MERGENT OTC INDUSTRIAL

Transcription

1 MERGENT OTC INDUSTRIAL NEWS REPORTS Tuesday, October 11, Volume 47 No. 10 NEW COMPANY DESCRIPTIONS (For details on individual listings, see the News Section of this issue) Stereotaxis Inc NAME CHANGES (For details on individual listings, see the News Section of this issue) American Capital Agency Corp (to AGNC Investment Corp) Trimble Navigation Ltd (to Trimble Inc) 8POINT3 ENERGY PARTNERS LP Earnings, 9 mos. to Aug 31(Consol. $000): 2015 Total Revenues ,735 6,629 Cost & expenses ,310 11,912 Operating income ,100 (7,657) Interest income ,223 Interest expense ,123 1,646 Other income (expense), net (12,695) Equity earnings (13,504) (6,115) Net before taxes ,437 20,775 Income taxes , Net income ,660 (15,367) Primary $1.15 $0.05 Fully Diluted $1.15 $0.05 Full Diluted ,511 34,415 Year-end ,018 71,003 ADOBE SYSTEMS, INC. Earnings, 9 mos. to (Consol. $000): 09/02/16 08/28/15 Total Revenues ,246,011 3,489,107 Cost & expenses ,164,655 2,825,847 Operating income ,021, ,661 Interest expense ,924 47,669 Gains or losses (2,103) Invest. income (1,747) 4, (23,005) (11,930) Net before taxes , ,841 Income taxes , ,995 Net income , ,846 Primary $1.54 $0.82 Fully Diluted $1.52 $0.80 Full Diluted , ,124 Year-end , ,705 AGNC INVESTMENT CORP New Name On Oct. 3,, Co. changed its name from American Capital Agency Corp. to AGNC Investment Corp. BASSETT FURNITURE INDUSTRIES, INC Earnings, 9 mos. to (Consol. $000): 08/27/16 08/29/15 Net Sales , ,372 Cost & expenses , ,089 Operating income ,184 17,283 Other income (expense), net (1,904) (626) Gains or losses ,212 Net before taxes ,280 23,869 Income taxes ,496 9,118 Net income ,784 14,751 Primary $1.00 $1.38 Fully Diluted $0.99 $1.36 NOTICE Items in this issue will be listed online weekly and printed monthly. Full Diluted ,902 10,812 Year-end ,801 10,934 BEBE STORES INC Consolidated Income Statement, Years Ended ($000): 07/02/ /04/15 07/05/14 Net sales , , ,117 Cost of sales, including production & occupancy , , ,990 Gross margin , , ,127 Selling, general & expenses , , ,796 Gain on sale of intellectual property, net , Operation income (loss) (24,178) (25,097) (59,669) Interest & other income (loss), net.... (3,281) Income before United States (32,014) (32,896) (69,191) Income before Foreign ,555 8,167 9,779 from continuing operations, before income taxes & earnings in equity interest (27,459) (24,729) (59,412) for state (440) for foreign (204) Total current provision for income taxes (644) Deferred provision foreign Total deferred provision (benefit) for income taxes Income tax provision (benefit) (163) Earnings in equity method investment from continuing operations, net of tax (27,481) (25,374) (59,249) from discontinued operations, net of tax (2,297) (14,133).... (27,481) (27,671) (73,382) - basic ,930 79,616 79,234 - diluted ,930 79,616 79,234 outstanding ,051 79,661 79,555 per share from continuing operations, net of tax - basic $(0.34) $(0.32) $(0.75) per share from discontinued operations, net of tax - basic $(0.03) $(0.18) per share - basic..... $(0.34) $(0.35) $(0.93) per share from continuing operations, net of tax - diluted $(0.34) $(0.32) $(0.75) per share from discontinued operations, net of tax - diluted $(0.03) $(0.18) per share - diluted.... $(0.34) $(0.35) $(0.93) Dividends declared per common share $0.04 $0.10 Number of full time Number of part time Number of beneficiary , , , , , , , , , , ,533 translation adjustments (1,256) (4,812)... 1 Reclassified to conform with presentation; 2 As is; 3 As of August 31, ; 4 As of September 2, 2015; 5 As of September 10, 2014; 6 Approximately Consolidated Balance Sheet, Years Ended ($000): 07/02/ /04/15 Cash & equivalents ,525 46,947 Available for sale securities ,880 Receivables, gross ,171 7,637 Less: allowance for doubtful accounts Receivables, net ,502 7,122 Raw materials Merchandise available for sale ,833 30,769 Inventories ,736 31,317 Prepaid & other current assets ,498 10,774 Total current assets , ,040 Available for sale securities ,241 Leasehold improvements , ,220

2 1212 MERGENT OTC INDUSTRIAL NEWS October 11, Furniture, fixtures & equipment ,665 50,337 Computer hardware & software ,040 57,064 Land & buildings ,478 29,478 Construction in progress ,431 Total property & equipment , ,530 depreciation , ,301 net ,623 93,229 Equity investment , Other assets ,459 3,903 Total assets , ,413 Accounts payable ,263 12,595 Accrued gift certificates, gift cards & store credits ,784 4,984 Accrued employee compensation ,923 9,772 Sales/use tax payable ,922 3,525 Deferred revenue ,937 3,179 Capital expenditures ,678 Other accrued liabilities ,386 5,079 Total current liabilities ,773 40,812 Deferred rent & other lease incentives ,983 23,952 Liability for uncertain tax positions Total liabilities ,841 64,845 Common stock capital , ,499 translation ,983 Fair value adjustment for ARS (3,759) (loss) (1,776) (accumulated deficit) (19,716) 7,765 Total shareholders equity , ,568 1 Reclassified to conform with presentation; 2 As reported by the Company CAESARS ACQUISITION CO. Interest Sale