Prospectus Company Hong Kong Stock Exchange HKSCC U.S. Securities Act BNPP Stabilizing Manager

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1 Unless otherwise defined herein, capitalized terms in this announcement shall have the same meanings as those defined in the prospectus dated February 11, 2014 (the Prospectus ) issued by China Metal Resources Utilization Limited (the Company ). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange ) and Hong Kong Securities Clearing Company Limited ( HKSCC ) take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for the Shares. Potential investors should read the Prospectus for detailed information about the Global Offering described below before deciding whether or not to invest in the Shares thereby being offered. The information contained in this announcement is not for distribution, directly or indirectly, in or into the United States (including its territories and dependencies, any State of the United States and the District of Columbia). These materials do not constitute or form a part of any offer to sell or solicitation to purchase or subscribe for securities of the Company in the United States. The Shares mentioned herein have not been, and will not be, registered under the United States Securities Act of 1933, as amended (the U.S. Securities Act ). The Shares may not be offered or sold in the United States except pursuant to registration or an exemption from the registration requirements of the U.S. Securities Act. No public offering of the securities will be made in the United States. In connection with the Global Offering, BNP Paribas Securities (Asia) Limited ( BNPP, the Stabilizing Manager ), its affiliates or any person acting for it, on behalf of the Underwriters, may, to the extent permitted by applicable laws of Hong Kong or elsewhere; over-allocate or effect transactions with a view to stabilizing or maintaining the market price of the Shares at a level higher than that which might otherwise prevail in the open market for a limited period commencing from the Listing Date. The Stabilizing Manager may over-allocate up to and not more than an aggregate of 92,760,000 additional Shares, representing approximately 15% of the initial Offer Shares, and cover such over-allocations by the exercise of the Over-allotment Option, which will be exercisable by BNPP on behalf of the International Underwriters, or by making purchases in the secondary market at prices that do not exceed the Offer Price or through stock borrowing arrangements or a combination of these means. Such stabilization may be effected in all jurisdictions where it is permissible to do so, in each case in compliance with all applicable laws and regulatory requirements, including the Securities and Futures (Price Stabilizing) Rules made under the Securities and Futures Ordinance (Cap. 571 of the Laws of Hong Kong). However, there is no obligation on the Stabilizing Manager, its affiliate or any person acting for it to conduct any such stabilizing activity. Such stabilization, if commenced, will be done at the absolute discretion of the Stabilizing Manager and may be discontinued at any time. No such stabilizing activity can be taken to support the price of the Shares for longer than the stabilizing period which will begin on the Listing Date, and is expected to expire on Sunday, March 16, 2014, being the 30th day after the last date of lodging applications under the Hong Kong Public Offering. Potential investors of the Offer Shares should note that the Sole Global Coordinator (for itself and on behalf of the Hong Kong Underwriters) shall be entitled to terminate their obligations under the Hong Kong Underwriting Agreement with immediate effect upon the occurrence of any of the events set out in the paragraph headed Underwriting Underwriting Arrangements and Expenses Hong Kong Public Offering Grounds for Termination in the Prospectus, at any time prior to 8:00 a.m. (Hong Kong time) on the Listing Date (which is currently expected to be on Friday, February 21, 2014). 1

2 China METAL RESOURCES UTILIZATION Limited (a company incorporated under the laws of Cayman Islands with limited liability) Number of Offer Shares under the Global Offering GLOBAL OFFERING : 618,460,000 Shares (including 525,001,600 new Shares and 93,458,400 Sale Shares, subject to the Over-allotment Option) Number of Hong Kong Offer Shares : 185,544,000 Shares (as adjusted after reallocation) Number of International Placing Shares : 432,916,000 Shares (including 339,457,600 New Shares and 93,458,400 Sale Shares, as adjusted after reallocation and subject to the Over-allotment Option) Offer Price : HK$1.13 per Offer Share plus brokerage of 1%, SFC transaction levy of 0.003% and the Hong Kong Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund on final pricing) Nominal value : HK$0.10 per Share Stock code : 1636 Sole Global Coordinator, Sole Sponsor and Sole Bookrunner 2

