Preparing for Individual Year-End Tax Planning

Size: px
Start display at page:

Download "Preparing for Individual Year-End Tax Planning"

Transcription

1 Sunrise Series Preparing for Individual Year-End Tax Planning Agenda and speaker biographies December 5, 2017 kpmg.com

2

3 Agenda Time Topic KPMG Speaker 8:00 a.m. 8:30 a.m. Breakfast and registration 8:30 a.m. 8:40 a.m. Opening remarks Warren Abkowitz 8:40 a.m. 9:05 a.m. Corporate and tax structuring Warren Abkowitz Eric Wagner Kleinberg, Kaplan, Wolff & Cohen P.C. 9:05 a.m. 9:30 a.m. PPLI private placement life insurance Mike Oates Claudio DeVellis Kleinberg, Kaplan, Wolff & Cohen P.C. Sandy Geyelin Lombard International Steven Zeiger Waxman Lawson Financial M Financial Group 9:30 a.m. 9:55 a.m. Year-end tax planning Kristin Stinson 9:55 a.m. 10:00 a.m. Questions and closing remarks Warren Abkowitz Bob Gordon Twenty First Securities Corporation Phil Gross Kleinberg, Kaplan, Wolff & Cohen P.C. KPMG s Sunrise Series 1

4 Warren Abkowitz Partner, Tax T: E: Warren is a partner with and leads the Private Client Services Group/ Family Office Group within the Alternative Investment Industry Practice. He formerly ran the financial services tax practice, as a partner, for a National CPA firm. He has 24 years of overall experience providing tax advisory and compliance services to various clients. Warren has extensive skill representing high net worth individuals, as well as various hedge funds, private equity funds, real estate funds, fund-of-funds, broker/dealers, investment management companies, and Registered Investment Advisers. He has extensive experience working with high-net-worth individuals and trusts, as well as, traditional partnerships, corporations (both public and private). He provides business consulting, planning (Federal, state and estate), and compliance services to all types of financial services industry clients and General Partners. He has broad experience across the financial services industry and has worked with start-up managers as well as multi-billion dollar managers. Warren represents many clients that been selected for audit by the Internal Revenue Service and state taxing authorities. He has also developed complex tax-efficient structures, including domestic and offshore funds/blockers, consolidated returns, qualified subchapters S subsidiaries, and limited liability companies. Warren is a regular contributor to various print and electronic hedge fund resources.

5 Michael Oates Partner, Tax T: E: Michael is a tax partner based in the NY Office and has served as a KPMG s Hedge Fund Industry Leader for tax. He has over 30 years of alternative investment fund experience and has helped many clients build very successful alternative investment businesses. Michael specializes in many areas of tax research and planning within the Alternative Investments Industry. Michael often consults with investment funds on initial organizational structure to ensure maximum tax efficiency. He also provides ongoing tax advice throughout the business and economic cycles on operational matters. Prior to joining KPMG in July 2014, Michael was with Rothstein Kass for over 30 years. Michael headed the National Tax Practice at Rothstein Kass and Company, P.C. with over 300 tax professionals and also served on the Executive Committee. He is a member of the American Institute of Certified Public Accountants (AICPA) and the New York State Society of Certified Public Accountants (NYSSCPA) in which he serves on its Financial Instruments and Transactions Committee. He is also a member of the New Jersey Society of Certified Public Accountants (NJSCPA) and previously served as president of the Bergen Chapter. Michael is frequently requested to lecture on a variety of tax-related issues at major industry conferences, seminars and professional associations. In addition, he has been featured as a tax expert in many publications, as well as radio and television programs. KPMG s Sunrise Series 3

6 Kristen Stinson Managing Director, Tax T: E: Kristen, a certified public accountant, is a managing director with KPMG and manages the Short Hills office s High-Net-Worth Individual and Investment Management Company Tax Services Group within the Alternative Investment Industry practice. She has over 17 years of experience providing tax advisory and compliance services to various clients. Kristen has extensive skills in representing individual owners as well as various investment management companies. She has wide-ranging experience working with high-net-worth individuals, trusts, private foundations, as well as traditional partnerships. She provides tax consulting, planning, and compliance services to financial services industry clients and general partners. She has worked with start-up managers as well as multibillion-dollar managers.

7 Claudio De Vellis Partner Kleinberg, Kaplan, Wolff & Cohen, P.C. Claudio A. De Vellis represents individual and charitable organizations in connection with their tax and wealth preservation issues. He advises clients on all aspects of estate, gift and generation-skipping transfer tax planning, structuring tax-efficient business succession plans, creating qualified and non-qualified retirement plans and implementing asset protection strategies. Claudio s practice includes all aspects of estate planning, from drafting wills and trusts, to forming business entities, to counseling clients on the income, estate and gift tax treatment of charitable giving. He also advises individual and corporate fiduciaries in connection with the administration of estates and trusts and represents clients in disputes arising out of the administration of estates and trusts. Claudio provides a wide range of business and tax planning services to closely held business owners. He represents and assists clients in forming corporations, partnerships and limited liability companies; advises clients on alternative risk management solutions through captive insurance company arrangements; drafts shareholder, employment and consulting agreements; represents clients in the purchase and sale of business interests, and structures business succession plans to provide for the orderly disposition of family owned businesses. Claudio is also a Certified Public Accountant. Prior to becoming an attorney, he practiced with a regional accounting firm based out of New York City for seven years. He has extensive experience preparing and analyzing business financial statements; preparing individual, corporate and partnership income tax returns; preparing estate and gift tax returns and preparing fiduciary accountings and fiduciary income tax returns. Claudio has also represented individual and corporate clients before the Internal Revenue Service and the New York State Department of Taxation and Finance on various tax matters. KPMG s Sunrise Series 5

8 Sandy Geyelin, CFA Senior Managing Director Lombard International Sandy Geyelin joined Lombard International in May 2004 and is a Senior Managing Director within the Sales & Marketing function. In his role, he works with internal and external sales partners to execute on business development opportunities. Prior to joining Lombard International, Mr. Geyelin worked for Bank of America Securities on the Equity and Convertible Securities Capital Markets desk. He holds a B.S. in Economics from the University of Virginia. He is currently licensed for life, variable products and holds Series 7, 26 and 63 securities registrations. Mr. Geyelin is a CFA Charterholder and member of the CFA Society of Philadelphia.