Completed On Sept, 23,, Co. indirect wholly-owned subsidiary, Caesars Interactive Entertainment, LLC ("CIE"), sold its social and mobile games business (the "SMG Business") to Alpha Frontier Ltd. ("Purchaser"), backed by a consortium that includes Giant Investment (HK) Limited, an affiliate of Shanghai Giant Network Technology Co., Ltd.; Yunfeng Capital; China Oceanwide Holdings Group Co., Ltd.; China Minsheng Trust Co., Ltd.; CDH China HF Holdings Company Limited and Hony Capital Fund, for $4,400,000,000 in cash, subject to customary purchase price adjustments for net working capital, cash, and transaction expenses (such proceeds from the Sale, the "CIE Proceeds"), of which $264,000,000 was placed in escrow to secure the potential indemnity claims of Purchaser under the Purchase Agreement (the "Indemnity Escrow"). In connection with the Sale and related restructuring, CIE retained its World Series of Poker ("WSOP") and regulated online real money gaming ("RMG") businesses. CIE also granted an exclusive, royalty bearing license to Playtika, Ltd., a CIE subsidiary constituting part of the SMG Business ("Playtika"), with respect to the WSOP and other WSOP-related trademarks owned by CIE or its affiliates and an exclusive royalty bearing sublicense with respect to certain trademarks for continued use in Playtika s social and mobile games business. Pursuant to the Purchase Agreement, CIE agreed to hold a portion of the CIE Proceeds in a separate maintenance account until the occurrence of certain bankruptcy release events, as further detailed in the Purchase Agreement. In connection with the Closing, and pursuant to the Purchase Agreement and the CIE Proceeds and Reservation of Rights Agreement (including exhibits thereto, the "CIE Proceeds Agreement"), dated Sept. 9,, entered into among Co., CIE, Caesars Entertainment Corp. ("CEC") and Caesars Entertainment Operating Company, Inc. ("CEOC"), a majority owned subsidiary of CEC, CIE agreed to deposit into an escrow account (the "CIE Escrow Account") the CIE Proceeds in excess of the sum of: (a) certain amounts used for the payment of transaction expenses related to the Closing, (b) distributions to minority shareholders or equity holders of CIE related to the repurchase of CIE equity interests held by such holders, and (c) certain tax payments. In connection with the Closing, CIE deposited into the CIE Escrow Account the portion of the CIE Proceeds required by the CIE Proceeds Agreement. The funds in the CIE Escrow Account may only be released pursuant to the terms set forth in the CIE Proceeds Agreement. CAESARS ENTERTAINMENT CORP Bankruptcy Proceedings On Sept. 27,, Co. and Caesars Entertainment Operating Company (CEOC) jointly announced that there are on-going discussions among Co., CEOC and all of CEOC s major creditor constituencies to reach an agreement on a consensual debt restructuring. The release notes that Co. and CEOC made significant progress towards reaching an agreement with all parties on the material economics of the restructuring in advance of Sept. 23, deadline. The announcement notes, "Co. and CEOC are working vigorously and collaboratively with the parties on the details and documentation. Although there can be no assurance, Co. and CEOC remain optimistic that an agreement will be reached to permit Co. to continue to support CEOC s plan in conjunction with consensus among CEOC s major creditor constituencies." CAESARS ENTERTAINMENT CORP Proceeds Agreement On Sept, 23,, Caesars Acquisition Company ("CAC") indirect wholly-owned subsidiary, Caesars Interactive Entertainment, LLC ("CIE"), sold its social and mobile games business (the "SMG Business") to Alpha Frontier Ltd. ("Purchaser"), backed by a consortium that includes Giant Investment (HK) Limited, an affiliate of Shanghai Giant Network Technology Co., Ltd.; Yunfeng Capital; China Oceanwide Holdings Group Co., Ltd.; China Minsheng Trust Co., Ltd.; CDH China HF Holdings Company Limited and Hony Capital Fund, for $4,400,000,000 in cash, subject to customary purchase price adjustments for net working capital, cash, and transaction expenses (such proceeds from the Sale, the "CIE Proceeds"), of which $264,000,000 was placed in escrow to secure the potential indemnity claims of Purchaser under the Purchase Agreement (the "Indemnity Escrow"). In connection with the Sale and related restructuring, CIE retained its World Series of Poker ("WSOP") and regulated online real money gaming ("RMG") businesses. CIE also granted an exclusive, royalty bearing license to Playtika, Ltd., a CIE subsidiary constituting part of the SMG Business ("Playtika"), with respect to the WSOP and other WSOP-related trademarks owned by CIE or its affiliates and an exclusive royalty bearing sublicense with respect to certain trademarks for continued use in Playtika s social and mobile games business. Pursuant to the Purchase Agreement, CIE agreed to hold a portion of the CIE Proceeds in a separate maintenance account until the occurrence of certain bankruptcy release events, as further detailed in the Purchase