Assistant Special Agent in Charge Doug Leff Federal Bureau of Investigation New York Office
|
|
- Denis Chapman
- 6 years ago
- Views:
Transcription
1 Assistant Special Agent in Charge Doug Leff Federal Bureau of Investigation New York Office
2 Each of FBI s 56 field offices has an Asset Forfeiture Program. The FBI also has over 75 foreign offices. Therefore, regardless of where assets are concealed or laundered, the FBI can assist in locating and recovering it.
3 Searching our databases for names of individuals and entities who have come up in your investigations to check for commonalities with other open cases. Comparison of fact patterns uncovered by your investigations to determine likelihood of bribery, kickbacks and other corruption. Exchange of valuable intelligence.
4 Two ways: 1. Joint investigations 2. Adoptions
5 By bringing a case to the FBI that has asset forfeiture potential, the FBI can request DOJ to authorize sharing of all forfeited funds and property, less any victim restitution and processing costs. The FBI and the referring agency then work the case jointly, and the forfeiture sharing percentage is based on the percentage of time and personnel contributed by each agency. Memorandum of Understanding can be done to lock in the sharing percentages ahead of time.
6 The investigation is done by your department, and you call the FBI to process the forfeiture federally. Even though they did no work towards your case, upon DOJ approval, the feds take a 20% share and your department receives 80%. Why would you want to do this?
7 Reasons for wanting a federal adoption: 1. 80% is a larger share than your department would receive through a New York State forfeiture. 2. A federal forfeiture is much easier to get than a NY State forfeiture. NY law requires a conviction for most state crimes before there can be any kind of forfeiture.
8 You can benefit from any or all of these: 1. Administrative 2. Civil 3. Criminal Your department s share of a federal forfeiture can be used for virtually any law enforcement purpose. This is much less restrictive than NY forfeiture law.
9 No court proceeding necessary; no judges, no prosecutors. This procedure doesn t exist under NY law. Person from whom property is seized is given notice and has 35 days to submit sworn claim setting forth their legit interest or else FBIHQ declares it forfeited.
10 Many criminals, particularly drug dealers and gang members, will not file claims contesting an administrative forfeiture because they don t want to set themselves up for a perjury charge by falsely swearing that the seized property is legitimate. Also, these criminals consider seizures a cost of doing business.
11 Q. Can we forfeit all seized property administratively? A. No, but most things we can, such as: 1. Any amount of cash 2. All personal property with a value up to $500, Any type of vehicle, including planes, used for narcotics trafficking.
12 Again, no conviction is necessary and an uncontested admin forfeiture can be done in a matter of months. However, the feds have to send notice within 60 days of a seizure on a joint investigation and 90 days on an adoption. If notice not sent on time, administrative forfeiture cannot be used.
13 Q. What if the subject from whom the property was seized does file a claim in an administrative forfeiture? A. In that case, we refer it to an AUSA to decide if they will do a criminal or civil forfeiture. Same with any houses, buildings or other real property that we want to forfeit.
14 Requires a conviction in federal court on a charge that is a forfeiture predicate. Plea bargains often include a stipulation that the defendant will consent to forfeiture.
15 Doesn t require any criminal charge and the burden of proof is much less. Civil discovery is a lot broader than criminal, but the AUSA can usually get the civil forfeiture case stayed if any related criminal case is pending. We also get to use the civil discovery rules against the subject, so we can force them to testify under oath or else they lose.
16 1. If your officers think a criminal has money or other valuables, they should ask for consent to search (remember recent Supreme Court decision). 2. When money or valuables are found, we need to ask whose they are & how the subject got them. Even if they lie, it will make it very difficult for them to change their story later on when they want to put a claim in.
17 3.There has to be probable cause to connect the seized property to a federal crime that is also a forfeiture predicate. There are many, many federal crimes that are similar to NY Penal Law crimes and a lot of these federal crimes are forfeiture predicates. We can help you figure out which federal crime fits your circumstances. 4. Call us as soon as you can because of the time limits to serve notice: FBI New York: Squad C-40:
18
19 1. Public corruption 2. Mortgage fraud 3. Disaster relief fraud 4. Healthcare fraud 5. Money laundering 6. Theft of trade secrets/industrial espionage
20
21 Corrupt contract procurement officers create shell corporations. The corrupt officials then award government contracts to the shell corporation through a non-competitive bid. The corrupt officials then take the money out of the shell corporations through personal loans, paychecks to family members, etc. The contracted work is either never performed or done by non-union labor hired cheaply by the corrupt officials. U/FOUO 21
22 Corrupt Government Employees PROCURMENT FRAUD $$$$$$$$ Shell companies made to appear as agencies providing services to the poor $$$$$$$ Government Contracts
23 Government Treasury $$$$$$$$ Shell Corporation $$$$$$$$$ Personal loans to corrupt officials, paychecks to family members U/FOUO 23
24 Account holders receive dividend checks or loans from companies which he is not a shareholder. Account holder is a government employee and the employee or family members receive checks or wire transfers from off-shore bank accounts. Account holder is a government employee and either the employee or a family member receive significant paychecks from a company with no website or Dun and Bradstreet entry. U/FOUO 24
25 Criminals take advantage of the government s and the public s relief efforts after natural disasters. For example, even prior to recent hurricanes, domain names were purchased that sounded like charities set up to help victims so that donations could be solicited from the public. Fraudulent damage claims get submitted to FEMA and other government agencies.