9 Bob Gordon President Twenty-First Securities Corporation Robert N. Gordon is the president of Twenty-First Securities Corporation, which he founded in Since 1991, Mr. Gordon has served as an adjunct professor at New York University s Graduate School of Business, teaching one course on Arbitrage theories and another titled Taxes and Investing. He has been involved with the Wharton School s Securities Industry Institute since 1979, starting as a student, becoming a lecturer in 1983, and serving as chairman in 1994 and Mr. Gordon has had many roles at the Securities Industry Association, having served as an SIA director, as treasurer, as chairman of the Tax Policy Committee and chairman of the New York District. He is on the Board of the John Carter Brown Library at Brown University, on the Board of and Chair of the Collections Committee of the Adler Planetarium in Chicago. Mr. Gordon is the author (with Jan Rosen) of Wall Street Secrets for Tax Efficient Investing and author or coauthor of chapters in Tax Planning for the Affluent, Market Shock and Harold Evensky s The Investment Think Tank. He has published many articles on tax, arbitrage and hedging strategies. He serves on the editorial advisory boards of Derivatives Report, The Journal of Taxation and Investments and The Journal of Wealth Management. Mr. Gordon is routinely quoted in the popular press on investing topics and is a frequent lecturer for organizations such as the CFA Society and IMCA. Before founding Twenty-First Securities, Mr. Gordon was a partner at Oppenheimer & Company. Prior to that, he worked at Laidlaw, Adams & Peck, where he became a regional manager and senior vice president. He has been in the brokerage business since KPMG s Sunrise Series 7

10 Philip Gross Partner Kleinberg, Kaplan, Wolff & Cohen, P.C. Phil Gross chairs the firm s Tax Department and advises clients on the taxation (federal, state, local and international) of hedge funds and private equity funds, including domestic funds, offshore funds, and funds-of-funds and real estate funds. Phil counsels clients on structuring (and restructuring) funds, structuring investment managers and general partners, compensating managers and employees, investing in funds and seeding managers, and on the taxation of financial instruments. He also advises clients on how to avoid being subject to ERISA and what to do if they are, how to plan and structure securities transactions, foreign investment in U.S. real estate, nonqualified deferred compensation, and numerous other tax issues. Eric Wagner Partner Kleinberg, Kaplan, Wolff & Cohen, P.C. Eric Wagner chairs the firm s Corporate Department. Eric focuses his practice on the financial services industry, specializing in advising both start-up and seasoned private investment funds, SEC registered investment advisors, family offices, commodity pool operators and commodity trading advisors on regulatory and strategic issues related to their formation, operation and investments. He has extensive experience in structuring management company ownership agreements and seed capital arrangements, as well as advising clients with respect to marketing agreements, employment matters, and general securities matters. Eric has been named a Leading Lawyer for Investment Funds: Hedge Funds by IFLR1000 The Guide to the World s Leading Financial Law Firms.

11 Steven Zeiger Waxman Lawson Financial M Financial Group Steven plays a central role in advancing Waxman Lawson Financial leadership in the Private Placement Life Insurance (PPLI) marketplace and is in charge of the Firm s expansion in the NY, NJ and CT area. He also works with clients and their advisors to implement M proprietary life and disability products since off-the-shelf products may not meet the needs of Ultra High Net Worth Clients. He advises both domestic and international families and their advisors on the efficient use of private placement life insurance and annuities to help enhance after tax yields on their investments. He is a successful marketer and relationship manager with more than 20 years of experience in the financial services industry. His leadership and dedication to help improve performance and results is well known in the advisor community. Steven educates his clients and the financial services and advisory community. He has been published in and cited in Trust & Estates Magazine. He has addressed the American Bankers Association. As a member of the National Association of Estate Planning Speakers Bureau, he has addressed over fifteen Estate Planning Councils around the country. He has also addressed the NY, NJ and CT CPA Societies on multiple occasions. Additionally, Steven is on the STEP Presentations Committee. Steven has also presented at the NYSSCPA FAE International Tax conference. Steven received his Bachelor of Science in Business Administration, with a concentration in Finance, from the State University of New York at Albany. He received his Advanced Insurance degree from the Wharton School of Business and his Trust and Estate Practitioners designation from the Society of Trust and Estate Practitioners (STEP). KPMG s Sunrise Series 9

12 Some or all of the services described herein may not be permissible for KPMG audit clients and their affiliates. kpmg.com/socialmedia 2017, a Delaware limited liability partnership and the U.S. member firm of the KPMG network of independent member firms affiliated with KPMG International Cooperative ( KPMG International ), a Swiss entity. All rights reserved. Printed in the U.S.A. The KPMG name and logo are registered trademarks or trademarks of KPMG International. NDPPS

IRAs and Roth Conversions

IRAs and Roth Conversions IRAs and Roth Conversions New York State Bar Association Spring 2015 Bruce D. Steiner Jennifer M. Boll 2015 Bruce D. Steiner and Jennifer M. Boll 2 Bruce D. Steiner Jennifer M. Boll Kleinberg, Kaplan,

More information

MEDIA KIT: MANAGEMENT BIOGRAPHIES. Expert Advice Innovative Options Personalized Service

MEDIA KIT: MANAGEMENT BIOGRAPHIES. Expert Advice Innovative Options Personalized Service ! Robert Paglione CEO Robert Paglione is CEO of Benefit Consultants Group, Inc., and its subsidiary, BCG Securities, Inc. BCG is a retirement plan consulting, actuarial, and administration firm, serving

More information

G. Michelle Ferreira SHAREHOLDER

G. Michelle Ferreira SHAREHOLDER G. Michelle Ferreira SHAREHOLDER ferreiram@gtlaw.com SAN FRANCISCO 4 Embarcadero Center Suite 3000 San Francisco, CA 94111 +1 415.655.1305 SILICON VALLEY 1900 University Avenue 5th Floor East Palo Alto,

More information

Taxation of Financial Instruments and Transactions Conference

Taxation of Financial Instruments and Transactions Conference FAE 2014 Conferences Taxation of Financial Instruments and Transactions Conference How tax law developments will impact investment strategies Tuesday, January 7, 2014 New York City Bar Association New

