FMA Prospectus Supervision: List of incoming notifications pursuant to Art. 10 par. 9 Capital Market Act (CMA)

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1 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received AMF - Autorité des marchés financiers (FR) AMUNDI ISSUANCE 1st to Base Prospectus Euro 10,000,000,000 Notes and Certificates Programme ELIS Base prospectus Base Prospectus to EUR 3,000,000,000 EURO MEDIUM TERM NOTE PROGRAMME AMUNDI ISSUANCE 2nd to Base Prospectus Euro 10,000,000,000 Notes and Certificates Programme KLEPIERRE 4th to Base Prospectus 7,000,000,000 EURO MEDIUM TERM NOTE PROGRAMME Total S.A. 4th to Base Prospectus 35,000,000,000 Euro Medium Term Note Programme PEUGEOT SA 3rd to Base Prospectus to 5,000,000,000 Euro Medium Term Note Programme Total S.A. 5th to Base Prospectus 35,000,000,000 Euro Medium Term Note Programme Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received AFM - Autoriteit Financiele Markten (NL) N.V. Bank Nederlandse Gemeenten 2nd to Base Prospectus Euro 100,000,000,000 Debt Issuance Programme Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received BaFin - Bundesanstalt für Finanzdienstleistungsaufsicht (DE) Commerzbank AG Base prospectus Base Prospectus to Classic TURBO-Optionsscheine bezogen auf US-amerikanische Aktien AVK Altersvorsorgekonto Emissionsgesellschaft mbh (vormals Goldman Sachs Finanzprodukte ) 11th to Base Prospectus to Securities (issued in the form of Certificates, Notes or Warrants) s to various Base Prospectuses s to various Base Prospectuses DVR Page 1 of 12

2 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received Credit Suisse AG s to various Base Prospectuses De Raj Group AG Equity securities Prospectus to 35,000,000 ordinary bearer shares DE000A2GSWR Base prospectus Base Prospectus to Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine) Base prospectus Base Prospectus to Securities (issued in the form of Certificates, Notes or Warrants) Lang & Schwarz AG 1st to Base Prospectus derivative Produkte Credit Suisse AG s to various Base Prospectuses De Raj Group AG 1st to Prospectus of 35,000,000 ordinary bearer shares HSH Nordbank AG 4th to various Base Prospectuses HSH Nordbank AG 4th to various Base Prospectuses Vontobel Financial Products s to various Base Prospectuses s to various Base Prospectuses to Base Prospectus Partizipationszertifikate und Open-End Partizipationszertifikate Commerzbank AG Base prospectus Base Prospectus to Strukturierte Anleihen Lang & Schwarz AG 2nd to Base Prospectus derivative Produkte Societe Generale Effekten DZ Bank AG Deutsche Zentral-Genossenschaftsbank DZ Bank AG Deutsche Zentral-Genossenschaftsbank Base prospectus Base Prospectus to Wertpapiere (begeben als Zertifikate, Anleihen, Optionsscheine) Base prospectus Base Prospectus to Securities (issued in the form of Certificates, Notes or Warrants) Base prospectus Base Prospectus to Zertifikate Base prospectus Base Prospectus to Zertifikate Base prospectus Base Prospectus to Renditezertifikate Bayerische Landesbank Base prospectus Base Prospectus to Prozentnotierte Schuldverschreibungen DZ Bank AG Deutsche Base prospectus Base Prospectus to Optionsscheine DVR Page 2 of 12

3 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received Zentral-Genossenschaftsbank Credit Suisse AG Non-equity securities Prospectus to IRIS Balanced Certificates CH Credit Suisse AG to Base Prospectus Participation-Products UniCredit Bank AG 3rd to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz) UniCredit Bank Austria AG 3rd to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz) UniCredit Bank AG 4th to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz UniCredit Bank Austria AG 4th to Base Prospectus Wertpapiere mit Single-Basiswert und Multi-Basiswert (mit (Teil-)Kapitalschutz) Credit Suisse AG s to various Base Prospectuses Deutsche Bank AG s to various Base Prospectuses Lang & Schwarz AG 3rd to Base Prospectus derivative Produkte Vontobel Financial Products to Base Prospectus Faktor-Zertifikate UBS AG Various s to various Base Prospectuses Societe Generale Effekten Base prospectus Base Prospectus to Anleihen Commerzbank AG Base prospectus Base Prospectus to Unlimited Faktor-Indexzertifikate Societe Generale Effekten Vontobel Financial Products AVK Altersvorsorgekonto Emissionsgesellschaft mbh (vormals Goldman Sachs Finanzprodukte ) to Base Prospectus Optionsscheine s to various Base Prospectuses s to various Base Prospectuses to Base Prosepctus Faktor-Zertifikate s to various Base Prospectuses DVR Page 3 of 12