Agreement. In connection with the Closing, and pursuant to the Purchase Agreement and the CIE Proceeds and Reservation of Rights Agreement (including exhibits thereto, the "CIE Proceeds Agreement"), dated Sept. 9,, entered into among CAC, CIE, Co. and Caesars Entertainment Operating Company, Inc. ("CEOC"), a majority owned subsidiary of Co., CIE agreed to deposit into an escrow account (the "CIE Escrow Account") the CIE Proceeds in excess of the sum of: (a) certain amounts used for the payment of transaction expenses related to the Closing, (b) distributions to minority shareholders or equity holders of CIE related to the repurchase of CIE equity interests held by such holders, and (c) certain tax payments. In connection with the Closing, CIE deposited into the CIE Escrow Account the portion of the CIE Proceeds required by the CIE Proceeds Agreement. The funds in the CIE Escrow Account may only be released pursuant to the terms set forth in the CIE Proceeds Agreement. CAL-MAINE FOODS INC Earnings, 3 mos. to (Consol. $000): 08/27/16 08/29/15 Net Sales , ,895 Cost & expenses , ,787 Operating income (49,825) 220,108 Other income (expense), net Net before taxes (48,540) 220,657 Income taxes (17,560) 76,567 Net income (30,980) 144,090 Primary $(0.64) $2.97 Fully Diluted $(0.64) $2.95 Full Diluted ,249 48,498 Year-end ,533 48,498 Consolidated Balance Sheet Items, as of ($000): Assets: Cash & equivalents ,646 Inventories ,621 Current assets ,953 Net property & equip ,787 Total assets ,075,972 Liabilities: Current liabilities ,138 Long-term debt ,125 Stockholders equity ,458 Net current assets ,815 CAPSTAR FINANCIAL HOLDINGS INC Consolidated Income Statement, Years Ended Dec. 31 ($000): Interest income: loans, including fees ,845 32,803 34,839 Securities - taxable ,153 4,138 5,325 Securities - tax-exempt , Federal funds sold Restricted equity securities Interest-bearing deposits in financial institutions Total interest income ,504 38,287 41,157 Interest expense: interest-bearing deposits Interest expense: savings & money market accounts ,733 2,754 3,405 Interest expense: time deposits ,031 2,323 2,488 Interest expense: federal funds purchased Interest expense: securities sold under agreements to repurchase Interest expense: Federal Home Loan Bank advances Total interest expense ,731 5,871 6,576 Net interest income.. 34,773 32,416 34,581 Provision for loan & lease losses ,651 3, Net interest income after provision for loan & lease losses ,122 28,547 33,643 Service charges on deposit accounts , Loan commitment fees Net gain (loss) on sale of securities Net gain (loss) on sale of loans ,962 4, Other non interest income ,135 1, Total noninterest income ,884 7,419 1,946 Salaries & employee benefits ,278 17,474 16,019 Data processing & software ,317 2,566 1,962 Professional fees ,469 1,357 1,623 Occupancy expenses. 1,538 1,512 1,122 Equipment expenses.. 1,598 1,233 1,092 Regulatory fees Other real estate expense Other operating ,828 3,236 2,392 Total noninterest

3 October 11, MERGENT OTC INDUSTRIAL NEWS 1213 expense ,977 28,562 25,432 Income before income taxes ,029 7,404 10,157 Current federal income taxes ,794 1,630 2,202 Current state income taxes Current income taxes ,962 1,963 2,724 Deferred federal income taxes Deferred state income taxes Deferred income taxes ,025 Income taxes ,470 2,412 3,749 Net income ,559 4,992 6,408 - basic ,539 8,456 8,583 - diluted ,382 10,281 10,410 outstanding ,577 8,472 8,353 per share - basic..... $0.89 $0.59 $0.75 per share - diluted.... $0.73 $0.49 $ As of June 30, ; 2 As is Consolidated Balance Sheet, Years Ended Dec. 31 ($000): Cash & due from banks ,265 9,387 Interest earning deposits in financial institutions ,190 60,388 Federal funds sold ,730 4,159 Cash & cash equivalents ,185 73,934 Securities available for sale, at fair value , ,605 Securities held to maturity, fair value , ,844 Loans held for sale ,729 15,386 Commercial real estate , ,793 Consumer real estate ,785 77,688 Construction & land development ,522 46,193 Commercial & industrial , ,613 Consumer ,668 7,911 Other loans ,197 29,393 Total gross loans , ,591 Unearned income (1,415) (1,514) Less: Allowance for loan & lease losses ,132 11,282 Loans, net , ,795 Land ,180 1,370 Buildings ,586 3,577 Leasehold improvements ,174 1,168 Furniture & equipment ,431 3,061 Premises & equipment, gross ,371 9,176 Less accumulated depreciation ,399 3,514 Premises & equipment, net ,972 5,662 Goodwill ,219 6,219 Restricted equity securities ,414 5,065 Accrued interest receivable ,030 2,633 Core deposit intangibles, net Other real estate owned Deferred tax asset ,849 13,154 Bank owned life insurance ,299 20,672 Other assets ,021 2,672 Total assets ,206,800 1,128,395 Non-interest bearing , ,355 Interest bearing , ,915 Savings & money market accounts , ,600 Time deposits , ,187 Total deposits ,038, ,057 Securities sold under repurchase agreements ,755 14,837 Federal Home Loan Bank advances ,000 20,000 Accrued interest payable Other liabilities ,822 9,636 Total liabilities ,098,214 1,025,744 Series A convertible preferred stock ,610 1,610 Common stock, voting ,577 8,472 capital ,277 94,926 (accumulated deficit) , Gains & losses on cash flow hedges (3,704) (2,139) Unrealized gains & losses on available for sale securities Unrealized losses on securities transferred to held to maturity (1,315) (1,418) (loss), net of income tax (4,914) (2,834) equity , ,651 1 Fair value - Securities held to maturity, fair value: stockholders, current $46,459,000; 2 portion ,500 Fair value - Securities held to maturity, fair value: $46,982,000 CBOE HOLDINGS INC. Merger Development On Sept. 26,, Co. and Bats Global Markets, Inc. ("Bats") announced that they have entered into a definitive agreement, which has been approved by the Board of Directors of each company by unanimous votes of the members of the boards present, under which Co. has agreed to acquire Bats in a cash and stock transaction valued at approximately $32.50 per Bats share, or a total of approximately $3,200,000,000, consisting of 31% cash and 69% CBOE stock. Under the terms of the agreement, Bats stockholders will receive $10.00 per share in cash and of a share of Co. common stock, representing a total consideration of approximately $32.50 per share, based on the closing price of Co. common stock on Sept. 23,. CEREBAIN BIOTECH CORP Consolidated Income Statement, Years Ended Jun. 30 ($): 2014 Selling, general & expenses ,611,745 1,575,681 2,342,555 Research & development costs , , ,035 Marketing expenses.. 71, , ,638 Total operating expenses ,860,478 2,126,845 2,863,228 Accretion of debt discount , , ,755 Gain (loss) from extinguishment of debt (374,400) Financing costs ,125 68, Interest expense , , ,716 Total other income (expense) (563,183) (812,872) (505,471).. (2,423,661) (2,939,717) (3,368,699).... (2,423,661) (2,939,717) (3,368,699) - basic ,909,427 4,507,047 3,615,160 - diluted ,909,427 4,507,047 3,615,160 outstanding ,116,347 4,835, ,176,323 per share - basic..... $(0.41) $(0.65) $(0.93) per share - diluted.... $(0.41) $(0.65) $(0.93) Number of full time Number of part time Number of beneficiary Reclassified to conform with presentation; 2 Shares increased due to the effect of issuance of common stock, exercise of warrants, and stock based compensation; 3 Shares increased due to the effect of shares issuance for services, and conversion of related parties payable, accounts payable & convertible notes payable; 4 Shares increased due to the effect of issuance for cash and sevices Consolidated Balance Sheet, Years Ended Jun. 30 ($): Cash & cash equivalents , Prepaid expenses , ,102 Deferred financing costs ,125 Total current assets , ,713 Patent rights ,900 Total long-term assets ,900 Total assets , ,613 Accounts payable , ,486 Related party payables , ,459 Convertible notes to 2 210,531 Related party notes payable , ,000 Total current liabilities ,092,230 1,271,476 Convertible notes to ,448,478 1,475,000 Total long term liabilities ,448,478 1,475,000 Total liabilities ,540,708 2,746,476 Common stock ,116 4,835 capital ,466,226 6,712,747 (accumulated deficit) (11,518,106) (9,094,445) equity (deficit) (3,044,764) (2,376,863) 1 Reclassified to conform with presentation; 2 Net of debt discount - Convertible notes to stockholders: $66,969; 3 Net of debt discount - Convertible notes to stockholders: $9,534 CEREBAIN BIOTECH CORP Auditor s Report Auditor s Report The following is an excerpt from the Report of the Independent Auditors, Hall & Company, as it appeared in Co. s 10-K: "In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the consolidated financial position of Cerebain Biotech Corp. (formerly Discount Dental Materials, Inc.) as of June 30,, and the consolidated results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America. The accompanying consolidated financial statements have been prepared assuming that the Company will continue as a going concern. As discussed in Note 2 to the consolidated financial statements, the Company has no revenues, a history of incurring net losses and net operating cash flow deficits and has limited cash. The Company may not have adequate readily available resources to fund operations through fiscal These conditions raise substantial doubt about the Company s ability to continue as a going concern. Management s plans regarding these matters are also described in Note 2. The consolidated financial statements do not include any adjustments that might result from the outcome of this uncertainty." CHINA BAK BATTERY INC New Accountant On Sept. 29,, Co. dismissed Crowe Horwath (HK) CPA Limited and engaged DCAW (CPA) Limited as its new independent public accounting firm. COPART, INC. Consolidated Income Statement, Years Ended Jul. 31 ($):

