm Risk Management team provides an effective framework and governance programme to identify and prevent issues prior to arising As legislation is constantly changing, we keep your firm, the investment advisor, compliant with the latest European and Global regulations We assume all responsibility for capital adequacy provisions on behalf of the fund as AIFM and management company as principal Including Annex IV and potential reporting obligations to non-eu regulators The control of the portfolio stays with your firm who provides investment advice to the AIFM Lawson Conner - Serving the REIT Industry 5
6 Consistently recognised as best in class by our clients and the industry European Hedge Fund Service Awards 2017 Winner Shortlisted Best regulatory hosting platform Shortlisted Best managed account platform Shortlisted Best overall advisory firm Shortlisted Best independent cap intro provider ALT Credit Intelligence European Service Awards 2016 Winner Best Compliance Firm ALT Credit Intelligence European Service Awards 2016 Winner Best Distribution Platform CTA European Services Awards 2016 Shortlisted Best Compliance Firm CTA European Services Awards 2016 Shortlisted Best Consultancy Firm CTA European Services Awards 2016 Shortlisted Best Specialist Advisory And many more FUND SERVICES AWARDS Lawson Conner - Serving the REIT Industry
7 REGULATORY INFRASTRUCTURE & MANAGED COMPLIANCE FOR MORE INFORMATION CONTACT: Lawson Conner Real Estate Team Joe Woodbury Director, Investment Management Solutions T: E: Andrew Frost Executive Director T: E: Tom Miller Director, Investment Management Solutions T: E: Lawson Conner Services Limited 134 Buckingham Palace Road London SW1W 9SA London 134 Buckingham Palace Rd London, SW1W 9SA United Kingdom Singapore Marina Bay Financial Centre Tower 2, Level Marina Boulevard Singapore New York 30 Wall Street, 8th Floor New York, NY United States of America Jersey Liberty Wharf La Route De La Liberation St. Helier Jersey JE2 3NY Hong Kong Time Square Tower 2 1 Matheson Street Causeway Bay Hong Kong Phone: Phone: Phone: Phone: Phone: Lawson Conner is a trading name. Lawson Conner Group is comprised of Lawson Conner Services Limited, G10 Capital Limited ( G10 ) and Sapia Partners LLP ( Sapia ). Regulated services are provided by G10 or Sapia which are authorised and regulated by the Financial Conduct Authority of the United Kingdom. Lawson Conner Services is a compliance services firm and provides non-regulated services. 09/18
SGG Fund and Investor Solutions
SGG Fund and Investor Solutions Contents About SGG Our core businesses Why SGG? Our people Our service offering SGG, your partner throughout the fund lifecycle Value-added solutions At the service of
More informationAIFM OR UCITS: WHICH OFFERS THE GREATEST ECONOMIC OPPORTUNITIES?
APRIL 15TH 2015 AIFM OR UCITS: WHICH OFFERS THE GREATEST ECONOMIC OPPORTUNITIES? REGULATION: BALANCING INVESTOR PROTECTION AND PERFORMANCE POTENTIAL FOREWORD 2 1 4 REGULATION DOES NOT DETERMINE WHERE THE
More informationDRIVE CP86. CP86 Solutions
DRIVE CP86 CP86 Solutions What is CP86? On 19 December 2016, the Central Bank of Ireland issued its Feedback Statement along with its final guidance for fund management companies. The Guidance is the result
More informationAIFMD. Who is Maitland? Contents. maitlandgroup.com
AIFMD Who is Maitland? Maitland is a global advisory, fund administration and family office firm providing seamless multi-jurisdictional legal, fiduciary, investment and fund administration services to
More informationPRODUCT HIGHLIGHTS SHEET
Prepared on: 30/04/18 This Product Highlights Sheet is an important document. It highlights the key terms and risks of this investment product and complements the Prospectus 1. It is important to read
More informationTAILORED TO SATISFY THE NEEDS OF THE ALTERNATIVE INVESTMENT FUND INDUSTRY
Alter Domus Vertically Integrated Solution TAILORED TO SATISFY THE NEEDS OF THE ALTERNATIVE INVESTMENT FUND INDUSTRY YOU INVEST, WE SET UP. YOU DEVELOP, WE ADMINISTER. Introducing Alter Domus FULL-SERVICE
More informationContents. Benefits for international investors 1. Why invest in Freedom Plus 2. An easier way to invest 3. Advice and guidance when you need it 4
Freedom Plus Contents Benefits for international investors 1 Why invest in Freedom Plus 2 An easier way to invest 3 Advice and guidance when you need it 4 Charges 5 What happens once you ve invested? 6
More informationCross-border alternative fund distribution
