Contents of the.csv Order of the.csv fields, to be separated by ~... 7

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2 Bulk Upload s KAS-Web,.csv field specifications Contents of the.csv... 3 Order of the.csv fields, to be separated by ~... 7 An example of actually filled fields of an.csv Bulk Instruction for s... 7 Relevant KAS-Web screens... 8 Corresponding KAS-Web and.csv fields for s, New Instruction

3 Contents of the.csv No. Field in.csv Description Format 1 TransactionType DVP = Delivery versus Payment; RVP = Receipt DFP, DVP, RFP, RVP (3) versuspayment, RFP = Receipt free of Payment, DFP = Delivery free of Payment 2 Instruction Type New Instruction / Cancellation NEWM / CANC (4) 3 Your Ref Client transaction reference Free format (16) 4 Safekeeping The account that is to be debited or credited in 22xxxxxxx. (11) Account securities 5 Cash Account The (IBAN) account that is to be debited or credited IBAN (34) in cash 6 Trade Date Date on whch the actual transaction took place dd/mm/yyyy (10) 7 Date Date on which settlement should (have) take(en) dd/mm/yyyy (10) place 8 Quantity The nominal transaction quantity numerical 6 decimals (22 9 The transaction countervalue numerical 2 decimals (16 10 Cur. ISO standard (3) 11 ISIN International Security Identification ISIN only (12) 12 BIC of Local/International clearing and settlement BIC (11) Institute PSET institute 13 BIC of your Location (PSAFE) BIC (11) Institute PSAFE 14 Name Adress Full name and address of the Free Format (35 Counterparty 15 BIC Bank Identifier Code BIC (11) 16 Participant Account-identifier at local/international clearing and settlement institute numerical / free format (8 17 Account Account number of your numerical / free format (35) Counterparty 18 Name Adress Full name and address of the custodian of your Free Format (35 19 BIC Bank Identifier Code BIC (11) 20 Participant Account-identifier at local/international clearing numerical / free format (8 21 Custodian Account and settlement institute Account number of the custodian of your numerical / free format (35) 22 NameAdress Full name and address of the sub custodian of your Free Format (35 23 BIC Bank Identifier Code BIC (11) 24 Participant Account-identifier at local/international clearing and settlement institute numerical / free format (8 3

4 No. Field in.csv Description Format 25 Account Sub Custodian Not applicable numerical / free format (35) 26 Deal Price Cur. ISO standard (3 27 Deal Price Trade price numerical 7 decimals (16 28 Broker Costs Cur. ISO standard (3 29 Broker Costs Costs charged for handling the trade numerical 2 decimals (13 30 Stampable (only for PSET =CREST) ISO standard (3 Consideration Cur 31 Stampable (only for PSET =CREST) numerical 2 decimals (13 Consideration 32 Additional Charges 33 Additional Charges Line1 Line2 Line3 Line1 Line2 Line Transaction Type Additional charges due to local regulations Cur. ISO standard (3 Any additional charges related to this trade numerical 2 decimals (13 Additional information for Free format (3 * 35 Info concerning the name in which the shares have to be registrated (only for PSET =CREST) TRAD = of a Trade SECL = Sec. Lending Initiation (DVP, DFP), Sec. Lending Return (RVP, RFP) SECB = Sec. Lending Initiation (RVP, RFP), Sec. Lending Return (DVP, DFP) COLO = Sec. Borrowing Initiation (RVP, RFP), Sec. Borrowing Return (DVP, DFP) COLI = Sec. Borrowing Initiation (DVP, DFP), Sec. Borrowing Return (RVP, RFP) Free format (3 * 26 TRAD, SECL, SECB, COLO, COLI (4) 41 Stock Loan Margin (only for PSET =CREST) 0 % or 5 % only allowed if PSET is CREST en SECL, SECB, COLO, COLI is selected and its regarding an Initiation (example: COLO with an RFP). Blanks, 0, 5 (1) 4

