Sub Agent Code EUIN* Signature of 2 Applicant / Guardian / Authorised Signatory /PoA

Transcription

1 COMMON APPLICATION FORM Application Name & Broker Code / ARN / RIA Code Sub Broker / Agent ARN Code Sub Agent Code EUIN* Internal Code for Sub-Agent/Employee ISC Date Time Stamp Reference No. ARN ARN - Please Read All Inructions as given in KIM, to help you complete the Application Form Correctly. Declaration for Execution Only Transaction (where Employee Unique Identification Number-EUIN* box is left blank). Please refer inruction 12 of KIM for complete details on EUIN. I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above diributor/sub broker or notwithaing the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the diributor/sub broker. Please Signature of 1 Applicant / Guaian / /Karta Signature of 2 Applicant / Guaian / Signature of 3 Applicant / Guaian / Lumpsum Invement Micro Application SIP Application TRANSACTION CHARGES (Please any one of the below. Refer Inruction No. 11) I AM A FIRST TIME INVESTOR IN MUTUAL FUNDS OR I AM AN EXISTING INVESTOR IN MUTUAL FUNDS Applicable transaction charges will be deducted in case your diributor has opted for such charges. Upfront commission shall be paid directly by the inveor to the ARN Holder (AMFI regiered Diributor) based on the inveor s assessment of various factors including the services reered by the ARN Holder. 1. EXISTING UNIT HOLDER INFORMATION [Please fill in your Folio Number, KIN, Section 2 & proceed to Section 7 - Invement Details] Folio No. CKC Identification No. (KIN) 2. APPLICANT(S) NAME AND INFORMATION [Refer Inruction 2] If the 1 / Sole Applicant is Minor, then please provide details of natural / legal guaian 1 SOLE APPLICANT Mr. / Ms. / M/s. (Please write the name as per Aadhaar Ca) AADHAAR No. Aadhaar Copy (Please ) CKC ID No. (KIN) GUARDIAN (In case 1 Applicant is a Minor) Mr. / Ms. / M/s. GUARDIAN CKC ID No. (KIN) POA / Cuodian CKC ID No. (KIN) KC (Please ) PAN Pls iicate if US Person or a resident for tax purpose / Resident of Canada GUARDIAN PAN POA / Cuodian PAN $ No ($Default if not ) Relationship with Minor (Please ) Mother Father Legal Guaian GUARDIAN AADHAAR No. Aadhaar Copy (Please ) POA / Cuodian Name: KC (Please ) Contact Person for Corporate Inveor: 3. FIRST APPLICANT AND KC DETAILS Name Designation: 1 SOLE APPLICANT Iividual or Non-Iividual [Please ll Ultimate Benecial Ownership (UBO) Declaration Form in section 11a & 11b - Refer Inruction No. 17] *Date of Birth Incorporation D D M M (Iividual) (Non-iividual) (Please write the Date of birth as per Aadhaar Ca) Place of Birth / Incorporation: Country of Birth / Incorporation: Geer Male Female Other (Please write the Date of birth as per Aadhaar Ca) Resident Iividual Sole Prop NRI - NRE Tru Bank / Fls FIIs PIO Society/AOP/BOI Minor thru Guaian NRI - NRO HUF LLP Lied Company Private Company Public Ltd. Company Articial Juridicial Person Partnership Firm FOF - MF Schemes Others a*. Occupation Details [Please tick ( )] Proof of Date of Birth (Please ) (For minor applicant) Birth Certicate Passport of the Minor School Leaving Certicate / Mark Sheet Private Sector Public Sector Government Service Student Professional Housewife Business Retired Agriculture Proprietorship Others c*. Politically Exposed Person (PEP) Status (Also applicable for authorised signatories/promoters/karta/truee/whole time Directors) I am PEP I am Related to PEP Not Applicable Others b*. Gross Annual Income (`) [Please tick ( )] Lakh Below 1 Lakh 1-5 Lakh 5-10 Lakh >25 Lakh > 1 Crore d*. Net-worth (Maatory for Non-Iividuals) ` as on e*. Non-Iividual Inveors involved/providing any of the mentioned services 4. BANK ACCOUNT DETAILS - Maatory [Refer Inruction Nos. 3 & 4] Foreign Exchange / Money Changer Services Money Leing / Pawning D D M M (Not older than 1 year) Gaming/Gambling/Lottery/Casino Services None of the above Name of the Bank: Core Banking A/c No. A/c. Type Pls. ( ) NRE CURRENT SAVINGS NRO Branch Name: Address: Bank Branch City: State: Pin Code MICR Code * maatory fields Please attach a cancelled cheque OR a clear photo copy of a cheque IFSC Code (Maatory for Credit via NEFT/RTGS)