26
27
28
29 Government officials rigged contract bids in order to ensure organized crime or another criminal element was awarded the contract. In return, the corrupt officials were paid through transactions sent through money remitters. Some, like Western Union, were licensed while others were not.
30 Also known as an unlicensed money transmitting business the definition is found in 31 U.S.C. 5330(d)(1). Basically means providing the service of moving money from one point to another by any means.
31 corrup t official bidder on municipal contract $$$$ kickback $$$$$$ money remitter bank account $$$$$ family member or other nominee $$$$$ money remitte r $$$$$
32 Unlicensed money remitters are known to use the following techniques to hide their existence by minimizing CTR filings: 1. Use of multiple branches to deposit cash. 2. Use of multiple accounts at different banks. 3. Use of personal accounts to wire funds. 4. Use of shell companies to open bank accounts. 5. Structuring of checks, despite the fact that they wouldn t have triggered a CTR.
33 Even sophisticated money launderers can t completely cover up the paper trail when they move criminal proceeds. Some criminals are better at it than others.
34 Money Laundering Case Example
35
36
37
38 An emerging method in which corrupt officials are paid bribes or kickbacks is through the use of stored value cards. Most common in the U.S. at this time are pre-paid cards and debit cards. Two types of stored value cards: closed system and open system.
39 BRIBE PAYER CORRUPT OFFICIAL HOME DEPOT GIFT CARDS
40 These are cards where the amount of money on them is pre-loaded and cannot be refilled. Typical examples: gift cards, such as Starbucks & Home Depot.
41 Q. What can a criminal get with $10,000 in Starbucks gift cards?
42 Q. What can a criminal get with $10,000 in Starbucks gift cards? A. Two large cups of coffee and a scone.
43 CORRUPT OFFICIAL Home Depot cards sold at less than face value E-BAY, CRAIGS LIST, ETC.
44
45 Q. What s the most effective way to find out who s behind a U.S. corporation? A. Find out where the company has its bank accounts.
46 Credit bureau subpoenas will not get us accounts that are not linked to any credit, e.g. savings, checking accounts. A 314(a) request requires every U.S. bank to check and see if has or has ever had any account with named individuals or entities.
47 Q. Do we need a subpoena in order to make a 314(a) request? A. No. Agents can make these requests internally.
48 The only requirement for a 314(a) request is that it must pertain to a terrorism or significant money laundering investigation.
49 Q. How long does it take to get the results back from the 314(a) request? A. 3-4 weeks.
50
Anti-Money Laundering and U.S. Compliance
U.S. Regulatory/Compliance Orientation for International Bankers Anti-Money Laundering and U.S. Compliance Conference of State Bank Supervisors & Institute of International Bankers New York City, New York
More informationShell Companies, Corrupt Practices, and How to Uncover Them. Lisa Duke, CFE, CPA, MAFF Supervisor Forensic Accountant FBI
Shell Companies, Corrupt Practices, and How to Uncover Them Lisa Duke, CFE, CPA, MAFF Supervisor Forensic Accountant FBI Shell Companies, Corrupt Practices and How to Uncover Them Lisa S. Duke, CFE, CPA,
More informationSEC. 2. FINDINGS AND STATEMENT OF PURPOSE.