5 No. Field in.csv Description Format 42 Stamp Status Code 43 Stamp Duty 44 Stamp Duty (only for PSET =CREST) NAPP - Not applicable GBAX - no SDRT Liability, Change of Trustee GBBX - no SDRT Liability, Transfer to specific Beneficiary of will / Transfer to residual Beneficiary of will / Distribution to Beneficiary of settlement GBCX - no SDRT Liability, Transfer in Intestacy GBDX - no SDRT Liability, Appropriation on Death GBEX - no SDRT Liability, Confirmation of traditional Option GBFX - no SDRT Liability, Hedge against traditional Option GBGX - no SDRT Liability, Transfer on Marriage GBHX - no SDRT Liability, Transfer on Divorce GBIX - no SDRT Liability, Transfer on Liquidation IEJX Irish Exempt, CCP Clearing related Relief claimed GBLX - no SDRT Liability, Gift inter Vivos GBMX - no SDRT Liability, Death (varying Disposition) GBOX - no SDRT Liability, Transfer to-from Nominee, with no change of Beneficial Owner (or Transfer between Nominees of the same Beneficial Owner) GBPX - 0.5% ad Valorem SDRT IEQX Irish Exempt, for any other Reason GBRX - 1.5% ad Valorem SDRT GBSX - no SDRT Liability, Transfer to exempt Charity GBTX - no SDRT Liability, SDRT paid inside CREST on another CREST transaction GBUX - no SDRT Liability, Stamp Duty paid outside CREST on physical Document (including form 169); or SDRT paid (or to be paid) outside CREST on Corp. Action GBVX - no SDRT Liability, NCBO-NCLO (including pure de- or re-materialisation) GBWX - no SDRT Liability, issuing House exemption on New Issue GBXX - no SDRT Liability, contra Trade linked to a settled Transaction. IEYX - Irish Exempt, no change in Beneficial Ownership (NCBO) IE1X - Irish 1% ad Valorem (exact Percentage) GB2X - no SDRT Liability, Transfer Result of Corp. Action GB3X - no SDRT Liability, intra-group Transfer, a Letter of Direction executed GB4X - no SDRT Liability, Stock Loan return or Transfer of DBV Collateral, relating to Loans GB5X - no SDRT Liability, Letter of Direction executed (including Pension Scheme Mergers, Purchase of Life Insurance Policies and Transfers as Security for Loans) GB6X - no SDRT Liability, AUT merger or AUT/OEIC Conversion/Amalgamation GB7X - no SDRT Liability, Security on an Overseas Branch Register IE8X - Irish Exempt, new Issue. USTN Exempt from Stamp Duty (South Africa) Only Allowed if PSET = STRAZAJJ (South Africa) (only for PSET =CREST) Cur Blanks, NAPP, GBAX, GBBX, GBCX, GBDX, GBEX, GBFX, GBGX, GBHX, GBIX, IEJX, GBLX, GBMX, GBOX, GBPX, IEQX, GBRX, GBSX, GBTX, GBUX, GBVX, GBWX, GBXX, IEYX, IE1X, GB2X, GB3X, GB4X, GB5X, GB6X, GB7X, IE8X, USTN (4) ISO standard (3) (only for PSET =CREST) numerical 2 decimals (16 45 Charity Id Only allowed if Stamp Status Code is GBSX alfanumerical (16 5

6 No. Field in.csv Description Format 46 Transaction (only for PSET =CREST) alfanumerical (16 Reference 47 Levy (only for PSET =CREST) Blanks, 1.00, 1.25 (3) 1.00 GBP PTM 1.25 EUR ITP 48 Bargain Condition (only for PSET =CREST) Blanks, BCRO - Result of Option when set BCRP - Result of Repo when set BCPD - Place of Delivery BCFD - Form of Delivery BCBL - Board Lots BCBN - Bad Names GTDL - Trade Executed with guaranteed Delivery Blanks, BCRO, BCRP, BCPD, BCFD, BCBL, BCBN, GTDL (4) 49 Accrued Interest Cur ISO standard (3) 50 Accrued Interest The bought or sold accrued interest for a buy/sell order regarding a bond. 51 Transaction Tax Cur ISO standard (3) 52 Transaction Tax The European transaction tax (that France and Italy already claim). numerical 7 decimals (16 numerical 7 decimals (16 6