2 5. JOINT APPLICANTS, IF AN AND THEIR KC DETAILS Mode of Holding: Anyone or Survivor Single Joint (Please note that the Default option is Anyone or Survivor) 2 APPLICANT Mr. / Ms. / M/s. (Not Applicable in case of Minor Applicant) (Please write the name as per Aadhaar Ca) Male Female Other AADHAAR No. Aadhaar Copy (Please ) Geer PAN Details Pls iicate if US Person or a resident for tax purpose / Resident of Canada No* (*Default if not ) CKC ID No. (KIN) KC Pls Date of Birth (Maatory) (As per Aadhaar Ca) D D M M Place of Birth Country of Birth a*. Occupation Details [Please tick ( )] b*. Gross Annual Income (`) [Please tick ( )] c*. Politically Exposed Person (PEP) Status I am PEP I am Related to PEP Not Applicable Private Sector Public Sector Government Service Student Professional Housewife Business Retired Agriculture Proprietorship Others Lakh Below 1 Lakh 1-5 Lakh 5-10 Lakh >25 Lakh > 1 Crore d. Net-worth ` as on D D M M (Not older than 1 year) Mode of Holding: Anyone or Survivor Single Joint (Please note that the Default option is Anyone or Survivor) 3 APPLICANT Mr. / Ms. / M/s. (Not Applicable in case of Minor Applicant) Male Female Other (Please write the name as per Aadhaar Ca) AADHAAR No. Aadhaar Copy (Please ) Geer PAN Details Pls iicate if US Person or a resident for tax purpose / Resident of Canada No* (*Default if not ) CKC ID No. (KIN) KC Pls Date of Birth (Maatory) (As per Aadhaar Ca) D D M M Place of Birth Country of Birth a*. Occupation Details [Please tick ( )] b*. Gross Annual Income (`) [Please tick ( )] c*. Politically Exposed Person (PEP) Status I am PEP I am Related to PEP Not Applicable 6a. MAILING ADDRESS [Please provide your ID a Mobile Number to help us serve you better] Local Address of 1 Applicant City State Pin Code Tel. Off. Resi. Mobile E - Mail^^ ^^Please Use Block Letters. Inveors providing ID would maatorily receive all Communications, Statement of Accounts a Abridged Annual Report through only. 6b. Maatory for NRI / Fll Applicant [Please provide Full Address. P. O. Box No. may not be sufficient. For Overseas Inveors, Iian Address is preferred] Overseas Correspoence Address Private Sector Public Sector Government Service Student Professional Housewife Business Retired Agriculture Proprietorship Others Lakh Below 1 Lakh 1-5 Lakh 5-10 Lakh >25 Lakh > 1 Crore d. Net-worth ` as on D D M M (Not older than 1 year) 7. INVESTMENT AND PAMENT DETAILS ( For complete information on Invement Details please refer to Inructions No. 6. ) Scheme Payment Type [Please ( )] Self (Non-Thi Party Payment) Thi Party Payment (Please attach Thi Party Payment Declaration Form ) Cheque / DD / UTR No. & Date Amount of Cheque / DD / RTGS / NEFT in figures (Rs.) Regular Plan Direct Plan DD Charges, if any Growth (Default) Net Purchase Amount Divide* Payout Reinvement Drawn on Bank / Branch Div frequency* Pay-In Bank A/c No. (For Cheque Only) *Divide frequency is applicable only for Mirae Asset Cash Management Fu & Mirae Asset Savings Fu. 8. DEMAT ACCOUNT DETAILS - Maatory for units in Demat Mode - Please ensure that the sequence of names as mentioned uer section 3 matches as per the Depository Details. National Securities Depository Limited (NSDL) Central Depository Services (Iia) Limited (CDSL) DP Name DP ID I N Benef. A/C No. DP Name 16 Digit A/C No. Enclosures - Please ( ) Client Maers Li (CML) Transaction cum Holding Statement Delivery Inruction Slip (DIS) 9. NOMINATION DETAILS [Minor / HUF / POA Holder / Non Iividuals cannot Nominate - Refer Inruction No. 9] No. PLEASE REGISTER M/OUR NOMINEE AS PER BELOW DETAILS OR I/WE DO NOT WISH TO NOMINATE Nominee(s) Name Date of Birth (in case of Minor) 1 D D M M 2 D D M M 3 D D M M * maatory fields Name of the Guaian (in case of Minor) Relationship % of Share Signature of Nominee / Guaian

3 10. FATCA & CRS DETAILS (Please consult your professional tax advisor for further guidance on FATCA & CRS classification) PART A To be filled by Financial Initutions or Direct Reporting Non Finacial Entity (NFEs) FOR NON-INDIVIDUALS ONL We are a, Financial initution or Direct reporting NFE [Please tick ( )] GIIN Note: If you do not have a GIIN but you are sponsored by another entity, please provide your sponsor's GIIN above a iicate your sponsor's name below Name of sponsoring entity: GIIN not available [Please tick ( )] Applied for Not required to apply for - please specify 2 digits sub-category Not obtained Non-participating FI PART B (please fill any one as appropriate to be filled by NFEs other than Direct Reporting NFEs ) 1 Is the Entity a publicly traded company (that is, a company whose shares are regularly traded on an eablished securities market) (If yes, please specify any one ock exchange on which the ock is regularly traded) Name of ock exchange: The detail of this page should be filled by Non-Iividual inveors only. 2 Is the Entity a related entity of a publicly traded company (a company whose shares are regularly traded on an eablished securities market) (If yes, please specify name of the lied company a one ock exchange on which the ock is regularly traded) Name of lied company: Nature of relation Subsidiary of the Lied Company or Controlled by a Lied Company Name of ock exchange: 3 Is the Entity an active NFE (If yes, please ll UBO declaration in the next section.) Nature of Business: Please specify the sub-category of Active NFE 4 Is the Entity a passive NFE (If yes, please ll UBO declaration in the next section.) Nature of Business: For details refer inruction No a. DECLARATION