3 SUMMARY The Offer Price has been determined at HK$1.13 per Offer Share (exclusive of 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee). Based on the Offer Price of HK$1.13 per Offer Share, the net proceeds from the Global Offering to be received by the Company, after deduction of related underwriting commissions and other estimated expenses payable by the Company in relation to the Global Offering and assuming no exercise of the Over-allotment Option, is estimated to be approximately HK$546.9 million. The Offer Shares initially offered under the Hong Kong Public Offering have been very significantly over-subscribed. A total of 4,241 valid applications pursuant to the Hong Kong Public Offering on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS or to the White Form eipo Service Provider under the White Form eipo service and for a total of 1,108,544,000 Hong Kong Offer Shares were received, representing approximately times of the total number of 61,848,000 Hong Kong Offer Shares initially available under the Hong Kong Public Offering. In connection with the Global Offering, the Company has granted the Over-allotment Option to the Sole Global Coordinator exercisable by BNPP. Pursuant to the Overallotment Option, BNPP has the right, at any time from the Listing Date, to Sunday, March 16, 2014, being the 30th day after the last date for lodging applications under the Hong Kong Public Offering, to require the Company to issue up to an aggregate of 92,760,000 additional Shares, representing approximately 15% of the initial Offer Shares, at the Offer Price, to cover over-allocations in the International Placing. There has been an overallocation of 92,760,000 Shares in the International Placing and such over-allocation is covered through the stock borrowing arrangement under the Stock Borrowing Agreement between Epoch Keen and the Stabilizing Manager. Such borrowed Shares will be covered by exercising the Over-allotment Option or by making purchases in the secondary market. In the event that the Over-allotment Option is exercised, an announcement will be made. As at the date of this announcement, the Over-allotment Option has not been exercised. As the number of Shares validly applied for in the Hong Kong Public Offering represents 15 times or more but less than 50 times of the number of Hong Kong Offer Shares initially available under the Hong Kong Public Offering, the reallocation procedures as disclosed in the section headed Structure of the Global Offering The Hong Kong Public Offering in the Prospectus have been applied and 123,696,000 International Offer Shares, representing approximately 20% of the total number of Shares offered, have been reallocated from the International Placing to the Hong Kong Public Offering. There will be 185,544,000 Offer Shares, representing approximately 30% of the total number of Shares offered under the Global Offering, made available for the Hong Kong Public Offering and 432,916,000 Offer Shares, representing approximately 70% of the total number of Shares offered under the Global Offering, made available for the International Placing before the exercise of the Over-allotment Option. 3

4 The Company announces that the Offer Price, the level of applications in the Hong Kong Public Offering, the level of indications of interest in the International Placing and the basis of allotment of the Hong Kong Offer Shares will be available on Thursday, February 20, 2014 in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese), on the website of the Hong Kong Stock Exchange at and our website at Based on the Offer Price of HK$1.13, and pursuant to the Cornerstone Investment Agreement with VMS Investment Group Limited ( VMS ), the number of Offer Shares subscribed for by VMS has now been determined. The number of Shares to be subscribed by VMS is 137,276,000 representing approximately 22.2% of the total number of Shares offered under the Global Offering before the exercise of the Over-allotment Option. The Directors confirm that no Offer Share has been allocated to applicants who are directors, existing shareholders and connected persons of the Company within the meaning of the Listing Rules. None of the Sole Global Coordinator and the Underwriters and their respective affiliated companies and connected clients (as set out in Appendix 6 to the Listing Rules) has taken up any Offer Shares for its own benefit under the Global Offering. The Directors further announce that the Offer Shares initially offered under the International Placing have been moderately over-subscribed. The Directors confirm that the International Placing is in compliance with the placing guidelines for equity securities as set out in Appendix 6 to the Listing Rules and no placee will, individually, be placed more than 10% of the enlarged issued share capital of the Company immediately after the Global Offering. As such, the Directors confirm that there will not be any new substantial Shareholder immediately after the Global Offering, and the number of Shares in public hands will satisfy the minimum percentage prescribed by Rule 8.08 of the Listing Rules. The Company announces that the results of allocations (with the Hong Kong identity card/passport/hong Kong business registration number of wholly successful or partially successful applicants) of the Offer Shares in the Hong Kong Public Offering will be available at the times and dates and in the manner specified below: Results of allocations will be available from Hong Kong Stock Exchange s website at on Thursday, February 20, 2014; Results of allocations will also be available from our website at and designated results of allocations website at on a 24- hour basis from 8:00 a.m. on Thursday, February 20, 2014 to 12:00 midnight on Wednesday, February 26, The user will be required to key in the Hong Kong identity card/passport/hong Kong business registration number provided in his/her/ its application to search for his/her/its own allocation result; Results of allocations will be available from our Hong Kong Public Offering allocation results telephone enquiry line. Applicants may find out whether or not their applications have been successful and the number of Hong Kong Offer Shares allocated to them, if any, by calling between 9:00 a.m. and 10:00 p.m. from Thursday, February 20, 2014 to Sunday, February 23, 2014; 4