4 1214 MERGENT OTC INDUSTRIAL NEWS October 11, Service revenues ,104,379, ,363, ,413,000 Vehicle sales ,070, ,716, ,076,000 Total service revenues & vehicle sales ,268,449,000 1,146,079,000 1,163,489,000 Yard operations ,904, ,291, ,423,000 Cost of vehicle sales ,959, ,412, ,493,000 General & ,116, ,975, ,535,000 Impairment of long-lived assets ,104,000 Total operating expenses ,979, ,678, ,555,000 Operating income ,470, ,401, ,934,000 Interest expense ,606,000 18,121,000 8,768,000 Interest income ,449, , ,000 Other income, net ,552,000 4,972,000 3,378,000 Total other income (expense) (10,605,000) (12,332,000) (4,899,000) - United States (US) ,013, ,169, ,966,000 - international ,852,000 45,900,000 39,069,000 Income before income taxes ,865, ,069, ,035,000 Current federal income taxes ,127,000 95,468,000 90,207,000 Deferred federal income taxes ,019,000 5,841,000 (9,589,000) Total federal income taxes ,146, ,309,000 80,618,000 Current state income taxes ,347,000 1,160,000 1,912,000 Deferred state income taxes ,000 (86,000) (279,000) Total state income taxes ,498,000 1,074,000 1,633,000 Current foreign income taxes ,855,000 11,062,000 10,077,000 Deferred foreign income taxes (994,000) (1,159,000) (980,000) Total foreign income taxes ,861,000 9,903,000 9,097,000 Income taxes ,505, ,286,000 91,348, ,360, ,783, ,687,000 - basic ,423, ,914, ,693,000 - diluted ,147, ,425, ,230,000 outstanding ,122, ,156, ,143,366 Net income per share - basic $2.36 $1.75 $1.42 Net income per share - diluted $2.21 $1.67 $1.36 Number of full time 4,844 4,267 4, , ,044 1,130 1,225 translation adjustments (40,684,000) (49,518,000)... 1 Reclassified to conform with presentation; 2 As of September 27, Consolidated Balance Sheet, Years Ended Jul. 31 ($): Cash & cash equivalents ,849, ,012,000 Advance charges receivable ,824, ,724,000 Trade accounts receivable ,455,000 73,773,000 Other receivables ,111,000 1,187,000 Less allowance for doubtful accounts ,120,000 2,988,000 Accounts receivable, net ,270, ,696,000 Vehicle pooling costs ,599,000 24,949,000 Inventories ,388,000 8,613,000 Income taxes receivable ,751,000 6,092,000 Deferred income taxes ,444,000 3,396,000 Prepaid expenses & other assets ,005,000 19,824,000 Total current assets ,306, ,582,000 Transportation & other equipment ,083,000 70,133,000 Office furniture & equipment ,473,000 44,837,000 Software ,426,000 65,072,000 Land ,780, ,748,000 Buildings & leasehold improvements ,566, ,965,000 gross ,232,328,000 1,115,755,000 Less accumulated depreciation & amortization ,537, ,353,000 net ,791, ,402,000 Intangibles, net ,761,000 17,857,000 Goodwill ,198, ,850,000 Deferred income taxes ,506,000 28,840,000 Other assets ,258,000 45,129,000 Total assets ,649,820,000 1,798,660,000 Trade accounts payable ,087,000 15,287,000 Accounts payable to sellers ,866,000 42,230,000 Buyer deposits & prepayments ,500,000 33,871,000 Accrued compensation & benefits ,382,000 25,647,000 Accrued insurance ,753,000 5,796,000 Other accrued liabilities ,791,000 24,621,000 Deferred revenue ,628,000 3,724,000 Income taxes payable ,625,000 8,279,000 Current portion of long-term debt, revolving loan facility & capital lease obligations ,151,000 53,671,000 Total current liabilities ,783, ,126,000 Deferred income taxes ,816,000 5,322,000 Income taxes payable ,641,000 21,157,000 Long-term debt, revolving loan facility, & capital lease obligations ,341, ,843,000 Other liabilities ,783,000 3,748,000 Total liabilities ,364, ,196,000 Common stock ,000 12,000 capital ,445, ,808,000 (loss) (109,194,000) (68,793,000) (accumulated deficit) ,194, ,437,000 equity (deficit) ,456, ,464,000 1 Reclassified to conform with presentation CRACKER BARREL OLD COUNTRY STORE, INC. Consolidated Income Statement, Years Ended ($000): 07/29/ /31/ /01/14 Total revenue ,912,351 2,842,284 2,683,677 Cost of goods sold (exclusive of depreciation & rent) , , ,758 Labor & other related expenses ,006, , ,593 Other store operating expenses , , ,533 General & expense , , ,387 Operating income , , ,406 Interest expense ,052 16,679 17,557 Income before income taxes , , ,849 federal ,054 71,386 53,713 state ,447 6,050 4,597 Deferred provision federal ,477 (6,178) (2,863) Deferred provision state (3,858) 3,040 3,274 Provision for income taxes ,120 74,298 58, , , ,128 shares outstanding-basic ,945 23,918 23,818 Weighed average shares outstanding-diluted... 24,074 24,049 23,966 outstanding ,956 23,976 23,821 Net earnings per share - basic $7.91 $6.85 $5.55 Net earnings per share - diluted $7.86 $6.82 $5.51 Dividends per common share $7.70 $7.10 $ , , , , , ,473 1 Reclassified to conform with presentation; 2 As is; 3 Approximately; 4 As of September 19, ; 5 As of September 21,2015; 6 As of September 18, 2014 Consolidated Balance Sheet, Years Ended ($000): 07/29/16 07/31/15 Cash & cash equivalents , ,455 Accounts receivable ,389 18,050 Income taxes receivable , Retail , ,777 Restaurant ,522 22,212 Supplies ,176 15,069 Inventories , ,058 Prepaid expenses & other current assets ,573 14,167 Deferred income taxes ,320 6,094 Total current assets , ,824 Land , ,267 Buildings & improvements , ,641 Buildings under capital leases ,289 3,289 Restaurant & other equipment , ,409 Leasehold improvements , ,990 Construction in progress ,924 7,464 Total property & equipment ,011,845 1,931,060 depreciation & amortization of capital leases , ,424 Property & equipmentnet ,080,189 1,052,636 Other assets ,735 66,748 Total assets ,497,664 1,576,208 Accounts payable , ,117 Taxes withheld & accrued ,561 39,061 Accrued employee compensation ,187 67,421 Accrued employee benefits ,928 27,717 Deferred revenues ,028 58,980 Dividends payable ,706 98,796 Current interest rate