More information

Private Wealth Services Tax Policy Counseling. Nonprofit and Tax-Exempt Organizations Global Private Client. McGuireWoods LLP

Private Wealth Services Tax Policy Counseling. Nonprofit and Tax-Exempt Organizations Global Private Client. McGuireWoods LLP Skip is the former chair of the firm's private wealth services team and current chair of the firm's tax practice. His extensive experience includes estate planning, estate and trust administration, and

More information

Delaware Tax Institute

Delaware Tax Institute Delaware Tax Institute The Future of Life Insurance Recent Changes You Need to Know Moderator: Bill Denney Panelists: Mike Albero Albero, Kupferman & Associates Todd Flubacher Morris, Nichols, Arsht &

More information

Impact of Revenue Ruling on compensation of hedge fund managers and employees

Impact of Revenue Ruling on compensation of hedge fund managers and employees Impact of Revenue Ruling 2014-18 on compensation of hedge fund managers and employees June 24, 2014 Kleinberg, Kaplan, Wolff & Cohen, P.C. 2 Philip S. Gross Phil is head of the tax department and has been

More information

Jessica Galligan Goldsmith:

Jessica Galligan Goldsmith: Austin Bramwell: Austin Bramwell currently serves as Senior Advisor in the U.S. Department of the Treasury s Office of Tax Policy. Prior to joining the Treasury, Mr. Bramwell was a Partner in the Trusts

More information

Retired Partner T F

Retired Partner T F George J. Mazin Retired Partner New York Three Bryant Park, 1095 Avenue of the Americas, New York, NY, United States of America 10036-6797 T +1 212 698 3570 F +1 212 698 3599 george.mazin@dechert.com Practice

More information

Firm Brochure March 31, Concordia Advisors, L.L.C Avenue of the Americas, Suite 3202 New York, NY 10019

Firm Brochure March 31, Concordia Advisors, L.L.C Avenue of the Americas, Suite 3202 New York, NY 10019 Firm Brochure March 31, 2011 Concordia Advisors, L.L.C. 1350 Avenue of the Americas, Suite 3202 New York, NY 10019 Website: www.concordiafunds.com Contact: Kenneth J. Carroll, Chief Compliance Officer

More information

2012 Annual Convention. Estate Planning, Trust and Probate Law Update

2012 Annual Convention. Estate Planning, Trust and Probate Law Update 2012 Annual Convention Estate Planning, Trust and Probate Law Update Estate Planning, Trust and Probate Law Section 3.0 General CLE Hours May 2-4, 2012 Cincinnati CONTRIBUTORS John E. Clough OSBA Certified

More information

Estate Planning for Business Owners

Estate Planning for Business Owners Estate Planning for Business Owners Michael D. Whitty I. OVERVIEW OF PRESENTATION Michael D. Whitty concentrates his practice in estate planning, taxation, and estate and trust administration. Mr. Whitty

More information

MARK S. KLEIN Partner, Chairman of the Firm

MARK S. KLEIN Partner, Chairman of the Firm Partner, Chairman of the Firm mklein@hodgsonruss.com 646.218.7514 Mark, Chairman of the Firm, concentrates in New York State and New York City tax matters. He has more than 35 years of experience with

More information

The Beyer Stein Group at Morgan Stanley

The Beyer Stein Group at Morgan Stanley BSG The Beyer Stein Group at Morgan Stanley Global Multi-Asset ETF Portfolio Management An Efficient Approach to a Diversified Investment Plan 522 Fifth Avenue 15th Floor, New York, NY 10036 212-296-1008

More information

Retired Partner T F Investment Funds: U.S. > Variable Insurance Products > Investment Advisers > Mutual Funds >

Retired Partner T F Investment Funds: U.S. > Variable Insurance Products > Investment Advisers > Mutual Funds > Jeffrey S. Puretz Retired Partner Washington, D.C. 1900 K Street, NW, Washington, DC, United States of America 20006-1110 T +1 202 261 3358 F +1 202 261 3333 jeffrey.puretz@dechert.com Practice Areas Financial

More information

Major: Political Science Phi Beta Kappa. Dean s List (all semesters) McGill Award highest achievement in Political Science

Major: Political Science Phi Beta Kappa. Dean s List (all semesters) McGill Award highest achievement in Political Science MARTHA L. SALZMAN, ESQ. State University of New York at Buffalo School of Management 364 Jacobs Management Center Buffalo, New York 14260 msalzman@buffalo.edu As of February 3, 2015 PROFESSIONAL EDUCATION

More information

Value Commitment and Service

Value Commitment and Service Value Commitment and Service TRUSTS & ESTATES Large Firm Reach Small Firm Service Correira & Correira LLP is a regional full-service trusts and estates law firm. Our mission is to provide clients with

More information

Speaker Biographical Summaries

Speaker Biographical Summaries Wednesday, April 9, 2014 Ask the Regulators George Bostick Benefits Tax Counsel U.S. Department of the Treasury George Bostick is the Benefits Tax Counsel at the U.S. Department of the Treasury. As Benefits

More information

STRATEGICPLANNING FOR YOUR HIGH-NET-WORTHCLIENTS

STRATEGICPLANNING FOR YOUR HIGH-NET-WORTHCLIENTS STRATEGICPLANNING FOR YOUR HIGH-NET-WORTHCLIENTS Learn tactics that will guard your clients wealth Luncheon Speaker: James W. Spisak, Local Taxpayer Advocate, IRS Federal and New York State Tax Updates

More information

Date: 25-Aug-14 From: Steve Leimberg's Estate Planning Newsletter Subject: Bruce Steiner & Lessons from Robin Williams' Insurance Trusts

Date: 25-Aug-14 From: Steve Leimberg's Estate Planning Newsletter Subject: Bruce Steiner & Lessons from Robin Williams' Insurance Trusts Date: 25-Aug-14 From: Steve Leimberg's Estate Planning Newsletter Subject: Bruce Steiner & Lessons from Robin Williams' Insurance Trusts Bruce Steiner previously commented on the lessons planners can learn

More information

Willis Johnson & Associates, Inc.

