MARK CUBAN FOUNDATION

Transcription

1 MARK CUBAN FOUNDATON

2 For Return of Private Foundation 99-PF Departent of the Treasury nternal Revenue Service OMB or Section 4947(a)(1) nexept Charitable Trust Treated as a Private Foundation À¾µµ te. The foundation ay be able to use a copy of this return to satisfy state reporting requireents., 11, and ending For calendar year 11 or tax year beginning Nae of foundation, A Eployer identification nuber MARK CUBAN FOUNDATON Nuber and street (or P.O. box nuber if ail is not delivered to street address) Roo/suite B Telephone nuber (see instructions) (14 ) P.O. BO 188 City or town, state, and ZP code C f exeption application is pending, check here DALLAS, T 755 G Check all that apply: nitial return nitial return of a forer public charity Final return Aended return Address change Nae change H Check type of organization: Section 51(c)() exept private foundation Other taxable private foundation Section 4947(a)(1) nonexept charitable trust Accrual Fair arket value of all assets at end J Accounting ethod: Cash of year (fro Part, col. (c), line Other (specify) 1,84,957. (Part, colun (d) ust be on cash basis.) 16) Part Analysis of Revenue and Expenses (The total of aounts in coluns (b), (c), and (d) ay not necessarily equal the aounts in colun (a) (see instructions).) 1 Contributions, gifts, grants, etc., received (attach schedule) Check if the foundation is not required to attach Sch. B nterest on savings and teporary cash investents 4 Dividends and interest fro securities (a) Revenue and expenses per books (b) Net investent incoe D 1. Foreign organizations, check here. Foreign organizations eeting the 85% test, check here and attach coputation E f private foundation status was terinated under section 57(b)(1)(A), check here F f the foundation is in a 6-onth terination under section 57(b)(1)(B), check here (d) Disburseents for charitable purposes (cash basis only) (c) Adjusted net incoe 77,. 1,177. 1,177. ATCH 1 5 a Gross rents Revenue b Net rental incoe or (loss) 6 a Net gain or (loss) fro sale of assets not on line 1 b Gross sales price for all 1,51. ATCH 1,51. assets on line 6a 7 Capital gain net incoe (fro Part V, line ) 8 Net short-ter capital gain 1,51. 9 ncoe odifications 1 a Gross sales less returns and allowances b Less: Cost of goods sold Operating and Adinistrative Expenses c Gross profit or (loss) (attach schedule) 11 Other incoe (attach schedule) 1 Total. Add lines 1 through 11 1 Copensation of officers, directors, trustees, etc. 14 Other eployee salaries and wages 15 Pension plans, eployee benefits 88, ,8.,575. 1,88. 1,87. 4,656.,6.,5. 5,1. 77,1. 1,5. 1,891. 1,4. 77,1. 89, a Legal fees (attach schedule) b Accounting fees (attach schedule)atch c Other professional fees (attach schedule) 17 nterest 18 Taxes (attach schedule) (see instructions) 19 Depreciation (attach schedule) and depletion Occupancy 1 Travel, conferences, and eetings Printing and publications Other expenses (attach schedule) 4 Total operating and adinistrative expenses. Add lines 1 through 5 Contributions, gifts, grants paid 6 Total expenses and disburseents. Add lines 4 and 5 7 Subtract line 6 fro line 1: a Excess of revenue over expenses and disburseents c Adjusted net incoe (if negative, enter --) For Paperwork Reduction Act tice, see instructions. 19C 17 11/1/1 1::11 PM -14,71. b Net investent incoe (if negative, enter --) 1E , For 99-PF (11) PAGE 1

3 MARK CUBAN FOUNDATON For 99-PF (11) Attached schedules and aounts in the description colun should be for end-of-year aounts only. (See instructions.) Part Balance Sheets 1 Cash - non-interest-bearing Savings and teporary cash investents Accounts receivable Beginning of year Page End of year (a) Book Value (b) Book Value (c) Fair Market Value 1,99. 1,7,6.,1. 1,75,919.,1. 1,75, ,7. 6,7. 1,9,54. 1,. 1,84,957. 1,. 1,84,957. 1,6..,6. 1,. 1,89,8. 1,74,957. 1,89,8. 1,74,957. 1,9,54. instructions) Part Analysis of Changes in Net Assets or Fund Balances 1,84,957. Less: allowance for doubtful accounts Pledges receivable 4 Less: allowance for doubtful accounts 5 Grants receivable 6 Receivables due fro officers, directors, trustees, and other ATCH 4 ATCH 5 disqualified persons (attach schedule) (see instructions) Other notes and loans receivable (attach schedule) 7 Assets Less: allowance for doubtful accounts 8 nventories for sale or use 9 Prepaid expenses and deferred charges 1 a nvestents - U.S. and state governent obligations (attach schedule) b nvestents - corporate stock (attach schedule) Liabilities c nvestents - corporate bonds (attach schedule) 11 nvestents - land, buildings, and equipent: basis Less: accuulated depreciation (attach schedule) nvestents - ortgage loans nvestents - other (attach schedule) 15 Other assets (describe 16 Total assets (to be copleted by all filers - see the instructions. Also, see page 1, ite ) 17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue Loans fro officers, directors, trustees, and other disqualified persons 1 Mortgages and other notes payable (attach schedule) Other liabilities (describe Total liabilities (add lines 17 through ) Land, buildings, and equipent: basis Less: accuulated depreciation (attach schedule) ) ) Net Assets or Fund Balances Foundations that follow SFAS 117, check here and coplete lines 4 through 6 and lines and 1. 4 Unrestricted 5 Teporarily restricted 6 Peranently restricted Foundations that do not follow SFAS 117, check here and coplete lines 7 through 1. 7 Capital stock, trust principal, or current funds 8 Paid-in or capital surplus, or land, bldg., and equipent fund 9 Retained earnings, accuulated incoe, endowent, or other funds 1 Total net assets or fund balances (see instructions) Total liabilities and net assets/fund balances (see 1 Total net assets or fund balances at beginning of year - Part, colun (a), line (ust agree with end-of-year figure reported on prior year's return) Enter aount fro Part, line 7a Other increases not included in line (iteize) 4 Add lines 1,, and 5 Decreases not included in line (iteize) 6 Total net assets or fund balances at end of year (line 4 inus line 5) - Part, colun (b), line ,89,8. -14,71. 1,74,957. 1,74,957. For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE

4 MARK CUBAN FOUNDATON For 99-PF (11) Part V Page (b) How acquired P-Purchase D-Donation (a) List and describe the kind(s) of property sold (e.g., real estate, -story brick warehouse; or coon stock, shs. MLC Co.) 1a b c d e LONG-TERM CAPTAL GAN DSTRBUTON (e) Gross sales price a b c d e Capital Gains and Losses for Tax on nvestent ncoe (g) Cost or other basis plus expense of sale (f) Depreciation allowed (or allowable) (c) Date acquired (o., day, yr.) (d) Date sold (o., day, yr.) (h) Gain or (loss) (e) plus (f) inus (g) 1,51. 1,51. Coplete only for assets showing gain in colun (h) and owned by the foundation on 1/1/69 (i) F.M.V. as of 1/1/69 (j) Adjusted basis as of 1/1/69 (l) Gains (Col. (h) gain inus col. (k), but not less than --) or Losses (fro col. (h)) (k) Excess of col. (i) over col. (j), if any 1,51. a b c d e & & Qualification Under Section 494(e) for Reduced Tax on Net nvestent ncoe f gain, also enter in Part, line 7 f (loss), enter -- in Part, line 7 Net short-ter capital gain or (loss) as defined in sections 1(5) and (6): f gain, also enter in Part, line 8, colun (c) (see instructions). f (loss), enter -- in Part, line 8 Capital gain net incoe or (net capital loss) Part V 1,51. (For optional use by doestic private foundations subject to the section 494(a) tax on net investent incoe.) f section 494(d)() applies, leave this part blank. Was the foundation liable for the section 494 tax on the distributable aount of any year in the base period? f "," the foundation does not qualify under section 494(e). Do not coplete this part. 1 Enter the appropriate aount in each colun for each year; see the instructions before aking any entries. (a) Base period years Calendar year (or tax year beginning in) (b) Adjusted qualifying distributions (d) Distribution ratio (col. (b) divided by col. (c)) (c) Net value of noncharitable-use assets 1, ,9. 1,55, , , ,777,855. 1,451,789. 1,117,489.,168,.,19, Total of line 1, colun (d) Average distribution ratio for the 5-year base period - divide the total on line by 5, or by the nuber of years the foundation has been in existence if less than 5 years Enter the net value of noncharitable-use assets for 11 fro Part, line 5 4 1,81,5. 5 Multiply line 4 by line 5,8,1. 6 Enter 1% of net investent incoe (1% of Part, line 7b) 6 7 Add lines 5 and 6 7,8,1. 89,641. Enter qualifying distributions fro Part, line 4 8 f line 8 is equal to or greater than line 7, check the box in Part V, line 1b, and coplete that part using a 1% tax rate. See the Part V instructions. For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE

5 MARK CUBAN FOUNDATON Page 4 Excise Tax Based on nvestent ncoe (Section 494(a), 494(b), 494(e), or see instructions) For 99-PF (11) Part V 7 * 8 9 6,.,. Part V-A Stateents Regarding Activities 1 a Exept operating foundations described in section 494(d)(), check here Date of ruling or deterination letter: and enter "N/A" on line 1. (attach copy of letter if necessary - see instructions) b Doestic foundations that eet the section 494(e) requireents in Part V, check here 1 and enter 1% of Part, line 7b c All other doestic foundations enter % of line 7b. Exept foreign organizations enter 4% of Part, line 1, col. (b). Tax under section 511 (doestic section 4947(a)(1) trusts and taxable foundations only. Others enter --) Add lines 1 and 4 Subtitle A (incoe) tax (doestic section 4947(a)(1) trusts and taxable foundations only. Others enter --) 4 5 Tax based on investent incoe. Subtract line 4 fro line. f zero or less, enter Credits/Payents: 6,. a 11 estiated tax payents and 1 overpayent credited to 11 6a b Exept foreign organizations - tax withheld at source 6b c Tax paid with application for extension of tie to file (For 8868) 6c d Backup withholding erroneously withheld 6d 7 Total credits and payents. Add lines 6a through 6d 7 8 Enter any penalty for underpayent of estiated tax. Check here 8 if For is attached Tax due. f the total of lines 5 and 8 is ore than line 7, enter aount owed 9 Overpayent. f line 7 is ore than the total of lines 5 and 8, enter the aount overpaid Enter the aount of line 1 to be: Credited to 1 estiated tax ,.,. 1 Refunded 11 1 a During the tax year, did the foundation attept to influence any national, state, or local legislation or did it participate or intervene in any political capaign? 1a 1b b Did it spend ore than 1 during the year (either directly or indirectly) for political purposes (see page 19 of the instructions for definition)? f the answer is "" to 1a or 1b, attach a detailed description of the activities and copies of any aterials published or distributed by the foundation in connection with the activities. 1c c Did the foundation file For 11-POL for this year? d Enter the aount (if any) of tax on political expenditures (section 4955) iposed during the year: (1) On the foundation. () On foundation anagers. e Enter the reiburseent (if any) paid by the foundation during the year for political expenditure tax iposed on foundation anagers. Has the foundation engaged in any activities that have not previously been reported to the RS? f "," attach a detailed description of the activities. Has the foundation ade any changes, not previously reported to the RS, in its governing instruent, articles of 4a Did the foundation have unrelated business gross incoe of 1, or ore during the year? 4a b f "," has it filed a tax return on For 99-T for this year? 5 incorporation, or bylaws, or other siilar instruents? f "," attach a confored copy of the changes N/A 4b 5 Was there a liquidation, terination, dissolution, or substantial contraction during the year? f "," attach the stateent required by General nstruction T. 6 Are the requireents of section 58(e) (relating to sections 4941 through 4945) satisfied either: % % By language in the governing instruent, or By state legislation that effectively aends the governing instruent so that no andatory directions that conflict with the state law reain in the governing instruent? 7 7 8b 6 Did the foundation have at least 5, in assets at any tie during the year? f "," coplete Part, col. (c), and Part V 8 a Enter the states to which the foundation reports or with which it is registered (see instructions) T, b f the answer is "" to line 7, has the foundation furnished a copy of For 99-PF to the Attorney General (or designate) of each state as required by General nstruction G? f "," attach explanation 9 s the foundation claiing status as a private operating foundation within the eaning of section 494(j)() or 494(j)(5) for calendar year 11 or the taxable year beginning in 11 (see instructions for Part V)? f "," coplete Part V 1 9 Did any persons becoe substantial contributors during the tax year? f "," attach a schedule listing their naes and addresses 1 For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 4