4 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received Credit Suisse AG s to various Base Prospectuses Eyemaxx Real Estate AG Non-equity securities Prospectus to 5,50 %-Anleihe 2018/ 2023 (5 Jahre) im Gesamtnennbetrag von Euro ,00 DE000A2GSSP Japan Tobacco Inc. Equity securities Prospectus to Employee Share Purchase Plan (Aktien) JP Berlin Hyp AG Base prospectus Base Prospectus to 25,000,000,000 Offering Programme Berlin Hyp AG Base prospectus Base Prospectus to Pfandbriefe Lang & Schwarz AG 4th to Base Prospectus derivative Produkte UBS AG s to various Base Prospectuses AVK Altersvorsorgekonto Emissionsgesellschaft mbh (vormals Goldman Sachs Finanzprodukte ) 6th to various Base Prospectuses s to various Base Prospectuses s to various Base Prospectuses Credit Suisse AG s to various Base Prospectuses Vontobel Financial Products to Base Prospectus Faktor-Zertifikate st to Base Prospectus Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine) st to Base Prospectus Securities (Certificates, Notes or Warrants) Roche Holding AG Equity securities Prospectus to Citi U.S.$30,000,000,000 Global Medium Term Note Programme Genusschein Purchase Plan Lang & Schwarz AG 5th to Base Prospectus derivative Produkte Commerzbank AG s to various Base Prospectuses Credit Suisse AG 1st to Prospectus IRIS Balanced Certificates Deutsche Pfandbriefbank AG Base prospectus Base Prospectus to Euro 50,000,000,000 Debt Issuance Programme Deutsche Pfandbriefbank AG Base prospectus Base Prospectus to Pfandbriefe Citigroup Global Markets Deutschland AG & Co. KGaA to various Base Prospectuses DVR Page 4 of 12

5 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received Deutsche Bank AG Various s to various Base Prospectuses Barclays Bank PLC to various Base Prospectuses Barclays Bank PLC Various Ss to various Base Prospectuses to Base Prospectus to Certificates, Notes or Warrants HSH Nordbank AG Various s to various Base Prospectuses HSH Nordbank AG 3rd to various Base Prospectuses UniCredit Bank AG Base prospectus Base Prospectus to Euro Debt Issuance Programme UniCredit Bank AG Various s to various Base Prospectuses nd to Securities (issued in the form of Certificates, Notes or Warrants) nd to Base Prospectus Wertpapiere (begeben als Zertifikate, Anleihen oder Optionsscheine) Lang & Schwarz AG 6th to Base Prospectus derivative Produkte Leonteq Securities AG (ehem. EFG Financial Products AG) 1st to Base Prospectus Europäisches Emissions- und Angebotsprogramm für Zertifikate UBS AG Base prospectus Base Prospectus to Securities Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received CSSF - Commission de surveillance du secteur financier (LU) The Goldman Sachs Group, Inc 8th to Base Prospectus Euro Medium-Term Notes, Series F st Series K Programme for the Issuance of Warrants, Notes and Certificates th to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and Certificates Raiffeisenlandesbank Niederösterreich-Wien AG 2nd to Base Prospectus EUR 5,000,000,000 Debt Issuance Programme innogy SE 1st to Base Prospectus 20,000,000,000 Debt Issuance Programme DVR Page 5 of 12