Willis Johnson & Associates, Inc. 5847 San Felipe, Ste. 1500, Houston, TX 77057 Nicholas Johnson: 713-439-1200 www.wjohnsonassociates.com February 2017 This brochure provides information about the qualifications and business practices

More information

Washington, D.C. MONDAY, DECEMBER 10, 2012 (All times Eastern Standard Time)

Washington, D.C. MONDAY, DECEMBER 10, 2012 (All times Eastern Standard Time) 9:30 am 9:45 am Welcome and Overview of Program Presented by Arthur C. Delibert Mr. Delibert, a partner in the Washington, D.C. office, represents and advises open- and closed-end investment companies,

More information

Outsourcing Fiduciary Responsibility

Outsourcing Fiduciary Responsibility Outsourcing Fiduciary Responsibility Robert M. Kaplan, APA, CFP, CPC, QPA, Vice President, National Training Consultant, Voya Financial Services Christopher Swanson, J.D., Supervisory Investigator, U.S.

More information

Syllabus and Grading Policy (Tentative subject to text changes)

Syllabus and Grading Policy (Tentative subject to text changes) Golden Gate University Masters of Science in Financial Planning Course FI 426 3 Units Faculty: Ross W. Richardson, MS, CFP Syllabus and Grading Policy (Tentative subject to text changes) 1. Course Description:

More information

Council/Committee Membership Council Membership Licensing Committee Management Committee

Council/Committee Membership Council Membership Licensing Committee Management Committee Serge Berube Serge Berube is a Partner with Deloitte,, specializing in the provision of assurance and advisory services to the alternative investment industry. Serge has over 18 years of public accounting

More information

Investment Management

Investment Management Investment Management Investment Management OUR PRACTICE For over 90 years, Stradley Ronon s investment management practice has helped shape the investment management industry by assisting with the creation

More information

PRACTICE PROFILE. DIANE B. WEINBERG Of Counsel

PRACTICE PROFILE. DIANE B. WEINBERG Of Counsel PRACTICE PROFILE Morgan & DiSalvo, P.C. was selected by U.S. News & World Report and BestLawyers.com as one of the Best Law Firms for Trusts and Estates Law in Georgia for 2013-2016 PRACTICE FOCUS: Practical

More information

TABLE OF CONTENTS FACULTY PARTICIPANTS FACULTY BIOGRAPHIES STUDY MATERIALS

TABLE OF CONTENTS FACULTY PARTICIPANTS FACULTY BIOGRAPHIES STUDY MATERIALS ALI-ABA Topical Courses Roth IRA Conversions: What the Estate Planning Attorney Needs to Know February 4, 2010 Telephone Seminar/Audio Webcast Replay Originally Presented December 16, 2009 AGENDA FACULTY

More information

Bacon Financial Management, Inc. dba Financial Strategies Group Client Brochure

Bacon Financial Management, Inc. dba Financial Strategies Group Client Brochure Bacon Financial Management, Inc. dba Financial Strategies Group Client Brochure This brochure provides information about the qualifications and business practices of Bacon Financial Management, Inc. dba

More information

Upstream estate planning By Marvin E. Blum, JD, CPA

Upstream estate planning By Marvin E. Blum, JD, CPA Taxation - Income, Estate, and Gift Upstream estate planning By Marvin E. Blum, JD, CPA Within the realm of estate planning, there is a tendency to craft estate plans with a downstream focus. Generally,

More information

Hoosier Hills Estate Planning Council

Hoosier Hills Estate Planning Council Hoosier Hills Estate Planning Council presents 2014 Estate Planning Day Morning Session featuring 12 Local Experts: Legal, Tax, Financial, and Insurance Afternoon Session featuring Robert S. Keebler, CPA,

More information

SECURITIES EXPERT WITNESS & LITIGATION SUPPORT, LLC

SECURITIES EXPERT WITNESS & LITIGATION SUPPORT, LLC Curriculum Vitae Introduction Over 30 years of experience with securities, investments, and insurance at the financial advisor, supervisory, and managing principal level. Conducted over 1,000 presentations,

More information

Susan K. Arnold, CFP

Susan K. Arnold, CFP Susan K. Arnold, CFP Weston Financial Group, Inc. 100 William Street, Suite 200 Wellesley, MA 02481 781-235-7055 www.westonfinancial.net February 24, 2016 This Brochure Supplement provides information

More information

The Empire Strikes Back: The New Frontier of US Tax Reporting

The Empire Strikes Back: The New Frontier of US Tax Reporting Please join the board and members of the Swiss-American Chamber of Commerce NY Chapter for a Panel discussion introduced by Todd Tuckner (Group Finance COO at UBS AG and Chairman of the SACC NY Chapter)

More information

June 15, CAPTRUST Financial Advisors. Annual Due Diligence Questionnaire for Discretionary Clients

June 15, CAPTRUST Financial Advisors. Annual Due Diligence Questionnaire for Discretionary Clients June 15, 2017 CAPTRUST Financial Advisors Annual Due Diligence Questionnaire for Discretionary Clients SECTION ONE: INVESTMENT MANAGER MONITORING CAPTRUST has proactively answered the questions below in

More information

Accounting for Income Taxes: FAS 109 / FIN 48 - Workshop CPE 8 Credit Hours

Accounting for Income Taxes: FAS 109 / FIN 48 - Workshop CPE 8 Credit Hours Accounting for Income Taxes: CPE 8 Credit Hours *** IN-FIRM TRAINING *** Course Outline below Provider of Continuing Professional Education (CPE) to CERTIFIED PUBLIC ACCOUNTANTS WEST Las Vegas Los Angeles

More information

OWASP. Our Qualifications to Serve OWASP. June 3, Prepared by: Jim Alajbegu, CPA, Partner (office)

OWASP. Our Qualifications to Serve OWASP. June 3, Prepared by: Jim Alajbegu, CPA, Partner (office) June 3, 2011 Prepared by: Jim Alajbegu, CPA, Partner 732-947-3641 (office) jim.alajbegu@eisneramper.com Adnan Islam, Esq., MBA, LL.M., CPA 732-287-1000 (office) adnan.islam@eisneramper.com EisnerAmper

