2013 Department of the Treasury Internal Revenue Service

Transcription

1 ** PUBLIC DISCLOSURE COPY ** OMB Return of Organization Exempt From Inome Tax Form 0 Under setion 501, 57, or 447(1) of the Internal Revenue Code (exept private foundations) 01 Department of the Treasury Internal Revenue Servie Do not enter Soial Seurity numers on this form as it may e made puli. Information aout Form 0 and its instrutions is at Open to Puli Inspetion A For the 01 alendar year, or tax year eginning OCT 1, 01 and ending SEP 0, 014 B Chek if C Name of organization D Employer identifiation numer appliale: AMERICAN SOCIETY OF CIVIL ENGINEERS Address hange FOUNDATION, INC. Name hange Doing Business As ASCE FOUNDATION Initial return Numer and street (or P.O. ox if mail is not delivered to street address) Room/suite E Telephone numer Terminated 1801 ALEANDER BELL DRIVE Amended return City or town, state or provine, ountry, and ZIP or foreign postal ode G Gross reeipts 5,61,70. Appliation pending RESTON, VA 011 F Name and address of prinipal offier: CHRISTINE WILLIAMS H Is this a group return for suordinates? ~~ Yes No SAME AS C ABOVE H() Are all suordinates inluded? Yes No I Tax-exempt status: 501() 501 ( ) (insert no.) 447(1) or 57 If "No," attah a list. (see instrutions) J Wesite: H Group exemption numer K Form of organization: Corporation Trust Assoiation Other L Year of formation: 14 M State of legal domiile: DC Part I Summary 1 Briefly desrie the organization's mission or most signifiant ativities: SEE SCHEDULE O Ativities & Governane Revenue Expenses Net Assets or Fund Balanes Sign Here Paid a Total unrelated usiness revenue from Part VIII, olumn (C), line Net unrelated usiness taxale inome from Form 0-T, line 4 16a Professional fundraising fees (Part I, olumn (A), line 11e) ~~~~~~~~~~~~~~ Total fundraising expenses (Part I, olumn (D), line 5) 84, Chek this ox a 7 Beginning of Current Year End of Year 1,4,706. 1,14,04. 1,76,58. 55, ,48,117. 1,608,508. Under penalties of perjury, I delare that I have examined this return, inluding aompanying shedules and statements, and to the est of my knowledge and elief, it is true, orret, and omplete. Delaration of preparer (other than offier) is ased on all information of whih preparer has any knowledge. Signature of offier PETER SHAVALAY, CFO Type or print name and title Print/Type preparer's name ELIZABETH HELLER if the organization disontinued its operations or disposed of more than 5% of its net assets. Numer of voting memers of the governing ody (Part VI, line 1a) Numer of independent voting memers of the governing ody (Part VI, line 1) Total numer of individuals employed in alendar year 01 (Part V, line a) ~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~ Total numer of volunteers (estimate if neessary) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Contriutions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~ Program servie revenue (Part VIII, line g) ~~~~~~~~~~~~~~~~~~~~~ Investment inome (Part VIII, olumn (A), lines, 4, and 7d) ~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~ Other revenue (Part VIII, olumn (A), lines 5, 6d, 8,, 10, and 11e) ~~~~~~~~ Total revenue - add lines 8 through 11 (must equal Part VIII, olumn (A), line 1) Grants and similar amounts paid (Part I, olumn (A), lines 1-) Benefits paid to or for memers (Part I, olumn (A), line 4) Salaries, other ompensation, employee enefits (Part I, olumn (A), lines 5-10) Other expenses (Part I, olumn (A), lines 11a-11d, 11f-4e) ~~~~~~~~~~~ ~~~~~~~~~~~~~ ~~~ Total expenses. Add lines 1-17 (must equal Part I, olumn (A), line 5) ~~~~~~~ Revenue less expenses. Sutrat line 18 from line 1 Total assets (Part, line 16) ~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 Total liailities (Part, line 6) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Net assets or fund alanes. Sutrat line 1 from line 0 Part II Signature Blok = = Date Chek if self-employed PTIN , ,6. Prior Year Current Year 578,571.,4,.,45,51.,566,718. 1,71 6,0. 50,07. 58,57.,00,875. 5,6,15. 1,10,847. 1,46,64. 1,74,474.,57,754.,078,1. 4,04,118.,554. 1,1,007. Preparer Firm's name TATE AND TRYON Firm's EIN Use Only Firm's address 01 L STREET, NW SUITE 400 WASHINGTON, DC 006 Phone no. May the IRS disuss this return with the preparer shown aove? (see instrutions) Yes No LHA For Paperwork Redution At Notie, see the separate instrutions. Form 0 (01)

2 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Part III Statement of Program Servie Aomplishments 1 4 4a Chek if Shedule O ontains a response or note to any line in this Part III Briefly desrie the organization's mission: THE FOUNDATION PROVIDES SUPPORT FOR CIVIL ENGINEERING PROGRAMS THAT ENHANCE QUALITY OF LIFE FOR ALL, PROMOTE THE PROFESSION, ADVANCE TECHNICAL PRACTICES, AND PREPARE CIVIL ENGINEERS FOR TOMORROW. THE SUPPORT IS MOST OFTEN, BUT NOT LIMITED TO, CHARITABLE, EDUCATIONAL, Did the organization undertake any signifiant program servies during the year whih were not listed on the prior Form 0 or 0-EZ? If "Yes," desrie these new servies on Shedule O. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization ease onduting, or make signifiant hanges in how it onduts, any program servies? ~~~~~~ If "Yes," desrie these hanges on Shedule O. Desrie the organization's program servie aomplishments for eah of its three largest program servies, as measured y expenses. Setion 501() and 501(4) organizations are required to report the amount of grants and alloations to others, the total expenses, and Yes Yes Page revenue, if any, for eah program servie reported. ( Code: ) ( Expenses,14,06. inluding grants of 1,46,64. ) ( Revenue,566,718. ) SUPPORT FOR PROGRAMS OF RELATED ORGANIZATIONS: PROVIDE GRANTS AND CONTRIBUTIONS TO ASCE, AND AFFILIATES, FOR THE ADVANCEMENT OF THE FOUNDATION'S MISSION. THIS INCLUDES THE SUPPORT OF PROGRAMS WITHIN THREE STRATEGIC AREAS: (1) EDUCATION FOR TODAY & TOMORROW -- PROGRAMS THAT PREPARE AND INSPIRE THE NET GENERATION OF CIVIL ENGINEERS. () POLICY & PARTICIPATION -- PROGRAMS THAT ADVANCE CIVIL ENGINEERS AS ENTRUSTED LEADERS WITHIN OUR COMMUNITIES. () ADVANCING THE PROFESSION -- PROGRAMS THAT LEVERAGE THE FULL BREADTH OF THE PROFESSION TO INCREASE ITS POSITIVE IMPACT ON OUR WORLD. No No 4 ( Code: ) ( Expenses inluding grants of ) ( Revenue ) 4 ( Code: ) ( Expenses inluding grants of ) ( Revenue ) 4d 4e Other program servies (Desrie in Shedule O.) ( Expenses inluding grants of ) ( Revenue ) Total program servie expenses,14,06. Form 0 (01)

3 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Part IV Cheklist of Required Shedules a d e f 0a Is the organization desried in setion 501() or 447(1) (other than a private foundation)? If "Yes," omplete Shedule A ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Is the organization required to omplete Shedule B, Shedule of Contriutors? ~~~~~~~~~~~~~~~~~~~~~~ Did the organization engage in diret or indiret politial ampaign ativities on ehalf of or in opposition to andidates for puli offie? If "Yes," omplete Shedule C, Part I Setion 501() organizations. Did the organization engage in loying ativities, or have a setion 501(h) eletion in effet during the tax year? If "Yes," omplete Shedule C, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," omplete Shedule D, Part I the environment, histori land areas, or histori strutures? If "Yes," omplete Shedule D, Part II~~~~~~~~~~~~~~ If "Yes," omplete Shedule D, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," omplete Shedule D, Part IV Did the organization report an amount for land, uildings, and equipment in Part, line 10? If "Yes," omplete Shedule D, Part VI assets reported in Part, line 16? If "Yes," omplete Shedule D, Part VII Part, line 16? If "Yes," omplete Shedule D, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for other liailities in Part, line 5? If "Yes," omplete Shedule D, Part ~~~~~~ If "Yes," omplete Shedule D, Part 1a Did the organization otain separate, independent audited finanial statements for the tax year? If "Yes," omplete Shedule D, Parts I and II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ or more? If "Yes," omplete Shedule F, Parts I and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ foreign organization? If "Yes," omplete Shedule F, Parts II and IV olumn (A), lines 6 and 11e? If "Yes," omplete Shedule G, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 and 8a? If "Yes," omplete Shedule G, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ omplete Shedule G, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Is the organization a setion 501(4), 501(5), or 501(6) organization that reeives memership dues, assessments, or similar amounts as defined in Revenue Proedure 8-1? If "Yes," omplete Shedule C, Part III ~~~~~~~~~~~~~~ Did the organization maintain any donor advised funds or any similar funds or aounts for whih donors have the right to provide advie on the distriution or investment of amounts in suh funds or aounts? Did the organization reeive or hold a onservation easement, inluding easements to preserve open spae, Did the organization maintain olletions of works of art, historial treasures, or other similar assets? Did the organization report an amount in Part, line 1, for esrow or ustodial aount liaility; serve as a ustodian for amounts not listed in Part ; or provide redit ounseling, det management, redit repair, or det negotiation servies? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization, diretly or through a related organization, hold assets in temporarily restrited endowments, permanent endowments, or quasi-endowments? If "Yes," omplete Shedule D, Part V ~~~~~~~~~~~~~~~~~~~~~~~~ If the organization's answer to any of the following questions is "Yes," then omplete Shedule D, Parts VI, VII, VIII, I, or as appliale. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for investments - other seurities in Part, line 1 that is 5% or more of its total Did the organization operate one or more hospital failities? If "Yes," omplete Shedule H ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for investments - program related in Part, line 1 that is 5% or more of its total assets reported in Part, line 16? If "Yes," omplete Shedule D, Part VIII ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report an amount for other assets in Part, line 15 that is 5% or more of its total assets reported in Did the organization's separate or onsolidated finanial statements for the tax year inlude a footnote that addresses the organization's liaility for unertain tax positions under FIN 48 (ASC 740)? If "Yes," ~~~~ Was the organization inluded in onsolidated, independent audited finanial statements for the tax year? If "Yes," and if the organization answered "No" to line 1a, then ompleting Shedule D, Parts I and II is optional ~~~~~ 1 Is the organization a shool desried in setion 170()(1)(A)(ii)? If "Yes," omplete Shedule E ~~~~~~~~~~~~~~ 14a Did the organization maintain an offie, employees, or agents outside of the United States? ~~~~~~~~~~~~~~~~ Did the organization have aggregate revenues or expenses of more than 10,000 from grantmaking, fundraising, usiness, investment, and program servie ativities outside the United States, or aggregate foreign investments valued at 100,000 Did the organization report on Part I, olumn (A), line, more than 5,000 of grants or other assistane to or for any ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report on Part I, olumn (A), line, more than 5,000 of aggregate grants or other assistane to or for foreign individuals? If "Yes," omplete Shedule F, Parts III and IV ~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report a total of more than 15,000 of expenses for professional fundraising servies on Part I, Did the organization report more than 15,000 total of fundraising event gross inome and ontriutions on Part VIII, lines Did the organization report more than 15,000 of gross inome from gaming ativities on Part VIII, line a? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes" to line 0a, did the organization attah a opy of its audited finanial statements to this return? ~~~~~~~~~~~~~~~~ a d 11e 11f 1a a a Yes Page No 0 Form 0 (01)