Organized Retail Crime Act of 2008 (Introduced in House) HR 6491 IH 110th CONGRESS 2d Session H. R. 6491 To amend title 18, United States Code, to combat, deter, and punish individuals and enterprises
More informationMoney Mule Awareness
U.S. Department of Justice Federal Bureau of Investigation Money laundering, Forfeiture and Bank Fraud Unit Money Mule Awareness To report fraudulent activity, contact your nearest FBI field office. What
More information716 West Ave Austin, TX USA
MAKING CRIME PAY: HOW TO LOCATE HIDDEN ASSETS GLOBAL Headquarters the gregor building 716 West Ave Austin, TX 78701-2727 USA TABLE OF CONTENTS I. INTRODUCTION About This Course... 1 II. HIDDEN ASSETS What
More informationCase Study: Asset Forfeiture
Case Study: Asset Forfeiture Steve West (Moderator) Assistant US Attorney Eastern District of North Carolina Lester Joseph Manager, Global Financial Crimes Intelligence Group Wells Fargo & Co. Douglas
More informationIRS Criminal Investigation
IRS Criminal Investigation Overview IRS Criminal Investigation IRS Strategic Plan FY2013 Year in Review Emphasis Areas IRS Criminal Investigation 3,647 employees worldwide 2,554 Special Agents IRS Criminal
More informationWikiLeaks Document Release
WikiLeaks Document Release February 2, 2009 Congressional Research Service Report RS22400 Criminal Money Laundering Legislation in the 109th Congress Charles Doyle, American Law Division December 11, 2006
More informationRegional Risk Spotlight: An Interview with Michael Kim of Kobre & Kim on South Korea s Anti-Money Laundering Laws
Regional Risk Spotlight: An Interview with Michael Kim of Kobre & Kim on South Korea s Anti-Money Laundering Laws By Megan Zwiebel While anti-corruption compliance is a focus for many companies, anti-money
More informationAnti-Money Laundering and U.S. Compliance
Institute of International Bankers & Conference of State Bank Supervisors U.S. Regulatory/Compliance Orientation 2010 PATTON BOGGS LLP Anti-Money Laundering and U.S. Compliance New York City, New York
More informationTrans-Fast Remittance LLC. AML Compliance Training for Agents
Trans-Fast Remittance LLC AML Compliance Training for Agents 2016 Trans-Fast expects all of its agents to adhere to the following: terms of agent agreement; establish AML Program as per Section 352 of
More informationF. EFFECTIVE DATE AND
closure 1, with the concurrence of the IG, DoD, a f t e r r e q u e s t i n g c o m m e n t s f r o m a f f e c t e d D o D Components. 3. The Secretaries of the Military Departments shall establish procedures
More informationCODE OF BUSINESS CONDUCT AND ETHICS
CODE OF BUSINESS CONDUCT AND ETHICS The Board of Directors (the Board ) of Robert Half International Inc. (the Company ) has adopted the following Code of Business Conduct and Ethics (the Code ) for itself
More informationLOS ANGELES WORLD AIRPORTS CONTRACTOR RESPONSIBILITY PROGRAM QUESTIONNAIRE
LOS ANGELES WORLD AIRPORTS CONTRACTOR RESPONSIBILITY PROGRAM QUESTIONNAIRE On December 4, 2001, the Board of Airport Commissioners adopted Resolution. 21601, establishing LAWA s (CRP). The intent of the
More informationAnti-Money Laundering. How to set up a strong Compliance Program
Anti-Money Laundering How to set up a strong Compliance Program Importance of AML Protection Financial institutions face a growing number of threats from criminals that seek to misuse the U.S. financial
More informationMoney Laundering: An Abridged Overview of 18 U.S.C and Related Federal Criminal Law
Order Code RS22401 Updated July 18, 2008 Money Laundering: An Abridged Overview of 18 U.S.C. 1956 and Related Federal Criminal Law Summary Charles Doyle Senior Specialist American Law Division Money laundering
More informationHONORABLE SERVICE. All Funds
HONORABLE SERVICE All Funds New Jersey law (N.J.S.A. 43: 1-3 et seq.) stipulates that the receipt of retirement benefits is expressly conditioned upon the rendering of honorable service by the member (i.e.
More informationMoney Laundering and Terrorist Financing: Definitions and Explanations
Chapter I Money Laundering and Terrorist Financing: Definitions and Explanations A. What Is Money Laundering? B. What is Terrorist Financing? C. The Link Between Money Laundering and Terrorist Financing
More informationForfeiture: Stripping Criminals of Ill-Gotten Gains. Jason Wojdylo, CFE Association of Certified Fraud Examiners, Inc.
Forfeiture: Stripping Criminals of Ill-Gotten Gains Jason Wojdylo, CFE 2015 Association of Certified Fraud Examiners, Inc. ASSET FORFEITURE: STRIPPING CRIMINALS OF ILL-GOTTEN GAINS Jason Wojdylo Chief
More informationIF YOU HAVE BEEN CHARGED WITH HEALTH CARE FRAUD
5 THINGS YOU MUST KNOW IF YOU HAVE BEEN CHARGED WITH HEALTH CARE FRAUD DR. NICK OBERHEIDEN Attorney-at-Law 1-800-810-0259 Call Us on Weekdays & Weekends page 1 INTRODUCTION Because exposure in healthcare
More informationEXPERIENCE AND QUALIFICATION STATEMENT OF
EXPERIENCE AND QUALIFICATION STATEMENT OF (Legal Name of Bidder) SUBMITTED TO: Oakland County Water Resources Commissioner Building 95 West One Public Works Drive Waterford, Michigan 48328-1907 REGARDING:
More informationCOMMISSION OF THE EUROPEAN COMMUNITIES INTERIM REPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL
EN EN EN COMMISSION OF THE EUROPEAN COMMUNITIES Brussels, 12.2.2009 COM(2009) 69 final INTERIM REPORT FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT AND THE COUNCIL On Progress in Bulgaria under the Co-operation
More informationAnti-Money Laundering Awareness Training Insurance Industry-Hong Kong
Anti-Money Laundering Awareness Training Overview This program is intended to give individuals working in the Hong Kong Insurance Industry a basic knowledge of money laundering and terrorism financing,
More informationVENDOR RESPONSIBILITY QUESTIONNAIRE -- NOT-FOR-PROFIT BUSINESS ENTITY
BUSINESS ENTITY INFORMATION Legal Business EIN Email Telephone Website ext. Fax Authorized Contact for this Questionnaire : Telephone Email ext. Fax List any other DBA, Trade, Other Identity, or EIN used
More informationIntroduction. Background on Money Laundering. Background on Terrorist financing. Bank Secrecy Act (Regulations)
XM - US Compliance Introduction Background on Money Laundering Background on Terrorist financing Bank Secrecy Act (Regulations) How MSB (Money Service Business) can help to prevent Money Laundering & Terrorist
More informationIdentify your jurisdiction s money laundering and anti-money laundering (AML) laws and regulations. Describe the main elements of these laws.