More information

Speaker Biographies. Andrea Brookes Senior Benefits Consultant, Sentinel Benefits & Financial Group

Speaker Biographies. Andrea Brookes Senior Benefits Consultant, Sentinel Benefits & Financial Group Speaker Biographies Andrea Brookes Senior Benefits Consultant, Sentinel Benefits & Financial Group Andrea is a Senior Benefits Consultant at Sentinel Benefits & Financial Group with more than ten years

More information

FIRM OVERVIEW PRESENTATION

FIRM OVERVIEW PRESENTATION FIRM OVERVIEW PRESENTATION AS OF MARCH 31 Q1 2016 Portfolio Managers: Robert Stein, John Eckstein, & Bryan Novak ABOUT WHO WE ARE Astor Investment Management LLC ( Astor ) is a Chicago-based, registered

More information

Comprehensive, Integrated Wealth Management

Comprehensive, Integrated Wealth Management at Morgan Stanley Comprehensive, Integrated Wealth Management (left to right) David Adler, Carol Kwietnieski and Alan Blender One Tower Bridge, Suite 600 100 Front Street, West Conshohocken, PA 19428 610-260-8645

More information

FINANCIALS. Bull & Bear Case Factors BLOOMBERG INTELLIGENCE >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>

FINANCIALS. Bull & Bear Case Factors BLOOMBERG INTELLIGENCE >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>> >>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>>> BLOOMBERG INTELLIGENCE A Bloomberg Professional Service Offering FINANCIALS Bull & Bear Case Factors CONTENTS 02 INVESTMENT BANKING INDUSTRY BEAR

More information

ERM: Insights for Insurers Conference

ERM: Insights for Insurers Conference ERM: Insights for Insurers Conference Patrick Brady Biographical details of speakers/panellists Patrick Brady was appointed Director of Policy and Risk at the Central Bank of Ireland in March 2010. The

More information

ROBERT EDWIN BARNHILL, III P.O. Box 2583; Lubbock, Texas Phone number: (806) ; ; Fax

ROBERT EDWIN BARNHILL, III P.O. Box 2583; Lubbock, Texas Phone number: (806) ; ; Fax ROBERT EDWIN BARNHILL, III P.O. Box 2583; Lubbock, Texas 79408 Phone number: (806) 794-1282; 1-800-658-6655; Fax 806-794-1283 Education Doctor of Jurisprudence, Texas Tech University, May 1980 Master of

More information

Due Diligence for Hard-to-Value Investments

Due Diligence for Hard-to-Value Investments Due Diligence for Hard-to-Value Investments Fi360 Annual Conference April 28, 2013 Edward M. Lynch, Jr., AIFA, RF, GFS, C(k)P CEO, Fiduciary Plan Governance, LLC Charles Humphrey, Esq., Humphrey Benefits

More information

FPO Image to come

FPO Image to come The Brightwater Wealth Management Group at Morgan Stanley Target Based Comprehensive Wealth Management 4114 Woodlands Parkway Suite 200 Palm Harbor, FL 34685 (727) 773-4622 FPO Image to come http://www.morganstanleyfa.com/bwmgroup

More information

IRA MARK BLOOM 80 New Scotland Avenue Born: November 10, 1944; Married; Two children. EDUCATION: B.B.A., City College of New York 1966

IRA MARK BLOOM 80 New Scotland Avenue Born: November 10, 1944; Married; Two children. EDUCATION: B.B.A., City College of New York 1966 IRA MARK BLOOM 80 New Scotland Avenue 518-445-2355 Albany, New York 12208 ibloo@albanylaw.edu PERSONAL DATA: Born: November 10, 1944; Married; Two children EDUCATION: B.B.A., City College of New York 1966

More information

Directed Trusts: Delaware v. Florida Estate Planning Council of Greater Miami March 19, 2015

Directed Trusts: Delaware v. Florida Estate Planning Council of Greater Miami March 19, 2015 Directed Trusts: Delaware v. Florida Estate Planning Council of Greater Miami March 19, 2015 Gail Cohen Vice Chairman and General Trust Counsel 212.632.3253 gcohen@ftci.com 1 Directed Trusts: An Overview

More information

ALBANY LAW SCHOOL OF UNION UNIVERSITY, J.D., 1988 J. Francis Doyle Scholar

ALBANY LAW SCHOOL OF UNION UNIVERSITY, J.D., 1988 J. Francis Doyle Scholar Contact Information Education Office: Tuczinski, Cavalier, Gilchrist & Collura, P.C. 54 State Street, Albany, New York 12207 Phone: 518-463-3990 518-505-5258 (cell) Fax: 518-426-5067 Email: tcollura@tcgclegal.com

More information

Morgan Stanley Workplace Wealth Solutions. A Corporate Financial Wellness Program Provided for Your Employees

Morgan Stanley Workplace Wealth Solutions. A Corporate Financial Wellness Program Provided for Your Employees Morgan Stanley Workplace Wealth Solutions A Corporate Financial Wellness Program Provided for Your Employees CRC 1705670 03/2017 Did You Know? #1 Finances largest cause of stress for Employees 52% Find

More information

Asia Pacific Wealth Management Conference 24 April 2018 Baker McKenzie, Hong Kong

Asia Pacific Wealth Management Conference 24 April 2018 Baker McKenzie, Hong Kong Asia Pacific Wealth Management Conference 24 April 2018 Baker McKenzie, Jun is an in Baker McKenzie's tax team in Sydney. Jun primarily focuses on corporate tax matters, domestic and international acquisitions

More information

WEDNESDAY, NOVEMBER 4, 2009 (All times Eastern Standard Time)

WEDNESDAY, NOVEMBER 4, 2009 (All times Eastern Standard Time) WEDNESDAY, NOVEMBER 4, 2009 10:00 am 10:15 am WELCOME AND OVERVIEW OF PROGRAM Presented by: Diane E. Ambler Ms. Ambler has substantial experience in financial institution regulation under federal securities

More information

State of the Insurance Market: Focus on Professional Liability

State of the Insurance Market: Focus on Professional Liability State of the Insurance Market: Focus on Professional Liability 1 About Advisen: Advisen Ltd. is a privately-owned, independent and unbiased provider of news, data and risk analytics to the commercial insurance