4 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Part IV Cheklist of Required Shedules (ontinued) d 5a Setion 501() and 501(4) organizations. Did the organization engage in an exess enefit transation with a disqualified person during the year? If "Yes," omplete Shedule L, Part I ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report more than 5,000 of grants or other assistane to any domesti organization or government on Part I, olumn (A), line 1? If "Yes," omplete Shedule I, Parts I and II ~~~~~~~~~~~~~~~~~~ Did the organization report more than 5,000 of grants or other assistane to individuals in the United States on Part I, olumn (A), line? If "Yes," omplete Shedule I, Parts I and III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization answer "Yes" to Part VII, Setion A, line, 4, or 5 aout ompensation of the organization's urrent and former offiers, diretors, trustees, key employees, and highest ompensated employees? If "Yes," omplete Shedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4a Did the organization have a tax-exempt ond issue with an outstanding prinipal amount of more than 100,000 as of the last day of the year, that was issued after Deemer 1, 00? If "Yes," answer lines 4 through 4d and omplete Shedule K. If "No", go to line 5a Shedule L, Part I If "Yes," omplete of any of these persons? If "Yes," omplete Shedule L, Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ diretor, trustee, or diret or indiret owner? If "Yes," omplete Shedule L, Part IV ~~~~~~~~~~~~~~~~~~~~~ ontriutions? If "Yes," omplete Shedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," omplete Shedule N, Part I Shedule N, Part II Part V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization invest any proeeds of tax-exempt onds eyond a temporary period exeption? Did the organization maintain an esrow aount other than a refunding esrow at any time during the year to defease any tax-exempt onds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization at as an "on ehalf of" issuer for onds outstanding at any time during the year? If "Yes," omplete ~~~~~~~~~~~ ~~~~~~~~~~~ Is the organization aware that it engaged in an exess enefit transation with a disqualified person in a prior year, and that the transation has not een reported on any of the organization's prior Forms 0 or 0-EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization report any amount on Part, line 5, 6, or for reeivales from or payales to any urrent or former offiers, diretors, trustees, key employees, highest ompensated employees, or disqualified persons? If so, omplete Shedule L, Part II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization provide a grant or other assistane to an offier, diretor, trustee, key employee, sustantial ontriutor or employee thereof, a grant seletion ommittee memer, or to a 5% ontrolled entity or family memer Was the organization a party to a usiness transation with one of the following parties (see Shedule L, Part IV instrutions for appliale filing thresholds, onditions, and exeptions): a A urrent or former offier, diretor, trustee, or key employee? If "Yes," omplete Shedule L, Part IV ~~~~~~~~~~~ A family memer of a urrent or former offier, diretor, trustee, or key employee? If "Yes," omplete Shedule L, Part IV ~~ An entity of whih a urrent or former offier, diretor, trustee, or key employee (or a family memer thereof) was an offier, Did the organization reeive more than 5,000 in non-ash ontriutions? If "Yes," omplete Shedule M ~~~~~~~~~ Did the organization reeive ontriutions of art, historial treasures, or other similar assets, or qualified onservation Did the organization liquidate, terminate, or dissolve and ease operations? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization sell, exhange, dispose of, or transfer more than 5% of its net assets? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization own 100% of an entity disregarded as separate from the organization under Regulations setions and ? If "Yes," omplete Shedule R, Part I ~~~~~~~~~~~~~~~~~~~~~~~~ Was the organization related to any tax-exempt or taxale entity? If "Yes," omplete Shedule R, Part II, III, or IV, and ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5a Did the organization have a ontrolled entity within the meaning of setion 51()(1)? ~~~~~~~~~~~~~~~~~~ If "Yes" to line 5a, did the organization reeive any payment from or engage in any transation with a ontrolled entity within the meaning of setion 51()(1)? If "Yes," omplete Shedule R, Part V, line ~~~~~~~~~~~~~~~~~~~ Setion 501() organizations. Did the organization make any transfers to an exempt non-haritale related organization? If "Yes," omplete Shedule R, Part V, line ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization ondut more than 5% of its ativities through an entity that is not a related organization and that is treated as a partnership for federal inome tax purposes? If "Yes," omplete Shedule R, Part VI ~~~~~~~~ Did the organization omplete Shedule O and provide explanations in Shedule O for Part VI, lines 11 and 1? Note. All Form 0 filers are required to omplete Shedule O 1 4a 4 4 4d 5a a a Yes Page 4 No 8 Form 0 (01)

5 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Page 5 Part V Statements Regarding Other IRS Filings and Tax Compliane Chek if Shedule O ontains a response or note to any line in this Part V 1a Enter the numer reported in Box of Form 106. Enter -0- if not appliale ~~~~~~~~~~~ a d e f g h a a a Enter the numer of Forms W-G inluded in line 1a. Enter -0- if not appliale ~~~~~~~~~~ 1 Did the organization omply with akup withholding rules for reportale payments to vendors and reportale gaming If at least one is reported on line a, did the organization file all required federal employment tax returns? ~~~~~~~~~~ Note. If the sum of lines 1a and a is greater than 50, you may e required to e-file (see instrutions) ~~~~~~~~~~~ Organizations that may reeive dedutile ontriutions under setion 170. Sponsoring organizations maintaining donor advised funds and setion 50() supporting organizations. Sponsoring organizations maintaining donor advised funds. Setion 501(7) organizations. Enter: Setion 501(1) organizations. Enter: 1a Setion 447(1) non-exempt haritale trusts. Is the organization filing Form 0 in lieu of Form 1041? a (gamling) winnings to prize winners? a Enter the numer of employees reported on Form W-, Transmittal of Wage and Tax Statements, filed for the alendar year ending with or within the year overed y this return ~~~~~~~~~~ a Did the organization have unrelated usiness gross inome of 1,000 or more during the year? ~~~~~~~~~~~~~~ If "Yes," has it filed a Form 0-T for this year? If "No," to line, provide an explanation in Shedule O ~~~~~~~~~~ 4a At any time during the alendar year, did the organization have an interest in, or a signature or other authority over, a finanial aount in a foreign ountry (suh as a ank aount, seurities aount, or other finanial aount)? ~~~~~~~ If "Yes," enter the name of the foreign ountry: J See instrutions for filing requirements for Form TD F 0-.1, Report of Foreign Bank and Finanial Aounts. 5a Was the organization a party to a prohiited tax shelter transation at any time during the tax year? Did the organization reeive a payment in exess of 75 made partly as a ontriution and partly for goods and servies provided to the payor? Setion 501() qualified nonprofit health insurane issuers. Note. See the instrutions for additional information the organization must report on Shedule O. 1a a ~~~~~~~~~~~~ Did any taxale party notify the organization that it was or is a party to a prohiited tax shelter transation? ~~~~~~~~~ If "Yes," to line 5a or 5, did the organization file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6a Does the organization have annual gross reeipts that are normally greater than 100,000, and did the organization soliit any ontriutions that were not tax dedutile as haritale ontriutions? If "Yes," did the organization inlude with every soliitation an express statement that suh ontriutions or gifts were not tax dedutile? ~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization notify the donor of the value of the goods or servies provided? Did the organization sell, exhange, or otherwise dispose of tangile personal property for whih it was required to file Form 88? ~~~~~~~~~~~~~~~ If "Yes," indiate the numer of Forms 88 filed during the year ~~~~~~~~~~~~~~~~ Did the organization reeive any funds, diretly or indiretly, to pay premiums on a personal enefit ontrat? Did the organization, during the year, pay premiums, diretly or indiretly, on a personal enefit ontrat? 7d Did the supporting organization, or a donor advised fund maintained y a sponsoring organization, have exess usiness holdings at any time during the year? 10a 10 11a ~~~~~~~ ~~~~~~~~~ If the organization reeived a ontriution of qualified intelletual property, did the organization file Form 88 as required? ~ If the organization reeived a ontriution of ars, oats, airplanes, or other vehiles, did the organization file a Form 108-C? Did the organization make any taxale distriutions under setion 466? ~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization make a distriution to a donor, donor advisor, or related person? Initiation fees and apital ontriutions inluded on Part VIII, line 1 Gross reeipts, inluded on Form 0, Part VIII, line 1, for puli use of lu failities Gross inome from memers or shareholders ~~~~~~~~~~~~~~~ Gross inome from other soures (Do not net amounts due or paid to other soures against amounts due or reeived from them.) ~~~~~~~~~~~~~~~~~~~ ~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," enter the amount of tax-exempt interest reeived or arued during the year Is the organization liensed to issue qualified health plans in more than one state? ~~~~~~~~~~~~~~~~~~~~~ Enter the amount of reserves the organization is required to maintain y the states in whih the organization is liensed to issue qualified health plans ~~~~~~~~~~~~~~~~~~~~~~ Enter the amount of reserves on hand ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 14a Did the organization reeive any payments for indoor tanning servies during the tax year? ~~~~~~~~~~~~~~~~ If "Yes," has it filed a Form 70 to report these payments? If "No," provide an explanation in Shedule O a 4a 5a 5 5 6a 6 7a 7 7 7e 7f 7g 7h 8 a 1a 1a 14a Yes No 14 Form 0 (01) 5

6 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Page 6 Part VI Governane, Management, and Dislosure For eah "Yes" response to lines through 7 elow, and for a "No" response to line 8a, 8, or 10 elow, desrie the irumstanes, proesses, or hanges in Shedule O. See instrutions. Chek if Shedule O ontains a response or note to any line in this Part VI Setion A. Governing Body and Management 1a Enter the numer of voting memers of the governing ody at the end of the tax year a Is there any offier, diretor, trustee, or key employee listed in Part VII, Setion A, who annot e reahed at the organization's mailing address? If "Yes," provide the names and addresses in Shedule O Setion B. Poliies (This Setion B requests information aout poliies not required y the Internal Revenue Code.) a 16a 1 If there are material differenes in voting rights among memers of the governing ody, or if the governing ody delegated road authority to an exeutive ommittee or similar ommittee, explain in Shedule O. Enter the numer of voting memers inluded in line 1a, aove, who are independent Did the organization ontemporaneously doument the meetings held or written ations undertaken during the year y the following: Were offiers, diretors, or trustees, and key employees required to dislose annually interests that ould give rise to onflits? in Shedule O how this was done ~~~~~~ ~~~~~~ Did any offier, diretor, trustee, or key employee have a family relationship or a usiness relationship with any other offier, diretor, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization delegate ontrol over management duties ustomarily performed y or under the diret supervision of offiers, diretors, or trustees, or key employees to a management ompany or other person? ~~~~~~~~~~~~~~ 4 Did the organization make any signifiant hanges to its governing douments sine the prior Form 0 was filed? ~~~~~ 5 Did the organization eome aware during the year of a signifiant diversion of the organization's assets? ~~~~~~~~~ 6 Did the organization have memers or stokholders? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7a Did the organization have memers, stokholders, or other persons who had the power to elet or appoint one or more memers of the governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Are any governane deisions of the organization reserved to (or sujet to approval y) memers, stokholders, or persons other than the governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ The governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Eah ommittee with authority to at on ehalf of the governing ody? 1a 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~ 10a Did the organization have loal hapters, ranhes, or affiliates? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization have written poliies and proedures governing the ativities of suh hapters, affiliates, and ranhes to ensure their operations are onsistent with the organization's exempt purposes? ~~~~~~~~~~~~~ 11a Has the organization provided a omplete opy of this Form 0 to all memers of its governing ody efore filing the form? Desrie in Shedule O the proess, if any, used y the organization to review this Form 1a Did the organization have a written onflit of interest poliy? If "No," go to line 1 ~~~~~~~~~~~~~~~~~~~~ Did the organization regularly and onsistently monitor and enfore ompliane with the poliy? Did the organization have a written whistlelower poliy? If "Yes," desrie for puli inspetion. Indiate how you made these availale. Chek all that apply. Own wesite Another's wesite Upon request Other (explain in Shedule O) ~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization have a written doument retention and destrution poliy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~ Did the proess for determining ompensation of the following persons inlude a review and approval y independent persons, omparaility data, and ontemporaneous sustantiation of the delieration and deision? The organization's CEO, Exeutive Diretor, or top management offiial Other offiers or key employees of the organization If "Yes" to line 15a or 15, desrie the proess in Shedule O (see instrutions). ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the organization invest in, ontriute assets to, or partiipate in a joint venture or similar arrangement with a taxale entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization follow a written poliy or proedure requiring the organization to evaluate its partiipation in joint venture arrangements under appliale federal tax law, and take steps to safeguard the organization's exempt status with respet to suh arrangements? 16 Setion C. Dislosure 17 List the states with whih a opy of this Form 0 is required to e filed J NONE 18 Setion 6104 requires an organization to make its Forms 10 (or 104 if appliale), 0, and 0-T (Setion 501()s only) availale Desrie in Shedule O whether (and if so, how), the organization made its governing douments, onflit of interest poliy, and finanial statements availale to the puli during the tax year. 0 State the name, physial address, and telephone numer of the person who possesses the ooks and reords of the organization: PETER SHAVALAY ALEANDER BELL DRIVE, RESTON, VA Form 0 (01) a 7 8a 8 10a 10 11a 1a a 15 16a Yes Yes No No