FOR ULTIMATE BENEFICIAL OWNERSHIP [UBO] (Refer inruction No. 17)* Mention code: Refer inruction 16(c) *This declaration is not needed for Companies that are lied on any recognized ock exchange or is a Subsidiary of such Lied Company or is Controlled by such Lied Company. Please li below the details of controlling person(s), confirming ALL countries of tax residency / permanent residency / citizenship a ALL Tax Identification Numbers for EACH controlling person(s). Owner-documented FFI's should provide FFI Owner Reporting Statement a Auditor's Letter with required details as mentioned in Form W8 BEN E. 11b. DETAILS OF ULTIMATE BENEFICIAL OWNERS [Maatory] (If the given space below is not adequate, please attach multiple declaration forms) Name of UBO & Address $$ PAN/Tax Payer Identification No./ % Equivalent ID No. Document Type Refer inruction No. 16(d) Country of tax Residency/ permanent residency* Country of citizenship UBO Code (Maatory) KC ( / NO) [please attach the KC acknowledgement copy] % of beneficial intere $$ Address Residential or Business (default)/residential/business/regiered Office. Attached documents should be self certi ed by the UBO a certi ed by the applicant or Authorised signatory. In case the above information is not provided, it will be presumed that applicant is the UBO, with no declaration to submit. In such case, MAMF/AMC reserves the right to reject the application or reverse the allotment of units, if subsequently it is fou that applicant has concealed the facts of bene cial ownership. I/We also uertake to keep you informed in writing about any changes/modi cation to the above information in future a also uertake to provide any other additional information as may be required at your e. # If passive NFE, please provide below additional details. (Please attach additional sheets if necessary). Also provide below maatory details if the UBO does not have a PAN. (Refer Inruction No. 16) PAN / Any other Identification Number (PAN, Aadhaar, Passport, Election ID, Govt. ID, Driving Licence NREGA Job Ca, Others) City of Birth - Country of Birth Occupation Service, Business, Others Father's Name: Maatory if PAN is not available DOB: Date of Birth Geer: Male, Female, Other 1. PAN: City of Birth: Country of Birth: 2. PAN: City of Birth: Country of Birth: 3. PAN: City of Birth: Country of Birth: Occupation Father's Name: Occupation Father's Name: Occupation Father's Name: Date Of Birth: Geer Male Female Other Date Of Birth: Geer Male Female Other Date Of Birth: Geer Male Female Other # Additional details to be lled by controlling persons with tax residency / permanent residency / citizenship / Green Ca in any country other than Iia. * To include US, where controlling person is a US citizen or green ca holder %In case Tax Identication Number is not available, kily provide functional equivalent ACKNOWLEDGMENT SLIP For Lumpsum OR SIP Received Application from Mr. / Ms. / M/s. as per details below: Scheme Name a Plan Payment Details Amount (Rs.) Cheque / DD Dated Bank & Branch Date & Stamp of Collection Centre / ISC Cheque / DD is subject to realisation

4 12. FATCA AND CRS DETAILS (Self Certification) (Refer inruction No. 16) (FOR INDIVIDUALS & NON-INDIVIDUALS) FOR INDIVIDUALS: Please iicate all countries in which you are resident for tax purposes a the associated Tax Reference Numbers below. FOR NON-INDIVIDUALS: Is the Entity a tax resident of any country other than Iia? No (If, please provide country/ies in which the entity is a resident for tax purpose a the associated Tax Identication No. below) 1 Applicant (Sole / Guaian / Non-Iividual) 2 Applicant 3 Applicant Do you have any non-iian Country(ies) of Birth / Citizenship / Nationality a No Do you have any non-iian Country(ies) of Birth / Citizenship / Nationality a No Do you have any non-iian Country(ies) of Birth / Citizenship / Nationality a No Country of Birth / Incorporation Country of Birth Country of Birth Country Citizenship / Nationality Country Citizenship / Nationality Country Citizenship / Nationality Are you a US specified person? No Please provide Tax Payer Id. Are you a US specified person? No Please provide Tax Payer Id. Are you a US specified person? No Please provide Tax Payer Id. For non-iividual inveor in case, if you country of incorporation / Tax resiance in US, but you are not a specied US person then please mention exemption code (Refer inruction 16(e)) Iividual or Non-Iividual inveors fill this section if ticked above. Iividual inveor have to fill in below details in case of joint applicants Status: 1 Status: 1 Status: 1 Status: 2 Status: 2 Status: 2 Status: 3 Status: 3 Status: 3 (Address Residential or Business (default) / Residential / Business / Regiered Office) (For address mentioned in form / exiing address appearing in folio) In case of applications with POA, the POA holder should ll separate form to provide the above details maatorily. 