5 October 11, MERGENT OTC INDUSTRIAL NEWS 1215 swap liability ,117 Other current liabilities ,734 19,402 Total current liabilities , ,611 Revolving credit facility , ,000 Long-term debt, gross , ,000 Long-term interest rate swap liability ,070 8,704 Other long-term obligations , ,594 Deferred income taxes ,726 50,031 Common stock capital ,462 56,066 (loss) (13,740) (3,725) , ,687 Total shareholders equity , ,268 DAVE & BUSTERS ENTERTAINMENT INC Earnings, 6 mos. to (Consol. $000): 07/31/16 08/02/15 Total Revenues , ,014 Cost & expenses , ,284 Operating income ,173 62,515 Other income (expense), net (6,822) Net before taxes ,178 48,820 Income taxes ,505 16,705 Net income ,673 32,115 Primary $1.26 $0.79 Fully Diluted $1.22 $0.76 Full Diluted ,217 42,527 Year-end ,066 41,123 ENERPULSE TECHNOLOGIES INC Consolidated Income Statement, Years Ended Dec. 31 ($): Sales , , ,308 Cost of sales , , ,978 Gross profit (loss) ,055 (4,682) 63,330 Selling, general & expense ,473,185 3,436,621 3,519,875 from operations (3,309,130) (3,441,303) (3,456,545) Fair value adjustments of derivative liabilities ,543,186 (267,092)... Interest ,505 17, Interest related to amortization of debt discount ,225 21, Other income (expense) ,651 (81,280)... Other income (expense), net ,107 (387,108) (495,045).... (2,370,023) (3,828,411) (3,951,590) - basic ,831,997 11,800,874 7,903,373 puttable shares outstanding- basic ,247 25,538 - diluted ,831,997 11,800,874 7,903,373 puttable shares outstanding - diluted ,247 25,538 outstanding ,512,381 13,732,381 8,863,668 per share- common basic $(0.16) $(0.32) $(0.50) per share- common - diluted $(0.16) $(0.32) $(0.50) Number of full time Number of part time Reclassified to conform with 2015 presentation; 2 Reclassified to conform with 2014 presentation; 3 Approximately; 4 As of September 6, ; 5 As of March 17, 2015 Consolidated Balance Sheet, Years Ended Dec. 31 ($): Cash & cash equivalents ,575 17,077 Accounts receivables, gross ,964 80,472 Allowance for doubtful accounts , ,900 Accounts receivables, net ,964 73,572 Raw materials , ,449 Work in process ,319 38,962 Finished goods ,989 78,886 Inventory, net , ,297 Other current assets ,469 22,981 Total current assets , ,927 Intangible assets, gross ,426 amortization - intangible assets ,444 Intangible assets, net ,982 Vehicles ,679 22,679 Software & equipment , ,849 Furniture & fixtures ,143 23,071 Leasehold improvements , ,137 gross ,120,955 1,102,736 depreciation , ,773 net , ,963 Other assets , ,557 Total assets ,601 1,227,429 Accounts payable , ,747 Accrued expenses , ,968 Current portion of notes payable , Current portion of capital lease obligation ,234 24,737 Total current liabilities , ,452 Capital lease obligations, net of current portion ,435 20,778 LWM, LLC - unsecured , ,271 Senior secured convertible notes ,048, Promissory note - unsecured , ,000 Less: discount (1,097,150) (18,046) Less: offering costs (373,727)... Less: current portion , Notes payable, net ,577, ,225 Warrants liability , ,250 Total long-term liabilities ,752,928 1,086,253 Total liabilities ,533,521 1,801,705 Common stock ,513 13,733 capital ,001,694 26,812,046 Note receivable, related party (206,149) (204,100) (accumulated deficit) (29,565,978) (27,195,955) equity (deficit) (1,754,920) (574,276) 1 Reclassified to conform with 2015 presentation; 2 Approximately ENERPULSE TECHNOLOGIES INC Auditor s Report Auditor s Report The following is an excerpt from the Report of the Independent Auditors, GHP HORWATH, P.C., as it appeared in Co. s K: "In our opinion, the consolidated financial statements referred to above present fairly, in all material respects, the financial position of Enerpulse Technologies, Inc. and subsidiary as of December 31, 2015 and 2014, and the results of their operations and their cash flows for each of the years then ended, in conformity with accounting principles generally accepted in the United States of America. The accompanying consolidated financial statements have been prepared assuming that the Company will continue as a going concern. As discussed in Note 1 to the consolidated financial statements, the Company reported a net loss of approximately $2.4 million in 2015, used net cash in operating activities of approximately $2.5 million in 2015, and has a working capital deficit of approximately $147 thousand at December 31, These factors raise substantial doubt about the Company s ability to continue as a going concern. Management s plans in regard to these matters are also described in Note 1. The consolidated financial statements do not include any adjustments that might result from the outcome of this uncertainty." EPIQ SYSTEMS INC On Sept. 30,, Document Technologies, LLC ("Parent") wholly-owned subsidiary, DTI Merger Sub, Inc. ("Merger Sub"), merged with and into Co., with Co. continuing as the surviving corporation and became