5 Special allocation results booklets setting out the results of allocations will be available for inspection during opening hours of individual branches and subbranches from Thursday, February 20, 2014 to Saturday, February 22, 2014 at all receiving bank branches and sub-branches at the addresses set out in the section headed How to Apply for Hong Kong Offer Shares Where to Collect the Application Forms. Wholly or partially successful applicants who have applied for 1,000,000 Hong Kong Offer Shares or more and have provided all information required by their WHITE Application Forms may collect their Share certificates and/or refund cheques in person from the Company s Hong Kong Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops , 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Thursday, February 20, Share certificates and/or refund cheques (if any) for Hong Kong Offer Shares allotted to applicants, using WHITE Application Forms which are either not available for personal collection or which are available but are not collected in person are expected to be dispatched by ordinary post to their addresses as specified on their Application Forms at their own risk on Thursday, February 20, Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more through the White Form eipo service by submitting an electronic application to the designated White Form eipo Service Provider through the designated website at and their applications are wholly or partially successful may collect their Share certificates (if any) in person from the Company s Hong Kong Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops , 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Thursday, February 20, Share certificates (if any) for the Hong Kong Offer Shares allotted to applicants applying through the White Form eipo which are either not available for personal collection or which are available but are not collected in person are expected to be dispatched by ordinary post to their addresses as specified in their application instructions to the designated White Form eipo Service Provider promptly thereafter, by ordinary post and at their own risk. Applicants who have applied through the White Form eipo and paid their application monies from a single bank account, will have refund monies dispatched to the application payment bank account in the form of e-refund payment instructions; Applicants who have applied through the White Form eipo and paid their application monies from multiple bank accounts, will have refund monies dispatched to the address as specified on the applicants White Form eipo application in the form of refund cheque(s), by ordinary post at their own risk on Thursday, February 20, Applicants who have applied for 1,000,000 Hong Kong Offer Shares or more using YELLOW Application Forms and have provided all information required by their Application Forms may collect refund cheques (if any) in person from the Company s Hong Kong Share Registrar, Computershare Hong Kong Investor Services Limited, at Shops , 17th Floor, Hopewell Centre, 183 Queen s Road East, Wanchai, Hong Kong between 9:00 a.m. and 1:00 p.m. on Thursday, February 20,

6 Share certificates for Hong Kong Offer Shares allotted to applicants using YELLOW Application Forms and those who applied by giving electronic application instructions to HKSCC via CCASS are expected to be issued in the name of HKSCC Nominees and deposited into CCASS for credit to their CCASS Investor Participant stock accounts or their designated CCASS Participants stock accounts as stated in the YELLOW Application Forms on Thursday, February 20, 2014, or under contingent situation, on any other date as shall be determined by HKSCC or HKSCC Nominees. Refund cheques (if any) for applicants using YELLOW Application Forms which are either not available for personal collection or which are available but are not collected in person are expected to be dispatched by ordinary post to their addresses on their application forms by ordinary post and at their own risk on Thursday, February 20, Applicants who have applied through a designated CCASS Participant (other than a CCASS Investor Participant) for Hong Kong Offer Shares credited to the stock account of his CCASS Participant (other than a CCASS Investor Participant) can check the number of public Offer Shares allotted to them with that CCASS Participant. Applicants applying as a CCASS Investor Participant should check this announcement and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, February 20, Immediately after the credit of the Hong Kong Offer Shares to the applicant s stock account, the applicant can check his new account balance via the CCASS Phone System and CCASS Internet System. HKSCC will also make available to you an activity statement showing the number of Hong Kong Offer Shares credited to the applicant s stock account. Refund monies (if any) for applicants giving electronic application instructions to HKSCC via CCASS are expected to be credited to the relevant applicants designated bank accounts or the designated bank accounts of their brokers or custodians on Thursday, February 20, Share certificates will only become valid certificates of title provided that the Hong Kong Public Offering has become unconditional in all respects and neither the Hong Kong Underwriting Agreement nor the International Underwriting Agreement has been terminated in accordance with its terms on or before 8:00 a.m., on Friday, February 21, For more information, please refer to the section headed Underwriting Underwriting Arrangements and Expenses Hong Kong Public Offering Grounds for Termination in the Prospectus. The Company will not issue any temporary documents of title. No receipts will be issued for application monies paid. Dealings in the Shares on the Hong Kong Stock Exchange are expected to commence at 9:00 a.m. on Friday, February 21, Shares will be traded in board lots of 4,000 Shares. The stock code of the Shares is OFFER PRICE AND USE OF NET PROCEEDS FROM THE GLOBAL OFFERING The Offer Price has been determined at HK$1.13 per Offer Share (exclusive of 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee). Based on an Offer Price of HK$1.13 per Offer Share, we estimate that we will receive net proceeds from the Global Offering of approximately HK$546.9 million from the 525,001,600 Offer Shares to be offered by the Company, after deducting underwriting fees and expenses payable by us in relation to the Global Offering and assuming no exercise of the Over-allotment Option. 6