Nigeria Babajide O Ogundipe and Chukwuma Ezediaro Sofunde, Osakwe, Ogundipe & Belgore Domestic legislation 1 Domestic law Identify your jurisdiction s money laundering and anti-money laundering (AML) laws
More informationCURRICULUM VITAE. SHARON L. McCARTHY (212)
CURRICULUM VITAE SHARON L. McCARTHY (212) 808-8100 smccarthy@kflaw.com PROFESSIONAL POSITIONS: Partner, Kostelanetz & Fink, LLP New York, New York (October 2006 April 2008; April 2009 Present) Special
More informationAnti-Money Laundering and Terrorist Financing Prevention Compliance Program Creation Guide
Anti-Money Laundering and Terrorist Financing Prevention Compliance Program Creation Guide Insert Business Name Here Date of Adoption of this Anti-Money Laundering Program ANTI-MONEY LAUNDERING AND TERRORIST
More informationEffective Date: March 23, 2016
AIG COMPANIES Effective Date: March 23, 2016 HIPAA NOTICE OF PRIVACY PRACTICES THIS NOTICE DESCRIBES HOW MEDICAL INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO THIS INFORMATION.
More informationFTC FACTS for Consumers
ftc.gov FEDERAL TRADE COMMISSION FOR THE CONSUMER 1-877-FTC-HELP FTC FACTS for Consumers Fair Credit Billing H ave you ever been billed for merchandise you returned or never received? Has your credit card
More informationIndex as: STATE ASSET FORFEITURE MANAGEMENT I. PURPOSE AND GENERAL DESCRIPTION OF STATE ASSET FORFEITURE LAWS
Ref: CALEA Standard 74.4.1 DEPARTMENTAL GENERAL ORDER F-6 Index as: Rev. State Asset Forfeiture Management STATE ASSET FORFEITURE MANAGEMENT The purpose of this order is to set forth policy and procedures
More informationSelected State Policies Governing Termination or Garnishment of Public Pensions
Alabama Alaska Arkansas Act 2012-412 requires members of TRS, ERS and JRF convicted of a felony offense related to their public position to forfeit their right to lifetime retirement benefits. However,
More informationLaw No. 80 for Promulgating Anti- Money Laundering Law, Amended by Law No. 78 for 2003*
First Draft 1 Law No. 80 for 2002 Promulgating Anti- Money Laundering Law, Amended by Law No. 78 for 2003* In the Name of the People, The President of the Republic, The People's Assembly approved the following
More informationPETITION FORM IND For Claims By Indirect Investors
PETITION FORM IND For Claims By Indirect Investors MADOFF VICTIM FUND Distribution Vehicle for Forfeited Assets on behalf of the UNITED STATES DEPARTMENT OF JUSTICE Submissions to the Madoff Victim Fund
More informationTokenLot, LLC BSA Officer TokenLot, LLC Board of Directors
Bank Secrecy Act (BSA)/Anti-Money Laundering (AML) Program APPROVED BY TokenLot, LLC BSA Officer TokenLot, LLC Board of Directors TokenLot, LLC BSA/AML Program 2017 1 TABLE OF CONTENTS 1. Bank Secrecy
More informationCORRUPTION. A Reference Guide and Information Note. on the use of the FATF Recommendations. to support the fight against Corruption
FINANCIAL ACTION TASK FORCE CORRUPTION A Reference Guide and Information Note on the use of the FATF Recommendations to support the fight against Corruption The Financial Action Task Force (FATF) is the
More informationFraud Examination. Prevention, Detection, and Investigation. Steven M. Bragg
Fraud Examination Prevention, Detection, and Investigation Steven M. Bragg Chapter 1 Introduction to Fraud... 1 Learning Objectives... 1 Introduction... 1 What is Fraud?... 1 Confidence... 1 The Effects
More informationANTI-CORRUPTION POLICY
ANTI-CORRUPTION POLICY BACKGROUND: Alcoa Corporation ( Alcoa ) and its management are committed to conducting all of it operations around the globe, ethically and in compliance with all applicable laws.