a wholly-owned subsidiary of Parent. As the result of the merger, each outstanding share of common stock of Co. ("Common Stock") (other than shares owned by Co., Parent or Merger Sub and dissenting shareholders who properly exercised appraisal rights under Missouri law) ceased to be outstanding and was converted into the right to receive $16.50 in cash, without interest (the "Merger Consideration"); each option to purchase Common Stock (whether vested or unvested) was canceled and terminated in exchange for an amount in cash equal to the product of (a) the total number of shares of Common Stock subject to such Co. stock option and (b) the excess, if any, of the Merger Consideration over the exercise price per share of Common Stock subject to such stock option; and each restricted stock award became fully vested with respect to the full number of shares subject to the restricted stock award and was converted into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares subject to the award determined in the case of performance-based restricted stock units by applying a 100% (target) vesting percentage. EZCORP, INC. Interest Sale Completed On Sept. 27,, Co. sold its 93.78% interest in Prestaciones Finmart, S.A.P.I. de C.V., SOFOM, E.N.R. ("Grupo Finmart"), a provider of consumer loans to government agency employees in Mexico, to Alpha Holding, S.A. de C.V. ("AlphaCredit") for $50,000,000, subject to certain adjustments specified in the Purchase Agreement. Certain of the minority shareholders retained their equity interests in Grupo Finmart by entering into a shareholder agreement negotiated with AlphaCredit, and the portion of the purchase price attributable to such equity interests has been retained by AlphaCredit. Taking into consideration the $2,700,000 attributable to the interests of the minority shareholders and following application of the purchase price adjustments (principally, working capital and non-operating debt adjustments), the purchase price payable to EZCORP was $40,900,000 and, subject to the escrow amount described below, was paid in cash at closing. The purchase price is subject to final balance sheet adjustments within 90 days of closing. FEDERAL SCREW WORKS Consolidated Income Statement, Years Ended Jun. 30 ($): Net sales ,524,869 63,982,677 61,059,950 Cost of products sold ,195,437 58,849,694 56,634,947 Selling, general & ,082,603 3,673,010 3,511,549 Interest expense , , ,532 Other income (expense) , , ,387 Earnings (loss).. 4,210,145 1,340, ,309 Current federal income taxes (benefit) (2,877,008) Net earnings (loss).. 7,087,153 1,340, ,309 shares

6 1216 MERGENT OTC INDUSTRIAL NEWS October 11, outstanding-basic.... 1,381,595 1,381,595 1,381,595 outstanding ,381,595 1,381,595 1,381,595 Net earnings (loss) per share-basic $5.13 $0.97 $ Consolidated Balance Sheet, Years Ended Jun. 30 ($): Cash , ,543 Accounts receivables, gross ,506,867 10,953,004 Allowance for uncollectible accounts receivable ,000 50,000 Accounts receivable, net ,456,867 10,903,004 Finished products ,012,837 2,803,514 In-process products ,245,602 13,670,703 Raw materials & supplies ,345,618 1,661,665 Total inventories ,604,057 18,135,882 Prepaid expenses & other current assets , ,609 Assets held for sale ,171 5,171 Total current assets ,917,870 29,541,209 Company owned life insurance ,991,228 1,908,657 Deferred federal income taxes ,877, Other assets , ,067 Land , ,467 Buildings & improvements ,830,108 11,831,704 Machinery & equipment ,449, ,164,596 Gross property, plant & equipment ,667, ,383,767 depreciation ,331,769 94,577,967 equipment, net ,335,709 21,805,800 Total assets ,396,748 53,424,733 Accounts payable ,096,768 6,137,484 Payroll & employee benefits ,930,872 2,298,498 Taxes, other than income taxes , ,012 Other accrued liabilities , ,497 Current portion of long-term debt ,702,719 1,582,719 Current portion of postretirement benefits , ,927 Total current liabilities ,756,916 12,194,137 Notes payable to bank ,745,886 19,106,139 Less current maturities ,702,719 1,582,719 Employee benefits , ,778 Postretirement benefits ,744,187 12,683,677 Pension benefits ,962,184 9,113,672 Other liabilities ,364, ,926 Total long-term liabilities ,842,940 40,459,473 Common stock ,381,595 1,381,595 Additional capital ,269,476 3,269, ,293,806 17,206,653 Unrecognized (loss) & prior service costs in pensions, net (23,480,213) (17,752,165) Unrecognized (loss) & prior service costs in postretirement benefit, net (2,667,772) (3,334,436) (loss) (26,147,985) (21,086,601) equity (deficit) ,796, ,123 1 Reclassified to conform with presentation FORTRESS BIOTECH INC On Sept. 12,, Co. s wholly-owned subsidiary, FBIO Acquisition, Inc., merged with and into National Holdings Corp. ("NHLD"), with NHLD continuing as the surviving corporation and became a wholly-owned subsidiary of Co. As the result of the merger, each issued and outstanding shares of NHLD s common stock, par value $0.02 per share, were converted to the right to receive $3.25 per share, net to the seller in cash (less any required withholding taxes and without