6 MARK CUBAN FOUNDATON Stateents Regarding Activities (continued) For 99-PF (11) Part V-A At any tie during the year, did the foundation, directly or indirectly, own a controlled entity within the ROBERT HART AVENUE DALLAS, T (14) DELOACHE 75 Stateents Regarding Activities for Which For 47 May Be Required eaning of section 51(b)(1)? f "," attach schedule (see instructions) 1 Page 11 Did the foundation ake a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? f "," attach stateent (see instructions) 1 Did the foundation coply with the public inspection requireents for its annual returns and exeption application? 1 Website address 14 The books are in care of Telephone no. Located at 15 ZP + 4 Section 4947(a)(1) nonexept charitable trusts filing For 99-PF in lieu of For Check here and enter the aount of tax-exept interest received or accrued during the year At any tie during calendar year 11, did the foundation have an interest in or a signature or other authority over a bank, securities, or other financial account in a foreign country? 16 See the instructions for exceptions and filing requireents for For TD F f "," enter the nae of the foreign country Part V-B File For 47 if any ite is checked in the "" colun, unless an exception applies. 1 a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange, or leasing of property with a disqualified person? () Borrow oney fro, lend oney to, or otherwise extend credit to (or accept it fro) a () Furnish goods, services, or facilities to (or accept the fro) a disqualified person? (4) Pay copensation to, or pay or reiburse the expenses of, a disqualified person? disqualified person? (5) Transfer any incoe or assets to a disqualified person (or ake any of either available for the benefit or use of a disqualified person)? (6) Agree to pay oney or property to a governent official? (Exception. Check "" if the foundation agreed to ake a grant to or to eploy the official for a period after terination of governent service, if terinating within 9 days.) b f any answer is "" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section (d)- or in a current notice regarding disaster assistance (see instructions)? 1b 1c Organizations relying on a current notice regarding disaster assistance check here c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 11? Taxes on failure to distribute incoe (section 494) (does not apply for years the foundation was a private operating foundation defined in section 494(j)() or 494(j)(5)): a At the end of tax year 11, did the foundation have any undistributed incoe (lines 6d and 6e, Part ) for tax year(s) beginning before 11? f "," list the years,,, b Are there any years listed in a for which the foundation is not applying the provisions of section 494(a)() (relating to incorrect valuation of assets) to the year's undistributed incoe? (f applying section 494(a)() to all years listed, answer "" and attach stateent - see instructions.) b N/A c f the provisions of section 494(a)() are being applied to any of the years listed in a, list the years here.,,, a Did the foundation hold ore than a % direct or indirect interest in any business enterprise at any tie during the year? b f "," did it have excess business holdings in 11 as a result of (1) any purchase by the foundation or disqualified persons after May 6, 1969; () the lapse of the 5-year period (or longer period approved by the Coissioner under section 494(c)(7)) to dispose of holdings acquired by gift or bequest; or () the lapse of the 1-, 15-, or -year first phase holding foundation had excess business holdings in 11.) period? (Use Schedule C, For 47, to deterine if the 4a N/A 4b b 4 a Did the foundation invest during the year any aount in a anner that would jeopardize its charitable purposes? b Did the foundation ake any investent in a prior year (but after Deceber 1, 1969) that could jeopardize its charitable purpose that had not been reoved fro jeopardy before the first day of the tax year beginning in 11? For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 5

7 MARK CUBAN FOUNDATON Stateents Regarding Activities for Which For 47 May Be Required (continued) For 99-PF (11) Part V-B 6 Page 5 a During the year did the foundation pay or incur any aount to: N/A (1) Carry on propaganda, or otherwise attept to influence legislation (section 4945(e))? () nfluence the outcoe of any specific public election (see section 4955); or to carry on, directly or indirectly, any voter registration drive? () Provide a grant to an individual for travel, study, or other siilar purposes? (4) Provide a grant to an organization other than a charitable, etc., organization described in section 59(a)(1), (), or (), or section 494(d)()? (see instructions) (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or anials? b f any answer is "" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section or in a current notice regarding disaster assistance (see instructions)? 5b N/A Organizations relying on a current notice regarding disaster assistance check here c f the answer is "" to question 5a(4), does the foundation clai exeption fro the tax because it aintained expenditure responsibility for the grant? f "," attach the stateent required by Regulations section (d). 6 a Did the foundation, during the year, receive any funds, directly or indirectly, to pay preius on a personal benefit contract? b Did the foundation, during the year, pay preius, directly or indirectly, on a personal benefit contract? f "" to 6b, file For a At any tie during the tax year, was the foundation a party to a prohibited tax shelter transaction? b f "," did the foundation receive any proceeds or have any net incoe attributable to the transaction? Part V 1 6b 7b N/A nforation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Eployees, and Contractors List all officers, directors, trustees, foundation anagers and their copensation (see instructions). (b) Title, and average hours per week devoted to position (a) Nae and address (c) Copensation (f not paid, enter --) (d) Contributions to eployee benefit plans and deferred copensation ATTACHMENT 6 (e) Expense account, other allowances Copensation of five highest-paid eployees (other than those included on line 1 - see instructions). f none, enter "." (b) Title, and average hours per week devoted to position (a) Nae and address of each eployee paid ore than 5, (d) Contributions to eployee benefit plans and deferred copensation (c) Copensation (e) Expense account, other allowances Total nuber of other eployees paid over 5, For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 6