6 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received Deutsche Bank AG 5th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme UniCredit S.p.A. 2nd to Base Prospectus 60,000,000,000 Euro Medium Term Note Programme Opus (Public) Chartered Issuance S.A. to Base Prospectus zur Begebung von Aktien- und Indexbezogenen Inhaberschuldverschreibungen Deutsche Telekom AG 4th to Base Prospectus EUR 30,000,000,000 Debt Issuance Programme st to Base Prospectus Index Linked Securities Euro 2,000,000,000 German Programme for Medium Term Securities st to Base Prospectus Warenbezogene und Währungsbezogene Wertpapiere Euro 2,000,000,000 German Programme for Medium Term Securities st to Base Prospectus FIXED INCOME SCHULDVERSCHREIBUNGEN Euro 2,000,000,000 German Programme for Medium Term Securities st to Base Prospectus Indexbezogene Wertpapiere Euro 2,000,000,000 German Programme for Medium Term Securities st to Base Prospectus FIXED INCOME NOTES Euro 2,000,000,000 German Programme for Medium Term Securities st to Base Prospectus Commodity and Currency Linked Securities Euro 2,000,000,000 German Programme for Medium Term Securities ThyssenKrupp AG Base prospectus Base Prospectus to 10,000,000,000 Debt Issuance Programme The Goldman Sachs Group, Inc 9th to Base Prospectus Euro Medium-Term Notes, Series F th to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and Certificates nd to Base Prospectus Series K Programme for the Issuance of Warrants, Notes and Certificates J.P. Morgan Structured Products B.V. 9th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Certificates Real Estate & Asset Beteiligungs (vormals Maritim Vertriebs ) Non-equity securities Prospectus to bis zu EUR ,- * 3,75 %-Inhaber-Teilschuldverschreibungen 2018/2025 DE000A2G9G Citigroup Inc. 8th to Base Prospectus U.S.$110,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series C Deutsche Bank AG 6th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme Volkswagen Financial Services Aktiengesellschaft 2nd to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme DVR Page 6 of 12

7 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received Banca Comerciala Romana S.A. Base prospectus Base Prospectus to EUR 2,400,000,000 Debt Issuance Programme NOMURA FUNDING PTE. LTD. 3rd to Base Prospectus USD 6,500,000,000 Note, Warrant and Certificate Programme Sixt SE Non-equity securities Prospectus to EUR [*] [*] per cent. Notes due Exane Finance 2nd to Base Prospectus Debt Securities Issue Programme Siemens AG 1st to Base Prospectus 15,000,000,000 Programme for the Issuance of Debt Instruments Societe Generale to Base Prospectus Debt Instruments Issuance Programme TE Connectivity Ltd. (ehem.tyco Electronics Ltd.) Equity securities Prospectus to Offer of Shares under the Employee Stock Purchase Plan Deutsche Bank AG 7th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme National Australia Bank Limited 2nd to Base Prospectus U.S.$100,000,000,000 Global Medium Term Note Programme Hypo Vorarlberg Bank AG 4th to Base Prospectus EUR 6,500,000,000 Debt Issuance Programme Sixt SE to Prospectus EUR [*] [*] per cent. Notes due Grenke AG (vormals Grenkeleasing AG) NOMURA FUNDING PTE. LTD. Base prospectus Base Prospectus to 2,500,000,000 Debt Issuance Programme th to Base Prospectus USD 6,500,000,000 Note, Warrant and Certificate Programme BANCA IMI S.p.A. 1st to Base Prospectus 3,000,000,000 WARRANTS AND CERTIFICATES PROGRAMME NATIXIS 1st to Base Prospectus Zertifikate im Rahmen eines Deutschen Zertifikateprogramms über EUR , UniCredit S.p.A. 3rd to Base Prospectus 60,000,000,000 Euro Medium Term Note Programme The Goldman Sachs Group, Inc 10th to Base Prospectus Euro Medium-Term Notes, Series F Deutsche Telekom AG 5th to Base Prospectus EUR 30,000,000,000 Debt Issuance Programme Base prospectus Base Prrospectus to Series M Programme for the Issuance of Warrants, Notes and Certificates Societe Generale to Base Prospectus Debt Instruments Issuance Programme NOMURA FUNDING PTE. LTD. Fifth to Base Prospectus to $ 6,500,000,000 Note, Warrant and Certificate Programme COVESTRO AG Base prospectus Base Prospectus to EUR 5,000,000,000 Debt Issuance Programme DVR Page 7 of 12

