Issuer of the securities to be admitted (Applicant) Contact person of the issuer. If the issuer is represented by an agent

Transcription

1 in the Freiverkehr Plus segment In advance by FAX +49 (0) Baden-Württembergische Wertpapierbörse GmbH Listing Department Börsenstraße 4 D Stuttgart Application for Admission to trading in the Freiverkehr Plus segment Issuer of the securities to be admitted (Applicant) Company name Registered office Address Address Contact person of the issuer Name Department Telephone number Fax number If the issuer is represented by an agent Name Address The written power of attorney is attached. Listing Department Page 1 of 6 Bondm 08/2011

2 The issuer s financial year ends on (Date) We hereby apply for the admission of the following securities to trading in the Freiverkehr Plus segment of Stuttgart Stock Exchange (Baden-Württembergische Wertpapierbörse): Type and exact description of the securities to be included WKN/ISIN: Issue Volume: First day of admission: Price fixing: Single Auction Continuous Auction Listing Department Page 2 of 6 Bondm-E 08/2011

3 The above-specified securities are already included into the price determination in the Regulated Unofficial Market (Freiverkehr) will be included into the price determination in the Regulated Unofficial Market (Freiverkehr) at the Stuttgart Stock Exchange (Baden-Württembergische Wertpapierbörse) upon application simultaneously with the application for admission to trading in the Freiverkehr Plus segment. The application of inclusion into the Regulated Unofficial Market (Freiverkehr) is submitted together with this application were previously listed in the Regulated Market (Regulierter Markt) at the Stuttgart Stock Exchange and the admission to the Freiverkehr Plus segment is submitted in the context of a delisting of such securities from the Regulated Market (Regulierter Markt) and a transfer to the Regulated Unofficial Market (Freiverkehr) The following documents must be submitted together with the application: The issuer s memorandum and/ or articles of association (as amended) is/ are enclosed was/ were already submitted to your office during the admission procedure is/ are not required according to section 45 para. 4 of the Terms and Conditions for Trading in the (Section 45 para. 2 no. 1, para. 4 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) A current certified excerpt from the issuer s Commercial Register entry, which is not older than six weeks at the time of lodging the application for admission, is not required according to section 45 para. 4 of the Terms and Conditions for Trading in the (Section 45 para. 2 no. 2, para 4 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) Listing Department Page 3 of 6 Bondm-E 08/2011

4 The issuer s financial statements/ consolidated financial statements (including notes, management report and auditors opinion) for the financial year preceding the application is/ are enclosed was/ were already submitted to your office during the admission procedure is/ are not required according to section 45 para. 4 of the Terms and Conditions for Trading in the (Section 45 para. 2 no. 3, para. 4 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) A securities prospectus approved by the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht - BaFin) in accordance with the German Securities Prospectus Act (Wertpapierprospektgesetz - WpPG), or by a competent authority of another member state of the European Economic Area pursuant to section 17 para. 3 of the German Securities Prospectus Act (Wertpapierprospektgesetz - WpPG), in German or English language, together with a copy of the notice of approval issued by BaFin and information as to when and how the prospectus was published, are enclosed were already submitted to your office during the admission procedure are not required according to section 45 para. 4 of the Terms and Conditions for Trading in the are not required by law (Name of the law) (Complete only if the securities prospectus is required) As an English prospectus is submitted, a German translation of the summary of such prospectus Listing Department Page 4 of 6 Bondm-E 08/2011

5 (Complete only if the securities prospectus is not required) A current company profile is not required according to section 45 para. 4 of the Terms and Conditions for Trading in the (Section 45 para. 2 no. 4, para. 4 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) A German-language fact sheet for publication on the Exchange s website ( including the information specified in section 45 para. 2 no. 5 of the Terms and Conditions for Trading in the Württembergische Wertpapierbörse) is not required according to section 45 para. 4 of the Terms and Conditions for Trading in the (Section 45 para. 2 no. 5, para. 4 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) A financial calendar comprising at least the information specified in section 46 para. 1 no. 5 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) at the Stuttgart Stock Exchange (Baden-Württembergische Wertpapierbörse) (Section 45 para. 2 no. 6, section 46 para. 1 no. 5 of the Terms and Conditions for Trading in the Regulated Unofficial Market (Freiverkehr) Listing Department Page 5 of 6 Bondm-E 08/2011

6 Further notes: We as the applicant hereby accept the applicability of the Terms and Conditions for Trading in the Regulated Unofficial Market of the Stuttgart Stock Exchange. For the avoidance of doubt: Please note that these documents are provided for convenience purposes only. The German Versions prevail as the arrangements are purely governed by German Law. In particular Stuttgart Stock Exchange does not intend to provide any legal advice through the translation and rejects any responsibility for actuality, accuracy and completeness. The participant may seek for legal advice on his own discretion Signature of applicant: a (Place and Date) (Company seal and signature of authorised signatory) Listing Department Page 6 of 6 Bondm-E 08/2011