8 MARK CUBAN FOUNDATON For 99-PF (11) Part V Page 7 nforation About Officers, Directors, Trustees, Foundation Managers, Highly Paid Eployees, and Contractors (continued) Five highest-paid independent contractors for professional services (see instructions). f none, enter "." (a) Nae and address of each person paid ore than 5, (b) Type of service (c) Copensation Total nuber of others receiving over 5, for professional services Part -A Suary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. nclude relevant statistical inforation such as the nuber of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses 1 NO DRECT CHARTABLE ACTVTES 4 Part -B Suary of Progra-Related nvestents (see instructions) Aount Describe the two largest progra-related investents ade by the foundation during the tax year on lines 1 and. 1 NO PROGRAM RELATED NVESTMENTS All other progra-related investents. See instructions. Total. Add lines 1 through For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 7

9 MARK CUBAN FOUNDATON For 99-PF (11) Part 1 a b c d e Fair arket value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: Average onthly fair arket value of securities Average of onthly cash balances Fair arket value of all other assets (see instructions) Total (add lines 1a, b, and c) Reduction claied for blockage or other factors reported on lines 1a and 1e 1c (attach detailed explanation) Acquisition indebtedness applicable to line 1 assets Subtract line fro line 1d Cash deeed held for charitable activities. Enter 1 1/ % of line (for greater aount, see instructions) Net value of noncharitable-use assets. Subtract line 4 fro line. Enter here and on Part V, line 4 Miniu investent return. Enter 5% of line 5 Part 1 a b c Part a b a b Distributable Aount (see instructions). 8 1a 1b 1c 1d. 1,8,56.. 1,8,56.. 1,8, ,4. 1,81,5. 654,5. (Section 494(j)() and (j)(5) private operating foundations and certain foreign organizations check here and do not coplete this part.) Miniu investent return fro Part, line 6 a Tax on investent incoe for 11 fro Part V, line 5 b ncoe tax for 11. (This does not include the tax fro Part V.) Add lines a and b Distributable aount before adjustents. Subtract line c fro line 1 Recoveries of aounts treated as qualifying distributions Add lines and 4 Deduction fro distributable aount (see instructions) Distributable aount as adjusted. Subtract line 6 fro line 5. Enter here and on Part, line 1 1 Page Miniu nvestent Return (All doestic foundations ust coplete this part. Foreign foundations, see instructions.) 1 654,5. c , ,5. 654,5. Qualifying Distributions (see instructions) Aounts paid (including adinistrative expenses) to accoplish charitable, etc., purposes: Expenses, contributions, gifts, etc. - total fro Part, colun (d), line 6 Progra-related investents - total fro Part -B Aounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes Aounts set aside for specific charitable projects that satisfy the: Suitability test (prior RS approval required) Cash distribution test (attach the required schedule) Qualifying distributions. Add lines 1a through b. Enter here and on Part V, line 8, and Part, line 4 89,641. 1a 1b a b 4 89,641. Foundations that qualify under section 494(e) for the reduced rate of tax on net investent incoe. N/A Enter 1% of Part, line 7b (see instructions) 5 89,641. Adjusted qualifying distributions. Subtract line 5 fro line 4 6 te. The aount on line 6 will be used in Part V, colun (b), in subsequent years when calculating whether the foundation qualifies for the section 494(e) reduction of tax in those years. For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 8

10 MARK CUBAN FOUNDATON For 99-PF (11) Part 1 Page Distributable aount for 11 fro Part, line 7 9 Undistributed ncoe (see instructions) (a) Corpus (b) Years prior to 1 (c) 1 (d) ,5. Undistributed incoe, if any, as of the end of 11: a Enter aount for 1 only b Total for prior years:,, Excess distributions carryover, if any, to 11: a Fro 6 b Fro 7 c Fro 8 d Fro 9 e Fro 1 f 557,9. 777, , Total of lines a through e,19,694. Qualifying distributions for 11 fro Part, 89,641. line 4: 4 a Applied to 1, but not ore than line a b Applied to undistributed incoe of prior years (Election required - see instructions) c Treated as distributions out of corpus (Election required - see instructions) 89,641. d Applied to 11 distributable aount e Reaining aount distributed out of corpus 5 Excess distributions carryover applied to 11 (f an aount appears in colun (d), the sae aount ust be shown in colun (a).) 6 Enter the net total of each colun as 564, ,41. indicated below: a Corpus. Add lines f, 4c, and 4e. Subtract line 5 1,655,8. b Prior years' undistributed incoe. Subtract line 4b fro line b c Enter the aount of prior years' undistributed incoe for which a notice of deficiency has been issued, or on which the section 494(a) tax has been previously assessed d Subtract line 6c fro line 6b. Taxable aount - see instructions e Undistributed incoe for 1. Subtract line 4a fro line a. Taxable aount - see instructions f Undistributed incoe for 11. Subtract lines 4d and 5 fro line 1. This aount ust be distributed in 1 7 Aounts treated as distributions out of corpus to satisfy requireents iposed by section 17(b)(1)(F) or 494(g)() (see instructions) 8 Excess distributions carryover fro 6 not applied on line 5 or line 7 (see instructions) 9 Excess distributions carryover to 1. Subtract lines 7 and 8 fro line 6a 1 Analysis of line 9: a Excess fro 7 b Excess fro 8 c Excess fro 9 d Excess fro 1 e Excess fro 11 1,655,8. 77, , For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 9

