No. 10] International Financial Services Commission 1
|
|
|
- Basil Hood
- 5 years ago
- Views:
Transcription
1 No. 10] International Financial Services Commission 1 BELIZE: STATUTORY INSTRUMENT No. 10 of 2016 REGULATIONS made by the International Financial Services Commission, with the approval of the Minister, in exercise of the powers conferred upon it by sections 7 and 28 of the International Financial Services Commission Act, Chapter 272 of the Substantive Laws of Belize, Revised Edition , and all other powers thereunto it enabling. (Gazetted 16th January, 2016.) 1. These Regulations may be cited as the Citation. S.I. 67 of INTERNATIONAL FINANCIAL SERVICES COMMISSION (LICENSING) (AMENDMENT) REGULATIONS, 2016, and shall be read and construed as one with the International Financial Services Commission (Licensing) Regulations, which are hereinafter referred to as the principal Regulations. 2. The principal regulations are amended by substituting the First Schedule to these Regulations as Third Schedule to the principal Regulations. 3. The principal regulations are amended by substituting the Second Schedule to these Regulations as Fourth Schedule to the principal Regulations. 4. (1) These Regulations shall come into force on 1st April, Amendment of Third Schedule. Amendment of Fourth Schedule. Commencement and Transition.
2 2 International Financial Services Commission [No. 10 (2) The International Financial Services Commission shall establish a transition process by which existing service providers of international financial services shall comply with the capital requirement. Printed in Belize by the Government Printer #1 Power Lane, Belmopan, Belize, C.A.
3 No. 10] International Financial Services Commission 3 B E L I Z E: [Reg. 2] FIRST SCHEDULE FEES Type of activity or service (US$) 1. Formation or management of international business companies or other offshore companies (a) Application fee... 1, (b) Annual licence fee... 2, Trust formation and management of offshore trusts and provision of trustee services (b) Annual licence fee... 2, International asset protection and management 4. Money transmission services (a) Application fee... 1, Payment processing services (b) Annual licence fee... 5,000.00
4 4 International Financial Services Commission [No Trading in foreign exchange (a) Application fee... 1, (b) Annual licence fee... 25, Trading in financial and commodity-based derivative instruments and other securities (e.g. futures, options, interest rates, foreign exchange instruments, shares, stock, contracts for differences, etc.) (a) Application fee... 1, (b) Annual licence fee... 25, Money brokering 9. Money lending and pawning 10. Money exchange 11. Safe custody services (b) Annual licence fee... 5,000.00
5 No. 10] International Financial Services Commission Accounting services (b) Annual licence fee... 2, Brokerage, consultancy or advisory services in any of the above services (a) Application fee... 1, (b) Annual licence fee... 5, Note: The application fee of US$1, must accompany every application and shall be non-refundable. The licence fee will be payable when the Commission approves the grant of the licence.
6 6 International Financial Services Commission [No. 10 B E L I Z E: SECOND SCHEDULE CAPITAL REQUIREMENTS [Reg. 3] Service or activity for which the licence is being applied Minimum paid up and unimpaired capital required US$ 1. Formation or management of international business companies or other offshore companies... 10, Trust formation and management of offshore trusts and provision of trustee services , International asset protection and management... 25, Money transmission services , Payment processing services.. 75, Trading in foreign exchange.. 500, Trading in financial and commodity-based derivative instruments and other securities (e.g. futures, options, interest rates, foreign exchange instruments, shares, stock, contracts for differences, etc.) , Money brokering.. 75, Money lending and pawning. 75, Money exchange , Safe custody services ,000.00
7 No. 10] International Financial Services Commission Accounting services.. 25, Brokerage, consultancy or advisory services in any of the above services , MADE by the International Financial Services Commission this 30th day of December, JOSEPH WAIGHT Chairman International Financial Services Commission APPROVED by the Minister responsible for International Financial Services this 30th day of December, DEAN O. BARROW Minister responsible for International Financial Services
International Financial Services Commission (Licensing) Regulations
BELIZE International Financial Services Commission FIRST SCHEDULE [Regulation 4] APPLICATION FORM Date Received Reference For official use International Financial Services Commission (Licensing) Regulations
PROTECTED AREAS CONSERVATION TRUST (AMENDMENT) ACT, 2015 ARRANGEMENT OF SECTIONS
Protected Areas Conservation Trust (Amendment) BELIZE: PROTECTED AREAS CONSERVATION TRUST (AMENDMENT) ACT, 2015 1. Short title and commencement. 2. section 2. 3. section 4. ARRANGEMENT OF SECTIONS 4. Repeal
VIRGIN ISLANDS FINANCIAL SERVICES (FEES) (AMENDMENT) (NO. 2) REGULATIONS, 2018 ARRANGEMENT OF REGULATIONS
VIRGIN ISLANDS FINANCIAL SERVICES (FEES) (AMENDMENT) (NO. 2) REGULATIONS, 2018 ARRANGEMENT OF REGULATIONS Regulation 1 Citation and commencement. 2 Schedule amended. VIRGIN ISLANDS STATUTORY INSTRUMENT
Offshore Companies, IBC s, Local Belize Companies and Trusts. Doing Business in Belize. Con Murphy
Offshore Companies, IBC s, Local Belize Companies and Trusts Doing Business in Belize Con Murphy Why do business or protect my assets in Belize? Stable Government English Speaking Time Zones similar Proximity
The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2008
GUERNSEY STATUTORY INSTRUMENT 2008 No. The Registration of Non-Regulated Financial Services Businesses (Bailiwick of Guernsey) Law, 2008 (Schedule 1 Amendment) Regulations, 2008 Made 24 th November, 2008
8. Amendment of section 107. BELIZE: INTERNATIONAL BUSINESS COMPANIES (AMENDMENT) ACT, 2018 ARRANGEMENT OF SECTIONS. 3. Amendment of section 5.