More information

Andrew M. Katzenstein

Andrew M. Katzenstein Contact Andrew M. Katzenstein Partner Los Angeles +1.310.284.4553 akatzenstein@proskauer.com Andrew M. Katzenstein is a partner in the Private Client Services Department where he assists high net worth

More information

FTJ FundChoice, LLC Part 2A of Form ADV The Brochure

FTJ FundChoice, LLC Part 2A of Form ADV The Brochure FTJ FundChoice, LLC Part 2A of Form ADV The Brochure 2300 Litton Lane, Suite 102 Hebron, KY 41048 (859) 426-2000 https://www.ftjfundchoice.com/ Updated: May 2012 FTJ FundChoice, LLC ( we, us, or our )

More information

Repurchase Obligations Valuation and Financing Issues September 14, 2016

Repurchase Obligations Valuation and Financing Issues September 14, 2016 Repurchase Obligations Valuation and Financing Issues September 14, 2016 September 14, 2016 Isaiah Aguilar Director Stout Risius Ross Eric S. Zaiman Executive Director J.P. Morgan Joe Marx Vice President-Consulting

More information

ALLIANT WEALTH ADVISORS

ALLIANT WEALTH ADVISORS ALLIANT WEALTH ADVISORS 4008 Genesee Place, Suite 201 Prince William, VA 22192 (703) 878-9050 www.alliantwealth.com Firm Brochure (Part2A of Form ADV) This Brochure provides information about the qualifications

More information

Setcavage Consulting LLC. Grant Building, Suite Grant Street Pittsburgh, Pennsylvania Biography and Curriculum Vitae

Setcavage Consulting LLC. Grant Building, Suite Grant Street Pittsburgh, Pennsylvania Biography and Curriculum Vitae Biography and Curriculum Vitae Stuart J. Setcavage Email: stu@grantstclaims.com Phone: 412.260.4908 Fax: 412.471.5603 Setcavage Consulting, LLC Page 1 Stuart J. Setcavage Insurance, Coverage and Claims

More information

ESOP 101 WHAT/WHY/HOW

ESOP 101 WHAT/WHY/HOW ESOP 101 WHAT/WHY/HOW A JOINT PRESENTATION BY MARK R. KOSSOW, ESQ. OF ARCHER & GREINER P.C. ROBERT C. HILTON, JR., ASA, KATZ, SAPPER & MILLER RICHARD A. HEETER OF CAPITAL TRUSTEES, LLC Recorded for The

More information

Services for Employer-Sponsored Retirement Plans

Services for Employer-Sponsored Retirement Plans Services for Employer-Sponsored Retirement Plans January 1, 2004!"#$%$$ www.retsource.com deanco@retsource.com Purpose and Nature of Our Firm Dean & Company is an independent firm of consulting actuaries

More information

VALUATION IMPACT OF THE TRUMP TAX CHANGES

VALUATION IMPACT OF THE TRUMP TAX CHANGES VALUATION IMPACT OF THE TRUMP TAX CHANGES INTRODUCTION The Trump administration recently announced plans to significantly change the U.S. tax code for businesses and individuals. The potential impact on

More information

AMERICAN UNIVERSITY KOGOD TAX CENTER

AMERICAN UNIVERSITY KOGOD TAX CENTER AMERICAN UNIVERSITY KOGOD TAX CENTER A WEALTH OF KNOWLEDGE About the Center MISSION // At the Kogod Tax Center at American University, our mission is to promote independent research and expand knowledge

More information

Interval funds. Asset management s well-kept secret. kpmg.com

Interval funds. Asset management s well-kept secret. kpmg.com Interval funds Asset management s well-kept secret kpmg.com Why you should act now Frank Atalla, CPA, Audit Partner, KPMG The time appears to be right for private and retail fund managers alike to pay

More information

The New York State Bar Association International Section. The Committee for Private International Law of the Israel Bar Association

The New York State Bar Association International Section. The Committee for Private International Law of the Israel Bar Association The New York State Bar Association International Section & 17 April 2018 The Committee for Private International Law of the Israel Bar Association Cordially invite you to attend a seminar on cross-border

More information

Symetra Financial. Media Guide LMC /08

Symetra Financial. Media Guide LMC /08 Media Guide LMC-5468 12/08 About the Media Guide The Media Guide is intended to help journalists quickly find experts that can discuss the issues, trends and products in the financial services industry.

More information

Washington, D.C. WEDNESDAY, NOVEMBER 2, 2011 (All times Eastern Daylight Time)

Washington, D.C. WEDNESDAY, NOVEMBER 2, 2011 (All times Eastern Daylight Time) 9:30 am 9:45 am Welcome and Overview of Program Presented by Arthur C. Delibert Mr. Delibert, a partner in the Washington, D.C. office, represents and advises open- and closed-end investment companies,

More information

Anne M. McGeorge, CPA

Anne M. McGeorge, CPA , CPA SUMMARY Seasoned, goal oriented, recently retired health care professional advisor with a record of accomplishments and important contributions to the continued growth of an international health

More information

MATTHEW I. WHITEHORN

MATTHEW I. WHITEHORN Partner Chair, Employee Benefits Group; Chair, Pro Bono Committee 1500 Market St., Suite 3500E Philadelphia, Pennsylvania 19102 Phone (215) 575-7166 Fax (215) 575-7200 mwhitehorn@dilworthlaw.com Assistant:

More information

Alpha Advisors, Inc.