Cross-border alternative fund distribution Expanding your distribution footprint 8 December 2016 Agenda 9:00 am New opportunities for distribution under AIFMD. New countries and distribution channels Presentation
More informationDiscretionary Fund Management
Discretionary Fund Management Our focus is, and will always remain, the continued prosperity and well being of your clients Andrew Ross, Chief Executive About Cazenove Capital Award winning service Cazenove
More informationMEMBERSHIP. Supporting Your International Funds Business Through Advocacy, Collaboration & Promotion. irishfunds.ie
MEMBERSHIP Supporting Your International Funds Business Through Advocacy, Collaboration & Promotion irishfunds.ie CONTENTS Community - Strength In Numbers Membership & Benefits Membership Entitlements
More informationCo-operation Agreement
12 September 2017 Co-operation Agreement UNITED KINGDOM HONG KONG Insurance Authority Contents 1. Definitions 3 2. Introduction 4 3. Purpose 4 4. Principles 4 5. Scope of assistance 4 6. Confidentiality
More informationTHE SCOTTISH ORIENTAL SMALLER COMPANIES TRUST PLC
This document is issued by The Scottish Oriental Smaller Companies Trust PLC (the "Company") solely in order to make certain particular information available to investors in the Company before they invest,
More informationPRODUCT HIGHLIGHTS SHEET
Prepared on: 30/04/18 This Product Highlights Sheet is an important document. It highlights the key terms and risks of this investment product and complements the Prospectus 1. It is important to read
More information2. Background information
Customer Guide Customer Guide 1. About this guide HSBC Bank International Limited (HBIB), trading as HSBC Expat, is a wholly-owned subsidiary of HSBC Bank plc (HBEU). This guide provides further information
More information500 million Secured Note Program listed on the Irish Stock Exchange. Frequently Asked Questions
500 million Secured Note Program listed on the Irish Stock Exchange Frequently Asked Questions Introduction to Corporate Finance Bonds Ltd As the name suggests, Corporate Finance Bonds provides corporate
More informationcompany The Smartfund Range Equity investing without riding every wave
1 a company The Smartfund Range Equity investing without riding every wave 2 The S Contents - The Smartfund range - About Smartfund - About Smartfund 80% Protected - Who is involved in the Smartfunds?
More informationManagement Company services
Management Company services Who is? is a global advisory, administration and family office firm providing seamless multi-jurisdictional legal, tax, fiduciary, investment and fund administration services
More informationAviva Investors Global Real Estate. Worldwide capabilities. Infinite possibilities.
Global Real Estate Worldwide capabilities. Infinite possibilities. This document is for investment professionals and/or qualified investors only. The content is not to be viewed by or used with retail
More informationInvestment Costs and Charges Illustration Citi International Personal Bank. Effective 11 July 2018
Investment Costs and Charges Illustration Citi International Personal Bank Effective 11 July 2018 This Investment Costs and Charges Illustration lists the indicative fees and charges for the most common
More informationPayment Acceptance Services
Payment Acceptance Services Provided by Elavon 1 Merchant Acquiring Services About Us Santander Corporate & Commercial has an international footprint with a presence in 10 core countries and many more
More informationPillar 3 Disclosure. LJ Capital Limited. 26 th March P a g e
LJ Capital Limited Pillar 3 Disclosure 26 th March 2018 1 P a g e 1. Overview LJ Capital Limited, (LJ Capital) is a part of the group of companies which are owned or controlled by LJ GP Partnership Limited
More informationCompeting Globally in the Asset Management Industry
Competing Globally in the Asset Management Industry Martin W. Cornish, Partner, K&L Gates, London Stuart E. Fross, Partner, K&L Gates, Boston Nicholas S. Hodge, Partner, K&L Gates, Boston Choo Lye Tan,
More informationNORTHERN TRUST A YEAR IN REVIEW: 2008 CROSS-BORDER PENSION/ASSET POOLING
S E R V I C E l E X P E R T I S E l I N T E G R I T Y NORTHERN TRUST A YEAR IN REVIEW: 2008 CROSS-BORDER PENSION/ASSET POOLING Service Expertise Integrity P R I N C I P L E S T H A T E N D U R E Over the
More informationSEI Investments Company (NASDAQ: SEIC) Investor Presentation February 27, 2018