7 The Offer Shares initially offered under the Hong Kong Public Offering have been very significantly over-subscribed and the Offer Shares initially offered under the International Placing have been moderately over-subscribed. We intend to use these net proceeds for the following purposes: approximately HK$166.6 million (or approximately 30.5% of the net proceeds) to fund a portion of our planned capital expenditure in relation to additions to property, plant and equipment, and research and development projects of Baohe Taiyue; approximately HK$143.2 million (or approximately 26.2% of the net proceeds) to repay the bridge loans which we have obtained and used to repay in full the loans from Gushan and amounts due to Gushan, Carling and Mr. Yu prior to Listing. approximately HK$140.1 million (or approximately 25.6% of the net proceeds) to fund a portion of our planned capital expenditure in relation to additions to property, plant and equipment, and research and development projects of Baohe Xinshiji. approximately HK$51.4 million (or approximately 9.4% of the net proceeds) to repay certain outstanding bank loans, all of which are working capital loans with interest rates ranging from 7.00% to 7.50% and were incurred in or after December 2012 and will be due before the end of the second quarter of 2014; approximately HK$21.4 million (or approximately 3.9% of the net proceeds) to fund a portion of our planned capital expenditure in relation to expansion of production capacity at Xiangbei; approximately HK$17.6 million (or approximately 3.2% of the net proceeds) to fund a portion of our planned capital expenditure in relation to additions to property, plant and equipment at Tongxin. approximately HK$6.6 million (or approximately 1.2% of the net proceeds) to repay the loan from Silver Harvest and the amount due to Silver Harvest, all of which are either repayable on demand or within one year. APPLICATIONS AND INDICATIONS OF INTEREST RECEIVED As at the close of the application lists at 12:00 noon on Friday, February 14, 2014, a total of 4,241 valid applications (applications on WHITE and YELLOW Application Forms and through giving electronic application instructions to HKSCC via CCASS or to the White Form eipo Service Provider under the White Form eipo) and for a total of 1,108,544,000 Hong Kong Offer Shares were received, representing approximately times the total number of 61,848,000 Offer Shares initially available under the Hong Kong Public Offering: 4,241 valid applications on WHITE and YELLOW Application Forms and by electronic application instructions given to HKSCC via CCASS or to the White Form eipo Service Provider under the White Form eipo for a total of 1,108,544,000 Hong Kong Offer Shares, a total of 4,197 applications in respect of a total of 597,228,000 Hong Kong Offer Shares were for Hong Kong Offer Shares with an aggregate subscription amount based on the maximum Offer Price of HK$1.20 per Hong Kong Offer Share of HK$5 million or below (exclusive of 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee); 7

