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1 10/21/2015 SSPL SHP REPORT - F.html Disclosure shareholding pattern Name the Company : SWORD & SHELD PHARMA LMTED Scrip Code, class security : , Equity shares Quarter ended : Disclosure notes on shareholding pattern Pnrtly paid-up shares Number total D partly paid-up shares partly paid- number partly paid-up up sha res shares Shares held l>y promoter or promoter group total number shares the company Shares held by promoter or promoter group Shares held by public 1 Partly Paid-up Shares Sha res held by public Outstanding co nvertible securities D outstanding convertible securities Shares held by promoter or promoter group shares held by promoter or promoter group Slmres held by public Sha res held by public Warrants Number total total number shares outstanding number o utstanding the company, assuming full conversion securities convertible securities the convertible securities ld Shares held by promoter or promoter group Shares held by promoter or promoter group Shares held by public Number total number total number shares the company, assuming full conversion Shares held by public paid-up capital the company assuming full conversion and convertible securities -r... ~Uii;~~ 'i~ r.$'~~ - ~~ ( ME.OABAC } ~- c~. ~: J ~. ~ Q~ :\<-<i.. "~' ~..- 1 C i.l~~ \\_; ~ -::iii'.. ~ fi e://vvpatel/roc/com pany/sword%20& %20Shie/d%20Pharm a%20li mited/quarter% , %202015/Download%20Sharehol di ng%20pattern%20excel %20U. 2/8

2 .10/21/2015 SSPL SHP REPORT- F.html Disclosure fully paid-up shares Name the Compa ny : SWORD & SHELD 'HARMA LMTED Scrip Code, class security : , Eq uity shares Q ua rter ended : Disclosure note.s o n fully pa id-up sha res Ca tegor y code Sha reholding as a per centage total number sha r es T o ta l Number Number number sha res held in shareholder s dema te ria lised (A+B) sha res form (A+B+C) Sha res pledged or other wise encumber ed Number sha r es () () (H) ( V) (V) (V) (V) (V ) (A ) Sharcho lding Pro moter a nd Pro mo ter G ro up (X)= (V )/( V)* O O ( ) nd ia n (a) (d) ndividua ls or Hindu undivided fa mily Centra l government or State govcrnmcnt(s) Bodies corpora te Financial institutio ns or banks Any other Sha r eholder ndian Directors and sha r eholders their friends or re latives (2) Fo cign (a) Tota l Others Sub (A) ( ) o.6 Non-resident individua ls or foreign individuals (d) Bodies corpora te nstitutions Qualilied foreign investor (e) Any o ther Sha reholder Other s Sub- (A) (2) Sharcholding Promoter a nd Promoter G roup (A)= (A) ()+(A)(2) (B) Public Sharebolding () nstitutions (a) Mutual funds o r UT Fina ncial institutions o r banl:s Central g o vernment or Statt govcrnmcnt(s) fi le://vvpatel/roc /Company/Sword% 20&%20Shield%20Pharma%20Umited/Quarter% ,%202015/Download%20Share holdi, '":l yr\' ~~"~ ~ (d) Venture capita l funds ~~ ~ 1:J 'AHM~~~ J_fi ~t.~ ~ ~ G.Jl~(j_ 318

3 10/21/2015 SSPL SHP REPORT- F.htrnl (e) () (g) nsur ance companies Foreign institutional investors Fo reign venture capital investors (h) Qualified foreign investor (k) Any other Shareholder Others Sub (B) (l) (2) Non-nstitutions ' (a) Bodies corporate ndividuals ndividual shareholders i holding nominal share capital up to Rs one lakh ndividual shareholders ii holding nominal share capital in excess Rs one lakh Qualified foreign investor (d) Any other Shareholder No n- nstitutions Shareholders NR Non- nstitutions 2 Shareholders HUF Others Sub-total (B) (2) Public Shareho lding (B)= (B)(l)+(B)(2) TOTAL (A)+(B) (C) Shares held by custodh1ns a nd against which depository receipts havt' bn n issued () Promoter and promoter group (2) Public Shares held by C ustodians (C) 'lt b ~\tld Pt.~ ~ 1\H~)~ J~ * * ~ ~~ ~1, - ~:~ ~'GJ191f-.,9" GRAND TOTAL (A)+(B)+(C) (/~r' ~f~ fi e://vvpatel/roc/com pany/sword%20&%20shi eld%20pharm a%20li m i ted/ouarter% %202015/Download%20Sharehol di ng%20pattern%20excel %20U... 4/8