13. DECLARATION AND SIGNATURES / THUMB IMPRESSION OF APPLICANT(s) [Refer Inructions 2(e)] To The Truees, Mirae Asset Mutual Fu (The Fu) (A) Having read a uerood the contents of the SID of the Scheme, I/We hereby apply for units of the scheme a agree to abide by the terms, coitions, rules a regulations governing the scheme. (B) I/We hereby declare that the amount inveed in the scheme is through legitimate sources only a does not involve a is not designed for the purpose of the contravention of any provisions of the Income Tax Act, Anti Money Lauering Laws or any other applicable laws enacted by the Government of Iia from time to time. (C) Signature of the nominee acknowledging receipts of my/our credit will conitute full discharge of liabilities of Mirae Asset Mutual Fu. (D) The information given in / with this application form is true a correct a further agrees to furnish additional information sought by Mirae Asset Global Invements (Iia) Private Limited (AMC)/ Fu a uertake to update the information/details with the AMC / Fu/Regirars a Transfer Agent (RTA) from time to time. I/We hereby confirm that the AMC/Fu shall have the right to share my information a other details with the regulatory a government authorities as a when needed. I/We will iemnify the Fu, AMC, Truee, RTA a other intermediaries in case of any dispute regaing the eligibility, validity a authorization of my/our transactions. (E) I/We further declare that "The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Fus from among which the Scheme is being recommeed to me/us. (F) I/We hereby confirm that I/We have not been offered/ communicated any iicative portfolio a/ or any iicative yield by the Fu/AMC/its diributor for this invement. I/We have not received nor have been iuced by any rebate or gifts, directly or iirectly in making this invement. (G) Applicable to Inveors availing the online facility: I/We have read, uerood a shall be bou by the terms & coitions of the PIN agreement available on the AMC website for transacting online. (H) RIA: I/We hereby agree to consent the AMC to share my transaction details to the regiered invement advisor (RIA) through the regirar or otherwise. (I) Applicable to Foreign Resident's Residing in Iia:- I/ We confirm that I/We satisfy the Residency te as prescribed uer FEMA provisions. I/We further declare that I/We am/are "Person Resident in Iia" a are allowed to inve into the Scheme as per the said FEMA regulations a other applicable laws a regulations. (J) I / We confirm that I am / We are not United States person(s) uer the laws of United States or resident(s) of Canada. In case of change to this atus, I / We shall notify the AMC, in which event the AMC reserves the right to redeem my / our invements in the Scheme(s). (K) FATCA /CRS Certification: I / We have uerood the information requirements of this Form (read along with the FATCA & CRS Inructions) a hereby confirm that the information provided by me / us on this Form is true, correct, a complete. I / We also confirm that I / We have read a uerood the FATCA& CRS Terms a Coitions a hereby accept the same. In case the above information is not provided, it will be presumed that applicant is the ultimate beneficial owner, with no declaration to submit. In such case, the concerned SEBI regiered intermediary reserves the right to reject the application or reverse the allotment of units, if subsequently it is fou that applicant has concealed the facts of beneficial ownership. I/We also uertake to keep you informed in writing about any changes/modification to the above information in future & also uertake to provide any other additional information as may be required at your e. (L) Aadhaar: Aadhaar: I/We hereby provide my/our consent in accoance with Aadhaar Act, 2016 a regulations made thereuer, for (i) collecting, oring a usage (ii) validating/authenticating a (ii) updating my/our Aadhaar number(s) in accoance with the Aadhaar Act, 2016 (a regulations made thereuer) a PMLA. I/We hereby provide my/our consent for sharing/disclosing of my Aadhaar number(s) including demographic information with the asset management companies of SEBI regiered mutual fu a their Regirar a Transfer Agent (RTA) for the purpose of updating the same in my/our folios. Signature of 1 Applicant / Guaian / /Karta Signature of 2 Applicant / Guaian / Signature of 3 Applicant / Guaian / Application Mirae Asset Iia Opportunities Fu Mirae Asset Prudence Fu Mirae Asset Savings Fu Cheque/DD should be Drawn in favour of the Scheme Name Mirae Asset Emerging Bluechip Fu Mirae Asset Tax Saver Fu Mirae Asset Great Consumer Fu Mirae Asset Cash Management Fu Mirae Asset Dynamic Bo Fu Mutual Fu invements are subject to market risks, read all scheme related documents carefully.