BELIZE: INTERNATIONAL BUSINESS COMPANIES (AMENDMENT) ACT, 2018 1. Short title. 2. Interpretation. 3. Amendment of section 5. 4. Amendment of section 54. 5. Amendment of section 65. 6. Insertion of new
AGRICULTURE (LOANS AND GUARANTEES) (JERSEY) LAW 1974
AGRICULTURE (LOANS AND GUARANTEES) (JERSEY) LAW 1974 Revised Edition Showing the law as at 1 January 2017 This is a revised edition of the law Agriculture (Loans and Guarantees) (Jersey) Law 1974 Arrangement
MONEY LAUNDERING AND TERRORISM (PREVENTION) (AMENDMENT) ACT, 2013 ARRANGEMENT OF SECTIONS
BELIZE: MONEY LAUNDERING AND TERRORISM (PREVENTION) (AMENDMENT) ACT, 2013 ARRANGEMENT OF SECTIONS 1. Short title. 2. of section 2. 3. of section 15. 4. of section 16. 5. of section 17. 6. of section 18.
VIRGIN ISLANDS VIRGIN ISLANDS SPECIAL TRUSTS (AMENDMENT) ACT, 2013 ARRANGEMENT OF SECTIONS
No. 7 of 2013 VIRGIN ISLANDS VIRGIN ISLANDS SPECIAL TRUSTS (AMENDMENT) ACT, 2013 ARRANGEMENT OF SECTIONS Section 1... Short title and commencement. 2... Section 2 3... Section 4 4... Section 6 5... Section
Invictus Fiduciary Services, LLC SEC Form ADV Part 2A Brochure
Invictus Fiduciary Services, LLC SEC Form ADV Part 2A Brochure This brochure provides information about the qualifications and business practices of Invictus Fiduciary Services, LLC. If you have any questions
SECURITIES ACT 2001 SECURITIES (ACCOUNTING AND FINANCIAL STATEMENTS) REGULATIONS 2001 ARRANGEMENT OF REGULATIONS PART I PRELIMINARY
SECURITIES ACT 2001 SECURITIES (ACCOUNTING AND FINANCIAL STATEMENTS) REGULATIONS 2001 Regulation ARRANGEMENT OF REGULATIONS PART I PRELIMINARY 1. Citation, commencement and application 2. Interpretation
The Consumer Protection Regulations
1 The Consumer Protection Regulations Repealed by Chapter C-30.1 Reg 2 (effective October 15, 2007). Formerly Chapter C-30.1 Reg 1 (effective January 1, 1997) as amended by Saskatchewan Regulations 65/2005.
321 The Malawi Gazette Supplement, dated 19th May, 2017, containing Rules, etc. (No. 11A)
321 The Malawi Gazette Supplement, dated 19th May, 2017, containing Rules, etc. (No. 11A) GOVERNMENT NOTICE NO. 23 CUSTOMS AND EXCISE ACT (CAP. 42: 01) CUSTOMS AND EXCISE (TARIFFS) (AMENDMENT) ORDER, 2017
Invictus Fiduciary Services, LLC SEC Form ADV Part 2A Brochure
Invictus Fiduciary Services, LLC SEC Form ADV Part 2A Brochure This brochure provides information about the qualifications and business practices of Invictus Fiduciary Services, LLC. If you have any questions
INVESTMENT SERVICES ACT (CAP. 370) Investment Services Act (Fees) Regulations, 2013
Prime Minister Minister for Finance Chairman Malta Financial Services Authority L.N. of 2013 INVESTMENT SERVICES ACT (CAP. 370) Investment Services Act (Fees) Regulations, 2013 In exercise of the powers
THE INVESTMENT FUNDS ACT (No. 20 of 2003) THE INVESTMENT FUNDS REGULATIONS, Investment Funds Act, 2003 hereby makes the following regulations
THE INVESTMENT FUNDS ACT (No. 20 of 2003) THE INVESTMENT FUNDS REGULATIONS, 2003 The Minister in exercise of the powers conferred by section 62 of the Investment Funds Act, 2003 hereby makes the following
VIRGIN ISLANDS FINANCIAL SERVICES COMMISSION (FEES) REGULATIONS, 2010 ARRANGEMENT OF SECTIONS
VIRGIN ISLANDS FINANCIAL SERVICES COMMISSION (FEES) REGULATIONS, 21 ARRANGEMENT OF SECTIONS Section 1. Citation and commencement. 2. Fees. Schedule. 3. Revocation. SCHEDULE VIRGIN ISLANDS STATUTORY INSTRUMENT
The Community Therapy Regulations
1 COMMUNITY THERAPY D-17 REG 7 The Community Therapy Regulations being Chapter D-17 Reg 7 (effective September 14, 1994), as amended by Saskatchewan Regulations 21/95. NOTE: This consolidation is not official.