8 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received 3rd to Base Prospectus to SERIES K PROGRAMME FOR THE ISSUANCE OF WARRANTS, NOTES AND CERTIFICATES Citigroup Inc. 9th to Base Prospectus U.S.$110,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series C HYPO NOE Landesbank für Niederösterreich und Wien AG 3rd to Base Prospectus Debt Issuance Programme for the issue of the Notes (including Pfandbriefe and fundierte Bankschuldverschreibungen) IKB Deutsche Industriebank Aktiengesellschaft 4th to Base Prospectus Debt Issuance Programme for the issuance of Notes J.P. Morgan Structured Products B.V. 10th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Certificates Volkswagen Bank 2nd to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme Volkswagen Financial Services Aktiengesellschaft 3rd to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme Deutsche Bank AG 8th to Base Prospectus Euro 80,000,000,000 Debt Issuance Programme Hypo Vorarlberg Bank AG 5th to Base Prospectus EUR 6,500,000,000 Debt Issuance Programme st to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and Certificates Linde AG Base prospectus Base Prospectus to 10,000,000,000 Debt Issuance Programme th to Base Prospectus SERIES K PROGRAMME FOR THE ISSUANCE OF WARRANTS, NOTES AND CERTIFICATES The Goldman Sachs Group, Inc 11th to Base Prospectus Euro Medium-Term Notes, Series F Volkswagen Bank 3rd to Base Prospectus EUR 10,000,000,000 Debt Issuance Programme Volkswagen Financial Services Aktiengesellschaft Landes-Hypothekenbank Steiermark Aktiengesellschaft 4th to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme nd to Base Prospectus Angebotsprogramm für Schuldverschreibungen und Zertifikate Raiffeisen Bank International AG 3rd to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme for the issue of Notes nd to Base Prospectus Series M Programme for the Issuance of Warrants, Notes and Certificates Societe Generale to Base Prospectus Debt Instruments Issuance Programme NATIXIS 2nd to Base Prospectus Zertifikate im Rahmen eines Deutschen Zertifikateprogramms über EUR , DVR Page 8 of 12

9 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received EVONIK INDUSTRIES AG Base prospectus Base Prospectus to EUR 5,000,000,000 Debt Issuance Programme HeidelbergCement AG Base prospectus Base Prospectus to 10,000,000,000 Euro Medium Term Note Programme innogy SE Base prospectus Base Prospectus to 20,000,000,000 Debt Issuance Programme Raiffeisen Bank International AG 4th to Base Prospectus EUR 25,000,000,000 Debt Issuance Programme for the issue of Notes Sixt SE Base prospectus Base Prospectus to EUR 1,000,000,000 Debt Issuance Programme Bertelsmann SE & Co. KGaA Base prospectus Base Prospectus to EUR 4,000,000,000 Debt Issuance Programme Societe Generale to Base Prospectus Debt Instruments Issuance Programme The Goldman Sachs Group, Inc 12th to Base Prospectus Euro Medium-Term Notes, Series F J.P. Morgan Structured Products B.V. 11th to Base Prospectus Structured Securities Programme for the issuance of Notes, Warrants and Certificates The Goldman Sachs Group, Inc Base prospectus Base Prospectus to Euro Medium-Term Notes, Series F UniCredit S.p.A. 4th to Base Prospectus 60,000,000,000 Euro Medium Term Note Programme Deutsche Bank AG 9th to Base Prospectus to Euro 80,000,000,000 Debt Issuance Programme Deutsche Hypothekenbank (Actien-Gesellschaft) 1st to Base Prospectus EUR 15,000,000,000 Debt Issuance Programme Hypo Tirol Bank AG 3rd to Base Prospectus EUR 4,500,000,000 Debt Issuance Programme Societe Generale to Base Prospectus to Debt Instruments Issuance Programme th to Base Prospectus to SERIES K PROGRAMME FOR THE ISSUANCE OF WARRANTS, NOTES AND CERTIFICATES th to Base Prospectus to SERIES M PROGRAMME FOR THE ISSUANCE OF WARRANTS, NOTES AND CERTIFICATES JPMorgan Chase Bank, N.A. Base prospectus Base Prospectus to Structured Securities Programme for the issuance of Notes, Warrants and Certificates st to Base Prospectus for Equity Linked and Bond Linked Securities nd to Base Prospectus to Warenbezogene und Währungsbezogene Wertpapiere nd to Base Prospectus to Euro 2,000,000,000 German Programme for Medium Term Securities st to Base Prospectus to Euro 2,000,000,000 German Programme for Medium Term Securities DVR Page 9 of 12