11 MARK CUBAN FOUNDATON Private Operating Foundations (see instructions and Part V-A, question 9) Page 1 NOT APPLCABLE For 99-PF (11) Part V 1a b a f the foundation has received a ruling or deterination letter that it is a private operating foundation, and the ruling is effective for 11, enter the date of the ruling Check box to indicate whether the foundation is a private operating foundation described in section Enter the lesser of the adjusted net incoe fro Part or the iniu investent return fro Part for each year listed Tax year (a) (j)() or Prior years (b) 1 494(j)(5) (e) Total (c) 9 (d) 8 b 85% of line a c Qualifying distributions fro Part, line 4 for each year listed d Aounts included in line c not used directly for active conduct of exept activities e Qualifying distributions ade directly for active conduct of exept activities. Subtract line d fro line c Coplete a, b, or c for the alternative test relied upon: a "Assets" alternative test - enter: (1) () b Value of all assets Value of assets qualifying under section 494(j)()(B)(i) "Endowent" alternative testenter / of iniu invest- ent return shown in Part, line 6 for each year listed c "Support" alternative test - enter: (1) Total support other than gross investent incoe (interest, dividends, rents, payents on securities loans (section 51(a)(5)), or royalties) () Support fro general public and 5 or ore exept organizations as provided in section 494 (j)()(b)(iii) () Largest aount of support fro an exept organization (4) Gross investent incoe Part V Suppleentary nforation (Coplete this part only if the foundation had 5, or ore in assets at any tie during the year - see instructions.) 1 nforation Regarding Foundation Managers: a List any anagers of the foundation who have contributed ore than % of the total contributions received by the foundation before the close of any tax year (but only if they have contributed ore than 5,). (See section 57(d)().) MARK CUBAN b List any anagers of the foundation who own 1% or ore of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 1% or greater interest. N/A nforation Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Progras: Check here if the foundation only akes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. f the foundation akes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, coplete ites a, b, c, and d. a The nae, address, and telephone nuber of the person to who applications should be addressed: N/A b The for in which applications should be subitted and inforation and aterials they should include: c Any subission deadlines: d Any restrictions or liitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: 1E C 17 11/1/1 1::11 PM For PF (11) PAGE 1

12 MARK CUBAN FOUNDATON For 99-PF (11) Page 11 Suppleentary nforation (continued) Part V Grants and Contributions Paid During the Year or Approved for Future Payent Recipient Nae and address (hoe or business) a Paid during the year f recipient is an individual, show any relationship to any foundation anager or substantial contributor Foundation status of recipient Purpose of grant or contribution Aount ATTACHMENT 7 7 Total b Approved for future payent Total 77,1. a b For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 11

13 MARK CUBAN FOUNDATON For 99-PF (11) Part V-A Page 1 Analysis of ncoe-producing Activities Unrelated business incoe Enter gross aounts unless otherwise indicated. (a) Business code 1 Progra service revenue: (b) Aount Excluded by section 51, 51, or 514 (c) Exclusion code (d) Aount (e) Related or exept function incoe (See instructions.) a b c d e f g Fees and contracts fro governent agencies Mebership dues and assessents nterest on savings and teporary cash investents 4 Dividends and interest fro securities 14 1, ,51. 5 Net rental incoe or (loss) fro real estate: a Debt-financed property b t debt-financed property 6 Net rental incoe or (loss) fro personal property 7 Other investent incoe 8 Gain or (loss) fro sales of assets other than inventory 9 Net incoe or (loss) fro special events 1 Gross profit or (loss) fro sales of inventory 1 1 Other revenue: a b c d e 1 Subtotal. Add coluns (b), (d), and (e) 11,8. 1 Total. Add line 1, coluns (b), (d), and (e) (See worksheet in line 1 instructions to verify calculations.) Part V-B Line. L 11,8. 1 Relationship of Activities to the Accoplishent of Exept Purposes Explain below how each activity for which incoe is reported in colun (e) of Part V-A contributed iportantly to the accoplishent of the foundation's exept purposes (other than by providing funds for such purposes). (See instructions.) NOT APPLCABLE 1E C 17 11/1/1 1::11 PM For PF (11) PAGE 1

14 MARK CUBAN FOUNDATON For 99-PF (11) Part V 1 a b c d Page 1 nforation Regarding Transfers To and Transactions and Relationships With ncharitable Exept Organizations Did the organization directly or indirectly engage in any of the following with any other organization described in section 51(c) of the Code (other than section 51(c)() organizations) or in section 57, relating to political organizations? Transfers fro the reporting foundation to a noncharitable exept organization of: (1) Cash 1a(1) () Other assets 1a() Other transactions: (1) Sales of assets to a noncharitable exept organization 1b(1) () Purchases of assets fro a noncharitable exept organization 1b() () Rental of facilities, equipent, or other assets 1b() (4) Reiburseent arrangeents 1b(4) 1b(5) (5) Loans or loan guarantees 1b(6) (6) Perforance of services or ebership or fundraising solicitations Sharing of facilities, equipent, ailing lists, other assets, or paid eployees 1c f the answer to any of the above is "," coplete the following schedule. Colun (b) should always show the fair arket value of the goods, other assets, or services given by the reporting foundation. f the foundation received less than fair arket value in any transaction or sharing arrangeent, show in colun (d) the value of the goods, other assets, or services received. (a) Line no. (b) Aount involved (c) Nae of noncharitable exept organization N/A (d) Description of transfers, transactions, and sharing arrangeents N/A a s the foundation directly or indirectly affiliated with, or related to, one or ore tax-exept organizations described in section 51(c) of the Code (other than section 51(c)()) or in section 57? b f "," coplete the following schedule. (a) Nae of organization Sign Here (b) Type of organization (c) Description of relationship Under penalties of perjury, declare that have exained this return, including accopanying schedules and stateents, and to the best of y knowledge and belief, it is true, correct, and coplete. Declaration of preparer (other than taxpayer) is based on all inforation of which preparer has any knowledge. M Signature of officer or trustee Print/Type preparer's nae Date Preparer's signature Paid MORGAN L. SOUZA Preparer KPMG LLP Fir's nae Use Only Fir's address 1 PARK AVE., SUTE 85 OKLAHOMA CTY, OK M May with Title (see instructions)? Date 11/1/1 Check if PTN self-eployed P6561 Fir's EN 71 the RS discuss this return the preparer shown below Phone no For 99-PF (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 1