8 44 valid applications in respect of a total of 511,316,000 Hong Kong Offer Shares were for Hong Kong Offer Shares with an aggregate subscription amount based on the maximum Offer Price of HK$1.20 per Hong Kong Offer Share of more than HK$5 million (exclusive of 1% brokerage, 0.003% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee); and two applications have been rejected due to bounced cheques, one invalid application, and four multiple or suspected multiple applications have been rejected. No application for more than 30,924,000 Hong Kong Offer Shares has been identified. The number of Shares validly applied for under the Hong Kong Public Offering represents more than 15 times or more but less than 50 times of the number of Hong Kong Offer Shares initially available under the Hong Kong Public Offering. Therefore 123,696,000 Shares, representing approximately 20% of the total number of Shares offered under the Global Offering, will be reallocated to the Hong Kong Public Offering from the International Placing according to the section headed Structure of the Global Offering The Hong Kong Public Offering in the Prospectus. There will be 185,544,000 Offer Shares, representing approximately 30% of the total number of Shares offered under the Global Offering, made available for the Hong Kong Public Offering. international placing There will be 432,916,000 Offer Shares, representing approximately 70% of the total number of Shares offered under the Global Offering, made available for the International Placing. In connection with the Global Offering, the Company has granted the Over-allotment Option to the Sole Global Coordinator exercisable by BNPP on behalf of the International Underwriters. Pursuant to the Over-allotment Option, BNPP has the right, at any time from the Listing Date to Sunday, March 16, 2014, being the 30th day after the last date of lodging applications under the Hong Kong Public Offering, to require the Company to allot up to an aggregate of 92,760,000 additional Shares, representing approximately 15% of the initial Offer Shares, at the Offer Price to cover over-allocations in the International Placing, if any. If the Over-allotment Option is exercised in full, the additional Shares for sale will represent approximately 4.42% of our enlarged share capital immediately following the completion of the Global Offering. There has been an overallocation of 92,760,000 Shares in the International Placing and such over-allocation is covered through the stock borrowing arrangement under the Stock Borrowing Agreement between Epoch Keen and the Stabilizing Manager. Such borrowed Shares will be covered by exercising the Overallotment Option or by making purchases in the secondary market. In the event that the Overallotment Option is exercised, an announcement will be made. As at the date of this announcement, the Over-allotment Option has not been exercised. Based on the Offer Price of HK$1.13, and pursuant to the Cornerstone Investment Agreement with VMS Investment Group Limited ( VMS ), the number of Offer Shares subscribed for by VMS has now been determined. The number of Shares to be subscribed by VMS is 137,276,000, representing approximately 22.2% of the total number of Shares offered under the Global Offering before the exercise of the Over-allotment Option. The Directors confirm that no Offer Share has been allocated to applicants who are directors, existing shareholders and connected persons of the Company within the meaning of the Listing Rules. None of the Sole Global Coordinator and the Underwriters and their respective affiliated companies and connected clients (as set out in Appendix 6 to the Listing Rules) has taken up any Offer Shares for its own benefit under the Global Offering. The Directors further announce that the Offer Shares initially offered under the International Placing have been moderately over-subscribed. 8

9 The Directors confirm that the International Placing is in compliance with the placing guidelines for equity securities as set out in Appendix 6 to the Listing Rules and no placee will, individually, be placed more than 10% of the enlarged issued share capital of the Company immediately after the Global Offering. As such, the Directors confirm that there will not be any new substantial Shareholder immediately after the Global Offering, and the number of Shares in public hands will satisfy the minimum percentage prescribed by Rule 8.08 of the Listing Rules. BASIS OF ALLOTMENT UNDER THE HONG KONG PUBLIC OFFERING Valid applications made by the public on WHITE and YELLOW Application Forms and by electronic application instructions given to HKSCC via CCASS or to the White Form eipo Service Provider under the White Form eipo will be conditionally allotted on the basis set out below: No. of Shares Applied for No. of Valid Applications Basis of Allotment/Ballot Approximate Percentage Allotted of the Total No. of Shares Applied for POOL A 4,000 1,189 4,000 Shares % 8, ,000 Shares plus 190 out of 475 to receive additional 4,000 Shares 70.00% 12, ,000 Shares plus 101 out of 242 to receive additional 4,000 Shares 47.25% 16, ,000 Shares plus 65 out of 109 to receive additional 4,000 Shares 39.91% 20, ,000 Shares plus 156 out of 206 to receive additional 4,000 Shares 35.15% 24, ,000 Shares 33.33% 28, ,000 Shares plus 12 out of 52 to receive additional 4,000 Shares 31.87% 32, ,000 Shares plus 30 out of 62 to receive additional 4,000 Shares 31.05% 36, ,000 Shares plus 27 out of 36 to receive additional 4,000 Shares 30.56% 40, ,000 Shares 30.00% 60, ,000 Shares plus 34 out of 114 to receive additional 4,000 Shares 21.99% 80, ,000 Shares 20.00% 100, ,000 Shares plus 151 out of 241 to receive additional 4,000 Shares 18.51% 120, ,000 Shares plus 25 out of 48 to receive additional 4,000 Shares 18.40% 140, ,000 Shares plus 10 out of 24 to receive additional 4,000 Shares 18.33% 160, ,000 Shares plus 20 out of 70 to receive additional 4,000 Shares 18.21% 180, ,000 Shares plus 2 out of 14 to receive additional 4,000 Shares 18.10% 9