SEI Investments Company (NASDAQ: SEIC) Investor Presentation February 27, 2018 1 MISSION We deliver innovative, comprehensive solutions to help clients achieve lasting success. 2 SEI: Focus on long range
More informationWhy Standard Life for SIPP? For adviser use only
Why Standard Life for SIPP? For adviser use only Why Standard Life for SIPP? When considering which Self Invested Personal Pension provider to choose, there are different factors to think about. It s an
More informationAIFMD Access to EU capital made simple
AIFMD Access to EU capital made simple Who is? is a global advisory, administration and family office firm providing seamless multijurisdictional legal, fiduciary, investment and fund administration services
More informationListed on the London Stock Exchange s
STM GROUP PLC OUR VISION STM GROUP STRIVES TO BE THE PROVIDER OF CHOICE FOR CROSS-BORDER INVESTORS, ENTREPRENEURS AND EXPATRIATES BY OFFERING CLEAR, INNOVATIVE AND IMPARTIAL FINANCIAL AND COMMERCIAL SOLUTIONS
More informationREGULATORY UPDATE FOR ALTERNATIVE INVESTMENT FUNDS
Insights on... REGULATORY CHANGE REGULATORY UPDATE FOR ALTERNATIVE INVESTMENT FUNDS Spring 2014 As the regulatory landscape for alternative investment managers continues to evolve, managers are being asked
More informationDated 22 March Innovation Hubs Enhanced Co-operation Agreement
Dated 22 March 2018 Innovation Hubs Enhanced Co-operation Agreement United Kingdom Australia 1 Contents Definitions 3 Introduction 3 Purpose 5 Principles 5 Scope of assistance (Referrals & Information
More informationNOMURA FUNDS IRELAND PLC. Interim Report and Unaudited Financial Statements for the financial half year ended 30th June, 2016
Interim Report and Unaudited Financial Statements for the financial half year ended Company Registration No. 418598 TABLE OF CONTENTS MANAGEMENT AND ADMINISTRATION 3 GENERAL INFORMATION 4 INVESTMENT MANAGER
More informationChina capital markets Be prepared to seize the investment opportunities INVESTOR GUIDE
China capital markets Be prepared to seize the investment opportunities INVESTOR GUIDE China capital markets Be prepared to seize the investment opportunities 2 China is opening up new doors to investment
More informationNOMURA FUNDS IRELAND PLC. Annual Report and Audited Financial Statements for the financial year ended 31st December, 2016
Annual Report and Audited Financial Statements for the financial year ended Company Registration No. 418598 TABLE OF CONTENTS MANAGEMENT AND ADMINISTRATION 3 GENERAL INFORMATION 4 DIRECTORS REPORT 17 REPORT
More informationGeiger Counter Limited
NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART OUTSIDE THE UNITED KINGDOM This document is issued by CQS (UK) LLP (the Investment Manager or the AIFM ) solely
More informationSGG, your partner throughout the fund lifecycle. How can SGG assist in your fund structure?
SGG Fund Solutions Contents About SGG SGG at a glance Why SGG? Our service offering SGG, your partner throughout the fund lifecycle How can SGG assist in your fund structure? At the service of private
More informationAIFMD Investment Funds Briefing
Page 1 AIFMD Investment Funds Briefing 25 March 2013 Are you AIFMD ready? The Alternative Investment Fund Managers Directive (AIFMD) is due to be transposed into UK law on 22 July 2013. It heralds a period
More informationConnected globally, committed locally Financial institutions sector
Connected globally, committed locally Financial institutions operate against a backdrop of an ever changing regulatory landscape, global economic uncertainty and new market entrants. A co-ordinated global
More informationAIFM Directive Disclosure Document for Baker Steel Resources Trust Limited
AIFM Directive Disclosure Document for Baker Steel Resources Trust Limited Baker Steel Resources Trust Limited (the Company) is categorised as an externally managed non- EEA AIF for the purposes of Directive
More informationExpanding your footprint
www.pwc.com/sg Expanding your footprint How PwC s Asian Investment Fund Centre can help you expand your footprint in the Asian and European fund industry Supporting you in creating, delivering and maintaining
More informationSEI Investments Company (NASDAQ: SEIC)
SEI Investments Company (NASDAQ: SEIC) Dennis McGonigle, Chief Financial Officer Mark Samuels, Chief Marketing Officer Sandler O'Neill Global Exchange & Brokerage Conference June 6, 2018 1 MISSION We deliver
More informationBlackRock is pleased to have the opportunity to respond to the Call for Evidence AIFMD passport and third country AIFMs.