5 SSTEMATIC INVESTMENT PLAN (SIP) WITH TOP-UP FACILIT Regiration Cum Maate Form For NACH/Direct Debit Name & Broker Code / ARN / RIA Code ARN ARN - Sub Broker / Agent ARN Code Application Sub Agent Code Declaration for Execution Only Transaction (where Employee Unique Identification Number-EUIN* box is left blank). Please refer inruction 12 of KIM for complete details on EUIN. I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales person of the above diributor/sub broker or notwithaing the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the diributor/sub broker. EUIN* Internal Code for Sub-Agent/Employee ISC Date Time Stamp Reference No. Signature of 1 Applicant / Guaian / Authorised Signatory / PoA / Karta Please Enrollment for New Regiration (Please ll all sections) OR SIP Top-up Facility 1. EXISTING UNIT HOLDER INFORMATION (The details in our recos uer the folio number mentioned will apply for this application.) Name of 1 Unit Holder 2. SIP ENROLMENT DETAILS (Please check the Minimum Amount Criteria for the scheme applied for. [Refer Inruction 17 Overleaf]). Frequency Please Scheme SIP Start Date: M M 3. SIP PAMENT DETAILS Fir SIP Cheque No. Cheque Date A/c. Type NRE CURRENT SAVINGS NRO 4. BANK ACCOUNT DETAILS (Maatory) I/We hereby authorise Mirae Asset Global Invements (Iia) Pvt. Ltd., Invement manager to Mirae Asset Mutual Fu acting through their authorised service providers t o debit my/our following Bank A/c. by NACH/ECS (Auto Debit Clearing / Direct Debit) Facility or any other facility for collection of SIP payments. Name of 1 A/c. Holder as in Bank Recos Bank Name Branch Name & Address Monthly (Default) Quarterly Signature of 2 Applicant / Guaian / Authorised Signatory / PoA Core Banking A/c. No. Signature of 3 Applicant / Guaian / Authorised Signatory / PoA Folio No. Aadhaar No. Aadhaar Copy (Please ) SIP Date Please th 28 SIP Amount (`) 5,000 10,000 25,000 Any other Amount. (`) 2a. SIP TOP-UP FACILIT (ou can art SIP Top-up facility after minimum 6 months from 1 SIP) Refer Inruction No. 22 on the reverse on SIP Top-up Top-up Amount (`) 01 th 10 (Default) th OR Enter SIP E Date: M M Regular Plan (minimum ` 500/- a in multiples of ` 1/- only) Frequency Please Half early early (Default) E Date : Perpetual 3a - Only for Exiing Inveors - I/We wish to regier my/our SIP on the basis of Cancelled Cheque leaf or Photocopy of the Cheque submitted 3b - For New Inveors - Please provide copy of cancelled cheque a mention relevant SIP details in the form a NACH maate. Cheque leaf enclosed Drawn on Bank Direct Plan *Divide frequency is applicable only for Mirae Asset Cash Management Fu & Mirae Asset Savings Fu. For Exiing Inveors: Original SIP details - SIP Date - SIP Amount (`)- Scheme - Growth (Default) Divide Payout Divide Reinvement Dec 2099 (Till you inruct Mirae Asset Mutual Fu to discontinue your SIP) Top-up Start Date Div frequency* All Applicants have to submit NACH maate a will need to fill the maximum amount in line with Top Up amount, SIP amount & tenure. (Not available for micro SIPs) M M Top-up E Date M M 9 Digit MICR Code Bank Account Type NRE CURRENT SAVINGS NRO DECLARATION & SIGNATURE: To The Truees, Mirae Asset Mutual Fu - I/We have read a uerood the contents of the SID of the applied Scheme a the terms & coitions of SIP enrolment a regiration through NACH/ECS or Direct Debit (Auto Debit). I/We also agree that if the transaction is delayed or not effected for reasons of incomplete or incorrect or any other operational reasons, I/We would not hold Mirae Asset Global Invements (Iia) Pvt. Ltd., their appointed service providers or representatives responsible. I/We also uertake to keep sufficient fus in my bank account on the date of execution of the said aing inructions. "The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Fus from among which the Scheme is being recommeed to me/us". "I/We have not made any other Micro application [including Lumpsum + SIPs] which together with the current application would result in aggregate invements exceeding Rs. 50,000 in a rolling 12 month period or in a financial year". Aadhaar: I/We hereby provide my/our consent in accoance with Aadhaar Act, 2016 a regulations made thereuer, for (i) collecting, oring a usage (ii) validating/authenticating a (ii) updating my/our Aadhaar number(s) in accoance with the Aadhaar Act, 2016 (a regulations made thereuer) a PMLA. I/We hereby provide my/our consent for sharing/disclosing of my Aadhaar number(s) including demographic information with the asset management companies of SEBI regiered mutual fu a their Regirar a Transfer Agent (RTA) for the purpose of updating the same in my/our folios City Please Signature of 1 Applicant/Guaian/Authorised Signatory/PoA/Karta (AS IN BANK RECORDS) Signature of 2 Applicant/Guaian /Authorised Signatory/PoA (AS IN BANK RECORDS) Signature of 3 Applicant/Guaian/Authorised Signatory/PoA (AS IN BANK RECORDS) NACH MANDATE INSTRUCTION FORM (Refer Inruction over leaf before (Filling) Tick( ) Create Modify Cancel 7 9 Bank Name 