Alpha Advisors, Inc. Item 1 Cover Page Alpha Advisors, Inc. 70 West Madison Street, Suite 5300 Chicago, IL 60602 (312) 263-7673 Lawrence H. Lucey, President Scott Rausch, Vice President This brochure provides information about

More information

Covington & Associates, Inc. 597 Westfield Ave. Westfield, NJ 07090

Covington & Associates, Inc. 597 Westfield Ave. Westfield, NJ 07090 Covington & Associates, Inc. 597 Westfield Ave. Westfield, NJ 07090 (908) 232 4717 (908) 232 4708 FAX Firm Brochure (Part 2A of Form ADV) This brochure provides information about the qualifications and

More information

Form ADV Part 2B SEC File No

Form ADV Part 2B SEC File No Form ADV Part 2B SEC File No. 801-63867 February 10, 2016 Peter K. Hoover, CFP Hoover Financial Advisors, P.C. 112 Moores Road Suite 100 Malvern, Pennsylvania 19355 Phone: (610) 651-2777 Fax: (610) 651-2797

More information

Subject: Mary E. Vandenack & the SEC s Proposed Interpretation of Standard of Conduct for Investment Advisers

Subject: Mary E. Vandenack & the SEC s Proposed Interpretation of Standard of Conduct for Investment Advisers Subject: Mary E. Vandenack & the SEC s Proposed Interpretation of Standard of Conduct for Investment Advisers The SEC has proposed a package of rules and interpretations to enhance the protection of retail

More information

PROBATE AND THE ADMINISTRATION OF ESTATES THURSDAY, OCTOBER 27, 2016 ROCHESTER FACULTY BIOGRAPHIES

PROBATE AND THE ADMINISTRATION OF ESTATES THURSDAY, OCTOBER 27, 2016 ROCHESTER FACULTY BIOGRAPHIES PROBATE AND THE ADMINISTRATION OF ESTATES THURSDAY, OCTOBER 27, 2016 ROCHESTER FACULTY BIOGRAPHIES 9/19/2016 Sarah J. Brownlow CONTACT Sarah J. Brownlow Associate Rochester Phone: 585 263 1062 Fax: 844

More information

Adam P. Jaskievic Associate Attorney American Mortgage Law Group, P.C.

Adam P. Jaskievic Associate Attorney American Mortgage Law Group, P.C. Adam P. Jaskievic Associate Attorney American Mortgage Law Group, P.C. Mr. Jaskievic is an associate attorney with the American Mortgage Law Group, P.C. s Boston, Massachusetts office. He routinely advises

More information

3710 University Dr. Suite 130, Durham, nc 27707

3710 University Dr. Suite 130, Durham, nc 27707 MKSWealth.com Phone: 919-402-1651 or 877-744-1651 m.sharples@mkswealth.com 3710 University Dr. Suite 130, Durham, nc 27707 Our Mission: To provide multi-generational financial planning for clients desiring

More information

Part 2A Form ADV Supplemental Information SEPTEMBER 25, Phone: wealth.plantemoran.com

Part 2A Form ADV Supplemental Information SEPTEMBER 25, Phone: wealth.plantemoran.com Part 2A Form ADV Supplemental Information SEPTEMBER 25, 2017 Plante Moran Financial Advisors, LLC 27400 Northwestern Highway Southfield, MI 48034 SEC File number 801-44058 Phone: 248-223-3756 wealth.plantemoran.com

More information

Installment Sales To Grantor Trusts (Part 1)

Installment Sales To Grantor Trusts (Part 1) Installment Sales To Grantor Trusts (Part 1) Ronald. D. Aucutt I. Introduction Ronald D. Aucutt is the leader of McGuireWoods private wealth services group. He concentrates on planning and controversy

More information

New York, New York TUESDAY, DECEMBER 10, 2013

New York, New York TUESDAY, DECEMBER 10, 2013 1:00 pm 1:05 pm Welcome and Overview of the Program Presented by Diane Ambler Ms. Ambler, a partner in the Washington, D.C. office, has substantial experience in financial institution regulation under

More information

IBFD 7th International Tax Lecture

IBFD 7th International Tax Lecture The impact of the BEPS Project on China Programme 13 October 2016 Shanghai, China IBFD is delighted to announce the 7th lecture of its International Tax Lecture Series: The impact of the BEPS Project on

More information

Business Succession. Columbus Chamber of Commerce. November 15, 2017

Business Succession. Columbus Chamber of Commerce. November 15, 2017 Business Succession Columbus Chamber of Commerce November 15, 2017 Tim Jochim Schatz Brown Glassman LLP 4200 Regent Street, Suite 200 Columbus, OH 43215 614-344-7603 tjochim@esopplus.com Business Succession

More information

Tuesday, August 19, 2008 New York Helmsley Hotel 212 East 42nd Street Between 2nd and 3rd Avenues New York, NY :45 a.m. 5:00 p.m.

Tuesday, August 19, 2008 New York Helmsley Hotel 212 East 42nd Street Between 2nd and 3rd Avenues New York, NY :45 a.m. 5:00 p.m. Tax Planning Plan for your high-net-worth clients 212 East 42nd Street Between 2nd and 3rd Avenues 8:45 a.m. 5:00 p.m. (Check-in begins at 8:15 a.m.) Luncheon Speaker: Robert L. Megna, Commissioner of

More information

CENTURION COUNSEL, INC. (CCI) STRATEGIC ASSET ALLOCATION (SAA) PROGRAM

CENTURION COUNSEL, INC. (CCI) STRATEGIC ASSET ALLOCATION (SAA) PROGRAM CENTURION COUNSEL, INC. (CCI) STRATEGIC ASSET ALLOCATION (SAA) PROGRAM JUNE 15, 2011 1282 PACIFIC OAKS PLACE ESCONDIDO, CA 92029 760-471-8536 This wrap fee program brochure provides information about the

More information

The Realities of Private Equity and Hedge Fund Transparency and Fair Valuation

The Realities of Private Equity and Hedge Fund Transparency and Fair Valuation NORTHERN TRUST 2010 INSTITUTIONAL CLIENT CONFERENCE Reaching for the New Gold Standard of Investing The Realities of Private Equity and Hedge Fund Transparency and Fair Valuation David L. Larsen Duff &

More information

Bios. Multiemployer Pension Plans in Crisis: Is the Composite Plan the Answer? Wednesday, June 29, Christopher J.G.