interest). The aggregate consideration paid by Co. was approximately $22,871,816, without giving effect to related transaction fees and expenses. GOLDEN ENTERPRISES INC On Sept. 30,, Utz Quality Foods, LLC ("Utz") whollyowned subsidiary, Westminster Sub, Inc. ("Merger Sub"), merged with and into Co., with Co. continuing as the surviving corporation and became a wholly-owned subsidiary of Utz. As the result of the merger, each share of Co. s common stock, par value $0.66-2/3 per share ("Common Stock"), issued and outstanding immediately prior to the Effective Time (other than shares owned by Co. or any of its subsidiaries, Utz, Merger Sub or any other subsidiary of Utz) was converted into the right to receive $12.00 in cash, without interest, and less any applicable withholding taxes (the "Merger Consideration"). The aggregate Merger Consideration paid by Utz was $135,501,084, which came from cash on hand. GREEN PLAINS INC. Acquisition Completed On Sept. 23,, Green Plains Inc. ("GPRE") acquired three ethanol plants, with combined production capacity of 236,000,000 gallons per year, located in Madison, IL, Mount Vernon, IN and York, NE, from Abengoa BioEnergy Company, LLC, Abengoa BioEnergy of Illinois, LLC and Abengoa BioEnergy of Indiana, LLC for approximately $237,000,000 in cash plus certain working capital adjustments. GREEN PLAINS INC. Acquisition Completed On Oct. 3,, Co. s indirect wholly-owned subsidiary, Green Plains II LLC ("GP II"), acquired all of the issued and outstanding capital stock of SCI Ingredients Holdings, Inc. ("SCI"), SCI is the holding company of Fleischmann s Vinegar Company, Inc. ("FVC"), a manufacturer and marketer of food-grade industrial vinegar, from Stone Canyon Industries LLC and other selling shareholders for $250,000,000 in cash, subject to certain postclosing adjustments. GREEN PLAINS INC. Interest Sale Completed On Sept. 23,, Green Plains Partners LP (the "Partnership") through wholly-owned subsidiaries acquired certain ethanol storage assets located in Madison, IL, Mount Vernon, IN and York, NE (the "Storage Assets") from its parent Co., Green Plains Madison LLC ("Green Plains Madison"), Green Plains Mount Vernon LLC ("Green Plains Mount Vernon"), Green Plains York LLC ("Green Plains York" and collectively with Co., Green Plains Madison and Green Plains Mount Vernon, the "GPRE Sellers") for cash consideration of $90,000,000. GREEN PLAINS PARTNERS LP Acquisition Completed On Sept. 23,, Co., through wholly-owned subsidiaries acquired certain ethanol storage assets located in Madison, IL, Mount Vernon, IN and York, NE (the "Storage Assets") from its parent Green Plains Inc. ("GPRE"), Green Plains Madison LLC ("Green Plains Madison"), Green Plains Mount Vernon LLC ("Green Plains Mount Vernon"), Green Plains York LLC ("Green Plains York" and collectively with GPRE, Green Plains Madison and Green Plains Mount Vernon, the "GPRE Sellers") for cash consideration of $90,000,000. KEY TRONIC CORP. Consolidated Income Statement, Years Ended ($000): 07/02/16 06/27/15 06/28/14 Net sales , , ,394 Cost of sales , , ,540 Gross profit ,825 33,305 26,854 Research, development & engineering ,397 5,784 5,586 Selling, general & ,012 20,868 11,964 Total operating expenses ,409 26,652 17,550 Operating income (loss) ,416 6,653 9,304 Interest expense, net ,265 1, Domestic ,228 3,395 4,687 Income before Foreign ,923 1,905 4, ,151 5,300 9,223 Current income tax provision (benefit) - United States ,014 1,701 1,220 Current income tax provision (benefit) - Foreign , ,017 Total current income tax provision (benefit)... 2,974 2,676 2,237 Deferred income tax provision (benefit) - United States (1,285) (1,486) 1,566 Deferred income tax provision (benefit) - Foreign (71) (194) (2,193) Total deferred income tax provision (benefit)... (1,356) (1,680) (627) Income tax provision (benefit)... 1, , ,533 4,304 7,613 - basic ,710 10,572 10,528 - diluted ,278 11,286 11,358 outstanding ,725 10,706 10,547 per share - basic..... $0.61 $0.41 $0.72 per share - diluted.... $0.58 $0.38 $ As is 1 4, , Consolidated Balance Sheet, Years Ended ($000): 07/02/16 1 3, /27/15 Cash & cash equivalents , Trade receivables, gross ,813 72,949 Less: allowance for doubtful accounts Trade receivables, net ,678 72,852 Finished goods ,384 8,019 Work-in-process ,988 15,220 Raw materials & supplies ,634 68,355 Inventories ,006 91,594 Other current assets ,757 13,646 Total current assets , ,464 Land ,940 2,940 Buildings & improvements ,737 23,134 Equipment ,095 48,126 Furniture & fixtures ,924 3,065 equipment, gross ,696 77,265 Accumulated depreciation ,771 50,291 equipment, net ,925 26,974 Deferred income tax asset ,982 6,723 Other assets ,673 1,621 Goodwill ,957 9,957 Other intangibles assets ,928 7,055 Total assets , ,794 Accounts payable ,967 61,528 Accrued compensation & vacation ,571 9,467 Current portion of debt ,000 5,000 Other current liabilities ,572 10,794 Total current liabilities ,110 86,789 Term loan ,250 26,250 Revolving loan ,073 11,631 Deferred income tax liability Other long-term obligations ,909 4,855 Total long-term