10 No. of Shares Applied for No. of Valid Applications Basis of Allotment/Ballot Approximate Percentage Allotted of the Total No. of Shares Applied for POOL A 200, ,000 Shares 18.00% 300, ,000 Shares 13.33% 400, ,000 Shares 13.00% 500, ,000 Shares 12.80% 600, ,000 Shares 12.67% 700, ,000 Shares 12.57% 800, ,000 Shares 12.50% 900, ,000 Shares 12.44% 1,000, ,000 Shares 12.40% 1,500, ,000 Shares 12.27% 2,000, ,000 Shares 12.20% 2,500, ,000 Shares 12.16% 3,000, ,000 Shares 12.13% 4,000, ,000 Shares 12.00% 4,197 POOL B 4,500, ,000 Shares 18.49% 5,000, ,000 Shares 18.32% 6,000, ,096,000 Shares 18.27% 7,000, ,276,000 Shares 18.23% 8,000, ,452,000 Shares 18.15% 9,000, ,632,000 Shares 18.13% 10,000, ,812,000 Shares 18.12% 20,000, ,620,000 Shares 18.10% 30,924, ,584,000 Shares 18.06% 44 The final number of Offer Shares available in the Hong Kong Public Offering is 185,544,000 Offer Shares, representing approximately 30% of the Offer Shares in the Global Offering and the final number of Offer Shares available in the International Placing is 432,916,000 Offer Shares which were allocated in full, representing approximately 70% of the Offer Shares in the Global Offering (before any exercise of the Over-allotment Option). 10

11 RESULTS OF ALLOCATIONS The Company announces that the Offer Price, the level of applications in the Hong Kong Public Offering, the level of indications of interest in the International Placing and the basis of allotment of the Hong Kong Offer Shares will be available on Thursday, February 20, 2014 in the South China Morning Post (in English) and the Hong Kong Economic Times (in Chinese) on the website of the Hong Kong Stock Exchange at and our website at The Company announces that the results of allocations (with the Hong Kong identity card/passport/ Hong Kong business registration number of wholly successful or partially successful applicants) of the Offer Shares in the Hong Kong Public Offering will be available at the times and dates and in the manner specified below: Results of allocations will be available from Hong Kong Stock Exchange s website at on Thursday, February 20, 2014; Results of allocations will also be available from our website at and from the designated results of allocations website at on a 24-hour basis from 8:00 a.m. on Thursday, February 20, 2014 to 12:00 midnight on Wednesday, February 26, The user will be required to key in the Hong Kong identity card/passport/hong Kong business registration number provided in his/her/its application to search for his/her/its own allocation result; Results of allocations will be available from our Hong Kong Public Offering allocation results telephone enquiry line. Applicants may find out whether or not their applications have been successful and the number of Hong Kong Offer Shares allocated to them, if any, by calling between 9:00 a.m. and 10:00 p.m. from Thursday, February 20, 2014 to Sunday, February 23, 2014; and Special allocation results booklets setting out the results of allocations will be available for inspection during opening hours of individual branches and sub-branches from Thursday, February 20, 2014 to Saturday, February 22, 2014 at all the receiving bank branches and sub-branches at the following addresses: Standard Chartered Bank (Hong Kong) Limited Hong Kong Island 88 Des Voeux Road 88 Des Voeux Road, Central, Hong Kong Hennessy Road 399 Hennessy Road, Wanchai, Hong Kong Quarry Bay G/F, Westlands Gardens, 1027 King s Road, Quarry Bay, Hong Kong Kowloon Kwun Tong Hoi Yuen Road G/F, Fook Cheong Building, No. 63 Hoi Yuen Road, Kwun Tong, Kowloon. Mongkok Shop B, G/F, 1/F & 2/F, Nathan Road, Mongkok, Kowloon Tsimshatsui G/F, 10 Granville Road, Tsimshatsui, Kowloon Lok Fu Shopping Centre Shop G201, G/F., Lok Fu Shopping Centre New Territories Tsuen Wan Shop C, G/F & 1/F, Jade Plaza, No. 298 Sha Tsui Road, Tsuen Wan, New Territories New Town Plaza Branch Shop 215, 222 & 223, Phase 1, New Town Plaza, Shatin Tseung Kwan O Shop G37-40, G/F, Hau Tak Shopping Centre, Hau Tak Estate, Tseung Kwan O, Kowloon 11