7 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Part VII Compensation of Offiers, Diretors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contrators Setion A. Chek if Shedule O ontains a response or note to any line in this Part VII Offiers, Diretors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this tale for all persons required to e listed. Report ompensation for the alendar year ending with or within the organization's tax year. List all of the organization's urrent offiers, diretors, trustees (whether individuals or organizations), regardless of amount of ompensation. Enter -0- in olumns (D), (E), and (F) if no ompensation was paid. List all of the organization's urrent key employees, if any. See instrutions for definition of "key employee." List the organization's five urrent highest ompensated employees (other than an offier, diretor, trustee, or key employee) who reeived reportale ompensation (Box 5 of Form W- and/or Box 7 of Form 10-MISC) of more than 100,000 from the organization and any related organizations. List all of the organization's former offiers, key employees, and highest ompensated employees who reeived more than 100,000 of reportale ompensation from the organization and any related organizations. List all of the organization's former diretors or trustees that reeived, in the apaity as a former diretor or trustee of the organization, more than 10,000 of reportale ompensation from the organization and any related organizations. List persons in the following order: individual trustees or diretors; institutional trustees; offiers; key employees; highest ompensated employees; and former suh persons. (A) (B) (C) (D) (E) (F) Position (do not hek more than one ox, unless person is oth an offier and a diretor/trustee) Individual trustee or diretor Institutional trustee Offier Key employee Highest ompensated employee Former Chek this ox if neither the organization nor any related organization ompensated any urrent offier, diretor, or trustee. Name and Title MICHAEL N. GOODKIND PRESIDENT/CHAIR GREGORY E. DILORETO TREASURER RANDALL S. OVER VP/VICE CHAIR ROBERT STEVENS SECRETARY ROBERT W. BEIN DIRECTOR DANIEL S. TURNER DIRECTOR PATRICK J. NATALE DIRECTOR JON D. MAGNUSSON DIRECTOR CHRISTINE WILLIAMS ASST SECY/EEC VP PETE SHAVALAY ASST TREASURER/CFO Average hours per week (list any hours for related organizations elow line) Reportale ompensation from the organization (W-/10-MISC) 1,574. Reportale ompensation from related organizations (W-/10-MISC),0. 1,61. 5, ,4. 1,18 Page 7 Estimated amount of other ompensation from the organization and related organizations 54,68. 1,85. 7, Form 0 (01) 7

8 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Page 8 Part VII Setion A. Offiers, Diretors, Trustees, Key Employees, and Highest Compensated Employees (ontinued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportale Reportale Estimated (do not hek more than one hours per ox, unless person is oth an ompensation ompensation amount of week offier and a diretor/trustee) from from related other (list any the organizations ompensation hours for organization (W-/10-MISC) from the related (W-/10-MISC) organization organizations and related elow organizations line) Individual trustee or diretor Institutional trustee Offier Key employee Highest ompensated employee Former 1 Su-total~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1, , ,5. Total from ontinuation sheets to Part VII, Setion A ~~~~~~~~~~ d Total (add lines 1 and 1) 1, , ,5. Total numer of individuals (inluding ut not limited to those listed aove) who reeived more than 100,000 of reportale ompensation from the organization 1 Yes No Did the organization list any former offier, diretor, or trustee, key employee, or highest ompensated employee on line 1a? If "Yes," omplete Shedule J for suh individual ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 For any individual listed on line 1a, is the sum of reportale ompensation and other ompensation from the organization and related organizations greater than 150,000? If "Yes," omplete Shedule J for suh individual ~~~~~~~~~~~~~ 4 5 Did any person listed on line 1a reeive or arue ompensation from any unrelated organization or individual for servies rendered to the organization? If "Yes," omplete Shedule J for suh person 5 Setion B. Independent Contrators 1 Complete this tale for your five highest ompensated independent ontrators that reeived more than 100,000 of ompensation from the organization. Report ompensation for the alendar year ending with or within the organization's tax year. (A) (B) (C) Name and usiness address NONE Desription of servies Compensation Total numer of independent ontrators (inluding ut not limited to those listed aove) who reeived more than 100,000 of ompensation from the organization 0 Form 0 (01) 8

9 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC. Part VIII Statement of Revenue Contriutions, Gifts, Grants and Other Similar Amounts Program Servie Revenue Other Revenue 1 a d e f g Nonash ontriutions inluded in lines 1a-1f: h 1a 1 1 1d 1e 1f Total. Add lines 1a-1f Business Code a RENTAL INCOME FROM AFFILIATE 000,566,718.,566, d e f g 6 a d d 8 a a 10 a 11 a d All other ontriutions, gifts, grants, and similar amounts not inluded aove ~~ Total. Add lines a-f a a a Business Code Page Chek if Shedule O ontains a response or note to any line in this Part VIII (A) (B) (C) (D) Total revenue Related or Unrelated Revenue exluded exempt funtion usiness from tax under setions revenue revenue Federated ampaigns Memership dues Fundraising events Related organizations ~~~~~~ ~~~~~~~~ ~~~~~~~~ ~~~~~~ Government grants (ontriutions) All other program servie revenue ~~~~~ Investment inome (inluding dividends, interest, and other similar amounts) ~~~~~~~~~~~~~~~~~ Inome from investment of tax-exempt ond proeeds Royalties Gross rents ~~~~~~~ Less: rental expenses ~~~ Rental inome or (loss) Net rental inome or (loss) ~~ 7 a Gross amount from sales of assets other than inventory Less: ost or other asis and sales expenses ~~~ Gain or (loss) ~~~~~~~ (i) Real 588,151., ,57. (ii) Personal (i) Seurities (ii) Other Net gain or (loss) Gross inome from fundraising events (not inluding of ontriutions reported on line 1). See Part IV, line 18 ~~~~~~~~~~~~~ Less: diret expenses ~~~~~~~~~~ Net inome or (loss) from fundraising events Gross inome from gaming ativities. See Part IV, line 1 ~~~~~~~~~~~~~ Less: diret expenses ~~~~~~~~~ Net inome or (loss) from gaming ativities Gross sales of inventory, less returns and allowanes ~~~~~~~~~~~~~ Less: ost of goods sold ~~~~~~~~ Net inome or (loss) from sales of inventory Misellaneous Revenue All other revenue ~~~~~~~~~~~~~,4,.,4,.,566, ,0. 6,0. 58,57.,445. 6,18. e Total. Add lines 11a-11d ~~~~~~~~~~~~~~~ 1 Total revenue. See instrutions. 5,6,15.,445.,8, Form 0 (01)

10 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Part I Statement of Funtional Expenses Setion 501() and 501(4) organizations must omplete all olumns. All other organizations must omplete olumn (A). Chek if Shedule O ontains a response or note to any line in this Part I Do not inlude amounts reported on lines 6, (A) (B) (C) (D) Total expenses Program servie Management and Fundraising 7, 8,, and 10 of Part VIII. expenses general expenses expenses a d e f g a d e Grants and other assistane to governments and organizations in the United States. See Part IV, line 1 Grants and other assistane to individuals in the United States. See Part IV, line ~~~ Grants and other assistane to governments, organizations, and individuals outside the United States. See Part IV, lines 15 and 16 ~ Benefits paid to or for memers ~~~~~~~ Compensation of urrent offiers, diretors, trustees, and key employees ~~~~~~~~ Compensation not inluded aove, to disqualified persons (as defined under setion 458(f)(1)) and persons desried in setion 458()(B) Pension plan aruals and ontriutions (inlude ~~~ Other salaries and wages ~~~~~~~~~~ setion 401(k) and 40() employer ontriutions) Other employee enefits ~~~~~~~~~~ Payroll taxes ~~~~~~~~~~~~~~~~ Fees for servies (non-employees): Management ~~~~~~~~~~~~~~~~ Legal ~~~~~~~~~~~~~~~~~~~~ Aounting ~~~~~~~~~~~~~~~~~ Loying ~~~~~~~~~~~~~~~~~~ Professional fundraising servies. See Part IV, line 17 Investment management fees ~~~~~~~~ Other. (If line 11g amount exeeds 10% of line 5, olumn (A) amount, list line 11g expenses on Sh O.) Advertising and promotion ~~~~~~~~~ Offie expenses~~~~~~~~~~~~~~~ Information tehnology ~~~~~~~~~~~ Royalties ~~~~~~~~~~~~~~~~~~ Oupany ~~~~~~~~~~~~~~~~~ Travel ~~~~~~~~~~~~~~~~~~~ Payments of travel or entertainment expenses for any federal, state, or loal puli offiials Conferenes, onventions, and meetings ~~ Interest ~~~~~~~~~~~~~~~~~~ Payments to affiliates ~~~~~~~~~~~~ Depreiation, depletion, and amortization Insurane All other expenses Total funtional expenses. Add lines 1 through 4e Joint osts. Complete this line only if the organization reported in olumn (B) joint osts from a omined eduational ampaign and fundraising soliitation. ~~ ~~~~~~~~~~~~~~~~~ Other expenses. Itemize expenses not overed aove. (List misellaneous expenses in line 4e. If line 4e amount exeeds 10% of line 5, olumn (A) amount, list line 4e expenses on Shedule O.) ~~ CONTRACT EPENSE MOVIE PRODUCTION REAL ESTATE TAES UTILITIES Chek here if following SOP 8- (ASC 58-70) 1,46, ,01. 8,677. 5,4. 56, , ,0. 5, ,05. 5,755. 8,687. 4, , ,64. 86, , ,1. 4,04,118. 1,46,64. Page ,4. 4,01. 8,677. 5, , ,7. 11,0. 4,48. 1,41. 5,755. 8,687. 4, ,05. 56, ,64. 86, , ,1.,14,06. 50,58 84, Form 0 (01) 10