More informationAnti-Money Laundering and Terrorist Financing Prevention Compliance Program Creation Guide
Anti-Money Laundering and Terrorist Financing Prevention Compliance Program Creation Guide Compliance Program Creation Guide January 2015 1 Compliance Program Creation Guide January 2015 2 Insert Business
More informationUnited States of America Consumer Financial Protection Bureau
2017-CFPB-0007 Document 1 Filed 01/31/2017 Page 1 of 18 United States of America Consumer Financial Protection Bureau Administrative Proceeding File No. 2017-CFPB-0007 In the Matter of: Consent Order Planet
More informationIdentifying Victims of Corruption
USA Response: Collection of Information Prior to the Tenth Intersessional Meeting of the Open-Ended Intergovernmental Working Group on Asset Recovery Established by the Conference of States Parties to
More informationRecent Developments on AML/CFT Rules and Enforcement Actions. Oliver Muñoz Esquivel Legal Advisor (CNV)
Recent Developments on AML/CFT Rules and Enforcement Actions. Oliver Muñoz Esquivel Legal Advisor (CNV) Disclaimer This speech expresses the author's views and does not necessarily reflect those of the
More informationANTI-BRIBERY CODE. September 2017
ANTI-BRIBERY CODE September 2017 4 CONTENTS CHIEF EXECUTIVE OFFICER S MESSAGE 1 GENERAL RULES 1.1. COFACE HAS ZERO TOLERANCE ON BRIBERY 1.2. THE CODE SETS THE MINIMUM STANDARD 1.3. WHAT IS THE LEGAL FRAMEWORK?
More informationBank Secrecy Act for Volunteers Southeast Leadership Development Conference Destin, Florida November 5, 2015
Bank Secrecy Act for Volunteers Southeast Leadership Development Conference Destin, Florida November 5, 2015 April N. Ales, BSACS, CCUFC, CUDE Overview of Presentation What Laws Govern Money Laundering
More informationCase 1:17-cr ABJ Document 18 Filed 11/02/17 Page 1 of 6 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
Case 1:17-cr-00201-ABJ Document 18 Filed 11/02/17 Page 1 of 6 UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA UNITED STATES OF AMERICA, ) ) v. ) ) Crim. No. 17-201 (ABJ/DAR) PAUL J. MANAFORT,
More information1. INTRODUCTION AND PURPOSE OF THIS DOCUMENT:
NOTICE OF PRIVACY PRACTICES THIS NOTICE DESCRIBES HOW MEDICAL INFORMATION ABOUT YOU MAY BE USED AND DISCLOSED AND HOW YOU CAN GET ACCESS TO THIS INFORMATION. IT APPLIES TO TALLAHASSEE PRIMARY CARE ASSOCIATES,
More informationCONTINENTAL REINSURANCE ANTI-BRIBERY & CORRUPTION POLICY COMPLIANCE AND SUPERVISORY PROCEDURES
CONTINENTAL REINSURANCE ANTI-BRIBERY & CORRUPTION POLICY COMPLIANCE AND SUPERVISORY PROCEDURES 1 INTRODUCTION The Board of Directors ( the Board ) has determined that it is the policy of Continental Reinsurance
More informationCODE OF BUSINESS CONDUCT
CODE OF BUSINESS CONDUCT CONTENTS Introduction from Doug Duguid 2 What is the Code of Business Conduct? 3 Who Does the Code Apply to? 4 Business Partners, Agents and Business Representatives 5 What is
More informationThis Webcast Will Begin Shortly
This Webcast Will Begin Shortly If you have any technical problems with the Webcast or the streaming audio, please contact us via email at: webcast@acc.com Thank You! 1 The ABC s of AML: An Introduction
More informationOpen-Ended Intergovernmental Working Group on Asset Recovery. Asset Tracing & Recovery A Case Study. 17 December 2010 Vienna
Open-Ended Intergovernmental Working Group on Asset Recovery Asset Tracing & Recovery A Case Study 17 December 2010 Vienna Asset Tracing & Recovery: Challenges Challenges for Asset Tracing & Recovery Bank
More informationBANKRUPTCY CLIENT FORM We accept the following forms of payment: cash or check. Cell Phone:
Name: Spouse s Name: Business Names: Mailing Address: Home Phone: Fax: Email: BANKRUPTCY CLIENT FORM We accept the following forms of payment: cash or check. City: Have you filed bankruptcy before? Yes
More informationSENATE, No. 685 STATE OF NEW JERSEY. 217th LEGISLATURE PRE-FILED FOR INTRODUCTION IN THE 2016 SESSION
SENATE, No. STATE OF NEW JERSEY th LEGISLATURE PRE-FILED FOR INTRODUCTION IN THE 0 SESSION Sponsored by: Senator RONALD L. RICE District (Essex) SYNOPSIS Makes residential mortgage fraud a separate crime.