8 th January 2015 European Securities and Markets Authority 103 Rue de Grenelle 75007 Paris France Submitted via electronic submission RE: Call for evidence AIFMD passport and third country AIFMs Dear
More informationLeading Liquidity providers for ETFs and ETCs
I N T E G R I T Y I N S I G H T I N N O V AT I O N Leading Liquidity providers for ETFs and ETCs E V O L U T I O N O F B L U E F I N 2001 2002 2004 2007 2009 2017 Bluefin Europe is based in London. We
More informationAIFMD Access to EU capital made simple
AIFMD Access to EU capital made simple Who is? is a global advisory, administration and family office firm providing seamless multijurisdictional legal, fiduciary, investment and fund administration services
More informationBrexit: Preparing for a No-Deal scenario
Brexit: Preparing for a No-Deal scenario Background The 29 March deadline is fast approaching and the UK Parliament remains at an impasse on the Brexit outcome. The Brexit deal proposed by Prime Minister
More informationNew MAS Outsourcing Guidelines for Fund Managers and Other Financial Institutions
New MAS Outsourcing Guidelines for Fund Managers and Other Financial Institutions September 2016 SINGAPORE HONGKONG 20 YEARS IN PRACTICE EXECUTIVE SUMMARY Executive Summary Monetary Authority of Singapore
More informationWHY IRELAND FOR MANAGEMENT COMPANIES AND INVESTMENT FIRMS. irishfunds.ie WHY IRELAND - PAGE 1
WHY IRELAND FOR MANAGEMENT COMPANIES AND INVESTMENT FIRMS irishfunds.ie WHY IRELAND - PAGE 1 WHY IRELAND MANAGEMENT COMPANIES AND INVESTMENT FIRMS Ireland is a leading location for fund management companies
More information2016 Full year results
2016 Full year results Making the difference The global provider of alternative asset and corporate administration services Caution statement Forward looking statements This presentation may contain and
More informationPRODUCT HIGHLIGHTS SHEET
Prepared on 31 October 2017 This Product Highlights Sheet is an important document. It highlights the key terms and risks of this investment product and complements the Singapore Prospectus 1 ( Prospectus
More informationDeposits Capability Transformation at The Royal Bank of Scotland
Deposits Capability Transformation at The Royal Bank of Scotland Conor Maher Head of Domestic Cash Management and Liquidity RBS Commercial & Private Banking SAP Financial Services Forum September 9th 2014
More informationFamily Office/Private Wealth Adaptable solutions for family office/private wealth managers
Family Office/Private Wealth Adaptable solutions for family office/private wealth managers Family Office/Private Wealth Maples Fund Services provides a broad range of services to single and multi-family
More information("redt" or the "Company")
Regulatory Story Go to market news section RedT Energy PLC - RED Interim Results 2018 Released 07:00 13-Sep-2018 RNS Number : 6176A RedT Energy PLC 13 September 2018 13 September 2018 redt energy plc ("redt"
More informationThe Alternative Investment Platform Guide to investing in SEIS
The Alternative Investment Platform Guide to investing in SEIS be From the beginning to the end of the process, we offer investors and professional advisers complete financial transparency. For professional
More informationCOMPANY PROFILE 2017
COMPANY PROFILE 2017 In a complex world, the key to managing investments is making connections. Understanding how local economies affect global markets. Identifying how policies impact currencies. Spotting
More informationWorld Compass Who We Are
A global web-based service offering investment firms 24/7 access to detailed information on fund marketing, separate accounts and beneficial ownership reporting Dechert LLP World Compass Who We Are World
More informationGlobal Investment Platform
Global Investment Platform Charting your future course Novia Global Ltd is an international online wealth management platform. We provide market-leading technology, enabling Professional Advisers to invest
More informationALTERNATIVE INVESTMENT FUND MANAGEMENT DIRECTIVE (AIFMD)
ALTERNATIVE INVESTMENT FUND MANAGEMENT DIRECTIVE (AIFMD) CURRENT CHALLENGES DECEMBER 2014 1 AIFMD CURRENT CHALLENGES The AIFMD goes back to April 2009 when the European Commission proposed a Directive
More informationInvestment Funds sourcebook. Chapter 10. Operating on a cross-border basis
Investment Funds sourcebook Chapter Operating on a cross-border basis FUND : Operating on a Section.1 : Application and purpose.1 Application and purpose.1.1 Application (1) This chapter applies to the
More informationUK Commercial Property REIT Limited