10 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received 2nd to Base Prospectus to Euro 2,000,000,000 German Programme for Medium Term Securities nd to Base Prospectus to Warenbezogene und Währungsbezogene Wertpapiere rd to Base Prospectus to Euro 2,000,000,000 German Programme for Medium Term Securities rd to Base Prospectus to Euro 2,000,000,000 German Programme for Medium Term Securities UniCredit Bank Austria AG to various Base Prospectuses EnBW Energie Baden-Württemberg AG Base prospectus Base Prospectus to EUR Debt Issuance Programme Exane Finance 3rd to Base Prospectus to Debt Securities Issue Programme NATIXIS 3rd to Base Prospectus to Zertifikate im Rahmen eines Deutschen Zertifikateprogrammes über EUR , Oberösterreichische Landesbank Aktiengesellschaft Base prospectus 1st to Base Prospectus to Euro 1,000,000,000 Debt Issuance Programme for the issue of Notes and Pfandbriefe MAHLE Base prospectus Base Prospectus to Euro Medium Term Note Programme Citigroup Inc. Base prospectus Base Prospectus to U.S.$110,000,000,000 Programme for the issuance of Euro Medium-Term Notes, Series C Raiffeisenlandesbank Oberösterreich AG 3rd to Base Prospectus Debt Issuance Programme (unlimited size) Societe Generale to Base Prospectus Debt Instruments Issuance Programme Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received FMA LI - Finanzmarktaufsicht Liechtenstein (LI) IDG Zwei Anstalt Non-equity securities Prospectus to 3.75 * 4.75 % Anleihe (CHF) * CHF 10*000' DVR Page 10 of 12

11 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received - Irish Financial Services Regulatory Authority (IE) UBS AG to Base Prospectus EURO NOTE PROGRAMME Citigroup Inc. Base prospectus Base Prospectus to Citi U.S.$30,000,000,000 Global Medium Term Note Programme Citigroup Inc. 1st to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Nordea Bank AB (publ) 1st to Base Prospectus 15,000,000,000 Structured Note Programme Nomura Bank 4th to Base Prospectus USD3,700,000,000 NOTE, WARRANT AND CERTIFICATE PROGRAMME Toyota Motor Finance (Netherlands) B.V. to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme UBS GROUP AG to Prospectus Public offering of registered shares of UBS Group AG under the UBS Equity Plus Plan BANCA IMI S.p.A. 1st to Base Prospectus STRUCTURED NOTE PROGRAMME BANCA IMI S.p.A. 1st to Base Prospectus WARRANTS AND CERTIFICATES PROGRAMME BANCA IMI S.p.A. 3rd to Base Prospectus EURO MEDIUM TERM NOTE PROGRAMME Toyota Motor Finance (Netherlands) B.V. to Base Prospectus 50,000,000,000 Euro Medium Term Note Programme UBS AG to Base Prospectus Euro Note Programme Nomura Bank Fifth to Base Prospectus to USD3,700,000,000 Note, Warrant and Certificate Programme Citigroup Inc. 1st to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme UBS AG to Base Prospectus Euro Note Programme Nordea Bank AB (publ) 2nd to Base Prospectus 15,000,000,000 Structured Note Programme INVESCO PHYSICAL MARKETS PLC Base prospectus Base Prospectus to Secured Precious Metals-Linked Certificates Programme Citigroup Inc. to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Citigroup Inc. 2nd to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Citigroup Inc. 2nd to Base Prospectus Citi U.S.$30,000,000,000 Global Medium Term Note Programme Citigroup Inc. Base prospectus Base Prospectus to Citi U.S.$30,000,000,000 Global Medium Term Note Programme DVR Page 11 of 12

12 Issuer Type of prospectus Prospectus/ ISIN Date of prospectus Received FCA - The Financial Conduct Authority (GB) ETFS Metal Securities Limited Base prospectus Base Prospectus for the issuance of ETFS Metal Securities Australia and New Zealand Banking Group Limited Australia and New Zealand Banking Group Limited to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme to Base Prospectus US$60,000,000,000 Euro Medium Term Note Programme Nestlé Holdings, Inc. to Base Prospectus Debt Issuance Programme ETFS Foreign Exchange Limited Base prospectus Base Prospectus to the issuance of Collateralised Currency Securities Nestlé Holdings, Inc. to Base Prospectus Debt Issuance Programme DB ETC Index plc to Base Prospectus Secured ETC Index Linked Securities Programme DB ETC Index plc Base prospectus Base Prospectus to Secured ETC Index Linked Securites Programme DVR Page 12 of 12