More informationEnforcement of Foreign Bribery under the OECD Anti-Bribery Convention
Enforcement of Foreign Bribery under the OECD Anti-Bribery Convention Kathleen Kao Anti-Corruption Division, OECD The views expressed in this presentation do not necessarily NOT PROTECTIVELY represent
More informationTYPOLOGIES AND INDICATORS OF MONEY LAUNDERING IN CHILE. Financial Analysis Unit July, 2018 Santiago - Chile
TYPOLOGIES AND INDICATORS OF MONEY LAUNDERING IN CHILE Financial Analysis Unit July, 2018 Santiago - Chile The IV Report on Money Laundering and Indicators in Chile published by the Financial Analysis
More informationThird Anniversary Celebration and Law Enforcement Appreciate Night December 14, 2017
Third Anniversary Celebration and Law Enforcement Appreciate Night December 14, 2017 Moderator: Matthew Kirsch, Esq. First Assistant U.S. Attorney, District of Colorado Drug Enforcement Administration
More informationDo You Know Your Customer? 2017 Asset Management & Operations Servicer Workshop
Do You Know Your Customer? 2017 Asset Management & Operations Servicer Workshop Presenters Mike Kenney Senior Director Governance & Business Services Linda Salley AML, OFAC & Fraud Director Governance
More informationAdditional Information on the Dirty Dozen
Additional Information on the Dirty Dozen 1. Identity Theft Topping this year s list Dirty Dozen list is identity theft. In response to growing identity theft concerns, the IRS has embarked on a comprehensive
More informationLegal Framework on Asset Recovery The United Nations Convention Against Corruption 1. Oliver Stolpe UNODC
Legal Framework on Asset Recovery The United Nations Convention Against Corruption 1 Introduction Oliver Stolpe UNODC 1. Asset recovery represents an entirely new field of international law and international
More informationc t PAYDAY LOANS ACT
c t PAYDAY LOANS ACT PLEASE NOTE This document, prepared by the Legislative Counsel Office, is an office consolidation of this Act, current to December 2, 2015. It is intended for information and reference
More informationa. Domestic money laundering statutes and laws i. Bank Secrecy Act of 1970
HIGH- STAKES TAX DEFENSE & COMPLEX CRIMINAL DEFENSE 1012 Broad Street, 2nd Fl Bloomfield, NJ 07003 Tel (973) 783-7000 Fax (973) 338-3955 www.deblislaw.com Anti- Money Laundering Tools a. Domestic money
More informationENFORCEMENT AND DISCLOSURES DIRECTORATE (EDD), CANADA REVENUE AGENCY (CRA)
(EDD), CANADA REVENUE AGENCY (CRA) This presentation will explain that the mission of the Canada Revenue Agency s (CRA s) enforcement area is to deter, detect, and correct tax crimes. CRA s main goal is
More informationTheft and Hijack Insurance Policy Wording
Theft and Hijack Insurance Policy Wording Welcome to Drive and Save Your limited theft & hijack insurance. This product covers you for loss of your car due to theft or hijack where the car was not recovered
More informationSummary: Analysis & Evidence Policy Option 1
1 Summary: Analysis & Evidence Policy Option 1 Description: Do Nothing FULL ECONOMIC ASSESSMENT Price Base Year 2015 COSTS ( m) PV Base Year 2017 Time Period Years 10 Total Transition (Constant Price)
More informationU.S. DEPARTMENT OF JUSTICE ANTITRUST DIVISION. National Tax Liens Association
Presentation By The U.S. DEPARTMENT OF JUSTICE ANTITRUST DIVISION To National Tax Liens Association February 26, 2015 DISCLAIMER: The views expressed in this presentation are not purported to reflect those
More informationJustifacts Guide to Understanding the FCRA
Justifacts Guide to Understanding the FCRA Justifacts Credential Verification, Inc. Last Revised on 12/23/2013 Overview To request further information about FCRA Compliance or Justifacts employment screening
More informationFCPA. Due Diligence. The REPORT. The Importance of Pre-Merger Due Diligence
Due Diligence Critical Steps to Take and Questions to Ask When Conducting Pre-Merger Anti-Corruption Due Diligence By Michael J. Gilbert and Mauricio A. España, Dechert LLP There is no doubt that the most
More informationCURRENT SITUATION AND COUNTERMEASURES AGAINST MONEY LAUNDERING IN SOUTH AFRICA. Ronel Van Wyk *
CURRENT SITUATION AND COUNTERMEASURES AGAINST MONEY LAUNDERING IN SOUTH AFRICA Ronel Van Wyk * I. INTRODUCTION South Africa moved into an entirely new dispensation with a new democratically elected government