This document is issued by Standard Life Investments (Corporate Funds) Limited (as alternative investment fund manager of UK Commercial Property REIT Limited (the "Company" formerly known as UK Commercial
More informationIndependent, global provider of corporate, fund and private client administration services. Interim Results Presentation Wednesday 7 September 2016
Independent, global provider of corporate, fund and private client administration services Interim Results Presentation Wednesday 7 September 2016 Agenda Key highlights and group overview Dean Godwin Financial
More informationAon Defined Contribution
Aon Aon Defined Contribution The Aon MasterTrust Expert guidance gives your employees DC journey the direction it needs Risk. Reinsurance. Human Resources. About Aon Aon plc (NYSE:AON) is a leading global
More informationSEI Investments Company (NASDAQ: SEIC) Investor Presentation July 31, 2018
SEI Investments Company (NASDAQ: SEIC) Investor Presentation July 31, 2018 1 MISSION We deliver innovative, comprehensive solutions to help clients achieve lasting success. 2 SEI: Focus on long range sustainable
More informationIrish Funds San Francisco Seminar
Irish Funds San Francisco Seminar 2016 2 Irish Funds San Francisco Seminar 2016 PREMIUM EVENT SPONSORS 3 Welcome Anthony Bassili Chapter Executive CAIA Irish Funds Overview Kieran Fox Director Business
More informationLocal Government Pension Scheme pooling: autumn progress report
Local Government Pension Scheme pooling: autumn progress report Please report against each of the areas outlined below as at 30 September 2017, highlighting significant changes to your final proposal submitted
More informationPRIVATE REAL ESTATE FUND SERVICES 2016 A special supplement to PERE magazine
SEPTEMBER 2016 perenews.com FOR THE WORLD S PRIVATE REAL ESTATE MARKETS Lead Sponsor: RBC Investor & Treasury Services PRIVATE REAL ESTATE FUND SERVICES 2016 A special supplement to PERE magazine KEYNOTE
More informationAIFMD. Fundamental considerations to be addressed at a strategic level for marketing in the EU:
AIFMD Are you ready? The Alternative Investment Fund Managers Directive ( AIFMD or the Directive ) came into force on July 22, 2013 with certain activities or requirements being governed by transitional
More informationAIMA/PwC Global Distribution Survey 2017/ Contact Details
1. Contact Details 1. Please supply the following basic identifying information. Data from this survey will only be presented in the aggregate and will not be attributed to any specific person or firm.
More informationB U I L D I N G L O N G - T E R M P A R T N E R S H I P S. F u n d A d m i n i s t r a t i o n S e r v i c e s i n t h e C h a n n e l I s l a n d s
B U I L D I N G L O N G - T E R M P A R T N E R S H I P S F u n d A d m i n i s t r a t i o n S e r v i c e s i n t h e C h a n n e l I s l a n d s LOCAL KNOWLEDGE, GLOBAL REACH Fund managers with interests
More informationPrivate Equity & Real Estate
Private Equity & Real Estate Who is Maitland? Maitland is a global advisory, administration and family office firm providing seamless multi-jurisdictional legal, fiduciary, investment and fund administration
More informationInsurance Asset Management
Insurance Asset Management September 2017 For professional investors only. Not suitable for retail clients Insurance Asset Management is a hub of expertise within Schroders, connecting insurance clients
More informationTrust Through Transparency
Trust Through Transparency A Broker on Your Side Hantec Markets is a true No-Dealing-Desk broker At Hantec Markets there is never a conflict of interest between us and our clients. As a true No-Dealing-Desk
More informationAIFMD Questions and Answers. 28 th Edition 2 January 2018
2018 AIFMD Questions and Answers 28 th Edition 2 January 2018 AIFMD Questions and Answers This document sets out answers to queries likely to arise in relation to the implementation of the AIFMD. It is
More informationPolar Capital Global Healthcare Trust plc
NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART OUTSIDE THE UNITED KINGDOM This document is issued by Polar Capital LLP (the Manager or the AIFM ) solely in order
More informationO P E R A T I O N A L A N D C O S T E F F I C I E N C I E S F O R A C O M P E T I T I V E E D G E
O P E R A T I O N A L A N D C O S T E F F I C I E N C I E S F O R A C O M P E T I T I V E E D G E I n v e s t m e n t O p e r a t i o n s O u t s o u r c i n g F O C U S O N Y O U R C O R E S T R E N
More informationI N F O R M A T I O N F O R I N S I G H T F U L D E C I S I O N M A K I N G. N o r t h e r n T r u s t P a s s p o r t