12 Amount in wos 16 Ref 1 : Folio No. 17 Ref 2 : Scheme 20 Period From To Or D 1 UMRN 3 Sponsor Bank Code 2 Date DD MM 5 I/We, hereby authorize Mirae Asset Global Invements (Iia) Pvt. Ltd. To Debit (Tick ) 6 SB / CA / CC / SB-NRE / SB-NRO / Other 8 Bank A/c Number D M M Until cancelled For office use only 10 IFSC 4 Utility Code 11 or MICR I agree for the debit of maate processing charges by the bank whom I am authorizing to debit my accounts as per late schedule of charges of the bank. This is to confirm that declaration has been carefully read, uerood & made by me/us. I am authorizing the User entity/corporate to debit my account, based on the inructions as agreed a signed by me. I have uerood that I am authorized to cancel/ame this maate by appropriately communicating the cancellation/amement reque to the User entity/corporate or the bank where I have authorized debit. 18 Mobile 19 ID 13 Amount in Figures 14 Frequency Mthly Qtly H-rly rly As & when presented 15 Debit Type Fixed Amount Maximum Amount 21 Signature of primary account holder Signature of joint account holder Signature of joint account holder 22 Name of primary account holder Name of joint account holder Name of joint account holder `

6 General Guidelines This maate regiration form will be submitted through National Automated Clearing House (NACH). 1. This facility is offered to inveors having Bank accounts in select banks mentioned in the link The Banks in the li may be modified/updated/changed/removed at any time in future entirely at the discretion of National Payments Corporation of Iia (NPCI) without assigning any reasons or prior notice. Staing inructions for inveors in such Banks will be discontinued. The inveor consents to agree to abide by the terms a coitions of NACH facility of NPCI. 2. Please submit the NACH maate regiration form not less than 25 business days before the fir inallment date. The inallment art date shall not be later than 2 months from the date of application submission date. Applicant acknowledges that incomplete or ambiguous forms in any respect will not be processed a AMC reserves the right to reject such applications. 3. Unitholders can opt to inve SIP on monthly or quarterly frequency on the following dates - 1, 10th, 15th, 21 a 28th of each month/fir month of the quarter. In case the day specified is a Non-Business Day, the transaction will be effected on the next Business Day. 4. Inveor/Unitholder(s) should preferably provide their mobile number a id on the maate form. Where the mobile number a id mentioned on the maate form differs from the ones as already exiing in the folio, the details provided on the maate may be updated in the folio. All future communication whatsoever would be, thereafter, may be sent to the updated mobile number a id. 5. Inveor/Unitholder(s) should submit original Cancelled Cheque (or a copy) along with maate form with name a account number pre-printed of the bank account to be regiered or bank account verification letter for regiration of the maate failing which regiration may not be accepted. The Unitholder(s) cheque/bank account details are subject to thi party verification. 6. Inveors are required to ensure adequate fus in their bank account on the date designated SIP date. Mirae Asset Mutual Fu (MAMF) through its service provider will eeavor to debit the inveor bank account on or after the said date. Incase if a debit falls on a public holiday/non-business day a it is the la inallment of the SIP tenure for the regiered SIP the AMC with be presenting the debits on the earlier business day so as to facilitate the allotments for all such la SIP inalments. 7. Applicant acknowledges that Mirae Asset Mutual Fu will not be liable in any manner whatsoever, for any transaction failures due to rejection by the inveor's bank/branch, which is due to technical reasons or due to delay in regiration of the NACH maate. Further, Applicant is aware that he/she has to sufficiently keep its bank account fued for such non-debited transactions; which upon confirmation may be presented anytime to its bank for ipulated SIP debits. Further, the Applicant also confirms that it will not hold Mirae Asset Mutual Fu a/or its service providers responsible if the transaction is delayed or not effected by its Bank or if debited in advance or after the specific date due to various reasons or for any bank charges debited by its banker in its designated account towas NACH Regiration/Cancellation/Rejections, NACH Debit/Auto Debit/Local Holidays. 8. Mirae Asset Mutual Fu reserves the right to reverse allotments in case the debit is not paid by the bank for any reason whatsoever. Further, Mirae Asset Mutual Fu shall not be responsible a liable for any damages/compensation for any loss, damage etc., incurred by the inveor. The Applicant is aware a assumes the entire risk of using the Auto Debit facility of NACH a takes full responsibility for the same. 9. Mirae Asset Mutual Fu / Mirae Asset Truee Co. Pvt. Ltd. / Mirae Asset Global Invements (Iia) Pvt. Ltd. reserves the right to discontinue or modify this facility at any time in future on a prospective basis. This right also includes the right to discontinue this facility in case Direct Debits through NACH routes are continuously rejected by the inveor's bank for any reasons. Mirae Asset Mutual Fu reserves the right to reject any application without assigning any reason thereof. 