AXON VENTURES LIMITED (Formerly Axon Finance Limited) CIN : L65999MH1982PLCO27945

Transcription

1 AXON VENTURES LIMITED (Formerly Axon Finance Limited) CIN : L65999MH1982PLCO27945 Regd. Off: Shop No. 26, Meera Co.-Op. Hsg Soc., New Link Road, Near Oshiwara Police Station, Andheri (West), Mumbai Tel: axoninfotechltd@gmail.corn Website: Date: 19/01/2016 To, Corporate Services Bombay Stock Exchange Ltd. Corporate Relationship Dept, 1st Floor, New Trading Ring, Rotunda Building, P. J. Towers, Dalal Street, Fort, Mumbai Ref: BSE Code: Sub: Submission of Shareholding Pattern for the Quarter ended Dear Sir/Ma'am, In terms of regulation 31 of the new listing obligation and disclosure regulation (i.e. LODR 2015), we are enclosing herewith Shareholding Pattern in the prescribed format for the quarter ended 31st December, 2015 for your reference and record. Kindly acknowledge the receipt. Thanking you, Yours faithfully, For Axon Ventures Limited,.) Shruti Shah (Company Secretary) End: a/a

2 AXON VENTURES LIMITED (Formerly Axon Finance Limited) CIN : L65999MH1982PLCO27945 Regd. Off: Shop No. 26, Meera Co.-Op. Hsg Soc., New Link Road, Near Oshiwara Police Station, Andheri (West), Mumbai Tel: axoninfotechltd@gmail.com Website: Scrip code Name of the company Class of Security Type of report Axon Ventures Ltd (Formerly Axon Finance Limited) Equity Quarterly Quarter Ended ' Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b)

3 Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which deposit)ry receipts are issued? No 5 Whether the Listed Entity has any shares in locked-in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights No For AXON \IE 'TURES LIMITED wised Signatory put Director

4 Table I - Summary Statement holding of specified securities Category (I). Category of shareholder (II) Nos Of shareholders (III) No of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) No Of shares Depository Receipts (VI) Total nos. shares held (VII) -= (IV), (V)- (VI) S iareholding a! a % of total Ili). of shares (calculated as p.:r SCRR. P)57) (VIII) As a % of. (A+13 C2) Number of Voting Rights held in each class of securities (IX) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Total as % of a Class Class (A+B-K.7) Total eg: X eg:y (A) Promoter & Promoter Group (B) Public i C) (C1) (Co) Non Promoter- Non Public DRs held by Employee Trusts Total ; VE For AXON ;;% URES LIMITED \ Director I 16orised Signatory

5 . Table 1 - Summary Statement holding of specified securities Category (I) Category of shareholder (II) No Of securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) Sharehclding, as a % assuming full conversion of convert ble securities ( as a per ;entage of diluted,hare capital) (XI)= (vii)+(x) As a % of (A+E+C2) Number of Number of pledged or Locked in otherwise shares (XII) encumbered (XII ), No. As a % of total l- eld (b) No As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (A) Promoter & Promoter Group (B) Public (C) (Cl) (C2) Non Promoter- Non Public DRs..,.. held by Employee Trusts Total For AXO VE TURES LIMITED Director 1 uthorised Signatory

6 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. Category & Name of the Shareholders (I) Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No Of Partly paidup equity shares held (V) No. Of shares Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights g X Class eg:y Total Total as a % of Total Voting rights A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (d) Sub-Total (A)(1) Individuals/Hindu undivided Family Any Other (specify) I (2) Foreign Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A) (2) B Table III - Statement showing shareholding pattern of the Public shareholder (1) Institutions ( 3 ) Non-institutions (a(i)) (Oil)) (e) Sub-Total (B)(3) Total Public Shareholding (B)=(B)(1)+ (B)(2)+(B) ( 3 ) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Any Other (specify) I C Total ( Ai-B+C2 ) Total (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Pro voter- Non Public shareholder For AXO VE\URES LIMITED Director I Authorised Signatory

7 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Sr. A No Of securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding., as a % assuming full conversion of securities ( as a percentage of diluted share capital) pay. (VII)+(X) As a % of (A+B I-C2) Number of Locked in shares (XII) No As a of total held Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of pledged or otherwise encumbered (XII ) No As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (1) Indian C (d) C Sub-Total (A) (1) (/) Foreign Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) B Table III - Statement showing shareholding pattern of the Public shareholder ( 1 ) Institutions ( 3 ) Non-institutions (a(i)) (a(1 1)) (e) Sub-Total (B) (3) Total Public Shareholding (B)B)(1)+ (B)(2)+(B)(3) C Total ( A+B+C2 ) Total (A+B+C ) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder For AX N VENTURES LIMITED Director / Authorised Signatory

8 Searial No. Name of the Shareholders (I) I GIRRAJ KISHOR AGRAWAL Individuals/Hindu undivided Family PAN (II) AABPA4928N Total No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares Depository Receipts (VI) Total nos. shares held (VII) = (1V)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (1X) Class eg:x Class eg:y Total Total as a % of Total Voting rights securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (X1)= (V1I)+(Xi) As a % of (A+B+C2) 1.39 Number of Locked in shares (XII) No. 0 0 As a % of total held (b) 0 0 Number of pledged or otherwise encumbered (XIII) No. 0 0 Asa % of total held (b)