BELIZE MONEY LAUNDERING (PREVENTION) ACT CHAPTER 104 REVISED EDITION 2003 SHOWING THE SUBSIDIARY LAWS AS AT 31ST OCTOBER, 2003
BELIZE MONEY LAUNDERING (PREVENTION) ACT CHAPTER 104 REVISED EDITION 2003 SHOWING THE SUBSIDIARY LAWS AS AT 31ST OCTOBER, 2003 This is a revised edition of the Subsidiary Laws, prepared by the Law Revision
SECURITIES (LICENSING) RULES 2007
The text below is an internet version of the rules issued by the Commission under the Securities Act 2005 and is for information purpose only. Whilst reasonable care has been taken to ensure its accuracy,
Water and Sewerage Rates and Charges Regulations GRENADA
Water and Sewerage Rates and Charges Regulations STATUTORY RULES AND ORDERS NO.7 OF 2010 GRENADA THE NATIONAL WATER AND SEWERAGE AUTHORITY IN EXERCISE OF THE POWERS CONFERRED ON IT BY SECTION 27 (5) AND
2014 No PENSIONS. The Public Service Pensions (Record Keeping and Miscellaneous Amendments) Regulations 2014
S T A T U T O R Y I N S T R U M E N T S 2014 No. 3138 PENSIONS The Public Service Pensions (Record Keeping and Miscellaneous Amendments) Regulations 2014 Made - - - - 26th November 2014 Laid before Parliament
NACE Rev. 2 - Structure and explanatory notes SECTION K FINANCIAL AND INSURANCE ACTIVITIES
NACE Rev. 2 - Structure and explanatory notes SECTION K FINANCIAL AND INSURANCE ACTIVITIES This section includes financial service activities, including insurance, reinsurance and pension funding activities
2019 No. PUBLIC SERVICE PENSIONS. The Local Government Pension Scheme (Miscellaneous Amendments) (Scotland)Regulations 2019
Draft 14 December 2018 S C O T T I S H S T A T U T O R Y I N S T R U M E N T S 2019 No. PUBLIC SERVICE PENSIONS The Local Government Pension Scheme (Miscellaneous Amendments) (Scotland)Regulations 2019
SOCIAL SECURITY (OLD AGE PENSIONS AND SURVIVOR'S BENEFIT) (JERSEY) ORDER 2001
SOCIAL SECURITY (OLD AGE PENSIONS AND SURVIVOR'S BENEFIT) (JERSEY) ORDER 2001 Revised Edition Showing the law as at 1 January 2014 This is a revised edition of the law Social Security (Old Age Pensions
PUBLIC EMPLOYEES (CONTRIBUTORY RETIREMENT SCHEME) (GENERAL) (JERSEY) REGULATIONS 1989
PUBLIC EMPLOYEES (CONTRIBUTORY RETIREMENT SCHEME) (GENERAL) (JERSEY) REGULATIONS 1989 Revised Edition Showing the law as at 1 January 2016 This is a revised edition of the law Arrangement PUBLIC EMPLOYEES
Table of Contents. Under section 142 of the Electricity Act, the Lieutenant-Governor in Council makes the following Regulation:
1 Table of Contents 1 Citation 2 Definition of Act 3 Transitional transmission tariff 4 Commencement Under section 142 of the Electricity Act, the Lieutenant-Governor in Council makes the following Regulation:
FSC Guidance Note No
Brokerage Arrangements December 2006 Main features of this Guidance Note are to: specify the principles to be adopted in relation to Investment Manager Brokerage arrangements; provide guidance in the interpretation
Schedule 10 Disclosure of fees and other costs
Disclosure of fees and other costs Interpretation Part 1 The fees and costs template for superannuation products Division 1 Clause 101 Important: This document contains Schedule 10 of the Corporations
CAPITAL MARKETS AND SERVICES (AMENDMENT OF SCHEDULE 5) ORDER 2009
P.U. (A) 287/2009 CAPITAL MARKETS AND SERVICES ACT 2007 CAPITAL MARKETS AND SERVICES (AMENDMENT OF SCHEDULE 5) ORDER 2009 I N exercise of the powers conferred by subsection 380(1) of the Capital Markets
Finance 1 LAWS OF MALAYSIA. Act 702 FINANCE ACT 2010
Finance 1 LAWS OF MALAYSIA Act 702 FINANCE ACT 2010 2 Date of Royal Assent...... 6 January 2010 Date of publication in the Gazette......... 14 January 2010 Publisher s Copyright C PERCETAKAN NASIONAL MALAYSIA