11 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC. Part Balane Sheet Assets Liailities Net Assets or Fund Balanes Chek if Shedule O ontains a response or note to any line in this Part Cash - non-interest-earing Savings and temporary ash investments Pledges and grants reeivale, net (A) (B) Beginning of year End of year,,05 1 1,,5. 645,00 645,00 7,1. 4 8, ,5. 186, a Land, uildings, and equipment: ost or other asis. Complete Part VI of Shedule D ~~~ 10a 1,780,11. Less: aumulated depreiation ~~~~~~ 10 5,4,685. 8,585, ,56, Investments - pulily traded seurities ~~~~~~~~~~~~~~~~~~~ 1,60, ,44,50 Total liailities. Add lines 17 through 5 Organizations that follow SFAS 117 (ASC 58), hek here and omplete lines 7 through, and lines and 4. Organizations that do not follow SFAS 117 (ASC 58), hek here and omplete lines 0 through 4. ~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~ Aounts reeivale, net ~~~~~~~~~~~~~~~~~~~~~~~~~~ Loans and other reeivales from urrent and former offiers, diretors, trustees, key employees, and highest ompensated employees. Complete Part II of Shedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Loans and other reeivales from other disqualified persons (as defined under setion 458(f)(1)), persons desried in setion 458()(B), and ontriuting employers and sponsoring organizations of setion 501() voluntary employees' enefiiary organizations (see instr). Complete Part II of Sh L ~~ Notes and loans reeivale, net ~~~~~~~~~~~~~~~~~~~~~~~ Inventories for sale or use ~~~~~~~~~~~~~~~~~~~~~~~~~~ Prepaid expenses and deferred harges ~~~~~~~~~~~~~~~~~~ Investments - other seurities. See Part IV, line 11 ~~~~~~~~~~~~~~ Investments - program-related. See Part IV, line 11 Intangile assets ~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other assets. See Part IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~ Total assets. Add lines 1 through 15 (must equal line 4) Aounts payale and arued expenses ~~~~~~~~~~~~~~~~~~ Grants payale ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Tax-exempt ond liailities ~~~~~~~~~~~~~~~~~~~~~~~~~ Esrow or ustodial aount liaility. Complete Part IV of Shedule D ~~~~ Loans and other payales to urrent and former offiers, diretors, trustees, key employees, highest ompensated employees, and disqualified persons. Complete Part II of Shedule L ~~~~~~~~~~~~~~~~~~~~~~~ Seured mortgages and notes payale to unrelated third parties ~~~~~~ Unseured notes and loans payale to unrelated third parties ~~~~~~~~ Other liailities (inluding federal inome tax, payales to related third parties, and other liailities not inluded on lines 17-4). Complete Part of Shedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Unrestrited net assets ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Temporarily restrited net assets Permanently restrited net assets Capital stok or trust prinipal, or urrent funds ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~ Paid-in or apital surplus, or land, uilding, or equipment fund Retained earnings, endowment, aumulated inome, or other funds ~~~~~~~~~~~~~~~ ~~~~~~~~ ~~~~ Total net assets or fund alanes ~~~~~~~~~~~~~~~~~~~~~~ Total liailities and net assets/fund alanes ,4, ,14, , , , , ,76, , ,, ,47, ,158. 8,15, 0 1 Page 11 11,48,117. 1,4, ,608,508. 1,14,04. Form 0 (01)

12 AMERICAN SOCIETY OF CIVIL ENGINEERS Form 0 (01) FOUNDATION, INC Part I Reoniliation of Net Assets a Chek if Shedule O ontains a response or note to any line in this Part I Total revenue (must equal Part VIII, olumn (A), line 1) Total expenses (must equal Part I, olumn (A), line 5) Revenue less expenses. Sutrat line from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Net assets or fund alanes at eginning of year (must equal Part, line, olumn (A)) Net unrealized gains (losses) on investments Donated servies and use of failities Investment expenses Prior period adjustments ~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other hanges in net assets or fund alanes (explain in Shedule O) ~~~~~~~~~~~~~~~~~~~ a a Page 1 10 Net assets or fund alanes at end of year. Comine lines through (must equal Part, line, olumn (B)) 10 1,608,508. Part II Finanial Statements and Reporting Chek if Shedule O ontains a response or note to any line in this Part II Yes No 1 Aounting method used to prepare the Form 0: Cash Arual Other If the organization hanged its method of aounting from a prior year or heked "Other," explain in Shedule O. Were the organization's finanial statements ompiled or reviewed y an independent aountant? ~~~~~~~~~~~~ If "Yes," hek a ox elow to indiate whether the finanial statements for the year were ompiled or reviewed on a separate asis, onsolidated asis, or oth: Separate asis Consolidated asis Both onsolidated and separate asis Were the organization's finanial statements audited y an independent aountant? ~~~~~~~~~~~~~~~~~~~ If "Yes," hek a ox elow to indiate whether the finanial statements for the year were audited on a separate asis, onsolidated asis, or oth: Separate asis Consolidated asis Both onsolidated and separate asis If "Yes" to line a or, does the organization have a ommittee that assumes responsiility for oversight of the audit, review, or ompilation of its finanial statements and seletion of an independent aountant? ~~~~~~~~~~~~~~~ If the organization hanged either its oversight proess or seletion proess during the tax year, explain in Shedule O. a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit At and OMB Cirular A-1? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Shedule O and desrie any steps taken to undergo suh audits 5,6,15. 4,04,118. 1,1, ,48, ,84. Form 0 (01)

13 SCHEDULE A OMB (Form 0 or 0-EZ) Complete if the organization is a setion 501() organization or a setion 447(1) nonexempt haritale trust. Department of the Treasury Attah to Form 0 or Form 0-EZ. Open to Puli Internal Revenue Servie Information aout Shedule A (Form 0 or 0-EZ) and its instrutions is at Inspetion Name of the organization Employer identifiation numer Part I The organization is not a private foundation eause it is: (For lines 1 through 11, hek only one ox.) e f g h A hurh, onvention of hurhes, or assoiation of hurhes desried in A shool desried in setion 170()(1)(A)(ii). (Attah Shedule E.) setion 170()(1)(A)(i). A hospital or a ooperative hospital servie organization desried in setion 170()(1)(A)(iii). A medial researh organization operated in onjuntion with a hospital desried in setion 170()(1)(A)(iii). Enter the hospital's name, ity, and state: An organization operated for the enefit of a ollege or university owned or operated y a governmental unit desried in setion 170()(1)(A)(iv). (Complete Part II.) A federal, state, or loal government or governmental unit desried in setion 170()(1)(A)(v). An organization that normally reeives a sustantial part of its support from a governmental unit or from the general puli desried in setion 170()(1)(A)(vi). (Complete Part II.) A ommunity trust desried in setion 170()(1)(A)(vi). (Complete Part II.) An organization that normally reeives: (1) more than 1/% of its support from ontriutions, memership fees, and gross reeipts from ativities related to its exempt funtions - sujet to ertain exeptions, and () no more than 1/% of its support from gross investment inome and unrelated usiness taxale inome (less setion 511 tax) from usinesses aquired y the organization after June 0, 175. See setion 50(). (Complete Part III.) An organization organized and operated exlusively to test for puli safety. See setion 50(4). An organization organized and operated exlusively for the enefit of, to perform the funtions of, or to arry out the purposes of one or more pulily supported organizations desried in setion 50(1) or setion 50(). See setion 50(). Chek the ox that desries the type of supporting organization and omplete lines 11e through 11h. a Type I Type II Type III - Funtionally integrated d Type III - Non-funtionally integrated By heking this ox, I ertify that the organization is not ontrolled diretly or indiretly y one or more disqualified persons other than foundation managers and other than one or more pulily supported organizations desried in setion 50(1) or setion 50(). If the organization reeived a written determination from the IRS that it is a Type I, Type II, or Type III supporting organization, hek this ox Sine August 17, 006, has the organization aepted any gift or ontriution from any of the following persons? (i) (ii) (iii) Puli Charity Status and Puli Support AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC. Reason for Puli Charity Status (All organizations must omplete this part.) See instrutions. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A person who diretly or indiretly ontrols, either alone or together with persons desried in (ii) and (iii) elow, the governing ody of the supported organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A family memer of a person desried in (i) aove? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A 5% ontrolled entity of a person desried in (i) or (ii) aove? ~~~~~~~~~~~~~~~~~~~~~~~~ Provide the following information aout the supported organization(s) g(i) 11g(ii) 11g(iii) Yes No (i) Name of supported (ii) EIN (iii) Type of organization (iv) Is the organization (v) Did you notify the (vi) Is the (vii) (desried on lines 1- in ol. (i) listed in your organization in ol. organization in ol. Amount of monetary organization (i) organized in the support aove or IRC setion governing doument? (i) of your support? U.S.? (see instrutions) ) Yes No Yes No Yes No AMERICAN SOCIETY OF C ,46,64. Total 1 LHA For Paperwork Redution At Notie, see the Instrutions for Form 0 or 0-EZ. 1,46,64. Shedule A (Form 0 or 0-EZ)

14 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule A (Form 0 or 0-EZ) 01 FOUNDATION, INC Part II Support Shedule for Organizations Desried in Setions 170()(1)(A)(iv) and 170()(1)(A)(vi) Calendar year (or fisal year eginning in) Total. Add lines 1 through ~~~ 6 Puli support. Sutrat line 5 from line 4. Calendar year (or fisal year eginning in) Total support. Add lines 7 through () (e) 01 (f) Total 00 () (e) 01 (f) Total First five years. If the Form 0 is for the organization's first, seond, third, fourth, or fifth tax year as a setion 501() organization, hek this ox and stop here Setion C. Computation of Puli Support Perentage (Complete only if you heked the ox on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed elow, please omplete Part III.) Setion A. Puli Support Gifts, grants, ontriutions, and memership fees reeived. (Do not inlude any "unusual grants.") ~~ Tax revenues levied for the organization's enefit and either paid to or expended on its ehalf ~~~~ The value of servies or failities furnished y a governmental unit to the organization without harge ~ The portion of total ontriutions y eah person (other than a governmental unit or pulily supported organization) inluded on line 1 that exeeds % of the amount shown on line 11, olumn (f) ~~~~~~~~~~~~ Setion B. Total Support Amounts from line 4 ~~~~~~~ Gross inome from interest, dividends, payments reeived on seurities loans, rents, royalties and inome from similar soures ~ Net inome from unrelated usiness ativities, whether or not the usiness is regularly arried on ~ Other inome. Do not inlude gain or loss from the sale of apital assets (Explain in Part IV.) ~~~~ Gross reeipts from related ativities, et. (see instrutions) ~~~~~~~~~~~~~~~~~~~~~~~ Puli support perentage for 01 (line 6, olumn (f) divided y line 11, olumn (f)) ~~~~~~~~~~~~ Puli support perentage from 01 Shedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~ 16a 1/% support test If the organization did not hek the ox on line 1, and line 14 is 1/% or more, hek this ox and stop here. The organization qualifies as a pulily supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1/% support test If the organization did not hek a ox on line 1 or 16a, and line 15 is 1/% or more, hek this ox and stop here. The organization qualifies as a pulily supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 17a 10% -fats-and-irumstanes test If the organization did not hek a ox on line 1, 16a, or 16, and line 14 is 10% or more, and if the organization meets the "fats-and-irumstanes" test, hek this ox and stop here. Explain in Part IV how the organization meets the "fats-and-irumstanes" test. The organization qualifies as a pulily supported organization ~~~~~~~~~~~~~~~ 10% -fats-and-irumstanes test If the organization did not hek a ox on line 1, 16a, 16, or 17a, and line 15 is 10% or more, and if the organization meets the "fats-and-irumstanes" test, hek this ox and stop here. Explain in Part IV how the organization meets the "fats-and-irumstanes" test. The organization qualifies as a pulily supported organization ~~~~~~~~ Private foundation. If the organization did not hek a ox on line 1, 16a, 16, 17a, or 17, hek this ox and see instrutions Page Shedule A (Form 0 or 0-EZ) 01 % %