I N F O R M A T I O N F O R I N S I G H T F U L D E C I S I O N M A K I N G N o r t h e r n T r u s t P a s s p o r t K N O W L E D G E I S P O W E R In a world with far too much data moving ever more
More informationCUSTOMER SATISFACTION. Survey 2014
CUSTOMER SATISFACTION Survey 2014 INTRODUCTION The TT Club is the leading provider of insurance and related risk management services to the international transport and logistics industry. This position
More informationGROUP. New York London Paris Geneva Tel Aviv Singapore
New York London Paris Geneva Tel Aviv Singapore Who We Are Makor Capital is a leading international brokerage firm specializing in equities, fixed income, foreign exchange and derivative products for hedge
More informationThe Smartfund 80% Protected Range
The Smartfund 80% Protected Range Protecting your future wealth a company The new Smartfund 80% Protected range offers the returns of multi-asset riskgraded portfolios managed by Smart im, with the benefit
More informationInvestment services in Africa
Investment services in Africa Our Africa Team Key contacts Our dedicated Africa team has over 30 years of experience working in the local financial services industry. We recognise Africa as an important
More informationLET S OPEN PERSPECTIVES. We create solutions for your future
LET S OPEN PERSPECTIVES. We create solutions for your future ETFs & INDEXING Standing among the most experienced ETF providers, Lyxor ETF ranks 3 rd in Europe with more than $54.4bn* of ETF assets under
More informationSEI Investments Company (NASDAQ: SEIC)
SEI Investments Company (NASDAQ: SEIC) Dennis McGonigle, Chief Financial Officer Wayne Withrow, Head of Independent Advisor Solutions by SEI Raymond James & Associates 40 th Annual Institutional Investors
More informationInvestment Funds sourcebook. Chapter 10. Operating on a cross-border basis
Investment Funds sourcebook Chapter Operating on a cross-border basis .5 National private placement.5.1 Application This section applies to the following types of AIFM that intend to market an AIF in the
More informationDUNEDIN ENTERPRISE INVESTMENT TRUST PLC
This document is issued by Dunedin Enterprise Investment Trust PLC (the "Company" and DENT ) and is made available by Dunedin LLP (the AIFM ) solely in order to make certain particular information available
More informationForm 604. Notice of change of interests of substantial holder
Form 604 Corporations Law Section 671B Notice of change of interests of substantial holder To Company Name/Scheme MMA Offshore Limited ACN/ARSN 1. Details of substantial holder (1) Name Prudential plc
More informationPRODUCT HIGHLIGHTS SHEET
Prepared on 18 August 2017 This Product Highlights Sheet is an important document. It highlights the key terms and risks of this investment product and complements the Singapore Prospectus 1 ( Prospectus
More informationAIFM Investment Adviser Intermediaries Offer Adviser G10 Capital Limited Sigma PRS Management Limited Solid Solutions Associates (UK) Limited
Prospectus MAY 2017 THIS DOCUMENT IS IMPORTANT AND REQUIRES YOUR IMMEDIATE ATTENTION. If you are in any doubt as to the action you should take, you should consult your stockbroker, bank manager, solicitor,
More informationS P E C I A L I S T A D M I N I S T R A T I O N L O N G - T E R M C O M M I T M E N T. I n f r a s t r u c t u r e F u n d S e r v i c e s
S P E C I A L I S T A D M I N I S T R A T I O N L O N G - T E R M C O M M I T M E N T I n f r a s t r u c t u r e F u n d S e r v i c e s C O M P R E H E N S I V E A N D C U S T O M I S E D Overseeing
More informationRelationship value. Adding money to your account. Taking money out of your account. Charges for other account services. International Debit Card
A G U I D E T O O U R C H A R G E S J a n u a r y 2 0 0 3 Contents 3 3 4 5 5 6 6 7 7 Free services Relationship value Adding money to your account Taking money out of your account Charges for other account
More informationAIFMD ManCo Platform Guide. A report on third party ManCo Platforms for investors and alternative asset managers
A report on third party ManCo Platforms for investors and alternative asset managers Contents Introduction 3 Managers views of AIFM ManCo Platforms 5 Risk management 6 History 7 Practical advice for managers
More informationA guide to joining AIM
A guide to joining AIM Corporate Finance 1 Capital A Markets guide to joining AIM PRECISE. PROVEN. PERFORMANCE. A guide to joining AIM There are a number of UK specialist markets designed to meet the
More informationYour true partner to progress. Global fund administrator delivering tailor-made services to investment funds.
