Form 603. Notice of initial substantial holder

Transcription

1 Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder To Company Name/Scheme LIFESTYLE COMMUNITIES LIMITED (LIC) ACN/ARSN ACN Details of substantial holder(1) Name WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure B ACN/ARSN (if applicable) ACN The holder became a substantial holder on 09/02/ Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: Class of securities (4) Number of securities Person s votes (5) Voting power (6) Shares 5,750,938 5,750,938 Total 5,750,938 5,750, % 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Number of securities Class of securities Advance Asset Management Advance Asset Management Ltd is the responsible entity of various managed investment schemes and also acts as a fund manager. 1,386,460 BT Funds Management BT Funds Management is the manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. 15,631 Page 1 of 9

2 Management (Fund Services) Management (Institutional) Westpac Financial Services Group Management (Fund Services) is the responsible entity of various managed investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. Management (Institutional) (previously known as BT Investment Management (RE) ) is the fund manager of various superannuation funds, institutional investor portfolios and unit trusts and, in that capacity, can exercise the power to vote or dispose of the shares. Westpac Financial Services Group Registered Holder of Securities. ABN: ,338, ,966 81, Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Holder of relevant interest BT Funds Management Westpac Financial Services Group Management (Institutional) Advance Asset Management Management (Fund Services) Registered holder of securities BT Portfolio Services HSBC Custody Nominees (Australia). Citicorp Nominees Pty HSBC Custody Nominees (Australia). HSBC Custody Nominees (Australia). Persons entitled to be registered as holder (8) Class and number of securities See Annexure 'A' 15,631 See Annexure 'A' 81,629 See Annexure 'A' 928,966 See Annexure 'A' 1,386,460 See Annexure 'A' 3,338,252 Page 2 of 9

3 5. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows: Holder of relevant Date of acquisition Consideration (9) Class and number of interest Cash Non-cash securities WBC & associates See Annexure A See Annexure A See Annexure A 6. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association 7. Addresses The addresses of persons named in this form are as follows: Name Westpac Banking Corporation (WBC) BT Funds Management Westpac Financial Services Group Management (Institutional) Advance Asset Management Management (Fund Services) LIFESTYLE COMMUNITIES LIMITED (LIC) Address Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 The Company Secretary, LIFESTYLE COMMUNITIES LIMITED (LIC) Level 2, 25 Ross Street SOUTH MELBOURNE VIC 3205 Tel: Signature Print name Tim Hartin Capacity Company Secretary Sign here Date 11/ 02/2016 Page 3 of 9

4 DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members, is clearly set out in paragraph 7 of the form. (2) See the definition of associate in section 9 of the Corporations Act (3) See the definition of relevant interest in sections 608 and 671B(7) of the Corporations Act (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. (6) The person s votes divided by the total votes in the body corporate scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and with a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of relevant agreement in section 9 of the Corporations Act (8) If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write unknown. (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. Page 4 of 9

5 ANNEXURE A This is annexure A referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN and its associated entities. Tim Hartin Company Secretary, Westpac Banking Corporation 11/02/2016 Sales & Purchases for the period : 9/10/2015 to 9/02/2016 SECURITY: LIC Advance Asset Management 9/02/2016 HSBC Custody Nominees (Australia). 1,194,113 2,997, Total 1,194,113 2,997, Advance Asset Management Total : 1,194,113 2,997, Asgard Capital Management 22/10/2015 Asgard Capital Management -1,552-3, /11/2015 Asgard Capital Management -1,119-2, /11/2015 Asgard Capital Management , /11/2015 Asgard Capital Management , /11/2015 Asgard Capital Management , /12/2015 Asgard Capital Management -1,119-2, Total -5,581-13, Asgard Capital Management Total : -5,581-13, BT Funds Management 4/11/2015 Asgard Capital Management -6,272-15, /11/2015 Asgard Capital Management , /11/2015 Asgard Capital Management -2,707-6, Total -9,695-24, /01/2016 BT Portfolio Services /01/2016 BT Portfolio Services 3,188 7, Total 3,500 8, BT Funds Management Total : -6,195-15, Management (Fund Services) 20/10/2015 HSBC Custody Nominees (Australia). -1,841-4, /11/2015 HSBC Custody Nominees (Australia). -2,647-6, /11/2015 HSBC Custody Nominees (Australia). -4,501-11, /11/2015 HSBC Custody Nominees (Australia). -2,383-6, /11/2015 HSBC Custody Nominees (Australia). -5,719-14, /11/2015 HSBC Custody Nominees (Australia). -6,672-17, Page 5 of 9