15 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule A (Form 0 or 0-EZ) 01 FOUNDATION, INC Part III Support Shedule for Organizations Desried in Setion 50() Calendar year (or fisal year eginning in) The value of servies or failities furnished y a governmental unit to the organization without harge ~ Total. Add lines 1 through 5 ~~~ 7a Amounts inluded on lines 1,, and reeived from disqualified persons Amounts inluded on lines and reeived from other than disqualified persons that exeed the greater of 5,000 or 1% of the amount on line 1 for the year ~~~~~~ Add lines 7a and 7 ~~~~~~~ 8 Puli support (Sutrat line 7 from line 6.) Calendar year (or fisal year eginning in) Amounts from line 6 ~~~~~~~ 10a Gross inome from interest, dividends, payments reeived on seurities loans, rents, royalties and inome from similar soures ~ 00 () (e) 01 (f) Total 00 () (e) 01 (f) Total hek this ox and stop here Setion C. Computation of Puli Support Perentage Puli support perentage from 01 Shedule A, Part III, line 15 Setion D. Computation of Investment Inome Perentage (Complete only if you heked the ox on line of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed elow, please omplete Part II.) Setion A. Puli Support Gifts, grants, ontriutions, and memership fees reeived. (Do not inlude any "unusual grants.") ~~ Gross reeipts from admissions, merhandise sold or servies performed, or failities furnished in any ativity that is related to the organization's tax-exempt purpose Gross reeipts from ativities that are not an unrelated trade or usiness under setion 51 ~~~~~ Tax revenues levied for the organization's enefit and either paid to or expended on its ehalf ~~~~ Setion B. Total Support Unrelated usiness taxale inome (less setion 511 taxes) from usinesses aquired after June 0, 175 ~~~~ Add lines 10a and 10 ~~~~~~ 11 Net inome from unrelated usiness ativities not inluded in line 10, whether or not the usiness is regularly arried on ~~~~~~~ 1 Other inome. Do not inlude gain or loss from the sale of apital assets (Explain in Part IV.) ~~~~ 1 Total support. (Add lines, 10, 11, and 1.) 14 First five years. If the Form 0 is for the organization's first, seond, third, fourth, or fifth tax year as a setion 501() organization, Page Puli support perentage for 01 (line 8, olumn (f) divided y line 1, olumn (f)) ~~~~~~~~~~~~ 15 % Investment inome perentage for 01 (line 10, olumn (f) divided y line 1, olumn (f)) Investment inome perentage from 01 Shedule A, Part III, line 17 ~~~~~~~~~~~~~~~~~~ 16 ~~~~~~~~ 17 % 1a 1/% support tests If the organization did not hek the ox on line 14, and line 15 is more than 1/%, and line 17 is not more than 1/%, hek this ox and stop here. The organization qualifies as a pulily supported organization ~~~~~~~~~~ 1/% support tests If the organization did not hek a ox on line 14 or line 1a, and line 16 is more than 1/%, and line 18 is not more than 1/%, hek this ox and stop here. The organization qualifies as a pulily supported organization ~~~~ Private foundation. If the organization did not hek a ox on line 14, 1a, or 1, hek this ox and see instrutions Shedule A (Form 0 or 0-EZ) % %

16 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule A (Form 0 or 0-EZ) 01 FOUNDATION, INC Page 4 Part IV Supplemental Information. Provide the explanations required y Part II, line 10; Part II, line 17a or 17; and Part III, line 1. Also omplete this part for any additional information. (See instrutions) Shedule A (Form 0 or 0-EZ) 01 16

17 Shedule B (Form 0, 0-EZ, or 0-PF) Department of the Treasury Internal Revenue Servie Attah to Form 0, Form 0-EZ, or Form 0-PF. Information aout Shedule B (Form 0, 0-EZ, or 0-PF) and its instrutions is at OMB Name of the organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Organization type (hek one): ** PUBLIC DISCLOSURE COPY ** Shedule of Contriutors 01 Filers of: Setion: Form 0 or 0-EZ 501( ) (enter numer) organization 447(1) nonexempt haritale trust not treated as a private foundation 57 politial organization Form 0-PF 501() exempt private foundation 447(1) nonexempt haritale trust treated as a private foundation 501() taxale private foundation Chek if your organization is overed y the General Rule or a Speial Rule. Note. Only a setion 501(7), (8), or (10) organization an hek oxes for oth the General Rule and a Speial Rule. See instrutions. General Rule For an organization filing Form 0, 0-EZ, or 0-PF that reeived, during the year, 5,000 or more (in money or property) from any one ontriutor. Complete Parts I and II. Speial Rules For a setion 501() organization filing Form 0 or 0-EZ that met the 1/% support test of the regulations under setions 50(1) and 170()(1)(A)(vi) and reeived from any one ontriutor, during the year, a ontriution of the greater of (1) 5,000 or () % of the amount on (i) Form 0, Part VIII, line 1h, or (ii) Form 0-EZ, line 1. Complete Parts I and II. For a setion 501(7), (8), or (10) organization filing Form 0 or 0-EZ that reeived from any one ontriutor, during the year, total ontriutions of more than 1,000 for use exlusively for religious, haritale, sientifi, literary, or eduational purposes, or the prevention of ruelty to hildren or animals. Complete Parts I, II, and III. For a setion 501(7), (8), or (10) organization filing Form 0 or 0-EZ that reeived from any one ontriutor, during the year, ontriutions for use exlusively for religious, haritale, et., purposes, ut these ontriutions did not total to more than 1,00 If this ox is heked, enter here the total ontriutions that were reeived during the year for an exlusively religious, haritale, et., purpose. Do not omplete any of the parts unless the General Rule applies to this organization eause it reeived nonexlusively religious, haritale, et., ontriutions of 5,000 or more during the year ~~~~~~~~~~~~~~~~~ Caution. An organization that is not overed y the General Rule and/or the Speial Rules does not file Shedule B (Form 0, 0-EZ, or 0-PF), ut it must answer "No" on Part IV, line, of its Form 0; or hek the ox on line H of its Form 0-EZ or on its Form 0-PF, Part I, line, to ertify that it does not meet the filing requirements of Shedule B (Form 0, 0-EZ, or 0-PF). LHA For Paperwork Redution At Notie, see the Instrutions for Form 0, 0-EZ, or 0-PF. Shedule B (Form 0, 0-EZ, or 0-PF) (01)

18 Shedule B (Form 0, 0-EZ, or 0-PF) (01) Name of organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page Part I Contriutors (see instrutions). Use dupliate opies of Part I if additional spae is needed. () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 1 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll 150,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 4 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 5 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 6 Person Payroll 41,10 Nonash (Complete Part II for nonash ontriutions.) Shedule B (Form 0, 0-EZ, or 0-PF) (01) 18

19 Shedule B (Form 0, 0-EZ, or 0-PF) (01) Name of organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page Part I Contriutors (see instrutions). Use dupliate opies of Part I if additional spae is needed. () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 7 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 8 Person Payroll 7,50 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 10 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 11 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 1 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) Shedule B (Form 0, 0-EZ, or 0-PF) (01) 1

20 Shedule B (Form 0, 0-EZ, or 0-PF) (01) Name of organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page Part I Contriutors (see instrutions). Use dupliate opies of Part I if additional spae is needed. () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 1 Person Payroll 1,000,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 14 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 15 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 16 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 17 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 18 Person Payroll 7,50 Nonash (Complete Part II for nonash ontriutions.) Shedule B (Form 0, 0-EZ, or 0-PF) (01) 0

21 Shedule B (Form 0, 0-EZ, or 0-PF) (01) Name of organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page Part I Contriutors (see instrutions). Use dupliate opies of Part I if additional spae is needed. () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 1 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution 0 Person Payroll 5,00 Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll Nonash (Complete Part II for nonash ontriutions.) () Name, address, and ZIP + 4 Total ontriutions Type of ontriution Person Payroll Nonash Shedule B (Form 0, 0-EZ, or 0-PF) (01) 1 (Complete Part II for nonash ontriutions.)

22 Shedule B (Form 0, 0-EZ, or 0-PF) (01) Page Name of organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Part II Nonash Property (see instrutions). Use dupliate opies of Part II if additional spae is needed. from Part I () Desription of nonash property given FMV (or estimate) (see instrutions) Date reeived from Part I () Desription of nonash property given FMV (or estimate) (see instrutions) Date reeived from Part I () Desription of nonash property given FMV (or estimate) (see instrutions) Date reeived from Part I () Desription of nonash property given FMV (or estimate) (see instrutions) Date reeived from Part I () Desription of nonash property given FMV (or estimate) (see instrutions) Date reeived from Part I () Desription of nonash property given FMV (or estimate) (see instrutions) Date reeived Shedule B (Form 0, 0-EZ, or 0-PF) (01)

23 Shedule B (Form 0, 0-EZ, or 0-PF) (01) Page 4 Name of organization Employer identifiation numer AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Part III Exlusively religious, haritale, et., individual ontriutions to setion 501(7), (8), or (10) organizations that total more than 1,000 for the year. Complete olumns through (e) and the following line entry. For organizations ompleting Part III, enter the total of exlusively religious, haritale, et., ontriutions of 1,000 or less for the year. (Enter this information one.) Use dupliate opies of Part III if additional spae is needed. from Part I () Purpose of gift Use of gift Desription of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee from Part I () Purpose of gift Use of gift Desription of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee from Part I () Purpose of gift Use of gift Desription of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee from Part I () Purpose of gift Use of gift Desription of how gift is held (e) Transfer of gift Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee Shedule B (Form 0, 0-EZ, or 0-PF) (01)

24 SCHEDULE D OMB (Form 0) Complete if the organization answered "Yes," to Form 0, Part IV, line 6, 7, 8,, 10, 11a, 11, 11, 11d, 11e, 11f, 1a, or 1. Department of the Treasury Attah to Form Open to Puli Internal Revenue Servie Information aout Shedule D (Form 0) and its instrutions is at Inspetion Name of the organization AMERICAN SOCIETY OF CIVIL ENGINEERS Employer identifiation numer FOUNDATION, INC Part I Organizations Maintaining Donor Advised Funds or Other Similar Funds or Aounts. Complete if the a d a (i) (ii) organization answered "Yes" to Form 0, Part IV, line 6. Total numer at end of year ~~~~~~~~~~~~~~~ Aggregate ontriutions to (during year) Aggregate grants from (during year) Aggregate value at end of year ~~~~~~~~ ~~~~~~~~~~ ~~~~~~~~~~~~~ Donor advised funds Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization's property, sujet to the organization's exlusive legal ontrol? ~~~~~~~~~~~~~~~~~~ Did the organization inform all grantees, donors, and donor advisors in writing that grant funds an e used only for haritale purposes and not for the enefit of the donor or donor advisor, or for any other purpose onferring impermissile private enefit? Part II Conservation Easements. Complete if the organization answered "Yes" to Form 0, Part IV, line 7. Purpose(s) of onservation easements held y the organization (hek all that apply). Preservation of land for puli use (e.g., rereation or eduation) Protetion of natural haitat Preservation of open spae () Funds and other aounts a d Yes Yes Preservation of an historially important land area Preservation of a ertified histori struture Complete lines a through d if the organization held a qualified onservation ontriution in the form of a onservation easement on the last day of the tax year. Total numer of onservation easements Total areage restrited y onservation easements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ Numer of onservation easements on a ertified histori struture inluded in ~~~~~~~~~~~~ Numer of onservation easements inluded in aquired after 8/17/06, and not on a histori struture listed in the National Register ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Numer of onservation easements modified, transferred, released, extinguished, or terminated y the organization during the tax year Numer of states where property sujet to onservation easement is loated Does the organization have a written poliy regarding the periodi monitoring, inspetion, handling of violations, and enforement of the onservation easements it holds? ~~~~~~~~~~~~~~~~~~~~~~~~~ Staff and volunteer hours devoted to monitoring, inspeting, and enforing onservation easements during the year Amount of expenses inurred in monitoring, inspeting, and enforing onservation easements during the year Does eah onservation easement reported on line aove satisfy the requirements of setion 170(h)(4)(B)(i) and setion 170(h)(4)(B)(ii)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ No No Held at the End of the Tax Year In Part III, desrie how the organization reports onservation easements in its revenue and expense statement, and alane sheet, and inlude, if appliale, the text of the footnote to the organization's finanial statements that desries the organization's aounting for onservation easements. Part III Organizations Maintaining Colletions of Art, Historial Treasures, or Other Similar Assets. Complete if the organization answered "Yes" to Form 0, Part IV, line 8. 1a If the organization eleted, as permitted under SFAS 116 (ASC 58), not to report in its revenue statement and alane sheet works of art, historial treasures, or other similar assets held for puli exhiition, eduation, or researh in furtherane of puli servie, provide, in Part III, the text of the footnote to its finanial statements that desries these items. If the organization eleted, as permitted under SFAS 116 (ASC 58), to report in its revenue statement and alane sheet works of art, historial treasures, or other similar assets held for puli exhiition, eduation, or researh in furtherane of puli servie, provide the following amounts relating to these items: Revenues inluded in Form 0, Part VIII, line 1 Assets inluded in Form 0, Part ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If the organization reeived or held works of art, historial treasures, or other similar assets for finanial gain, provide the following amounts required to e reported under SFAS 116 (ASC 58) relating to these items: Revenues inluded in Form 0, Part VIII, line 1 Assets inluded in Form 0, Part Supplemental Finanial Statements ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 01 Yes Yes No No LHA For Paperwork Redution At Notie, see the Instrutions for Form Shedule D (Form 0) 01 4