15 Schedule B (For 99, 99-EZ, or 99-PF) Schedule of Contributors OMB À¾µµ Attach to For 99, For 99-EZ, or For 99-PF. Departent of the Treasury nternal Revenue Service Nae of the organization Eployer identification nuber MARK CUBAN FOUNDATON Organization type (check one): Filers of: Section: For 99 or 99-EZ 51(c)( ) (enter nuber) organization 4947(a)(1) nonexept charitable trust not treated as a private foundation 57 political organization For 99-PF 51(c)() exept private foundation 4947(a)(1) nonexept charitable trust treated as a private foundation 51(c)() taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. te. Only a section 51(c)(7), (8), or (1) organization can check boxes for both the General Rule and a Special Rule. See instructions. General Rule For an organization filing For 99, 99-EZ, or 99-PF that received, during the year, 5, or ore (in oney or property) fro any one contributor. Coplete Parts and. Special Rules For a section 51(c)() organization filing For 99 or 99-EZ that et the 1/ % support test of the regulations under sections 59(a)(1) and 17(b)(1)(A)(vi) and received fro any one contributor, during the year, a contribution of the greater of (1) 5, or () % of the aount on (i) For 99, Part V, line 1h, or (ii) For 99-EZ, line 1. Coplete Parts and. For a section 51(c)(7), (8), or (1) organization filing For 99 or 99-EZ that received fro any one contributor, during the year, total contributions of ore than 1, for use exclusively for religious, charitable, scientific, literary, or educational purposes, or the prevention of cruelty to children or anials. Coplete Parts,, and. For a section 51(c)(7), (8), or (1) organization filing For 99 or 99-EZ that received fro any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to ore than 1,. f this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not coplete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions of 5, or ore during the year Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (For 99, 99-EZ, or 99-PF), but it ust answer "" on Part V, line, of its For 99; or check the box on line H of its For 99-EZ or on Part, line, of its For 99-PF, to certify that it does not eet the filing requireents of Schedule B (For 99, 99-EZ, or 99-PF). For Paperwork Reduction Act tice, see the nstructions for For 99, 99-EZ, or 99-PF. Schedule B (For 99, 99-EZ, or 99-PF) (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 14

16 Page Schedule B (For 99, 99-EZ, or 99-PF) (11) Nae of organization MARK CUBAN FOUNDATON Eployer identification nuber Part Contributors (see instructions). Use duplicate copies of Part if additional space is needed. (a). 1 (b) Nae, address, and ZP + 4 (c) Total contributions MARK CUBAN 448 PARK LANE DALLAS, T (a). (b) Nae, address, and ZP + 4 (c) Total contributions TEMPRESS PRODUCTS LP DALLAS, T (d) Type of contribution Person Payroll ncash (Coplete Part if there is a noncash contribution.) (b) Nae, address, and ZP + 4 (c) Total contributions KARA LAWSON/WNBA CARES 645 5TH AVENUE (a). 5, NEW YORK, NY Person Payroll ncash (Coplete Part if there is a noncash contribution.) SHARP STREET (a). 15,. (d) Type of contribution 5,. (d) Type of contribution Person Payroll ncash (Coplete Part if there is a noncash contribution.) 1 (b) Nae, address, and ZP + 4 (c) Total contributions (d) Type of contribution Person Payroll ncash (Coplete Part if there is a noncash contribution.) (a). (b) Nae, address, and ZP + 4 (c) Total contributions (d) Type of contribution Person Payroll ncash (Coplete Part if there is a noncash contribution.) (a). (b) Nae, address, and ZP + 4 (c) Total contributions (d) Type of contribution Person Payroll ncash (Coplete Part if there is a noncash contribution.) Schedule B (For 99, 99-EZ, or 99-PF) (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 15

17 Schedule B (For 99, 99-EZ, or 99-PF) (11) Nae of organization Page Eployer identification nuber MARK CUBAN FOUNDATON Part (a). fro Part ncash Property (see instructions). Use duplicate copies of Part if additional space is needed. (b) Description of noncash property given (c) FMV (or estiate) (see instructions) (d) Date received (c) FMV (or estiate) (see instructions) (d) Date received (c) FMV (or estiate) (see instructions) (d) Date received (c) FMV (or estiate) (see instructions) (d) Date received (c) FMV (or estiate) (see instructions) (d) Date received (c) FMV (or estiate) (see instructions) (d) Date received (a). fro Part (b) Description of noncash property given (a). fro Part (b) Description of noncash property given (a). fro Part (b) Description of noncash property given (a). fro Part (b) Description of noncash property given (a). fro Part (b) Description of noncash property given Schedule B (For 99, 99-EZ, or 99-PF) (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 16

18 Schedule B (For 99, 99-EZ, or 99-PF) (11) Nae of organization Page 4 Eployer identification nuber MARK CUBAN FOUNDATON Part Exclusively religious, charitable, etc., individual contributions to section 51(c)(7), (8), or (1) organizations that total ore than 1, for the year. Coplete coluns (a) through (e) and the following line entry. For organizations copleting Part, enter the total of exclusively religious, charitable, etc., contributions of 1, or less for the year. (Enter this inforation once. See instructions.) Use duplicate copies of Part if additional space is needed. (a). fro Part (b) Purpose of gift (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZP + 4 (a). fro Part (b) Purpose of gift Relationship of transferor to transferee (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZP + 4 (a). fro Part (b) Purpose of gift Relationship of transferor to transferee (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZP + 4 (a). fro Part (b) Purpose of gift Relationship of transferor to transferee (c) Use of gift (d) Description of how gift is held (e) Transfer of gift Transferee's nae, address, and ZP + 4 Relationship of transferor to transferee Schedule B (For 99, 99-EZ, or 99-PF) (11) 1E C 17 11/1/1 1::11 PM 1145 PAGE 17

