Ireland Annex Effective as of 4 th January MTS Ireland is a Multilateral Trading Facility operated by EuroMTS Limited
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1 Effective as of 4 th January 2016 MTS Ireland is a Multilateral Trading Facility operated by EuroMTS Limited
2
3 Contents MTS Ireland Annex 1.0 General Provisions Clearing and settlement of Trades7 1.1 Definitions Market Rules Clearing and Settlement of Trades Financial Instruments Provision of data and information8 2.1 Financial Instruments Minimum Lots Participants Provision of data to Participants Provision of data to Authorities Provision of data to debt management offices Provision of data to the public Amendments and communications Participant eligibility Admission procedures Participant undertakings Resignation of Participants Participant suspension from trading Participant exclusion from trading Regional Sub-Committee for MTS Ireland5 7.0 Supervision and Sanctions Monitoring the course of trading Breach of undertakings Procedure in respect to article Failure to honour Quoting Commitments Trading General systems operations Types of Trade Market trading hours Quotes and Orders Mid-Price crossing Spot Contracts Conclusion and registration of Trades Cancellation of Trades Law governing Trades Allocation of Financial Instruments to Market Makers Market Makers Quoting Commitments Suspension of Quoting Commitments of Financial Instruments Final Provisions Liability Disputes 9
4 1.0 General Provisions 1.1 Definitions In addition the following definition is also applicable to MTS Ireland: NTMA means the Irish National Treasury Management Agency. Primary Dealer means an institution that has been designated by NTMA as a Primary Dealer; 1.2 Market Rules 2.0 Financial Instruments 2.1 Financial Instruments 1. The issuer is the Republic of Ireland. The Financial Instruments available for trading are: a. Fixed coupon-bearing securities; b. T-Bills. 2. Principal amount outstanding for fixed coupon-bearing securities shall be not less than Euro 3 billion. 2.2 Minimum Lots 1. The Minimum Quote Size is Euro 1 million for each Financial Instrument for spot contracts. The Minimum Single Side Quote Size is Euro 1 million for each Financial Instrument for spot contracts. The Minimum Trading Size is Euro 1 million for each Financial Instrument for spot contracts. The Minimum Increment Quantity is set at Euro 0.5 million for each Financial Instrument for spot contracts. 3.0 Participants 3.1 Participant eligibility In addition to the General conditions for admission specified in the General MTS Domestic Market Rules, institutions applying for admission to trading on the Market must also: Belong, either directly or via an agent, to one of the clearing and settlement institutions specified below, and has suitable links with the same institutions for the settlement of Trades: a. Clearstream Banking Luxemburg; or 4
5 b. Euroclear Bank NV SA. 3.2 Admission procedures In addition to what is provided in paragraph 1 and 2 of Article 3.2 of the General MTS Domestic Market Rules, paragraph 3 shall be amended as follows: MTS Ireland distinguishes between three categories of Participants. 1. Price Taker: Participants are permitted to take part in trading of Financial instruments through Orders only. 2. Market Maker: Participants are permitted to take part in trading through Quotes and/ or Orders. Market Makers are Participants that are accepted by MTS as a Market Maker and agree to have the quoting obligations in relation to certain Financial Instruments in accordance with the General MTS Domestic Market Rules. 3. Mid Price Only Participant: A Participant that has access only to the Mid Price crossing functionality. 3.3 Participant undertakings with the following amendment: Article 3.3.l of the General MTS Domestic Market Rules will only apply to a Market Maker who is not registered as a Primary Dealer with the NTMA. 3.4 Resignation of Participants 3.5 Participant suspension from trading 3.6 Participant exclusion from trading 3.7 Regional Sub-Committee for MTS Ireland 1. Members of the Regional Sub-Committee are appointed in accordance with the Regional Sub-Committee Rules. Eligible members shall be Market Makers and representatives of MTS. 2. The Board at all times shall have the authority to overrule any decision or action taken by the Committee with respect to commercial, technological or regulatory matters notwithstanding the operation of the procedures. 5
6 3. Any decisions made by the Committee must not contravene any regulatory requirements of the FCA or any other applicable laws, or technical requirements of the Market. 4.0 Trading 4.1 General systems operations 4.2 Types of Trade 4.3 Market trading hours 4.4 Quotes and Orders 4.5 Mid-Price crossing 4.6 Spot Contracts 4.7 Conclusion and registration of Trades In addition the following sentence shall be added at the end of Section 4.7.1: When using the Request for Quote (RFQ) functionality in order for a Trade to be concluded the recipient of the RFQ shall manually accept of the terms of the RFQ. 4.8 Cancellation of Trades 6
7 4.9 Law governing Trades 4.10 Allocation of Financial Instruments to Market Makers 4.11 Market Makers Quoting Commitments Market Makers shall commit to make Double-Sided Quotes of the Financial Instruments assigned to them in accordance with Article 4.10 of this Annex. a. Within the market average Spread plus one standard deviation; and b. For at least a period of time equal to the market average quotation times less one standard deviation Suspension of Quoting Commitments of Financial Instruments 5.0 Clearing and settlement of Trades 5.1 Clearing and Settlement of Trades 1. The Market is connected to clearing and settlement institutions, Clearstream Banking Luxemburg and Euroclear Bank NV SA, and to the Central Counterparty via the SWIFT network. On a real time basis, the Market sends instructions to these institutions on behalf of Participants. 2. Participants will authorise either Clearstream Banking Luxemburg or Euroclear Bank NV SA to settle instructions sent by the Market by executing the relevant documentation arranged by the chosen settlement institution in favour of MTS. Alternatively, a Participant may make use of a settlement agent, executing with such settlement agent a declaration in the form specified by MTS. In this latter case, the settlement agent will be requested to sign the Power of Attorney arranged by the chosen settlement institution. 3. A Participant shall only be permitted to use one single account to settle transactions executed on MTS Ireland. Furthermore a Participant can opt to use LCH.Clearnet Ltd as a Central Counterparty. A participant wishing to use the Central Counterparty will lodge with MTS the CCP application form specified by MTS. Settlement Cycle 7
8 6.0 Provision of data and information 6.1 Provision of data to Participants 6.2 Provision of data to Authorities 6.3 Provision of data to debt management offices 6.4 Provision of data to the public 6.5 Amendments and communications 7.0 Supervision and Sanctions 7.1 Monitoring the course of trading 7.2 Breach of undertakings 7.3 Procedure in respect to article Failure to honour Quoting Commitments 8
9 8.0 Final Provisions 8.1 Liability 8.2 Disputes 9
10 Disclaimer Heading Contact Details Address: 10 Paternoster Square, EC4M 7LSE London, Great Britain E: T: +44 (0) EuroMTS Limited Company No Auhorised and regulated by the Financial Conduct Authority
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