25 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule D (Form 0) 01 FOUNDATION, INC Page Part III Organizations Maintaining Colletions of Art, Historial Treasures, or Other Similar Assets (ontinued) 4 5 a d e f d e If "Yes," explain the arrangement in Part III. Chek here if the explanation has een provided in Part III Part V Endowment Funds. Complete if the organization answered "Yes" to Form 0, Part IV, line 1 d e f g a (i) (ii) 4 Desrie in Part III the intended uses of the organization's endowment funds. Part VI Land, Buildings, and Equipment. 1a Using the organization's aquisition, aession, and other reords, hek any of the following that are a signifiant use of its olletion items (hek all that apply): Puli exhiition Sholarly researh Preservation for future generations Loan or exhange programs Provide a desription of the organization's olletions and explain how they further the organization's exempt purpose in Part III. During the year, did the organization soliit or reeive donations of art, historial treasures, or other similar assets to e sold to raise funds rather than to e maintained as part of the organization's olletion? Yes Part IV Esrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 0, Part IV, line, or reported an amount on Form 0, Part, line 1. 1a Is the organization an agent, trustee, ustodian or other intermediary for ontriutions or other assets not inluded on Form 0, Part? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other If "Yes," explain the arrangement in Part III and omplete the following tale: Beginning alane Additions during the year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Distriutions during the year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Ending alane ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ a Did the organization inlude an amount on Form 0, Part, line 1? 1a Beginning of year alane Contriutions ~~~~~~~~~~~~~~ Net investment earnings, gains, and losses Grants or sholarships Other expenditures for failities and programs Administrative expenses End of year alane ~~~~~~~ ~~~~~~~~~ ~~~~~~~~~~~~~ ~~~~~~~~ ~~~~~~~~~~ Current year () Prior year Two years ak Three years ak (e) Four years ak Provide the estimated perentage of the urrent year end alane (line 1g, olumn ) held as: Board designated or quasi-endowment Permanent endowment % % Temporarily restrited endowment % The perentages in lines a,, and should equal 100%. 1 1d 1e ~~~~~~~~~~~~~~~~~~~~~~~~~ a Are there endowment funds not in the possession of the organization that are held and administered for the organization y: unrelated organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ related organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes" to a(ii), are the related organizations listed as required on Shedule R? ~~~~~~~~~~~~~~~~~~~~~~ Complete if the organization answered "Yes" to Form 0, Part IV, line 11a. See Form 0, Part, line 1 Desription of property Land ~~~~~~~~~~~~~~~~~~~~ Buildings ~~~~~~~~~~~~~~~~~~ 1f Yes Amount Yes a(i) a(ii) Cost or other () Cost or other Aumulated Book value asis (investment) asis (other) depreiation 1,74,00 1,74,00 11,74,1. 5,08,451. 6,175,671. Leasehold improvements ~~~~~~~~~~ d Equipment ~~~~~~~~~~~~~~~~~ 6,004. 5,101. e Other 70, ,1. Total. Add lines 1a through 1e. (Column must equal Form 0, Part, olumn (B), line 10.) Yes No No No No 6,0. 41,87. 8,56,446. Shedule D (Form 0)

26 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule D (Form 0) 01 FOUNDATION, INC Part VII Investments - Other Seurities. (1) () () Complete if the organization answered "Yes" to Form 0, Part IV, line 11. See Form 0, Part, line 1. Desription of seurity or ategory (inluding name of seurity) () Book value Method of valuation: Cost or end-of-year market value Total. (Col. () must equal Form 0, Part, ol. (B) line 1.) Part VIII Investments - Program Related. Complete if the organization answered "Yes" to Form 0, Part IV, line 11. See Form 0, Part, line 1. Desription of investment () Book value Method of valuation: Cost or end-of-year market value Total. (Col. () must equal Form 0, Part, ol. (B) line 1.) Part I Other Assets. 1.. Finanial derivatives Closely-held equity interests Other (A) (B) (C) (D) (E) (F) (G) (H) (1) () () (4) (5) (6) (7) (8) () (1) () () (4) (5) (6) (7) (8) () ~~~~~~~~~~~~~~~ ~~~~~~~~~~~ Complete if the organization answered "Yes" to Form 0, Part IV, line 11d. See Form 0, Part, line 15. Desription Total. (Column () must equal Form 0, Part, ol. (B) line 15.) Part Other Liailities. (1) () () (4) (5) (6) (7) (8) () Complete if the organization answered "Yes" to Form 0, Part IV, line 11e or 11f. See Form 0, Part, line 5. Desription of liaility () Book value Federal inome taxes Total. (Column () must equal Form 0, Part, ol. (B) line 5.) () Book value Liaility for unertain tax positions. In Part III, provide the text of the footnote to the organization's finanial statements that reports the organization's liaility for unertain tax positions under FIN 48 (ASC 740). Chek here if the text of the footnote has een provided in Part III Page Shedule D (Form 0)

27 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule D (Form 0) 01 FOUNDATION, INC Part I Reoniliation of Revenue per Audited Finanial Statements With Revenue per Return. 1 4 a d e a Add lines a through d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ e Sutrat line e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Add lines 4a and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 5 Total revenue. Add lines and 4. (This must equal Form 0, Part I, line 1.) 5 Part II Reoniliation of Expenses per Audited Finanial Statements With Expenses per Return. 1 4 a d e a Complete if the organization answered "Yes" to Form 0, Part IV, line 1a. Total revenue, gains, and other support per audited finanial statements Amounts inluded on line 1 ut not on Form 0, Part VIII, line 1: Net unrealized gains on investments Donated servies and use of failities Reoveries of prior year grants Other (Desrie in Part III.) Add lines a through d ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ Amounts inluded on Form 0, Part VIII, line 1, ut not on line 1: Investment expenses not inluded on Form 0, Part VIII, line 7 Other (Desrie in Part III.) ~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ Complete if the organization answered "Yes" to Form 0, Part IV, line 1a. Total expenses and losses per audited finanial statements Amounts inluded on line 1 ut not on Form 0, Part I, line 5: Donated servies and use of failities Prior year adjustments ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other (Desrie in Part III.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~ Sutrat line e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Add lines 4a and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 Total expenses. Add lines and 4. (This must equal Form 0, Part I, line 18.) Part III Supplemental Information. a d 4a 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Amounts inluded on Form 0, Part I, line 5, ut not on line 1: Investment expenses not inluded on Form 0, Part VIII, line 7 Other (Desrie in Part III.) ~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ Provide the desriptions required for Part II, lines, 5, and ; Part III, lines 1a and 4; Part IV, lines 1 and ; Part V, line 4; Part, line ; Part I, lines d and 4; and Part II, lines d and 4. Also omplete this part to provide any additional information. a d 4a e 4 5 Page 4 PART, LINE : [THE FOUNDATION] BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY MATERIAL INCOME TA POSITIONS TAKEN. THEREFORE, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN INCOME TA POSITIONS. IN GENERAL, THE [FOUNDATION'S] INCOME TA RETURNS ARE SUBJECT TO EAMINATION BY THE INTERNAL REVENUE SERVICE FOR THREE YEARS ONCE THEY HAVE BEEN FILED Shedule D (Form 0) 01 7

28 SCHEDULE I (Form 0) Department of the Treasury Internal Revenue Servie Name of the organization Part I 1 General Information on Grants and Assistane Grants and Other Assistane to Organizations, Governments, and Individuals in the United States 01 Complete if the organization answered "Yes" to Form 0, Part IV, line 1 or. Attah to Form Information aout Shedule I (Form 0) and its instrutions is at AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC. Does the organization maintain reords to sustantiate the amount of the grants or assistane, the grantees' eligiility for the grants or assistane, and the seletion riteria used to award the grants or assistane? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ OMB Open to Puli Inspetion Employer identifiation numer Desrie in Part IV the organization's proedures for monitoring the use of grant funds in the United States. Part II Grants and Other Assistane to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 0, Part IV, line 1, for any reipient that reeived more than 5,00 Part II an e dupliated if additional spae is needed. 1 Name and address of organization () EIN IRC setion Amount of (e) Amount of (f) Method of (g) Desription of (h) Purpose of grant valuation (ook, or government if appliale ash grant non-ash non-ash assistane or assistane FMV, appraisal, assistane other) Yes No ASCE 1801 ALEANDER BELL DR RESTON, VA EDUCATIONAL, SCIENTIFIC, (C)() 1,46,64. AND RESEARCH ACTIVITIES LHA Enter total numer of setion 501() and government organizations listed in the line 1 tale Enter total numer of other organizations listed in the line 1 tale ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ For Paperwork Redution At Notie, see the Instrutions for Form Shedule I (Form 0) (01)

29 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule I (Form 0) (01) FOUNDATION, INC Part III Grants and Other Assistane to Individuals in the United States. Complete if the organization answered "Yes" to Form 0, Part IV, line. Part III an e dupliated if additional spae is needed. Page Type of grant or assistane () Numer of Amount of Amount of nonash assistane (ook, FMV, appraisal, (e) Method of valuation (f) Desription of non-ash assistane reipients ash grant other) Part IV Supplemental Information. Provide the information required in Part I, line, Part III, olumn (), and any other additional information. PART I, LINE : GRANTS AND CONTRIBUTIONS ARE MADE TO ASCE AS AUTHORIZED EPENDITURES ARE MADE BY ASCE. ASCE FOUNDATION IS A SUPPORTING ORGANZIATION TO ASCE, AND THE ACCOUNTING RECORDS OF BOTH ARE MAINTAINED BY A COMMON ACCOUNTING DEPARTMENT Shedule I (Form 0) (01)

30 SCHEDULE J (Form 0) Department of the Treasury Internal Revenue Servie Name of the organization Part I 1a For ertain Offiers, Diretors, Trustees, Key Employees, and Highest Compensated Employees Complete if the organization answered "Yes" on Form 0, Part IV, line. Attah to Form See separate instrutions. Information aout Shedule J (Form 0) and its instrutions is at AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC. Questions Regarding Compensation Chek the appropriate ox(es) if the organization provided any of the following to or for a person listed in Form 0, Part VII, Setion A, line 1a. Complete Part III to provide any relevant information regarding these items. First-lass or harter travel Travel for ompanions Tax indemnifiation and gross-up payments Disretionary spending aount Compensation Information Housing allowane or residene for personal use Payments for usiness use of personal residene Health or soial lu dues or initiation fees Personal servies (e.g., maid, hauffeur, hef) OMB Open to Puli Inspetion Employer identifiation numer Yes No If any of the oxes on line 1a are heked, did the organization follow a written poliy regarding payment or reimursement or provision of all of the expenses desried aove? If "No," omplete Part III to explain ~~~~~~~~~~~ Did the organization require sustantiation prior to reimursing or allowing expenses inurred y all diretors, trustees, and offiers, inluding the CEO/Exeutive Diretor, regarding the items heked in line 1a? ~~~~~~~~~~~~ 1 Indiate whih, if any, of the following the filing organization used to estalish the ompensation of the organization's CEO/Exeutive Diretor. Chek all that apply. Do not hek any oxes for methods used y a related organization to estalish ompensation of the CEO/Exeutive Diretor, ut explain in Part III. Compensation ommittee Written employment ontrat Independent ompensation onsultant Compensation survey or study Form 0 of other organizations Approval y the oard or ompensation ommittee 4 a During the year, did any person listed in Form 0, Part VII, Setion A, line 1a, with respet to the filing organization or a related organization: Reeive a severane payment or hange-of-ontrol payment? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Partiipate in, or reeive payment from, a supplemental nonqualified retirement plan? ~~~~~~~~~~~~~~~~~~~~ Partiipate in, or reeive payment from, an equity-ased ompensation arrangement? ~~~~~~~~~~~~~~~~~~~~ If "Yes" to any of lines 4a-, list the persons and provide the appliale amounts for eah item in Part III. 4a a a LHA Only setion 501() and 501(4) organizations must omplete lines 5-. For persons listed in Form 0, Part VII, Setion A, line 1a, did the organization pay or arue any ompensation ontingent on the revenues of: The organization? Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes" to line 5a or 5, desrie in Part III. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ For persons listed in Form 0, Part VII, Setion A, line 1a, did the organization pay or arue any ompensation ontingent on the net earnings of: The organization? Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "Yes" to line 6a or 6, desrie in Part III. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ For persons listed in Form 0, Part VII, Setion A, line 1a, did the organization provide any non-fixed payments not desried in lines 5 and 6? If "Yes," desrie in Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Were any amounts reported in Form 0, Part VII, paid or arued pursuant to a ontrat that was sujet to the initial ontrat exeption desried in Regulations setion ()? If "Yes," desrie in Part III If "Yes" to line 8, did the organization also follow the reuttale presumption proedure desried in ~~~~~~~~~~~ Regulations setion ? For Paperwork Redution At Notie, see the Instrutions for Form Shedule J (Form 0) 01 5a 5 6a