7 Order of the.csv fields, to be separated by ~ Transaction Type Instruction Type Your reference Safekeeping Account Cash Account Trade Date Date Quantity ISIN PSET PSAFE Name/Addre BIC Participant Account Name/Address ss Participant Account Participant Account Deal Deal BIC Name/Address BIC Price Addition Broke Stamp Stampable al Addition Reg reg r Currenc Consideratio Charges al inf info info details details Costs y n Charges o Broker Currenc y reg details Transaction Type Stock Loan Margin Stam p Statu s Code Stamp Duty Stamp Duty Charity Id Transacti on Referenc e Levy Bargain Condition Accrued Interest Accrued Transaction Tax Interest Transaction Tax An example of actually filled fields of an.csv Bulk Instruction for s DVP~NEWM~CrossBorder~ ~NL15KASA ~25/03/2014~28/03/2014~123~5123~EUR~ EE ~NECINL2AXXX~CEDELULLXXX~~KASANL2AXXX~~ ~~KASANL2AXXX~~642~~~~~~ 0~~0~~0~~0~~~~~~~~~~~~~~~ 7

8 Relevant KAS-Web screens Please note that when uploading a file (.xml) the Country Code of the ISIN does not exist. In addition to that the PSET and PSAFE in the.xml are BIC s instead of the codes used in KAS-Web (e.g. GB and CREST). Please find the survey of BIC s within KAS-Web at Documentation/KAS-Web Manual. 8

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11 Corresponding KAS-Web and.csv fields for s, New Instruction Field in KAS- Web Your Reference Instruction Type Safekeeping Acc ount ISIN Code Trade Date Date Quantity Cur. Cash Account Accrued Interest Cur. Accrued Interest Transaction Tax Cur. Transaction Tax Description Client transaction reference DVP = Delivery versus Payment; RVP = Receipt versuspayment, RFP = Receipt free of Payment, DFP = Delivery free of Payment The account that is to be debited or credited in securities International Security Identification Date on whch the actual transaction took place Date on which settlement should (have) take(en) place The nominal transaction quantity The transaction countervalue No. in Field in.csv Format in.csv.csv 3 Your Ref Free format (16) 2 Instruction Type NEWM / CANC (4) 1 Transaction Type DFP, DVP, RFP, RVP (3) 4 Safekeeping Account 22xxxxxxx. (11) 11 ISIN ISIN only (12) 6 Trade Date dd/mm/yyyy (10) 7 Date dd/mm/yyyy (10) 8 Quantity numerical 6 decimals (22 9 numerical 2 decimals (16 ISO standard (3) 5 Cash Account IBAN (34) Cur. 10 The (IBAN) account that is to be debited or credited in cash Cur. 49 Accrued Interest Cur. The bought or sold accrued interest for a buy/sell order regarding a bond. ISO standard (3) 50 Accrued Interest numerical 7 decimals (16 Cur. 51 Transaction Tax Cur. ISO standard (3) The European transaction tax (that France and Italy already claim). 52 Transaction Tax numerical 7 decimals (16 11