4 10/21/2015 SSPL SHP REPORT- F.html () Statement showing holding securities (including shares,,convertible securities) persons belonging to the category Promoter and Promoter G roup Name the Co mpa ny; SWORD & SH ELD PHARMA L MTED Scrip Code, class security: , Equ ity shares Q ua rtn ended: S Disclos 1 ure notes on securities belonging to the \:.ategory " Promoter a nd Promoter G roup" Sr. No. sha res (includiu underlyi Convertible shares Wa r rants securities assunti nj held as a 41 S full N un1bcr Number Number co nversi Encumbered grand total Na me the PAN the conver tible total gr a nd - number total (A)+ shareholde r Promoter sha res wa r rants numbers sec urities numbers warra nt total (A)+ sha res (B)+ (C) held held held convertible a nd (B)+ (C) cla use wa r r ants securities co nve r ti (l)(a) the same sccuritie same class class as a pcrccnta dilute share capital () ( ) () (a) () ( V) (V) (V )= (l)(a) (V ) (Vlll) ( X) (X) (X ) (X) (V)/(111)* 00 PRAV NBHA MA NEKLA L ADR992767P JYOTSNABEN 2 PRAV NBHA ADRPP2766N ~ ~ :..~ f\t.l.,-1'14 -?, lf:s. ~ 9 ~~.,.4. ~\,!l ~ ~/ ~ (!'! o ~ ~ ";:', ~,, [ ~ ~ H MED 0 ~ fi e 1/vvpatel/roc/Com pany/sword%20& %20Shield%20Pharma%20Li m ited/quarter% , % /Download%20Shareholdi ng%20pattern%20excei%20u

5 10/21 /2015 SSPL SHP REPORT- F.html {) (i) Statement showing holding securities (including shares,,convertible securities) persons belonging to the category Public and holding more than 1% the total number shares Name the Company: SWORD & SHELD PHARMA LMTED Scrip Code, class security : , Equity shares Quarter ended : S Disclosure notes on holding securities persons belonging to the c:~tegory "Public" and holding more than one thc tot!~ number shares Sr. No. shares (including underlying Shares as Convertible shares Warrants securities assuming held as a total number as full Number shares {i.e, Number Number conversion total N:une the PAN the Grand convertible total numbers shareholder Shareholder shares (A)+ (8) + (C) warn1nts secur ities numbers held indic:tted in held held convertible and statement at securilies convertible the para () (a) sa me securities) same class above) class as a diluted () () () (a) (ll) (V) (V) (V) ()(a) (V) (V) (X) KAMLESH JAN s h ar~ capital PROB FN CAP PVT LTD RAMESHBHA KANUBHA ATMARAMBHA JAYANTLAL RAMESHBHA lWOO AKHAN 8 JAGDSHK UMAR AMRUTLAL HM N CAP PVT LTD BHANUPRASAD KAL PESJ-1 J. THAKKAR UMAKANT SULTAN la JYOTT JAfN ,o_.- «~~ ~wy ~ - Ql,~ -~ AHMEDABAD {; file:l/vvpatel/roc /Com pany/sword%20&%20shield%20pharma%20limited/quarter% %202015/dow nload%20sharehold * ft. ttern%20exc. Y. *.. ~<'~ - ~ i '?.11 G.J i g~j~y'-" 6/8

6 10/21/2015 SSPL SHP REPORT- F.html () (ii) Statement showing holding securities (including shares,,convertible securities) persons (together with PAC) belonging to the category Public and holding more than 5% the total number shares the company Name the Company: SWORD & SHELD PHARMA LMTED Scrip Code, class sc.curity : Eq uity shares Quarter ended : Disclosure notes on holding securities persons (together with PAC) belonging to the category "Public" and holding more than five the total number shares the company Sr. No. Warrants Shares as held as a percent:1ge total Number number shares Number Name total PAN the {i.e, Grand the numbers shareholder Shareholder shares (A) + (B) + (C) held indicated in held statement at para the () (a) above} same class shares Convertible (including securities underlying as shares Number assuming full convertible total conversion securities numbers a nd held co nv ertible CO ilvt:'rtible securities sec urities) as some a class uf diluted share cnpital () () () (a) () (V) (V) (V) (l)(a) (V) (V) (X) KAMLES-1 JAN ~ ~~f ~~ ~ ( AHMEDABAD ) ~ * ~ ~,{f "(_;. - ~ ' ~ ' Jir. - ()'A l ' ' -~ ~ :... fi e://vvpatel/roc/com pany/sword%20&%20shield%20pharm a%20li m i ted/quarter% , %202015/D ownload%20sharehol di ng%20pattern%20excei%20u.. 7/8