San Francisco, California TUESDAY, NOVEMBER 5, 2013 (All times Pacific Standard Time)
9:00 am 9:05 am Welcome and Introduction Presented by Richard M. Phillips Mr. Phillips concentrates his practice in securities regulation, particularly SEC enforcement, investment management and broker/
BELIZE RETIRED PERSONS (INCENTIVES) ACT CHAPTER 62 REVISED EDITION 2011 SHOWING THE SUBSTANTIVE LAWS AS AT 31 ST DECEMBER, 2011
BELIZE RETIRED PERSONS (INCENTIVES) ACT CHAPTER 62 SHOWING THE SUBSTANTIVE LAWS AS AT 31 ST DECEMBER, 2011 This is a revised edition of the Substantive Laws, prepared by the Law Revision Commissioner under
COMMONWEALTH OF DOMINICA
COMMONWEALTH OF DOMINICA ARRANGEMENT OF REGULATIONS 1. Short title. 2. Interpretation PART I PRELIMINARY PART II SYSTEMS AND TRAINING TO PREVENT MONEY LAUNDERING 3. Systems and training. 4. Offences by
The DFSA Rulebook. General Module (GEN) GEN/VER34/06-14
The DFSA Rulebook General Module (GEN) GEN/VER34/06-14 Contents The contents of this module are divided into the following chapters, sections and appendices: 1 INTRODUCTION... 1 1.1 Application... 1 1.2
... *~~President ...P.~J~.'..~~~.~...
... *~~President...P.~J~.'..~~~.~... An Act to amend laws relating to economic development zones with a view to rationalizing roles and functions of the Export Processing Zones Authority in relation to
The Transitional Employment Allowance Regulations
1 The Transitional Employment Allowance Regulations Repealed by Chapter S-8 Reg 6 (effective May 6, 2005). Formerly Chapter S-8 Reg 5 (effective February 3, 2003) as amended by Saskatchewan Regulations
BELIZE INTERNATIONAL BANKING ACT CHAPTER 267 REVISED EDITION 2003 SHOWING THE SUBSTANTIVE LAWS AS AT 31ST MAY, 2003
BELIZE INTERNATIONAL BANKING ACT CHAPTER 267 REVISED EDITION 2003 SHOWING THE SUBSTANTIVE LAWS AS AT 31ST MAY, 2003 This is a revised edition of the Substantive Laws, prepared by the Law Revision Commissioner
The Mineral Rights Tax Regulations, 1998
1 The Mineral Rights Tax Regulations, 1998 being Chapter M-17.1 Reg 7 (effective June 25, 1998, except cl. 2(b), (e), (f) and (g), cl. 5(a) and s.6 effective June 25, 1996). NOTE: This consolidation is
2012 No. 782 PENSIONS. The Pensions Increase (Review) Order 2012
STATUTORY INSTRUMENTS 2012 No. 782 PENSIONS The Pensions Increase (Review) Order 2012 Made - - - - 8th March 2012 Laid before Parliament 12th March 2012 Coming into force - - 9th April 2012 In accordance
Securities Lending and Borrowing: Rules and Procedures
Securities Lending and Borrowing: Rules and Procedures Title: Securities Lending and Borrowing: Rules and Procedures Version: 001 Owner: CSD Pages: 39 Date: : Version 1.0 Table of Contents 1. Document
The Public Health Appeals Regulations
PUBLIC HEALTH APPEALS P-37.1 REG 8 1 The Public Health Appeals Regulations being Chapter P-37.1 Reg 8 (effective May 5, 1999) as amended by Saskatchewan Regulations 113/2017; and by the Statutes of Saskatchewan,
CHAPTER INSURANCE ACT
SAINT LUCIA CHAPTER 12.08 INSURANCE ACT Revised Edition Showing the law as at 31 December 2008 This is a revised edition of the law, prepared by the Law Revision Commissioner under the authority of the
NOTICE OF ADOPTION COMMISSION LOCAL RULE MB-001 MORTGAGE BROKERS LICENSING AND ONGOING OBLIGATIONS AND
NOTICE OF ADOPTION COMMISSION LOCAL RULE MB-001 MORTGAGE BROKERS LICENSING AND ONGOING OBLIGATIONS AND COMMISSION LOCAL RULE MB-002 MORTGAGE BROKERS FEES Introduction On 16 May 2018, the Financial and
Consumer Credit (Cancellation Notices and Copies of Documents) Regulations 1983
Page 2 of 31 Regulations 1983 (SI 1983/1557) 1983 No 1557 Consumer Credit (Cancellation Notices and Copies of Documents) Regulations 1983 Authority: Consumer Credit Act 1974, ss 58(1), 64(1), 180, 182(2),