Your true partner to progress Global fund administrator delivering tailor-made services to investment funds www.circlepartners.com Global reach, local expertise and presence Global footprint Our offices
More informationAsset Servicing, Fund Management and Investors Awards 2015
Asset Servicing, Fund Management and Investors Awards 2015 RULE BOOK The Asset Triple A Asset Servicing, Fund Management and Investor Awards 2015 Introduction The Asset Triple A Asset Servicing, Fund Management
More informationC O R P O R A T E & I N S T I T U T I O N A L
C O R P O R A T E & I N S T I T U T I O N A L Seamless solutions for Corporate Services, Trust and Agency For nearly 50 years', we have serviced the varied needs of corporate and financial institutions.
More informationHSBC Freedom Plus Nominee Service
HSBC Freedom Plus Nominee Service 2 Contents What is Freedom Plus? 3 Why Freedom Plus? 4 Advice and guidance when you need it 7 What happens once you ve invested? 9 Switch investments as your needs change
More informationScotGems plc INVESTOR DISCLOSURE DOCUMENT. 5 June 2017 IMPORTANT INFORMATION
This document is issued by ScotGems plc (the "Company") solely in order to make certain particular information available to investors in the Company before they invest, in accordance with the requirements
More informationPANTHEON INTERNATIONAL PLC (the Company ) INFORMATION FOR INVESTORS
PANTHEON INTERNATIONAL PLC (the Company ) INFORMATION FOR INVESTORS The Company is an alternative investment fund for the purposes of the EU Alternative Investment Fund Managers Directive (Directive 2001/61/EU)
More informationWelcome to Basel III / EBA Common Reporting #4 Getting compliant for COREP
Welcome to Basel III / EBA Common Reporting #4 Getting compliant for COREP Wednesday 15 th August 2012 approx 1 hour Webinar agenda 60 min Welcome & Introduction Rebecca Bond, Group Marketing Director,
More informationGLOBAL BREXIT BAROMETER 2018
GLOBAL BREXIT BAROMETER 2018 Tuesday 20 March 2018 Gary Baker, CFA, Managing Director EMEA and Industry and Policy Research, CFA Institute Rhodri Preece, CFA, Head of Industry Research, CFA Institute Will
More informationThe intelligent alternative. The intelligent alternative
The intelligent alternative The intelligent alternative About ETF Securities ETF Securities The intelligent alternative ETF Securities was founded on the principle of being a specialist ETP provider.
More informationAIFM Services SPECIALISTS IN PRIVATE EQUITY, REAL ESTATE AND DEBT FUND MANAGEMENT COMPANY AND AIFM.
AIFM Services FUND MANAGEMENT COMPANY AND AIFM SPECIALISTS IN PRIVATE EQUITY, REAL ESTATE AND DEBT www.lis-aifm.com 2 WHO WE ARE Market Leader LIS is a successful third-party UCITS management company and
More informationAlternative Investment Fund Managers Directive - An Update. 8 December 2010 Ash Saluja, Simon Morris and Jerome Sutour
Alternative Investment Fund Managers Directive - An Update 8 December 2010 Ash Saluja, Simon Morris and Jerome Sutour Looking at... 1. Timeline, scope and basics 2. The key issue cross-border business
More informationRC & MARKETING ALTERNATIVE FUNDS IN EUROPE: A CHANGED LANDSCAPE. risk compliance RISK & COMPLIANCE MAGAZINE
R E P R I N T RC & risk compliance & MARKETING ALTERNATIVE FUNDS IN EUROPE: A CHANGED LANDSCAPE REPRINTED FROM: RISK & COMPLIANCE MAGAZINE JAN-MAR 2015 ISSUE RC & risk & compliance Visit the website to
More information