10. Kily note that any change in original SIP enrolment details such as SIP Date, Frequency, Tenure will be considered as fresh application a will be subject to applicable load ructure a other terms at the time of application. Any change in any credential of bank particulars or transaction modification, will be treated as fresh Inructions, a applicants will have to use separate form for such changes/modifications. 11. Reques for any changes/cancellation in the NACH Bank Maate reque should be submitted at lea 15 Business days in advance. 12. Invements made through Auto Debit mode are subject to realization of fus from inveor bank accounts a the NAV guidelines will be applicable for the transactions which are connected with realization of fus. 13. In case any payment inruction for SIP inallment is dishonored by the Bankers for three consecutive times for the reason Account Closed or Insufficient Balance, the AMC reserves the right to discontinue the SIP enrollment. 14. The facility will be automatically terminated upon receipt of intimation of death of the Unitholder. Further, fresh regirations will be required for all Minor Inveors who have turned Major, along with fresh bank account credentials. MAMF reserves the right to reject all such transactions through old regirations. 15. Each SIP inallment will be treated as a fresh transaction a shall be subject to applicable exit load ructure prevailing on the date of each invement. 16. Thi Party Cheque / Fus Transfer: The payment towas invement can happen only from the bank account of 1 holder a therefore the 1 holder needs to be one of the holder in the bank account. As per the recent guidelines, Mirae Asset Mutual Fu has decided to rerict the acceptance of Thi Party payments. Accoingly Thi Party payment inruments for subscriptions / invements shall not be accepted by the AMC except in the following cases: i) Payment by Parents / Gra-Parents / related persons on behalf of a minor in consideration of natural love a affection or as gift for a value not exceeding Rs. 50,000/- (each regular purchase or per SIP inalment); ii) Payment by employer on behalf of employee uer Syematic Invement Plan (SIP) facility through payroll deductions; iii) Cuodian on behalf of an FII or a Client. For complete details, please refer the section on Thi Party cheques given in the General Inructions. 17. Please refer the Minimum Application/Number of units mentioned in the KIM uer the section Applicable to all schemes for minimum subscription amount a frequency. Please take note of the Minimum Amount Criteria as uer: Schemes Monthly / Quarterly Frequency Mirae Asset Tax Saver Fu ` Inallments - Multiples of ` 500 thereafter All Other Schemes ` Inallments - Multiples of ` 1 thereafter Please note Default Option is Growth. In case of Divide, default option is Divide Reinvement. 18. The transactions are liable to rejection incase Inveor has Multiple Auto Debit Maate at folio level. Separate forms will be required to be submitted to avail of SIP in separate schemes / plans / date. A single form cannot be used for different schemes simultaneously. 19. Employee Unique Identification Number (EUIN): SEBI has made it compulsory for every employee / relationship manager / sales person of the diributor of mutual fu products to quote the EUIN obtained by him / her from AMFI in the Application Form. EUIN, particularly in advisory transactions, would assi in addressing any inance of misspelling even if the employee / relationship manager/sales person later leaves the employment of the diributor. Iividual ARN holders including senior citizens diributing mutual fu products are also required to obtain a quote EUIN in the Application Form. Hence, if your invements are routed through a diributor please ensure that the EUIN is correctly filled up in the Application Form. However, if your diributor has not given you any advice pertaining to the invement, the EUIN box may be left blank. In this case, you are required to tick mark the box provided above the signature box. However, in case of any exceptional cases where there is no interaction by the employee/sales person / relationship manager of the diributor/sub broker with respect to the transaction, AMCs shall take the requisite declaration separately signed by the inveor. 