19 MARK CUBAN FOUNDATON ATTACHMENT 1 FORM 99PF, PART - DVDENDS AND NTEREST FROM SECURTES REVENUE AND EPENSES PER BOOKS DESCRPTON DVDEND NCOME NTEREST NCOME TOTAL 19C 17 11/1/1 1::11 PM 1145 NET NVESTMENT NCOME 1, , ,177. 1,177. ATTACHMENT 1 PAGE

20 MARK CUBAN FOUNDATON ATTACHMENT FORM 99PF, PART - ACCOUNTNG FEES REVENUE AND EPENSES PER BOOKS DESCRPTON ACCOUNTNG FEES TOTALS 19C 17 11/1/1 1::11 PM NET NVESTMENT NCOME ADJUSTED NET NCOME CHARTABLE PURPOSES,575. 1,88. 1,87.,575. 1,88. 1, ATTACHMENT PAGE 1

21 MARK CUBAN FOUNDATON ATTACHMENT FORM 99PF, PART - OTHER EPENSES REVENUE AND EPENSES PER BOOKS,6. 1, DESCRPTON BANK FEES TELEPHONE REGSTERED AGENT FEES OTHER MSC. EPENSE TOTALS 19C 17 11/1/1 1::11 PM NET NVESTMENT NCOME,6.... CHARTABLE PURPOSES. 1, ,6.,5. 4, ATTACHMENT PAGE

22 MARK CUBAN FOUNDATON ATTACHMENT 4 FORM 99PF, PART - OTHER ASSETS BEGNNNG BOOK VALUE DESCRPTON ECSE TA RECEVABLE TOTALS 19C 17 11/1/1 1::11 PM ENDNG BOOK VALUE ENDNG FMV. 6,7. 6,7.. 6,7. 6, ATTACHMENT 4 PAGE

23 MARK CUBAN FOUNDATON ATTACHMENT 5 FORM 99PF, PART - OTHER LABLTES BEGNNNG BOOK VALUE DESCRPTON ECSE TA LABLTY TOTALS 19C 17 11/1/1 1::11 PM 1145 ENDNG BOOK VALUE 1,6.. 1,6.. PAGE 4

24 MARK CUBAN FOUNDATON FORM 99PF, PART V - LST OF OFFCERS, DRECTORS, AND TRUSTEES NAME AND ADDRESS TTLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSTON ATTACHMENT 6 CONTRBUTONS TO EMPLOYEE BENEFT PLANS COMPENSATON EPENSE ACCT AND OTHER ALLOWANCES MARK CUBAN P.O. BO 188 DALLAS, T 755 PRESDENT.5 MARTN WOODALL P.O. BO 188 DALLAS, T 755 VCE PRESDENT 1. BRAN CUBAN P.O. BO 188 DALLAS, T 755 DRECTOR 4. ROBERT HART P.O. BO 188 DALLAS, T 755 SECRETARY 1. GRAND TOTALS 19C 17 11/1/1 1::11 PM 1145 ATTACHMENT 6 PAGE 5

25 MARK CUBAN FOUNDATON FORM 99PF, PART V - GRANTS AND CONTRBUTONS PAD DURNG THE YEAR ATTACHMENT 7 RELATONSHP TO SUBSTANTAL CONTRBUTOR AND RECPENT NAME AND ADDRESS FOUNDATON STATUS OF RECPENT NORMAN PERCFUL PURPOSE OF GRANT OR CONTRBUTON AMOUNT,.,. 4,41.,.,.,. P.O. BO 188 DALLAS, T 755 KEVN D. CROOK P.O. BO 188 DALLAS, T 755 LUS LOPEZ P.O. BO 188 DALLAS, T 755 MCHAEL WRGHT P.O. BO 188 DALLAS, T 755 KEVN HARDN P.O. BO 188 DALLAS, T 755 COREY JOE SMTH P.O. BO 188 DALLAS, T 755 ATTACHMENT 7 19C 17 11/1/1 1::11 PM 1145 PAGE 6

26 MARK CUBAN FOUNDATON FORM 99PF, PART V - GRANTS AND CONTRBUTONS PAD DURNG THE YEAR ATTACHMENT 7 (CONT'D) RELATONSHP TO SUBSTANTAL CONTRBUTOR AND RECPENT NAME AND ADDRESS FOUNDATON STATUS OF RECPENT JOSEPH ZABNSK PURPOSE OF GRANT OR CONTRBUTON AMOUNT 1,.,5.,.,.,.,. P.O. BO 188 DALLAS, T 755 RODNEY PRCE P.O. BO 188 DALLAS, T 755 COREY GBSON P.O. BO 188 DALLAS, T 755 DANEL DAZ P.O. BO 188 DALLAS, T 755 ADOLPH DAGAN P.O. BO 188 DALLAS, T 755 ANDREW BERRY P.O. BO 188 DALLAS, T 755 ATTACHMENT 7 19C 17 11/1/1 1::11 PM 1145 PAGE 7