31 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule J (Form 0) 01 FOUNDATION, INC Part II Offiers, Diretors, Trustees, Key Employees, and Highest Compensated Employees. Use dupliate opies if additional spae is needed. For eah individual whose ompensation must e reported in Shedule J, report ompensation from the organization on row (i) and from related organizations, desried in the instrutions, on row (ii). Do not list any individuals that are not listed on Form 0, Part VII. Note. The sum of olumns (B)(i)-(iii) for eah listed individual must equal the total amount of Form 0, Part VII, Setion A, line 1a, appliale olumn (D) and (E) amounts for that individual. Page (A) Name and Title (B) Breakdown of W- and/or 10-MISC ompensation (C) Retirement and (D) Nontaxale (E) Total of olumns (F) Compensation other deferred enefits (B)(i)-(D) reported as deferred (i) Base (ii) Bonus & (iii) Other ompensation inentive reportale ompensation in prior Form 0 ompensation ompensation PATRICK J. NATALE DIRECTOR CHRISTINE WILLIAMS ASST SECY/EEC VP PETE SHAVALAY ASST TREASURER/CFO (i) (ii) (i) (ii) (i) (ii) 57,7. 11,4 187,5. 0,00,7 1,144. 4,81. 8,5. 11, ,5. 17,68 8,5. 1,47. 48, , 0, (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) (i) (ii) 1 Shedule J (Form 0) 01

32 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule J (Form 0) 01 FOUNDATION, INC Part III Supplemental Information Provide the information, explanation, or desriptions required for Part I, lines 1a, 1,, 4a, 4, 4, 5a, 5, 6a, 6, 7, and 8, and for Part II. Also omplete this part for any additional information. Page PART I, LINE : THE FOUNDATION HAS NO EMPLOYEES OF ITS OWN. SERVICES ARE PROVIDED BY THE EMPLOYEES OF THE AMERICAN SOCIETY OF CIVIL ENGINEERS ("ASCE"), A RELATED SECTION 501(C)() ORGANIZATION. PLEASE SEE ASCE'S FORM 0 FOR COMPENSATION ESTABLISHMENT INFORMATION. PART I, LINE 4B: PATRICK NATALE, 15,51 SECTION 457(F) PLAN CONTRIBUTION PART I, LINE 6: FOUNDATION EMPLOYEES (WHO ACTUALLY WORK FOR ASCE) MAY RECEIVE BONUSES IF ASCE HAS NET INCOME IN ANY GIVEN YEAR. BONUSES ARE DISCRETIONARY AND ARE NOT IN ANY WAY BASED ON A PERCENTAGE OF ASCE'S EARNINGS. Shedule J (Form 0)

33 SCHEDULE O (Form 0 or 0-EZ) Department of the Treasury Internal Revenue Servie Name of the organization Supplemental Information to Form 0 or 0-EZ OMB Complete to provide information for responses to speifi questions on Form 0 or 0-EZ or to provide any additional information. Attah to Form 0 or 0-EZ. Open to Puli Information aout Shedule O (Form 0 or 0-EZ) and its instrutions is at Inspetion AMERICAN SOCIETY OF CIVIL ENGINEERS Employer identifiation numer FOUNDATION, INC FORM 0, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: THE FOUNDATION PROVIDES SUPPORT FOR CIVIL ENGINEERING PROGRAMS THAT ENHANCE QUALITY OF LIFE FOR ALL, PROMOTE THE PROFESSION, ADVANCE TECHNICAL PRACTICES, AND PREPARE CIVIL ENGINEERS FOR TOMORROW. THE SUPPORT IS MOST OFTEN, BUT NOT LIMITED TO, CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PROGRAMS OF THE AMERICAN SOCIETY OF CIVIL ENGINEERS (ASCE). FORM 0, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: AND SCIENTIFIC PROGRAMS OF THE AMERICAN SOCIETY OF CIVIL ENGINEERS. FORM 0, PART VI, SECTION A, LINE 7A: THE MAJORITY OF THE BOARD OF THE FOUNDATION CONSISTS OF THE OFFICERS OF ITS SUPPORTED ORGANIZATION, THE AMERICAN SOCIETY OF CIVIL ENGINEERS (ASCE). THE FOUNDATION BOARD SHALL CONSIST OF UP TO SEVEN DIRECTORS. FOUR DIRECTORS, WHO SERVE BY VIRTUE OF THEIR POSITIONS IN THE AMERICAN SOCIETY OF CIVIL ENGINEERS (THE "SOCIETY") SHALL BE THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST PRESIDENT AND EECUTIVE DIRECTOR. THE REMAINING DIRECTORS SHALL BE APPOINTED BY THE FOUNDATION BOARD BEFORE THE END OF THE FISCAL YEAR. AT LEAST ONE APPOINTED DIRECTOR SHALL BE A SOCIETY PRESIDENT-EMERITUS. FORM 0, PART VI, SECTION B, LINE 11: THE FORM 0 IS REVIEWED BY THE CFO, THE DIRECTOR OF PHILANTHROPY, THE GENERAL COUNSEL, AND THE BOARD, BEFORE IT IS FILED. A COPY OF THE FORM 0 IS THEN PROVIDED TO EACH MEMBER OF THE BOARD OF DIRECTORS, AND POSTED ON THE FOUNDATION WEBSITE. LHA For Paperwork Redution At Notie, see the Instrutions for Form 0 or 0-EZ. Shedule O (Form 0 or 0-EZ) (01)

34 Shedule O (Form 0 or 0-EZ) (01) Page Name of the organization AMERICAN SOCIETY OF CIVIL ENGINEERS Employer identifiation numer FOUNDATION, INC FORM 0, PART VI, SECTION B, LINE 1C: A COPY OF THE CONFLICT OF INTEREST POLICY IS PROVIDED ANNUALLY TO EACH MEMBER OF THE GOVERNING BODY AS WELL AS TO ALL OFFICERS AND KEY EMPLOYEES; EACH IS REMINDED TO REVIEW THE POLICY AND TO REPORT ANY CONFLICTS OF INTEREST. FORM 0, PART VI, SECTION B, LINE 15: ALL PERSONNEL WORKING FOR THE FOUNDATION ARE EMPLOYEES OF ASCE, AND COMPENSATION IS SET AT THAT LEVEL. THE ASCE EECUTIVE DIRECTOR OR AN EMPLOYEE'S IMMEDIATE SUPERVISOR ESTABLISHES THE SALARIES USING INFORMATION AND RECOMMENDATIONS DERIVED FROM WRITTEN EVALUATIONS PERFORMED BY MANAGEMENT STAFF, WITH REVIEW OF THIRD-PARTY COMPARABILITY DATA AND UPON CONSULTATION WITH THE DIRECTOR OF HUMAN RESOURCES. THE EVALUATIONS ARE APPROVED BY THE IMMEDIATE AND SECOND LEVEL SUPERVISOR AND BY THE HUMAN RESOURCES DEPARTMENT. THE ASCE EECUTIVE DIRECTOR ALSO PERIODICALLY REVIEWS SALARY INFORMATION FOR KEY EMPLOYEES WITH ASCE'S PRESIDENTIAL OFFICERS. DOCUMENTATION OF THE WRITTEN EVALUATION IS RETAINED BY THE HUMAN RESOURCES DEPARTMENT. FORM 0, PART VI, SECTION C, LINE 1: THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND AUDITED FINANCIAL STATEMENTS ARE NOT GENERALLY MADE AVAILABLE TO THE GENERAL PUBLIC, BUT IF REQUESTS FOR COPIES OF THESE DOCUMENTS WERE TO BE RECEIVED, THE ORGANIZATION WOULD CONSIDER MAKING THEM AVAILABLE TO THE REQUESTOR. PART II, LINE C: Shedule O (Form 0 or 0-EZ) (01) 4

35 Shedule O (Form 0 or 0-EZ) (01) Page Name of the organization AMERICAN SOCIETY OF CIVIL ENGINEERS Employer identifiation numer FOUNDATION, INC THE AUDIT OVERSIGHT PROCESS IS UNCHANGED FROM THE PRIOR YEAR Shedule O (Form 0 or 0-EZ) (01) 5

36 SCHEDULE R (Form 0) Complete if the organization answered "Yes" on Form 0, Part IV, line, 4, 5, 6, or 7. Attah to Form See separate instrutions. Department of the Treasury Internal Revenue Servie Name of the organization Related Organizations and Unrelated Partnerships Information aout Shedule R (Form 0) and its instrutions is at AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC. OMB Open to Puli Inspetion Employer identifiation numer Part I Identifiation of Disregarded Entities Complete if the organization answered "Yes" on Form 0, Part IV, line. () (e) (f) Name, address, and EIN (if appliale) of disregarded entity Primary ativity Legal domiile (state or foreign ountry) Total inome End-of-year assets Diret ontrolling entity Part II Identifiation of Related Tax-Exempt Organizations organizations during the tax year. Complete if the organization answered "Yes" on Form 0, Part IV, line 4 eause it had one or more related tax-exempt () (e) (f) (g) Name, address, and EIN of related organization AMERICAN SOCIETY OF CIVIL ENGINEERS, INC. (ASCE) , 1801 ALEANDER BELL DRIVE, RESTON, VA 011 CIVIL ENGINEERING CERTIFICATION ALEANDER BELL DRIVE RESTON, VA 011 Primary ativity ADVANCEMENT OF THE SCIENCE AND THE PROFESSION OF ENGINEERING CIVIL ENGINEERING CERTIFICATION Legal domiile (state or NEW YORK VIRGINIA foreign ountry) Exempt Code setion 501(C)() 501(C)(6) Puli harity status (if setion 501()) 50(A)() ASCE Diret ontrolling entity Setion 51()(1) ontrolled entity? Yes No For Paperwork Redution At Notie, see the Instrutions for Form Shedule R (Form 0) LHA 6

37 Shedule R (Form 0) 01 Part III Identifiation of Related Organizations Taxale as a Partnership Complete if the organization answered "Yes" on Form 0, Part IV, line 4 eause it had one or more related organizations treated as a partnership during the tax year. () (e) (f) (g) (h) (i) (j) (k) Legal Primary ativity Diret ontrolling Predominant inome Share of total Share of Disproportionate Code V-UBI General or domiile managing (state or entity (related, unrelated, inome end-of-year alloations? amount in ox partner? foreign exluded from tax under assets 0 of Shedule ountry) setions ) Yes No K-1 (Form 1065) Yes No Name, address, and EIN of related organization AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page Perentage ownership Part IV Identifiation of Related Organizations Taxale as a Corporation or Trust Complete if the organization answered "Yes" on Form 0, Part IV, line 4 eause it had one or more related organizations treated as a orporation or trust during the tax year. () (e) (f) (g) (h) (i) Name, address, and EIN of related organization Primary ativity Legal domiile (state or foreign ountry) Diret ontrolling entity Type of entity (C orp, S orp, or trust) Share of total inome Share of end-of-year assets Perentage ownership Setion 51()(1) ontrolled entity? Yes No Shedule R (Form 0) 01