12 Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 B G C G C G C G470527A C G C G538230A C G C G C G D G D G D G D101328A 4000 G D G D G D G D H D H D H D H D H487869A D285573A 4000 K D K D K D K D K D402035A 4000 K D403654A 4000 K D K203123A D K D K D K D K D K D K D K D K D K D K D K D649152A 4000 K D K D K E K E K E K E K E K E K E K E M E P E P E P E P490188A E P E413546A 4000 P953835A E R E R E512867A 8000 R E R E532147A R E R E R E R859572A E V E V E V E Y002594A E Y E Y E Y A E Z068508A A229988A E Z A E991940A 4000 Z A G Z A G Z A G Z A G Z A G Z A G Z A884958A 4000 G Z A979732A 4000 G Z B G Z B G Z B682809A 8000 G Z B G Z B717526A 8000 G Z 分配結果 ( 白表 ) Results of Applications (White Form)

13 Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 Z Z Z Z Z 分配結果 ( 白表 ) Results of Applications (White Form)

14 Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 C C C C C C C C C C C C C X C C C C L C C C 分配結果 ( 黃表 - 電子認購指示 ) Results of Applications (EIPO)

15 Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 C E G C404034A E G C E G C E G C E G C E G C E G C E G C E278004A 4000 G C E G C E301765A 4000 G C E G C E G C E G C E G D E G D E378619A 4000 G D E G219667A D E G D E G D E G D D082506A G D E G D K G D E G D E G D E G C D E G C 4000 D224109A 4000 E G C 4000 D E G C D E G C D E G C D E G C 4000 D E G D E G D E G D E G D E G D E G D E G D357033A 4000 E G D E G D E G D E G D369859A 4000 E661649A 4000 G A D E G A D E G D D E696613A 4000 G A D E G A D E G A D E G A750449A D E G A D E G A D E G A D E G A D E G A D E G A D E G A D E817964A 4000 G A884202A 4000 D E G A D E G A D E G A D E G A D E G A D E G B D E G B D E G B D E G B D E G B D E914856A G B767651A 4000 D E G B D E G B D E G C D E G C D E G C D E968612A 4000 G C D E G C D E980811A G817922A C D E G C D E GS007129B C266544A 8000 D E GS007170B C E G GS015121B 4000 C E G GS035165B 4000 C293243A E G GS050173B C E G GS058167B C E G GS059903B C E G GS060528B 4000 C E G GS060585B 分配結果 ( 黃表 - 電子認購指示 ) Results of Applications (EIPO)

16 Identification HKPO Identification HKPO Identification HKPO Identification HKPO Document Shares Document Shares Document Shares Document Shares Number(s) Allocated Number(s) Allocated Number(s) Allocated Number(s) Allocated 證件號碼 證件號碼 證件號碼 證件號碼 獲配發股份 獲配發股份 獲配發股份 獲配發股份 GS063236B IS IS IS GS065007B 8000 IS IS IS GS066038B IS IS IS GS067517B IS IS IS GS067952B 4000 IS IS IS GS068662B IS IS IS GS068802B IS IS IS GS071599B IS IS IS GS075008B IS IS IS GS075019B 8000 IS IS IS GS075020B 8000 IS IS IS GS075032B 4000 IS IS IS GS075081B IS IS IS GS075086B 8000 IS IS IS GS075368B 4000 IS IS IS GS075630B IS IS IS GS075938B IS IS IS H IS IS IS H012299A IS IS IS H019835A 8000 IS IS IS H IS IS IS H IS IS IS H IS IS IS H IS IS IS H IS IS IS H IS IS IS H IS IS IS H IS IS IS H IS IS K H IS IS K H IS IS K H IS IS K H IS IS K H IS IS K H IS IS K H IS IS K096753A 8000 H IS IS K H IS IS K H IS IS K H IS IS K H IS IS K H IS IS K I131362LK 8000 IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K297049A 8000 IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K356245A IS IS IS K357296A IS IS IS K IS IS IS K IS IS IS K426925A 4000 IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K531741A IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K718588A 4000 IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K IS IS IS K834034A 4000 IS IS IS K IS IS IS K 分配結果 ( 黃表 - 電子認購指示 ) Results of Applications (EIPO)