12 Field in KAS- Description No. in Field in.csv Format in.csv Web.csv Deal Price Trade price 27 Deal Price numerical 7 decimals (16 Deal Price Cur. Cur. 26 Deal Price ISO standard (3 Broker Costs Costs charged for handling the trade 29 Broker Costs numerical 2 decimals (13 Broker Costs Cur. 28 Broker Costs ISO standard (3 Cur. Additional Charges Additional Charges Cur. Loca tion PSAFE Institute PSET Any additional charges related to this trade 33 Additional Charges numerical 2 decimals (13 Cur. 32 Additional Charges BIC of your 13 Institute Location (PSAFE) PSAFE BIC of Local/International 12 Institute clearing and settlement PSET institute ISO standard (3 BIC (11) BIC (11) Counterparty Name / Address Full name and address of the 14 Counterparty Name Adress Free Format (35 BIC Bank Identifier Code 15 BIC BIC (11) Participant 16 Participant numerical / free format (8 Account Custodian Name / Address Account-identifier at local/international clearing and settlement institute Account number of the custodian of your Full name and address of the custodian of your 17 Account numerical / free format (35) 18 Custodian Name Adress Free Format (35 BIC Bank Identifier Code 19 BIC BIC (11) Participant 20 Participant numerical / free format (8 Account Sub Custodian Name / Address Account-identifier at local/international clearing and settlement institute Account number of the custodian of your Full name and address of the sub custodian of your 21 Account numerical / free format (35) 22 SubCustodian Name Adress Free Format (35 BIC Bank Identifier Code 23 BIC BIC (11) Participant Account-identifier at 24 Participant numerical / free 12

13 Field in KAS- Web Account Transaction Type Stock Loan Margin Stamp Status Code Description local/international clearing and settlement institute Account number of the sub custodian of your (only for PSET =CREST) Type of is required for Lending & Borrowing instructions and specifies information regarding the type of settlement transaction (SECL, SECB, COLO and COLI) Default is Blanks. 0% or 5% if PSET is Crest and an initiation SECL, SECB, COLO or COLI is selected When PSET is Crest a Stamp Status Code has to be selected No. in.csv Field in.csv Format in.csv format (8 25 Account numerical / free format (35) 40 Transaction Type TRAD, SECL, SECB, COLO, COLI (4) 41 Stock Loan Margin Blanks, 0, 5 (1) 42 Stamp Status Code Blanks, NAPP, GBAX, GBBX, GBCX, GBDX, GBEX, GBFX, GBGX, GBHX, GBIX, IEJX, GBLX, GBMX, GBOX, GBPX, IEQX, GBRX, GBSX, GBTX, GBUX, GBVX, GBWX, GBXX, IEYX, IE1X, GB2X, GB3X, GB4X, GB5X, GB6X, GB7X, IE8X, USTN (4) Stampable Consideration Stampable Consideration Cur. (only for PSET =CREST) Additional charges due to local regulations 31 Stampable Consideration Cur. 30 Stampable Consideration numerical 2 decimals (13 ISO standard (3 13

14 Field in KAS- Web Stamp Duty Stamp Duty Cur. Charity ID Transaction Reference PTM / ITP Levy Bargain Condition Info Description No. in.csv Field in.csv Format in.csv (only for PSET =CREST) 44 Stamp Duty numerical 2 Stamp component of the decimals (16 settlement amount. Cur. 43 Stamp Duty ISO standard (3) Charity identifier is only 45 Charity Id alfanumerical allowed, when Stamp (16 Status Code is GBSX. Can only be filled when Stamp Status Code is GBTX (SDRT paid on another CREST transaction) GBP PTM : PSET is Crest and Transaction Type is Blanks or TRAD and is equal or more than GBP EUR ITP: PSET is Crest and Transaction Type is Blanks or TRAD and is equal or more than EUR. When PSET is Crest and if Special Conditions apply to the transaction this field should be supplied. Additional information for 46 Transaction Reference alfanumerical (16 47 Levy Blanks, 1.00, 1.25 (3) 48 Bargain Condition Blanks, BCRO, BCRP, BCPD, BCFD, BCBL, BCBN, GTDL (4) 34,35,3 6 Info Free format (3 * 35 Registration Details Info concerning the name in which the shares have to be registrated 37,38,3 9 Registration Details Free format (3 * 26 14

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