20. Mirae Asset Mutual Fu/Sponsor Bank/NPCI are not liable for the bank charges, if any debited from inveor's bank account by the deination bank, on account of payment through NACH. 21. For further details of the Scheme features like minimum amounts, risk factors etc, inveors should, before invement, refer to the Scheme Information Document(s), Key Information Memoraum a Addea issued available at any of the InveorService Centers or diributors or from the website Additional for MICRO Syematic Invement Plans (MICRO SIPs) As per SEBI guidelines, Lumpsum a SIP invements in mutual fus up to Rs.50,000 per year, per inveor, per mutual fu shall be exempted from the requirement of PAN subject to other operational guidelines. Any invement, lumpsum or through Syematic Invement Plans (SIPs) by inveors, where aggregate of invements/inalments in a rolling 12 months period, does not exceed Rs. 50,000/- per inveor will be treated as Micro invements for the above purpose. Micro invements will be accepted subject to PAN exemption in KC process. This exemption will be applicable ONL to invements by iividuals (not NRI & PIOs), Minors a Sole proprietary firms. HUFs a other categories will not be eligible for Micro Invements. The exemption is applicable to joint holders also. In case uer MICRO SIP, the fir SIP Inalment is processed (as the cheque may be banked), a the application is fou to be defective, the Micro SIP regiration will cease for future inalments. No refu to be made for the units already allotted. However redemptions will be allowed based on the submission of normal prescribed Redemption Transaction Slip. Inveors may submit any one of the Photo Identification documents (please refer paragraph titled PAN uer the General inructions) along with KC form a proof of address (self-atteed). No separate address proof is required if Photo ID with address mentioned on it is submitted. The photo identification documents have to be current a valid a also to be either self-atteed or atteed by ARN holder (AMFI Regiered Diributor). All the applicants including seco a thi applicant (if any) is maated to submit any of the above documents. 23. Terms & Coitions - SIP Top-up: 'SIP Top-Up' is a facility which will enable inveors to increase the amount of SIP inallments at pre-defined frequency by a fixed amount during the tenure of SIP.The features, terms a coitions for availing the 'Top-Up' facility shall be as follows: SIP Top-Up facility can be availed at half yearly a yearly intervals. In case the Top-Up frequency is not specified, Default will be considered as yearly frequency. Minimum Top-Up amount would be Rs. 500/- & in multiples of Re. 1/- thereafter for all the schemes of the Fu that offer SIP. In case the inveor does not specify Top-Up amount, Rs. 500/- will be considered as the Top-Up amount a the reque will be processed accoingly. SIP Top-up facility can be arted after minimum 6 months from the date of 1 SIP. If the e date of the Top-up facility is not mentioned the Top-up facility will be continued up till the tenure of the SIP. For example, if the SIP is regiered up till 2099 & the e date of the Top-up facility is not mentioned; then the Top-up will continue till Top-Up facility would be available to all exiing a new SIP enrolments. Exiing inveors who have enrolled for SIP are also eligible to avail Top-Up facility a will be required to submit 'Syematic Invement Plan (SIP) with Top-up Facility' at lea calear days prior to the Top-Up art month. An Illuration: The Top-Up facility will work as follows: Details of SIP regiered Fixed SIP Inallment amount: ` 5,000/- SIP Period: 01-April-2016 till 31-March-2019 (3 years) SIP date: 1 of every month (36 inallments) Based on above details, SIP Inallments shall be as follows: Inallment No(s). 1 to 6 7 to to to to to 36 SIP Inallment (in `) (A) 5,000 5,000 6,000 7,000 8,000 9,000 Top-Up amount (in `) (B) NA Details of Top-up opted for Example: Top-Up Amount: Rs. /- Top-Up Frequency: Every 6 months Monthly SIP Inallment amount after Top-up (in `) (A+B) 5,000 6,000 7,000 8,000 9,000 10,000* *(At-lea amount to be filled on NACH Maate) Inructions to fill Maate: 1. UMRN - To be left blank. 2. Date in DD/MM/ format 3. Sponsor Bank IFSC / MICR code, left padded with zeroes where necessary. (Maximum length - 11 Alpha Numeric Characters). 4. Utility Code: Unique code of the entity to whom maate is being given - To be provided by the entity. 5. Name of the entity to whom the maate is being given. 6. Account type - SB / CA / CE / SB-NRE / SB-NRO / OTI ICR 7. Tick - Select your appropriate Action a. Create - For New Maate b. Modify - For Changes / Amement on exiing Maate c. Cancel - For cancelling the exiing regiered Maate 8. our Bank Account Number for debiting the amount. 9. Name of your bank a branch. 10. our Bank branch IFSC code OR 11. our Bank branch MICR code 12. Amount in wos. 13. Amount in figures. 14. Frequency at which the debit should happen. 15. Whether the amount is fixed or variable. 16.Reference - 1: Any details requeed by the entity to whom the maate is being given 17.Reference - 2: Any details requeed by the entity to whom the maate is being given. 18. our phone number. 19. our -id. 20. Period for which the debit maate is valid a. Start date b. E date c. Or until cancelled 21. Signatures of the account holder as per holding pattern in bank recos. 22. Name of the account holder.