CONTROL OF HOUSING AND WORK (EXEMPTIONS) (JERSEY) ORDER 2013
CONTROL OF HOUSING AND WORK (EXEMPTIONS) (JERSEY) ORDER 2013 Revised Edition Showing the law as at 1 January 2014 This is a revised edition of the law Control of Housing and Work (Exemptions) (Jersey)
SECURITIES (FOREIGN SECURITIES AND INTERMEDIARIES) REGULATIONS, 2004 ARRANGEMENT OF REGULATIONS
Regulation SECURITIES (FOREIGN SECURITIES AND INTERMEDIARIES) REGULATIONS, 2004 1. Citation and commencement 2. Interpretation ARRANGEMENT OF REGULATIONS PART I PRELIMINARY PART II LISTING AND TRADING
LIMITED 4 August 2014
Canada European Union Comprehensive Economic and Trade Agreement (CETA) Negotiations Offer CANADA 1 Annex XX: Non Conforming Measures 1 1. The Schedule of a Party to this Annex sets out: (a) headnotes
GOVERNMENT OF ZAMBIA
21 st June, 1996 Statutory Instruments 265 GOVERNMENT OF ZAMBIA STATUTORY INSTRUMENT No. 96 of 1996 The Banking and Financial Services Act (Act No. 21 of 1994) The Banking and Financial Services (Large
Appendix 1. In this appendix underlining indicates new text and striking through indicates deleted text. The DFSA Rulebook. General Module (GEN)
Appendix 1 In this appendix underlining indicates new text and striking through indicates deleted text. The DFSA Rulebook General Module (GEN) 1 INTRODUCTION 1.1 Application 1.1.1 This module (GEN) applies
VIRGIN ISLANDS REGULATORY (AMENDMENT) CODE, 2010 ARRANGEMENT OF SECTIONS
VIRGIN ISLANDS REGULATORY (AMENDMENT) CODE, 2010 ARRANGEMENT OF SECTIONS Section 1. Citation and commencement. 2. Section 2 amended. 3. Section 11 amended. 4. Section 12 amended. 5. Section 14 amended.
Exempt Insurance EXEMPT INSURANCE (FORMS AND FEES) REGULATIONS, 1983
B1 L.R.O. 2001 Exempt Insurance (Forms and Fees) regs.1-6 Exempt Insurance Cap. 308A. EXEMPT INSURANCE (FORMS AND FEES) REGULATIONS, 1983 Authority: These Regulations were made on 2nd September, 1983 by
CFTC Part 4 Exemption Easy Reference Guide. Click on the exemption type for more information on how to file and requirements for each exemption.
Click on the exemption type for more information on how to file and requirements for each exemption. Exemption Type General Relief Who Qualifies Exemptions from CPO Registration 4.13(a)(1) (Pool level
FIDUCIARY SERVICES. Fortunate Brokers offers a comprehensive range of estate planning, advisory and fiduciary services.
FIDUCIARY SERVICES Fortunate Brokers offers a comprehensive range of estate planning, advisory and fiduciary services. We provide bespoke estate planning advice to ensure that your estate planning instruments
THE UNIT TRUST CORPORATION OF TRINIDAD AND TOBAGO ACT, 1981 REGULATIONS THE UNIT TRUST REGULATIONS, 1982
LEGAL NOTICE NO. 136 REPUBLIC OF TRINIDAD AND TOBAGO THE UNIT TRUST CORPORATION OF TRINIDAD AND TOBAGO ACT, 1981 REGULATIONS MADE BY THE BOARD IN CONSULTATION WITH THE CENTRAL BANK AND WITH THE APPROVAL
COMPANIES AND BUSINESS REGISTRATION (FEES) REGULATIONS
COMPANIES AND BUSINESS REGISTRATION (FEES) REGULATIONS CAP. 40.12.2 Companies And Business Registration (Fees) Regulations CAP. 40.12.2 Arrangement of Regulations COMPANIES AND BUSINESS REGISTRATION (FEES)
POGSON & MATT WEALTH MANAGEMENT GROUP, LLC WRAP BROCHURE
POGSON & MATT WEALTH MANAGEMENT GROUP, LLC WRAP BROCHURE 6930 E. CHAUNCEY LANE, SUITE 295 PHOENIX, AZ 85054 (602) 282-0189 March 30, 2018 This wrap fee program brochure provides information about the qualifications
408(b)(2) Checklist. IS YOUR PLAN COVERED? Plans not Covered. Covered Plans
408(b)(2) Checklist Responsible Plan Fiduciary Duties Under Section 408(b)(2) of the Employee Retirement Income Security Act of 1974 (ERISA): 1. Determine if your plan is covered under the regulation 2.