6 11/11/2015 HSBC Custody Nominees (Australia). -4,766-12, /11/2015 HSBC Custody Nominees (Australia). -8,793-22, /11/2015 HSBC Custody Nominees (Australia). -35,741-92, /11/2015 HSBC Custody Nominees (Australia). -172, , /11/2015 HSBC Custody Nominees (Australia). -37,732-97, /11/2015 HSBC Custody Nominees (Australia). -84, , /11/2015 HSBC Custody Nominees (Australia). -6,204-16, /12/2015 HSBC Custody Nominees (Australia). 1,650 4, /12/2015 HSBC Custody Nominees (Australia). -3,300-8, /01/2016 HSBC Custody Nominees (Australia). -2,273-5, /01/2016 HSBC Custody Nominees (Australia) Total -378, , Management (Fund Services) Total : -378, , Management (Institutional) 5/11/2015 Citicorp Nominees Pty -7,852-20, /11/2015 Citicorp Nominees Pty -2,617-6, /11/2015 Citicorp Nominees Pty -2,385-6, /11/2015 Citicorp Nominees Pty -3,896-9, /11/2015 Citicorp Nominees Pty -7,328-18, /11/2015 Citicorp Nominees Pty -2,909-7, /11/2015 Citicorp Nominees Pty -2,325-6, /11/2015 Citicorp Nominees Pty , /11/2015 Citicorp Nominees Pty -9,059-23, /11/2015 Citicorp Nominees Pty -3,006-7, /11/2015 Citicorp Nominees Pty -5,031-13, /11/2015 Citicorp Nominees Pty -27,326-70, /11/2015 Citicorp Nominees Pty -3,896-10, /11/2015 Citicorp Nominees Pty -70, , /11/2015 Citicorp Nominees Pty -243, , /11/2015 Citicorp Nominees Pty -10,175-26, /11/2015 Citicorp Nominees Pty -6,815-17, /12/2015 Citicorp Nominees Pty 1,650 4, /12/2015 Citicorp Nominees Pty 412 1, /12/2015 Citicorp Nominees Pty 410 1, /01/2016 Citicorp Nominees Pty 2,273 5, Total -404,644-1,048, Management (Institutional) Total : -404,644-1,048, Westpac Financial Services Group 9/12/2015 HSBC Custody Nominees (Australia) , /12/2015 HSBC Custody Nominees (Australia) , Total , Westpac Financial Services Group Total : , Page 6 of 9