More informationPRACTICE CIRCULAR ON THE PREVENTION OF MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM 08-13
PRACTICE CIRCULAR ON THE PREVENTION OF MONEY LAUNDERING AND COUNTERING THE FINANCING OF TERRORISM 08-13 DATE OF ISSUE: 22 NOVEMBER 2013 Practice Circular on the Prevention of Money Laundering and Countering
More informationAPRIL Anne Scheltema Beduin (Executive Director TI-NL)
APRIL 2015 Anne Scheltema Beduin (Executive Director TI-NL) NEWSPAPER (FINANCIAL DAILY) 19 JANUARY 2015 In 2014 the Dutch public prosecutor has made off with 136 million euros of criminal s money. That
More informationPROFILE. Key Qualifications. Certifications, License & Specialties
HARRY J. GARCIA, CFE, CPP, PRINCIPAL H. Garcia & Associates, Inc. 79 Vantis Drive, Aliso Viejo, CA 92656 California License No. PI 25405 714-334-2938 hgarcia@gar-max.com PROFILE Harry Garcia is the president
More informationCONTEMPORARY MEASURES FOR EFFECTIVE INTERNATIONAL COOPERATION
CONTEMPORARY MEASURES FOR EFFECTIVE INTERNATIONAL COOPERATION Loh Yoon Min * I. INTRODUCTION 1. There is a growing importance to build and maintain close working cooperation with foreign agencies as corruptors
More informationMIS 520 Data Analytics for IT Auditors
MIS 520 Data Analytics for IT Auditors Week 1: Introduction to Fraud Ed Ferrara, MSIA, CISSP eferrara@temple.edu The Many Faces of Fraud Fraud Theft (Misappropriation) Deceptive Statements Corruption Fraud
More informationUNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION UNITED STATES OF AMERICA ) No. ) v. ) Violations: Title 18, United ) States Code, Sections 2, 666, STUART LEVINE, ) 1341, 1343,
More informationNews Release IR IRS Releases the "Dirty Dozen" Tax Scams for 2014; Identity Theft, Phone Scams Lead List
Page 1 TEXT: News Release IR 2014-16 IRS Releases the "Dirty Dozen" Tax Scams for 2014; Identity Theft, Phone Scams Lead List IR 2014-16; 2014 IRB LEXIS 130 February 19, 2014 WASHINGTON - The Internal
More informationOperator Of Unlawful Bitcoin Exchange Sentenced To More Than 5 Years In Prison For Leading Multimillion-Dollar Money Laundering And Fraud Scheme
Search SEARCH HOME ABOUT U.S. ATTORNEY DIVISIONS NEWS PROGRAMS EMPLOYMENT CONTACT U.S. Attorneys» Southern District of New York» News» Press Releases Department of Justice U.S. Attorney s Office Southern
More informationCase 1:15-mj UA Document 1 Filed 09/18/15 Page 1 of x
0 R Case 1:15-mj-03369-UA Document 1 Filed 09/18/15 Page 1 of 13 I " 1 l\j A L Li ' ~' Ii.,., ' Approved: DANIEL C. RICHENTHAL/RAHUL MUKHI/JANIS Assistant United States Attorneys Before: THE HONORABLE
More informationYear End Tax Planning, 2013
Fall, 2013 Year End Tax Planning, 2013 Introduction points that might put you in a higher tax bracket or limit your deductions. Tax planning to reduce income and/or consolidate deductions may avoid various
More informationAnti-Money Laundering Measures in the British Virgin Islands
Anti-Money Laundering Measures in the British Virgin Islands Preface This publication has been prepared for the assistance of those who are considering the law of the British Virgin Islands ( BVI ) as
More informationAnti Money Laundering Policy
Anti Money Laundering Policy I. Definition of Money Laundering Money laundering is the process by which large amounts of illegally obtained money (from drug trafficking, terrorist activity or other serious
More information. The Role of Mortgage Fraud in the Financial Crisis and Its Impact on Miami, Florida.
STATEMENT OF Ellen S. Wilcox Special Agent Florida Department of Law Enforcement Tampa Bay Regional Operations Center Tampa, Florida REGARDING A HEARING ON. The Role of Mortgage Fraud in the Financial
More informationThank you for your time and cooperation in completing this form.
IMPORTANT INFORMATION ABOUT THE VICTIM IMPACT STATEMENT What is a Victim Impact Statement and how is it used? The Victim Impact Statement is submitted to the Judge prior to or at the time of the Defendant
More informationFRAUD EXAMINERS MANUAL INTERNATIONAL EDITION
TABLE OF CONTENTS VOLUME I SECTION 1 FINANCIAL TRANSACTIONS AND FRAUD SCHEMES ACCOUNTING CONCEPTS Accounting Basics... 1.101 Financial Statements... 1.105 Generally Accepted Accounting Principles (GAAP)...
More informationHere is some more information on the Equifax Breach and how you may protect yourself in the aftermath...