Risk Disclosure for Commodity Futures/Option Transactions in Foreign Markets through local intermediator
Risk Disclosure for Commodity Futures/Option Transactions in Foreign Markets through local intermediator (This document is provided by Interactive Brokers Securities Japan, Inc. ( IBSJ ), acting as an
BERMUDA INSURANCE ACT 1978
BERMUDA INSURANCE ACT 1978 LAST UPDATED: JULY 2016 INSURANCE ACT COMPENDIUM PREFACE As a service to our clients, Conyers Dill & Pearman has prepared this Insurance Act 1978 Compendium. The Insurance Act
Banking (Capital Adequacy and Capital Ratios) Regulations
Banking (Capital Adequacy and Capital Ratios) Regulations 491 SAINT LUCIA No. 151 of 2007 ARRANGEMENT OF REGULATIONS Regulation 1. Citation and commencement 2. Interpretation 3. Application PART I PRELIMINARY
PROVINCIAL COMPANIES REGULATION
Province of Alberta INSURANCE ACT PROVINCIAL COMPANIES REGULATION Alberta Regulation 124/2001 With amendments up to and including Alberta Regulation 45/2018 Office Consolidation Published by Alberta Queen
2014 No. 668 PENSIONS. The Pensions Increase (Review) Order 2014
S T A T U T O R Y I N S T R U M E N T S 2014 No. 668 PENSIONS The Pensions Increase (Review) Order 2014 Made - - - - 13th March 2014 Laid before Parliament 17th March 2014 Coming into force - - 7th April
MUTUAL ADMINISTRATIVE ASSISTANCE IN TAX MATTERS (AMENDMENT) ACT 2017 ARRANGEMENT OF SECTIONS
BELIZE: MUTUAL ADMINISTRATIVE ASSISTANCE IN TAX MATTERS (AMENDMENT) ACT 2017 ARRANGEMENT OF SECTIONS 1. Short title. 2. Insertion of new heading. 3. Amendment of section 2. 4. Insertion of new section
The Enhanced Cattle Feeder Associations Loan Guarantee Regulations
1 ASSOCIATIONS LOAN GUARANTEE F-8.001 REG 22 The Enhanced Cattle Feeder Associations Loan Guarantee Regulations being Chapter F-8.001 Reg 22 (effective May 14, 2003) as amended by Saskatchewan Regulations
VIRGIN ISLANDS ANTI-MONEY LAUNDERING REGULATIONS, 2008 ARRANGEMENT OF REGULATIONS
VIRGIN ISLANDS ANTI-MONEY LAUNDERING REGULATIONS, 2008 ARRANGEMENT OF REGULATIONS Regulation 1. Citation and commencement. 2. Interpretation. 3. General requirements. 4. Identification procedures in relation
Act No.161/2002, on Financial Undertakings
Act No. 161/2002 on Financial Undertakings CHAPTER I Scope Article 1 This Act shall apply to Icelandic financial undertakings and to the activities of foreign financial undertakings in Iceland. For the
2017 No. BETTING, GAMING AND LOTTERIES. The Horserace Betting Levy Regulations 2017
Draft Regulations laid before Parliament under section 2(3) of the Gambling (Licensing and Advertising) Act 2014 and paragraph 2(2) of Schedule 2 to the European Communities Act 1972, for approval by resolution
439 Financial Intelligence (Appointment of Members of the Authority) Order SAINT LUCIA. STATUTORY INSTRUMENT, 2003, No. 62
STATUTORY INSTRUMENT, 2003, No. 62 439 Financial Intelligence (Appointment of Members of the Authority) Order [ 25th August, 2003] In exercise of the powers conferred by section 3 of the Financial Intelligence
THE SECURITIES ACT The Securities (Collective Investment Schemes and Closed-end Funds) Regulations 2008 ARRANGEMENT OF REGULATIONS PART I
The text below is an internet version of the Regulations made by the Minister under the Securities Act 2005 and is for information purpose only. Whilst reasonable care has been taken to ensure its accuracy,