7 ANNEXURE B This is the annexure B (being 3 pages) referred to in Form 603, Notice of initial substantial holder, lodged for Westpac Banking Corporation ACN and its associated entities Tim Hartin Company Secretary, Westpac Banking Corporation 11/02/2016 Westpac Banking Corporation Australia Series M WST Trust Australia 1925 (Commercial) Pty Australia Series WST Trust Australia 1925 (Industrial) Pty Australia Series WST Trust Australia 1925 Advances Pty Australia Series WST Trust Australia Papua New A.G.C. (Pacific) Guinea Series WST Trust Australia Advance Asset Management Australia Series WST Trust Australia Altitude Administration Pty Australia Series WST Trust Australia Altitude Rewards Pty Australia Series WST Trust Australia Aotearoa Financial Services New Zealand Series WST Trust Australia Ascalon Capital Managers (Asia) Hong Kong Series WST Trust Australia Ascalon Capital Managers Australia Series WST Trust Australia Ascalon Funds Seed Pool Trust Australia SIE-Lease (Australia) Pty Australia Asgard Capital Management Australia SIE-Lease (New Zealand) Pty New Zealand Asgard Wealth Solutions Australia Sixty Martin Place (Holdings) Pty Australia Australian Loan Processing Security Company Pty Ltd Australia St.George Business Finance Pty Australia Australian Loan Processing Security Trust Australia St.George Custodial Pty Australia Bella Trust No. 2 Australia St.George Equity Finance Australia Belliston Pty Australia St.George Finance Holdings Australia Bill Acceptance Corporation Pty Australia St.George Finance Australia BT (Queensland) Pty Australia St.George Life Australia BT Australia Pty Australia St.George Motor Finance Australia BT Financial Group (NZ) New Zealand St.George Security Holdings Pty Australia BT Financial Group Pty Australia Sydney Capital Corp Inc. USA BT Funds Management (NZ) New Zealand Tavarua Funding Trust IV USA BT Funds Management Australia The Home Mortgage Company New Zealand BT Funds Management No.2 Australia The Mortgage Company Pty Australia BT Long Term Income Fund Australia Value Nominees Pty Australia BT Portfolio Services Australia W2 Investments Pty Australia BT Private Nominees Pty Australia Waratah Receivables Corp Pty Australia BT Securities Australia Waratah Securities Australia Australia BT Short Term Income Fund Australia Westpac (NZ) Investments New Zealand Canning Park Capital Pte. Ltd Australia Westpac Administration Pty Australia Capital Corporate Finance Australia Westpac Administration 2 Australia Capital Finance (NZ) Australia Westpac Administration 3 Australia Capital Finance Australia Australia Westpac Administration 4 Australia Capital Finance New Zealand Australia Westpac Altitude Rewards Trust Australia Capital Fleetlease Australia Westpac Americas Inc. USA Capital Motor Finance Australia Westpac Asian Lending Pty Australia Capital Rent Group New Zealand Westpac Bank-PNG- Castlereagh Trust Australia Westpac Capital Holdings Inc. USA Papua New Guinea Page 7 of 9