27 MARK CUBAN FOUNDATON FORM 99PF, PART V - GRANTS AND CONTRBUTONS PAD DURNG THE YEAR ATTACHMENT 7 (CONT'D) RELATONSHP TO SUBSTANTAL CONTRBUTOR AND RECPENT NAME AND ADDRESS FOUNDATON STATUS OF RECPENT MCHAEL A. LOWE PURPOSE OF GRANT OR CONTRBUTON AMOUNT,.,5.,.,.,.,. P.O. BO 188 DALLAS, T 755 TRAVS VENDELA P.O. BO 188 DALLAS, T 755 THOMAS J. MONTGOMERY P.O. BO 188 DALLAS, T 755 FRANK L. FELDS P.O. BO 188 DALLAS, T 755 ROLANDO REYES P.O. BO 188 DALLAS, T 755 JONATHAN FEHRENBACK P.O. BO 188 DALLAS, T 755 ATTACHMENT 7 19C 17 11/1/1 1::11 PM 1145 PAGE 8

28 MARK CUBAN FOUNDATON FORM 99PF, PART V - GRANTS AND CONTRBUTONS PAD DURNG THE YEAR ATTACHMENT 7 (CONT'D) RELATONSHP TO SUBSTANTAL CONTRBUTOR AND RECPENT NAME AND ADDRESS FOUNDATON STATUS OF RECPENT CRAG SMTH PURPOSE OF GRANT OR CONTRBUTON AMOUNT,.,.,.,.,.,5. P.O. BO 188 DALLAS, T 755 KENNETH FERNANDEZ P.O. BO 188 DALLAS, T 755 BOBBY PEARSON P.O. BO 188 DALLAS, T 755 DAVD SMTH P.O. BO 188 DALLAS, T 755 JASON MORRS P.O. BO 188 DALLAS, T 755 CHRSTOPHER HERMANN P.O. BO 188 DALLAS, T 755 ATTACHMENT 7 19C 17 11/1/1 1::11 PM 1145 PAGE 9

29 MARK CUBAN FOUNDATON FORM 99PF, PART V - GRANTS AND CONTRBUTONS PAD DURNG THE YEAR ATTACHMENT 7 (CONT'D) RELATONSHP TO SUBSTANTAL CONTRBUTOR AND RECPENT NAME AND ADDRESS FOUNDATON STATUS OF RECPENT WLLAM WLSON PURPOSE OF GRANT OR CONTRBUTON AMOUNT,5.,.,5.,.,5.,. P.O. BO 188 DALLAS, T 755 RCARDO MORLABAEZ P.O. BO 188 DALLAS, T 755 NELSON GARCA P.O. BO 188 DALLAS, T 755 ANGEL RVERA JR. P.O. BO 188 DALLAS, T 755 THOMAS FLUELLYN P.O. BO 188 DALLAS, T 755 RUPERT FRANCS P.O. BO 188 DALLAS, T 755 ATTACHMENT 7 19C 17 11/1/1 1::11 PM 1145 PAGE

30 MARK CUBAN FOUNDATON FORM 99PF, PART V - GRANTS AND CONTRBUTONS PAD DURNG THE YEAR ATTACHMENT 7 (CONT'D) RELATONSHP TO SUBSTANTAL CONTRBUTOR AND RECPENT NAME AND ADDRESS FOUNDATON STATUS OF RECPENT JOSHUA ALMAREZ PURPOSE OF GRANT OR CONTRBUTON AMOUNT,5. 5.,4.,5.,. P.O. BO 188 DALLAS, T 755 SHEENA MCCLOUD P.O. BO 188 DALLAS, T 755 MARNQUS MARTN P.O. BO 188 DALLAS, T 755 KURTSS T. LAMB P.O. BO 188 DALLAS, T 755 OBOM BOWEN P.O. BO 188 DALLAS, T 755 TOTAL CONTRBUTONS PAD 77,1. ATTACHMENT 7 19C 17 11/1/1 1::11 PM 1145 PAGE 1

31 MARK CUBAN FOUNDATON FORM 99PF - GENERAL EPLANATON ATTACHMENT PART V, SUPPLEMENTAL NFORMATON PART V, LNES A THROUGH D MARK CUBAN FOUNDATON 11 FORM 99-PF EN: PART V, SUPPLEMENTAL NFORMATON. NFORMATON REGARDNG CONTRBUTON, GRANT, GFT, LOAN, SCHOLARSHP, ETC., PROGRAMS: THE MARK CUBAN FOUNDATON WLL PROACTVELY CONTACT FAMLES OF U.S. MLTARY PERSONNEL WHO WERE KLLED OR SEROUSLY NJURED DURNG OPERATON RAQ FREEDOM. N ADDTON, APPLCATONS ARE AVALABLE AT OR BY WRTNG TO THE FALLEN PATROT FUND, C/O BANK OF AMERCA PRVATE BANK T , P.O. BO 84, DALLAS, T THERE CURRENTLY ARE NO SUBMSSON DEADLNES. THE FALLEN PATROT FUND WAS ESTABLSHED TO PROVDE SUPPORT TO THE SPOUSES AND CHLDREN OF U.S. MLTARY PERSONNEL WHO WERE KLLED OR SEROUSLY NJURED DURNG OPERATON RAQ FREEDOM. WTHN THAT GROUP, GRANT RECPENTS WLL BE SELECTED N ACCORDANCE WTH CRTERA ESTABLSHED BY THE MARK CUBAN FOUNDATON. ATTACHMENT 8 19C 17 11/1/1 1::11 PM 1145 PAGE 18

32 MARK CUBAN FOUNDATON FORM 99PF - GENERAL EPLANATON ATTACHMENT PART V, SUPPLEMENTARY NFORMATON PART V, PURPOSE OF GRANTS & CONTRBUTONS PAD DURNG THE YEAR MARK CUBAN FOUNDATON 11 FORM 99-PF EN: PART V, SUPPLEMENTAL NFORMATON. PURPOSE OF GRANTS AND CONTRBUTONS PAD DURNG THE YEAR OR APPROVED FOR FUTURE PAYMENT: LVNG ASSSTANCE FOR FAMLES OF U.S. MLTARY PERSONNEL KLLED OR SEROUSLY WOUNDED N OPERATON RAQ FREEDOM. ATTACHMENT 8 19C 17 11/1/1 1::11 PM 1145 PAGE 19