2013 No. 604 PENSIONS. The Pensions Increase (Review) Order 2013
STATUTORY INSTRUMENTS 2013 No. 604 PENSIONS The Pensions Increase (Review) Order 2013 Made - - - - 13th March 2013 Laid before Parliament 14th March 2013 Coming into force - - 8th April 2013 In accordance
THE RURAL AND INDUSTRIES BANK OF WESTERN AUSTRALIA ACT 1987
WESTERN AUSTRALIA THE RURAL AND INDUSTRIES BANK OF WESTERN AUSTRALIA ACT 1987 (No. 83 of 1987) ARRANGEMENT Section 1. Short title 2. Commencement 3. Interpretation PART I PRELIMINARY PART II CONSTITUTION
A BETTER DEAL FOR CONSUMERS AND BUSINESSES ACT
Province of Alberta A BETTER DEAL FOR CONSUMERS AND BUSINESSES ACT Statutes of Alberta, (not in force provisions only current as of October 31, 2018) Office Consolidation Published by Alberta Queen s Printer
FINANCIAL SERVICES ACT 2008 AUTHORISED COLLECTIVE INVESTMENT SCHEMES (COMPENSATION) REGULATIONS Coming into operation 1st August 2008
Statutory Document No. 373/08 FINANCIAL SERVICES ACT 2008 AUTHORISED COLLECTIVE INVESTMENT SCHEMES (COMPENSATION) REGULATIONS 2008 Approved by Tynwald 17 th July 2008 Coming into operation 1st August 2008
DRAFT SECURITIES INDUSTRY (FEE)(AMENDMENT) RULES, 2017
Securities Commission of The Bahamas Consultation Paper: Summary DRAFT SECURITIES INDUSTRY (FEE)(AMENDMENT) RULES, 2017 The Securities Industry (Fee) (Amendment) Rules, 2017 (the Rules ) have been developed
BELIZE BANKS AND FINANCIAL INSTITUTIONS ACT CHAPTER 263 REVISED EDITION 2003 SHOWING THE SUBSIDIARY LAWS AS AT 31ST OCTOBER, 2003
BELIZE BANKS AND FINANCIAL INSTITUTIONS ACT CHAPTER 263 REVISED EDITION 2003 SHOWING THE SUBSIDIARY LAWS AS AT 31ST OCTOBER, 2003 This is a revised edition of the Subsidiary Laws, prepared by the Law Revision
BERMUDA PARTNERSHIPS AND COMPANIES AMENDMENT ACT : 25
QUO FA T A F U E R N T BERMUDA PARTNERSHIPS AND COMPANIES AMENDMENT ACT 2016 2016 : 25 TABLE OF CONTENTS 1 2 3 4 5 6 Citation Amends the Exempted Partnerships Act 1992 Amends the Limited Partnership Act
BERMUDA INSURANCE AMENDMENT ACT : 35
QUO FA T A F U E R N T BERMUDA INSURANCE AMENDMENT ACT 2018 2018 : 35 TABLE OF CONTENTS 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 Citation Amends section 1 Amends section 4 Inserts new sections
DIVIDEND REGULATIONS
DIVIDEND REGULATIONS Chapter 201 Laws of Fiji Revised to 31 March 2009 UPDATED BY :- POLICY, ECONOMIC ANALYSIS AND RESEARCH UNIT FIJI ISLANDS REVENUE AND CUSTOMS AUTHORITY (PRODUCED FOR INTERNAL PURPOSE
VIRGIN ISLANDS BANKS AND TRUST COMPANIES (AMENDMENT) ACT, 2018 ARRANGEMENT OF SECTIONS
No. 5 of 2018 VIRGIN ISLANDS BANKS AND TRUST COMPANIES (AMENDMENT) ACT, 2018 ARRANGEMENT OF SECTIONS Section 1 Short title and commencement. 2 Section 2 amended. 3 Section 6 amended. 4 Section 9 amended.
FINANCIAL INTELLIGENCE UNIT
FINANCIAL INTELLIGENCE UNIT Suspicious Transaction Report SECTION 17(4)(b) OF THE MONEY LAUNDERING & TERRORISM (PREVENTION) ACT, 2008 SECTION 7(3) OF THE FINANCIAL INTELLIGENCE UNIT ACT, 2002 (Complete
Central Bank of Seychelles. Single Licensing Regime Guidelines
Central Bank of Seychelles Single Licensing Regime Guidelines 1.0 Introduction The 2011 amendments to the Financial Institutions Act 2004 eliminate the requirement for separate licences to conduct only
Re: Proposed Form CRS (83 Fed. Reg ); Proposed Regulation Best Interest (83 Fed. Reg ); May 9, 2018.