Bios. Multiemployer Pension Plans in Crisis: Is the Composite Plan the Answer? Wednesday, June 29, Christopher J.G. Bios Multiemployer Pension Plans in Crisis: Is the Composite Plan the Answer? Wednesday, June 29, 2016 Christopher J.G. Brockmeyer Christopher Brockmeyer has been the Director of Employee Benefit Funds

More information

Understanding Private Placement Life Insurance

Understanding Private Placement Life Insurance Understanding Private Placement Life Insurance A policy with an investment component that addresses both income and estate tax goals b y susan s. f is h e r, CPA, AEP Vice President Wilmington Trust Company

More information

BARRANCA TAX LAW CPE Seminars 2013 tel (732) * *

BARRANCA TAX LAW CPE Seminars 2013 tel (732) *   * TAXATION OF Real Estate Partnerships: Selected Topics CPE 8 Credit Hours *** IN-FIRM TRAINING *** Course Outline below Provider of Continuing Professional Education (CPE) to CERTIFIED PUBLIC ACCOUNTANTS

More information

Live Oak Family Offices LLC 4376 Roma Blvd. Jacksonville, FL

Live Oak Family Offices LLC 4376 Roma Blvd. Jacksonville, FL Live Oak Family Offices LLC 4376 Roma Blvd. Jacksonville, FL 32210-8445 www.lofollc.com H. Thomas Platt III (B) 904-389-5110 (C) 904-631-6418 (F) 904-389-9246 info@lofollc.com FAMILY OFFICE SERVICES January

More information

ROBERT G. ALEXANDER WEBINAR SERIES October 19, 2016

ROBERT G. ALEXANDER WEBINAR SERIES October 19, 2016 National Association of Estate Planners & Councils ROBERT G. ALEXANDER WEBINAR SERIES October 19, 2016 David A. Handler, J.D., AEP (Distinguished) Tricky GST Issues Tricky GST Issues October 19, 2016 David

More information

The Delli Carpini Group at Morgan Stanley

The Delli Carpini Group at Morgan Stanley The Delli Carpini Group at Morgan Stanley Tactical Investment Strategy. Comprehensive Wealth Planning. 522 Fifth Avenue 10th Floor, New York, NY 10036 212-603-6204 / MAIN 212-507-8242 / FAX https://fa.morganstanley.com/frank.dellicarpini

More information

POSITION DESCRIPTION

POSITION DESCRIPTION State of Michigan Civil Service Commission Capitol Commons Center, P.O. Box 30002 Lansing, MI 48909 Position Code 1. TRESALTEA05N POSITION DESCRIPTION This position description serves as the official classification

More information

Global Hedge Fund Symposium in Boston

Global Hedge Fund Symposium in Boston Program 7 December 2017 Global Hedge Fund Symposium in Boston Powerful insights. Leading trends. Endless opportunities. Agenda 4:00 p.m. 4:05 p.m. Welcome Robert Glassman 4:05 p.m. 4:25 p.m. Findings from

More information

Investment Funds: U.S.

Investment Funds: U.S. Investment Funds: U.S. Key Contacts Douglas P. Dick +1 202 261 3305 Richard Horowitz New York +1 212 698 3525 John V. O'Hanlon Boston +1 617 728 7111 Translate Page Harnessing decades of innovation to

More information

Washington, D.C. WEDNESDAY, NOVEMBER 11, 2015 (All times Eastern Standard Time)

Washington, D.C. WEDNESDAY, NOVEMBER 11, 2015 (All times Eastern Standard Time) 9:30 am 9:45 am Welcome and Overview of Program Presented by Arthur C. Delibert Mr. Delibert, a partner in the Washington, D.C. office, represents and advises open- and closed-end investment companies,

More information

Foundation Review. Presentation to: University Endowment Donors GLOBAL. PERSPECTIVE. DELIVERED. October 2nd, 2013

Foundation Review. Presentation to: University Endowment Donors GLOBAL. PERSPECTIVE. DELIVERED. October 2nd, 2013 Foundation Review Presentation to: University Endowment Donors October 2nd, 2013 GLOBAL. PERSPECTIVE. DELIVERED. Introductions Brian Dombkowski, CFA President & Chief Investment Officer Brian provides

More information

Lance A. Zinman. Partner West Monroe Street Chicago, IL Practices

Lance A. Zinman. Partner West Monroe Street Chicago, IL Practices Lance A. Zinman Partner +1.312.902.5212 lance.zinman@kattenlaw.com 525 West Monroe Street Chicago, IL 60661-3693 Practices FOCUS: Financial Services Investment Companies Liquid Alternatives Corporate Governance

More information

Patricia A. Shlonsky, Partner Partner-In-Charge, Cleveland Chair, Employee Benefits, Tax and Trusts & Estates

Patricia A. Shlonsky, Partner Partner-In-Charge, Cleveland Chair, Employee Benefits, Tax and Trusts & Estates 216.583.7012 1660 West 2nd Street, Suite 1100 Cleveland, OH 44113-1406 513.698.5928 600 Vine Street, Suite 2800 Cincinnati, OH 44202-2409 pshlonsky@ulmer.com Practices/Industries Employee Benefits ERISA

More information

Richard W. Schaeffer, CFP CRD#: Year of Birth: 1952

Richard W. Schaeffer, CFP CRD#: Year of Birth: 1952 1 MARCH This Brochure Supplement provides information about Richard W. Schaeffer that is an accompaniment to the Disclosure Brochure for our firm, Schaeffer Financial, LLC. You should have received both

More information

Taking the measure of credit instruments Hot topics for asset managers who invest in the credit markets

Taking the measure of credit instruments Hot topics for asset managers who invest in the credit markets Taking the measure of credit instruments Hot topics for asset managers who invest in the credit markets kpmg.com Contents Strong investor demand is driving new business 5 In valuation, consistency, transparency,

More information

Executive Financial Services

Executive Financial Services Executive Financial Services Strategies for Managing Your Wealth At Morgan Stanley, we understand the regulatory challenges you face as an executive and key insider when trying to access the assets within

More information

Tax reform and potential implications for insurance industry

Tax reform and potential implications for insurance industry Tax reform and potential implications for insurance industry Insurance January 2017 kpmg.com Tax reform and potential implications for insurance industry Tax reform has been identified by both President

More information

TIMOTHY P. O'SULLIVAN PARTNER

TIMOTHY P. O'SULLIVAN PARTNER TIMOTHY P. O'SULLIVAN PARTNER WICHITA OFFICE 1551 N Waterfront Pkwy #100 Wichita, KS 67206 T: 316.291.9564 F: 866.346.2032 tosullivan@foulston.com PROFILE Mr. O Sullivan represents clients primarily in

More information