8 CBA Australia Westpac Capital Markets Holding Corp. USA Challenge Australia Westpac Capital Markets LLC USA Core Infrastructure Income Feeder 1 L P UK Westpac Capital Trust IV USA Core Infrastructure Income Feeder 2 L P UK Westpac Capital-NZ- New Zealand Core Infrastructure Income Master L P UK Westpac Cash PIE Fund Australia Crusade ABS Series Trust Australia Westpac Cook Cove Trust I Australia Crusade ABS Series Trust Australia Westpac Cook Cove Trust II Australia Crusade ABS Series Trust Australia Westpac Covered Bond Trust Australia Crusade CP Management Pty Australia Westpac Custodian Nominees Pty Australia Crusade CP No.1 Pty Australia Westpac Debt Securities Pty Australia Crusade CP Trust No. 53 Australia Westpac Delta LLC USA Crusade CP Trust No. 56 Australia Westpac Direct Equity Investments Pty Australia Crusade CP Trust No. 57 Australia Westpac Equipment Finance Australia Crusade CP Trust No. 58 Australia Westpac Equity Holdings Pty Australia Crusade Euro Trust 1E of 2006 Australia Westpac Equity Investments NZ New Zealand Crusade Euro Trust 1E of 2007 Australia Westpac Equity Pty Australia Crusade Global Trust 1 of 2006 Australia Westpac Europe UK Crusade Global Trust 1 of 2007 Australia Westpac Finance (HK) Hong Kong Crusade Global Trust 2 of 2005 Australia Westpac Financial Consultants Australia Crusade Global Trust 2 of 2006 Australia Westpac Financial Holdings Pty Australia Crusade Management Australia Westpac Financial Services Group Australia Crusade 2P Trust of 2008 Australia Westpac Financial Services Group-NZ- New Zealand Danaby Pty Australia Westpac Financial Services Australia Data Republic Pty Australia Westpac Funds Financing Holdco Pty Australia eqr Securities Pty. Australia Westpac Funds Financing Pty Australia Europe Infrastructure Debt LP UK Westpac Funding Holdings Pty Australia General Credits Pty Australia Westpac General Insurance Australia Halcyon Securities Pty Australia Westpac General Insurance Services Australia Hastings Advisers LLC USA Westpac Global Capital Markets Pty Australia Hastings Forestry Investments New Zealand Westpac Group Investment-NZ- New Zealand Hastings Forests Australia Pty Australia Westpac Holdings-NZ- New Zealand Hastings Funds Management (UK) Singapore Westpac Investment Capital Corporation USA Hastings Funds Management (USA) Inc. UK Westpac Investment Vehicle No.2 Pty Australia Hastings Funds Management Asia Pty. USA Westpac Investment Vehicle No.3 Pty Australia Hastings Funds Management Australia Westpac Investment Vehicle Pty Australia Hastings Infrastructure 1 UK Westpac Leasing Nominees-Vic.-Pty Australia Hastings Infrastructure 2 UK Westpac Lenders Mortgage Insurance Australia Hastings Investment Capital LP USA Westpac Life Insurance Services Australia Hastings Investment Management Pty Ltd USA Westpac Life-NZ- New Zealand Hastings Investment Management (Europe) Ltd UK Westpac New Zealand Group New Zealand Hastings Investments GP LLC Australia Westpac New Zealand New Zealand Hastings Korea Company Korea Westpac Nominees-NZ- New Zealand Hastings Management Pty Australia Westpac Notice Saver PIE Fund Australia Hastings Private Equity Fund IIA Pty Australia Westpac NZ Covered Bond Holdings New Zealand Hickory Trust Australia Westpac NZ Covered Bond New Zealand Hitton Pty Australia Westpac NZ Operations New Zealand Page 8 of 9

9 HLT Custodian Trust New Zealand Westpac NZ Securitisation Holdings New Zealand Infrastructure GP LLP UK Westpac NZ Securitisation New Zealand Infrastructure GP 2 LLP UK Westpac NZ Securitisation No. 2 New Zealand Infrastructure Research and Advisory Services Private India Westpac Overseas Holdings No. 2 Pty Australia Magnitude Group Pty Australia Westpac Overseas Holdings Pty Australia MIF Custodian Trust New Zealand Westpac Properties Australia Mortgage Management Pty Australia Westpac RE Australia Net Nominees Australia Westpac Securities Administration Australia Number 120 New Zealand Westpac Securities Australia Oniston Pty Australia Westpac Securities NZ New Zealand Partnership Pacific Pty Australia Westpac Securitisation Holdings Pty Australia Partnership Pacific Securities Pty Australia Westpac Securitisation Management Pty Australia Pashley Investments Pty Australia Westpac Singapore Singapore Qvalent Pty Australia Westpac Structured Products Australia RAMS Financial Group Pty Australia Westpac Superannuation Nominees-NZ- New Zealand Reinventure Fund ILP Australia Westpac Syndications Management Pty Australia RMS Warehouse Trust Australia Westpac Term PIE Fund New Zealand Sallmoor Pty Australia Westpac TPS Trust Australia Securitor Financial Group Australia Westpac Unit Trust Australia Seed Pool Trust No. 2 Australia Westpac USA Inc. USA Note: Westpac retains 31.0% ownership of Management who lodges separate notices under ASX code BTT Management (31.0%) Management (Institutional) (Subsidiary of Management ) Australia Australia Page 9 of 9