Phoebe A. Papageorgiou Vice President, Trust Policy Center for Securities, Trust & Investments 202-663-5053 phoebep@aba.com August 7, 2018 Mr. Brent J. Fields Secretary Securities and Exchange Commission
Central Bank of The Bahamas PUBLIC CONSULTATION. Proposals for:
Central Bank of The Bahamas PUBLIC CONSULTATION On Proposals for: (1) The Introduction of (a) The Banks and Trust Companies (Private Trust Companies and Qualified Executive Entities) Regulations and (b)
CAPITAL MARKETS AND SERVICES ACT 2007 CAPITAL MARKETS AND SERVICES (FEES) REGULATIONS 2011
P.U.(A) 88/2011 CAPITAL MARKETS AND SERVICES ACT 2007 CAPITAL MARKETS AND SERVICES (FEES) REGULATIONS 2011 IN exercise of the powers conferred by section 378 and paragraph 36 of Schedule 10 of the Capital
2015 No. 60 PUBLIC SERVICE PENSIONS. The Local Government Pension Scheme (Governance) (Scotland) Regulations 2015
S C O T T I S H S T A T U T O R Y I N S T R U M E N T S 2015 No. 60 PUBLIC SERVICE PENSIONS The Local Government Pension Scheme (Governance) (Scotland) Regulations 2015 Made - - - - 17th February 2015
STATE STREET BANK AND TRUST COMPANY INVESTMENT FUNDS FOR TAX EXEMPT RETIREMENT PLANS AMENDED CLASS DESCRIPTION (CLASS A)
STATE STREET BANK AND TRUST COMPANY INVESTMENT FUNDS FOR TAX EXEMPT RETIREMENT PLANS AMENDED CLASS DESCRIPTION (CLASS A) SSgA S&P 500 INDEX NON-LENDING SERIES FUND (the Fund ) Pursuant to Section 3.2 of
Appendix E Proceeds of Crime (Jersey) Law 1999 Schedule 2 (Article 36(1) and (2)) Financial Services Business
Appendix E Proceeds of Crime (Jersey) Law 1999 Schedule 2 (Article 36(1) and (2)) Financial Services Business Part A: Business regulated by the Commission under Regulatory Laws 1. Any deposit-taking business
Morgan Stanley Reports First Quarter 2018
Morgan Stanley Reports First Quarter 2018 Record Net Revenues of $11.1 Billion and Record Net Income of $2.7 Billion 1,2,3 Earnings per Diluted Share of $1.45 Strong Performance across all Business Segments
THE REGISTERED COLLECTIVE INVESTMENT SCHEMES RULES 2015
THE REGISTERED COLLECTIVE INVESTMENT SCHEMES RULES 2015 THE GUERNSEY FINANCIAL SERVICES COMMISSION THE REGISTERED COLLECTIVE INVESTMENT SCHEMES RULES 2015 GUIDANCE NOTES These Guidance Notes are intended
Financial Institutions Topical Research Series
Financial Institutions Topical Research Series Discount & Online Brokerage Firms: Four Leading Discount Brokerage Firms Expanding their Business Models (Table of Contents) November 29, 2017 TABLE OF CONTENTS
Legal Supplement Part C to the Trinidad and Tobago Gazette, Vol. 55, No. 109, 22nd September, 2016
Legal Supplement Part C to the Trinidad and Tobago Gazette, Vol. 55, No. 109, 22nd September, 2016 No. 11 of 2016 First Session Eleventh Parliament Republic of Trinidad and Tobago HOUSE OF REPRESENTATIVES
UNITED GULF BANK B.S.C. Bahrain Public Shareholding Company. Memorandum of Association (As amended in 2003)
UNITED GULF BANK B.S.C. Bahrain Public Shareholding Company Memorandum of Association (As amended in 2003) On the 22 nd day of Jumada Al Awal 1424 AH corresponding to the 21 st day of July, 2003 AD. Before
2012 No. 137 PENSIONS. Pensions Increase (Review) Order (Northern Ireland) 2012
STATUTORY RULES OF NORTHERN IRELAND 2012 No. 137 PENSIONS Pensions Increase (Review) Order (Northern Ireland) 2012 Made - - - - 21st March 2012 Coming into operation - 9th April 2012 In accordance with
BERMUDA BERMUDA MONETARY AUTHORITY (REGULATORY FEES) AMENDMENT ACT : 58
QUO FA T A F U E R N T BERMUDA BERMUDA MONETARY AUTHORITY (REGULATORY FEES) AMENDMENT ACT : 58 TABLE OF CONTENTS 1 2 3 4 5 6 7 8 9 10 11 12 13 Citation Amends section 14(3) of the Insurance Act 1978 Inserts
Number 37 of Health Insurance (Amendment) Act 2017
Numr 37 of 2017 Health Insurance (Amendment) Act 2017 Numr 37 of 2017 HEALTH INSURANCE (AMENDMENT) ACT 2017 Section 1. Definition CONTENTS 2. Amendment of section 7A of Principal Act 3. Amendment of section
Order and rules of the National Employment Savings Trust
Order and rules of the National Employment Savings Trust Consolidated Order and rules of the National Employment Savings Trust applicable from 6 April 2018 The Order 2010 no. 917 The National Employment
BELIZE BELIZE MARKETING AND DEVELOPMENT CORPORATION ACT CHAPTER 281 REVISED EDITION 2003 SHOWING THE SUBSTANTIVE LAWS AS AT 31ST MAY, 2003
BELIZE BELIZE MARKETING AND DEVELOPMENT CORPORATION ACT CHAPTER 281 REVISED EDITION 2003 SHOWING THE SUBSTANTIVE LAWS AS AT 31ST MAY, 2003 This is a revised edition of the Substantive Laws, prepared by
The DFSA Rulebook. General Module (GEN) GEN/VER40/08-17
The DFSA Rulebook General Module (GEN) GEN/VER40/08-17 Contents The contents of this module are divided into the following chapters, sections and appendices: 1 INTRODUCTION... 1 1.1 Application... 1 2
Understanding Regulation U
Understanding Regulation U Craig Unterberg Partner Haynes and Boone, LLP November 2016 Legislative History on Regulation U Background As a result of the stock market crash of 1929, the Board of Governors