9 J Number of equity shares held in dematerialized form (XIV) For AXO E TURES LIMITED Director / Authorised Signatory

10 Any Other (spec fy) Searial No. 1 2 Category Other Other Name of the Shareholders (I ) KAYAGtJRU HEALTH SOLUTIONS PVT LTD HANDFUL INVESTRADE PVT LTD PAN (II) AADCK2585Q AAACH2OI8Q Total No of the Shareholders (I) No of fully paid up equity shares held (IV) No Of Partly paid-up equity shares held (V) No Of shares Depository Receipts (VI) Total nos. shares held (VII) - (IV)+ (V)-I (V1) Shareholding as a % of total no. of shares (calculated as per SCRR. 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. Of Warrants (Xi) No Of securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (X1)--- (V11)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No As a % of total Shales held (b) Number of pledged or otherwise encumbered (XIII) For AX N V\ NTURES LIMITED Director/ Authorised Signatory

11 For AXON V N' URES LIMITED, Director I Authorised Signatory

12 Searial No. 1 Individuals - Undividual shareholders holding nominal share capital up to Rs. 2 lakhs. Name of the Shareholders (1) individual shareholding holding nominal share caital up to Rs. 2 lakhs. PAN (II) ZZZZZ000 1 Z, Total No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) ' Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. 0 0 As a % of total held (b) Number of equity shares held in dematerialized form (XIV) For AXON VNTURES LIMITED Director / Authorised Signatory

13 Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No Name of the Shareholders (1) Less Than 1% VIJAYKANT DEVIPRASAD MISHRA SANGEETA ASHWIN SHAH GANPAT DAMU SAVANT MANGESH MADHUKAR DHOTRE RAJESHRIBA LALIT JADEJA DHIRENDRA KUMAR JHA PAN (II) ZZZZZ0002Z AOJPM7655N BEGPS0874C EDEPS4540H AJPPD8297E ALLPJ06I6P ATRPJ5359D No. of fully paid up equity shares held (IV) No Of Partly paid-up equity shares held (V) No. Of shares Depository Receipts (VI) Total nos. shares held (VII) = (1V) (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) ' Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights ' securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) () Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI )= (VII )+(X) Asa t% of (A+B+C2) 5.15 Number of Locked in shares (X11) No As a()/0 of total held (b) Number of equity shares held in dematerialized form (XIV) ) For AXO TURES LIMITED VE Authorised Signatory Director I

14 Individuals - ii. Individual shareholders holding nom inal share capital in excess of Rs. 2 lakhs. Searial No. 8 9 Name of the Shareholders (1) MEENA ARVIND RAMBHIA VISHAL SHIVAKANT MISHRA PAN (II) AGIPR2486D BZJPM5682B Total No. of fully paid up equity shares held (IV) ( No. Of Partly paid-up equity shares held (V) No. Of shares Depository Receipts (VI) Total nos. shares held (VII) = (1V)+ (V)-f- (VI) Shareholding as a % of total no. of shares (calculated as per SCRR. 1957) (VIII) As a % of (A+B+C2) ) Number of Voting Rights held in each class of securities (IX) Class eg: X ) Class eg:y Total ) Total as a % of Total Voting rights ) securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) - Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VI1)+(X) As a % of (A+B+C2) , 4 I.94 Number of Locked in shares (XII) No As a % of total held (b) Number of equity shares held in dematerialized form (XIV) For AXO V TURES LIMITED Director I uthorised Signatozy

15 Any Other (spec fy) Seariai No Category Other Other Other Other Other Other Other Name of the Shareholders (1) Less Than I% ISAIRIS TRADING PRIVATE LIMITED SAMSKARA SALES AGENCY PRIVATE LIMITED RUPAK DEVELOPERS PVT LTD FIRST CALL INDIA EQUITY ADVISORS PVT LTD OLYMPIA MULTITRADING?RIVATE.,..1mITED UNISYS SOFTWARES AND HOLDINGS INDUSTRIES LTD. PAN (Ili ZZZZZ0003Z AADC10407P AATCS7717A AADCR6:141P AAACF9I96K AABC AABCC1191Q N. of the Shareholders (I) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares Depository Receipts ( VI) Total nos. shares held (VII) :-. (1V)4-(V) (VI) Shareholding as a 0 o of total no. of shares (calculated as per SCRR. 1957) (VIII) As a % of (A+B-i-C2) 72 I 1 I I 1 I Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. Of Warrants (Xi) No Of securities and No. Of Warrants (Xi) Shareholding, as a A) assuming full conversion of securities (as a percentage of diluted share capital) (XI )= (V11),(X) Asa % of (AeB+C2) For AXO VE JRES LIMITED Director I Authorised Signatory

16 VIL Numner 01 Locked in shares (X11) No Asa % of total held (b) Number of equity shares held in dematerialized form (XIV) For AXON E TURES LIMITED Director / Authorised Signatory.1 16/19

17 Any Other (specify) Searial No. 8 Category Other Name of the ASHIRWAD LEASING AND FINVEST PVT. LTD. Shareholders (I ).. PAN (11) AABCA8467H Total No. of the Shareholders (1) No. of fully paid up equity shares held (IV) No. Of Partly paid-up equity shares held (V) No. Of shares Depository Receipts (VI) Total nos. shares held (VII) = (IV)+ (V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) * Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights securities (X) No. Of Warrants (Xi) securities and No. Of Warrants (Xi) Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. 0 0 Asa % of total held (b) Number of equity 0 Of,.. 0 Director / Authorised. Signatory

18 shares hell. in dematerialized form (XIV) For AXON,VEt4 URES LIMITED Director / Authorised Signatory