UPDATE 2 October 13, 2017 Here is some more information on the Equifax Breach and how you may protect yourself in the aftermath... What could happen? The Equifax breach gave criminals access to vital personal
More informationAnti-Bribery and Corruption Policy
Anti-Bribery and Corruption Policy Steadfast Group Limited ABN: 98 073 659 677 Anti-Bribery and Corruption Policy 1 Contents Our commitment 2 1. INTRODUCTION 3 1.1 Summary of policy... 3 1.2 Who does this
More informationPREMIER SPINE & PAIN CENTER
PREMIER SPINE & PAIN CENTER NOTICE OF PRIVACY PRACTICES This notice describes how medical information about you may be used and disclosed and how you can get access to this information. Please review it
More informationMONEY LAUNDERING - HIGH VALUE DEALERS
MONEY LAUNDERING - HIGH VALUE DEALERS Money Laundering - High Value Dealers The Money Laundering Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (the Regulations) apply to a
More informationMANAGING FINANCIAL CRIME RISK : A PRIMER FOR CHARITIES AND NOT-FOR-PROFITS
MANAGING FINANCIAL CRIME RISK : A PRIMER FOR CHARITIES AND NOT-FOR-PROFITS Issued by The Hongkong and Shanghai Banking Corporation Limited Index FOREWORD Foreword 02 SECTION 1 Your responsibilities 03
More informationBGLC WELCOMES YOU TO THE Anti-Money Laundering Training Session now Proceeds of Crime Act (POCA) 2007:
BGLC WELCOMES YOU TO THE Anti-Money Laundering Training Session now Proceeds of Crime Act (POCA) 2007: What is Money Laundering? 1. The term Money Laundering refers to all procedures, methods and transactions
More informationINTRODUCTION TO FRAUD EXAMINATION
TABLE OF CONTENTS I. INTRODUCTION TO FRAUD EXAMINATION Introduction... 1 Axioms of Fraud Examination... 1 Fraud Is Hidden... 1 Reverse Proof... 1 Existence of Fraud... 2 Predication... 2 Fraud Theory Approach...
More informationWhite Collar. Criminal Defense & Internal Investigations Practice. Practical Wisdom, Trusted Advice.
White Collar Criminal Defense & Internal Investigations Practice Practical Wisdom, Trusted Advice. www.lockelord.com Locke Lord s white collar criminal defense and internal investigations practice has
More informationU.S. AFAR Action Plan Implementation Road Map
Action Plan commitment Progress so far Timetable for next steps Seek to enhance responsiveness: Take into account the importance of transition countries requests for case assistance in recovering proceeds
More informationYour Guide to Cars, Insurance and Identity Theft
Ignition Your Guide to Cars, Insurance and Identity Theft Each step toward independence comes with questions about finances that may affect your future. We ve got you covered; this booklet can answer some
More informationCASE 0:12-cv JRT-FLN Document 1 Filed 08/03/12 Page 1 of 40 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MINNESOTA
CASE 0:12-cv-01912-JRT-FLN Document 1 Filed 08/03/12 Page 1 of 40 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MINNESOTA TARGET CORPORATION, Civil Action No. Plaintiff, vs. LCH PAVEMENT CONSULTANTS,
More informationResponsible Bidder Supplemental Questionnaire
Responsible Bidder Supplemental Questionnaire 1. How many years has your organization been in business in California as a contractor under your present business name and license number? Years 2. Is your
More informationANTI-CORRUPTION OVERVIEW. A Training Guide for Third Parties Doing Business with Brunswick 2018
ANTI-CORRUPTION OVERVIEW A Training Guide for Third Parties Doing Business with Brunswick 2018 Purpose Brunswick Corporation maintains a strong commitment to conducting business with integrity. Brunswick
More informationRETAIL DISCLOSURE SHEET 26 TH FLOOR, CORNING TOWER, EMPIRE STATE PLAZA ALBANY, NEW YORK PROJECT NO: DATE: FEDERAL I.D. NO.
NYS OFFICE OF GENERAL SERVICES Real Estate Planning RETAIL DISCLOSURE SHEET 26 TH FLOOR, CORNING TOWER, EMPIRE STATE PLAZA ALBANY, NEW YORK 12242 PROJECT NO: DATE: FEDERAL I.D. NO. (FEIN): BUSINESS ENTITY
More informationEva Rossidou Papakyriacou Senior Counsel of the Republic Head of the Unit for Combating Money Laundering (MOKAS)
Eva Rossidou Papakyriacou Senior Counsel of the Republic Head of the Unit for Combating Money Laundering (MOKAS) The process by which criminals conceal the true origin and ownership of the proceeds of
More informationReport on cooperation challenges faced by the Court with respect to financial investigations. Workshop October 2015, The Hague, Netherlands
Report on cooperation challenges faced by the Court with respect to financial investigations Workshop 26-27 October 2015, The Hague, Netherlands Forward-looking conclusions Strengthening financial investigations
More informationCase Studies. COURSE X: MASTERING THE LOAN APPLICATION II Lesson 1: Mortgage Fraud. Case Study 1
Case Studies Case Study 1 TWO MORE CHARGED IN MASSIVE MORTGAGE FRAUD March 22, 2002 CONSPIRACY Susan W. Brooks, United States Attorney for the Southern District of Indiana, announced that RANDALL J. BOOKNIS,
More informationInstitutional Compliance New Employee Orientation 2017
Institutional Compliance New Employee Orientation 2017 1 P R E S E N T E D B Y : D A R L E N E N O Y E S, R N, C H C, C C E P C O M P L I A N C E O F F I C E R F O R H O S P I T A L A F F A I R S L O R
More information