38 Shedule R (Form 0) 01 AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page Part V Transations With Related Organizations Complete if the organization answered "Yes" on Form 0, Part IV, line 4, 5, or 6. Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this shedule. Yes No 1 a d e During the tax year, did the organization engage in any of the following transations with one or more related organizations listed in Parts II-IV? Reeipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a ontrolled entity ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1a Gift, grant, or apital ontriution to related organization(s) Gift, grant, or apital ontriution from related organization(s) Loans or loan guarantees to or for related organization(s) Loans or loan guarantees y related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 1 1d 1e f g h i j Dividends from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Sale of assets to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Purhase of assets from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Exhange of assets with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Lease of failities, equipment, or other assets to related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1f 1g 1h 1i 1j k Lease of failities, equipment, or other assets from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ l Performane of servies or memership or fundraising soliitations for related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ m Performane of servies or memership or fundraising soliitations y related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ n Sharing of failities, equipment, mailing lists, or other assets with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ o Sharing of paid employees with related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1k 1l 1m 1n 1o p q Reimursement paid to related organization(s) for expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Reimursement paid y related organization(s) for expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1p 1q r s Other transfer of ash or property to related organization(s) Other transfer of ash or property from related organization(s) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If the answer to any of the aove is "Yes," see the instrutions for information on who must omplete this line, inluding overed relationships and transation thresholds. () Name of related organization Transation Amount involved Method of determining amount involved type (a-s) 1r 1s (1) AMERICAN SOCIETY OF CIVIL ENGINEERS, INC. () AMERICAN SOCIETY OF CIVIL ENGINEERS, INC. () AMERICAN SOCIETY OF CIVIL ENGINEERS, INC. B J O 1,46,64. FMV,556,718. FMV 4,146. FMV (4) (5) (6) Shedule R (Form 0) 01

39 Shedule R (Form 0) 01 AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC Page 4 Part VI Unrelated Organizations Taxale as a Partnership Complete if the organization answered "Yes" on Form 0, Part IV, line 7. Provide the following information for eah entity taxed as a partnership through whih the organization onduted more than five perent of its ativities (measured y total assets or gross revenue) that was not a related organization. See instrutions regarding exlusion for ertain investment partnerships. () (e) (f) (g) (h) (i) (j) (k) Are all Primary ativity partners se. Share of Share of Disproportionate amount in ox 0 managing Code V-UBI General or 501() orgs.? total end-of-year alloations? partner? Name, address, and EIN of entity Legal domiile (state or foreign ountry) Predominant inome (related, unrelated, exluded from tax under setion ) of Shedule K-1 Yes No inome assets Yes No (Form 1065) Yes No Perentage ownership Shedule R (Form 0)

40 AMERICAN SOCIETY OF CIVIL ENGINEERS Shedule R (Form 0) 01 FOUNDATION, INC Part VII Supplemental Information Provide additional information for responses to questions on Shedule R (see instrutions). Page Shedule R (Form 0) 01 40

41 Form For alendar year 01 or other tax year eginning, and ending. OMB Department of the Treasury Information aout Form 0-T and its instrutions is availale at Open to Puli Inspetion for Internal Revenue Servie Do not enter SSN numers on this form as it may e made puli if your organization is a 501(). 501() Organizations Only Employer identifiation numer A Chek ox if Name of organization ( Chek ox if name hanged and see instrutions.) D (Employees' trust, see address hanged AMERICAN SOCIETY OF CIVIL ENGINEERS instrutions.) B Exempt under setion Print FOUNDATION, INC or E Unrelated usiness ativity odes 501( )( ) Numer, street, and room or suite no. If a P.O. ox, see instrutions. (See instrutions.) Type 408(e) 0(e) 1801 ALEANDER BELL DRIVE 408A 50 City or town, state or provine, ountry, and ZIP or foreign postal ode 5 RESTON, VA Book value of all assets C at end of year F Group exemption numer (See instrutions.) 1,14,04. G Chek organization type 501 orporation 501 trust 401 trust Other trust H Desrie the organization's primary unrelated usiness ativity. RENTAL-OFFICE BUILDING I During the tax year, was the orporation a susidiary in an affiliated group or a parent-susidiary ontrolled group? ~~~~~~ Yes No If "Yes," enter the name and identifying numer of the parent orporation. J The ooks are in are of PETER SHAVALAY Telephone numer Part I Unrelated Trade or Business Inome (A) Inome (B) Expenses (C) Net 1 a Gross reeipts or sales Less returns and allowanes Balane ~~~ 1 Other inome (See instrutions; attah shedule.) ~~~~~~~~~~~~ 1 1 Total. Comine lines through ,05. 8,607. Part II Dedutions Not Taken Elsewhere (See instrutions for limitations on dedutions.) (Exept for ontriutions, dedutions must e diretly onneted with the unrelated usiness inome.) T Cost of goods sold (Shedule A, line 7) ~~~~~~~~~~~~~~~~~ Gross profit. Sutrat line from line 1 ~~~~~~~~~~~~~~~~ 4 a Capital gain net inome (attah Form 84 and Shedule D) ~~~~~~~~ Net gain (loss) (Form 477, Part II, line 17) (attah Form 477) ~~~~~~ Capital loss dedution for trusts ~~~~~~~~~~~~~~~~~~~~ Inome (loss) from partnerships and S orporations (attah statement) ~~~ Rent inome (Shedule C) ~~~~~~~~~~~~~~~~~~~~~~ Unrelated det-finaned inome (Shedule E) ~~~~~~~~~~~~~~ Interest, annuities, royalties, and rents from ontrolled organizations (Sh. F)~ Investment inome of a setion 501(7), (), or (17) organization (Shedule G) Exploited exempt ativity inome (Shedule I) ~~~~~~~~~~~~~~ Advertising inome (Shedule J) ~~~~~~~~~~~~~~~~~~~~ Compensation of offiers, diretors, and trustees (Shedule K) Salaries and wages Repairs and maintenane Bad dets Interest (attah shedule) Total dedutions. Add lines 14 through 8 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 4a ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Taxes and lienses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Charitale ontriutions (See instrutions for limitation rules.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ SEE STATEMENT Depreiation (attah Form 456) Less depreiation laimed on Shedule A and elsewhere on return Depletion Contriutions to deferred ompensation plans ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Employee enefit programs ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Exess exempt expenses (Shedule I) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Exess readership osts (Shedule J) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other dedutions (attah shedule) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ SEE STATEMENT 1 Unrelated usiness taxale inome efore net operating loss dedution. Sutrat line from line 1 ~~~~~~~~~~~~ Net operating loss dedution (limited to the amount on line 0) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Unrelated usiness taxale inome efore speifi dedution. Sutrat line 1 from line 0 Speifi dedution (Generally 1,000, ut see instrutions for exeptions.) ** PUBLIC DISCLOSURE COPY ** Exempt Organization Business Inome Tax Return (and proxy tax under setion 60(e)) OCT 1, 01 SEP 0, ,05. 1 a ~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~ 8, ,445.,445. 1,00. 1,744.,00 5, ,6. 16,6. 1,00 4 Unrelated usiness taxale inome. Sutrat line from line. If line is greater than line, enter the smaller of zero or line 4 15, LHA For Paperwork Redution At Notie, see instrutions. Form 0-T (01) 41

42 Form 0-T (01) Part III 5 Organizations Taxale as Corporations. See instrutions for tax omputation. Controlled group memers (setions 1561 and 156) hek here See instrutions and: Enter organization's share of: (1) Additional 5% tax (not more than 11,750) Trusts Taxale at Trust Rates. See instrutions for tax omputation. Inome tax on the amount on line 4 from: Proxy tax. See instrutions ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Total. Add lines 7 and 8 to line 5 or 6, whihever applies Part IV Tax and Payments 41 4 d e Total redits. Add lines 40a through 40d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other taxes. Chek if from: Form 455 Form 8611 Form 867 Form 8866 Other (attah shedule) 4 Total tax. Add lines 41 and 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 44 a Payments: A 01 overpayment redited to 01 ~~~~~~~~~~~~~~~~~~~ 44a, 01 estimated tax payments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 44 7,88. Tax deposited with Form 8868 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 44 d Foreign organizations: Tax paid or withheld at soure (see instrutions) ~~~~~~~~~~ 44d e Bakup withholding (see instrutions) ~~~~~~~~~~~~~~~~~~~~~~~~ 44e f Credit for small employer health insurane premiums (Attah Form 841) ~~~~~~~~ 44f g Other redits and payments: Form Total payments. Add lines 44a through 44g ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 45 Tax due. If line 45 is less than the total of lines 4 and 46, enter amount owed ~~~~~~~~~~~~~~~~~~~ Overpayment. If line 45 is larger than the total of lines 4 and 46, enter amount overpaid ~~~~~~~~~~~~~~ 4 Enter the amount of line 48 you want: Credited to 014 estimated tax Part V Statements Regarding Certain Ativities and Other Information seurities, or other) in a foreign ountry? If YES, the organization may have to file Form TD F 0-.1, Report of Foreign Bank and Finanial Aounts. If YES, enter the name of the foreign ountry here During the tax year, did the organization reeive a distriution from, or was it the grantor of, or transferor to, a foreign trust? If YES, see instrutions for other forms the organization may have to file. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Additional setion 6A osts (att. shedule) 40a d 44g Refunded (see instrutions) 1 At any time during the 01 alendar year, did the organization have an interest in or a signature or other authority over a finanial aount (ank, Yes No Enter the amount of tax-exempt interest reeived or arued during the tax year Shedule A - Cost of Goods Sold. Enter method of inventory valuation 1 4 a a Enter your share of the 50,000, 5,000, and,5,000 taxale inome rakets (in that order): (1) () () 15,6. () Additional % tax (not more than 100,000) ~~~~~~~~~~~~~ Inome tax on the amount on line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ SEE STATEMENT Tax rate shedule or Shedule D (Form 1041) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Alternative minimum tax ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 40a Foreign tax redit (orporations attah Form 1118; trusts attah Form 1116) ~~~~~~~~ Other redits (see instrutions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ General usiness redit. Attah Form 800 ~~~~~~~~~~~~~~~~~~~~~~ Credit for prior year minimum tax (attah Form 8801 or 887) ~~~~~~~~~~~~~~ Sutrat line 40e from line ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Form 416 Other Total Estimated tax penalty (see instrutions). Chek if Form 0 is attahed ~~~~~~~~~~~~~~~~~~~ Inventory at eginning of year ~~~ 1 6 Inventory at end of year ~~~~~~~~~~~~ Purhases AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION, INC. Tax Computation ~~~~~~~~~~~ 7 Cost of goods sold. Sutrat line 6 Cost of laor~~~~~~~~~~~ from line 5. Enter here and in Part I, line ~~~~ Other osts (attah shedule) ~~~ 4a Total. Add lines 1 through 4 5 the organization? Under penalties of perjury, I delare that I have examined this return, inluding aompanying shedules and statements, and to the est of my knowledge and elief, it is true, orret, and omplete. Delaration of preparer (other than taxpayer) is ased on all information of whih preparer has any knowledge. Sign May the IRS disuss this return with Here CFO the preparer shown elow (see = Signature of offier Date = Title instrutions)? Yes No Do the rules of setion 6A (with respet to property produed or aquired for resale) apply to Print/Type preparer's name Preparer's signature Date Chek Paid self- employed ELIZABETH HELLER 8/7/015 Preparer Firm's name TATE AND TRYON Use Only Firm's EIN 01 L STREET, NW SUITE 400 Firm's address WASHINGTON, DC 006 Phone no Form 0-T (01) 4 N/A if e PTIN Yes Page 5,8. 5,8. 5,8. 5,8. 10, ,475. 5,475. No