Group I stocks available for trading in the F & O Segment VaR + 3 times of applicable ELM*
|
|
- Benedict Kelly
- 6 years ago
- Views:
Transcription
1 1. What is Margin Trading? Ans: Margin Trading is essentially buying stocks by partly putting in your own money and the rest being funded by the broker. As a result you can buy larger quantity of stock with the same amount of money (you only pay a part of the total value) as opposed normally buying them by paying the entire value of the stock. 2. What is initial margin? Ans: The amount that you put in to buy stock in MTF is known as initial margin. In order to avail margin trading facility, minimum initial margin required shall be Category of Stock Applicable margin Group I stocks available for trading in the F & O Segment VaR + 3 times of applicable ELM* Group I stocks other than F&O stocks VaR + 5 times of applicable ELM* VaR Value at risk margin ELM Extreme loss margin 3. What is Margin trade funding (MTF)? Ans: MTF is a facility offered by the Broker to its customers to buy stocks with a minimum required margin and hold the stocks for lifetime by maintaining the required margin. 4. What is the benefit of MTF? Ans: Client can carry delivery position for lifetime, by paying only a small percentage of the securities value known as margin amount, instead of the entire value of securities. e.g. If you have to buy Reliance Industries shares worth Rs. 1,00,000 then the margin amount to be paid by you will be around Rs.25000, the remaining amount of around Rs will be funded by Reliance Securities. You can carry this position for lifetime. In case you wish to take delivery you just need to repay the funded portion. Interest will be charged on the funded amount/debit amount. Normally, with Rs. 22,500 limit you could buy only Rs. 22,500 worth of Stocks. Using MTF you can now enter position worth Rs. 1,00,000 with Rs. 22,500 limit. 5. Do I need to open a separate demat account for MTF funding? Ans: No, a separate demat account is not required for availing this MTF funding facility. 6. How can I avail Margin trade funding? Ans: Client has to provide his/her consent for availing Margin trade funding facility, a) Online on the Instaplus ( -> R-Offerings -> MTF Consent)platform by accepting the terms and conditions of MTF facility b) Offline by submitting a consent form available on Reliance Securities website to your nearest Reliance Securities outlet. -> Request forms 7. How can client take position in MTF?
2 Ans: Client can choose NRML order type to create position in MTF. 8. How can client exit position in MTF? Ans: Client can choose NRML order type to exit position in MTF. 9. Whether all the orders placed as NRML Product will be considered in Margin trade funding (MTF)? Ans: At the end of the day, all the net open buy position would consider for MTF funding based on the following criteria: a) The scrip should be as per approved basket of MTF b) The existing client funding is within the amount prescribed by SEBI c) The existing client funding across all clients in Reliance Securities is within the amount prescribed by SEBI d) Client should have sufficient collateral/cash margin to avail this facility 10. Whether stock bought in other product like MIS/CO/BO would be also consider for MTF Funding? Ans: MIS/CO/BO are intra-day product, but in case of any open position at the end of the day, because of not squaring off, would be considered for MTF funding (subject to criteria mentioned in previous question) 11. Which securities would be eligible for MTF funding? Ans: Group -1 Securities specified by SEBI 12. How much margin would be charged for MTF? Ans: According to basket defined by the Reliance securities limited. MTF Basket is available at -> Reports -> Scrip Basket -> MTF Basket 13. Whether MTF position would be shown in holding on next day? Ans: MTF position would NOT be shown in "View holding" on next day. 14. Where I can see my funded MTF position on trading platform? Ans: Till such time client does not square off position, same would be shown in RMS View LIMIT Present position window and "Net position window" (Shortcut key - F11) with product code NRML 15. Open position would be shown with daily settlement price or with original buy price? Ans: Open position would be shown with original average Buy price and not with the daily settlement price. 16. Is position conversion allowed from Open NRML Carry Forward Position (MTF position) to any other product viz. MIS/CNC etc. or vice versa?
3 Ans: Position conversion is allowed subject to margin availability. 17. Where I can see margin blocked against MTF open position? Ans: Margin blocked can be seen under Scrip basket margin present column (Here MIS & NRML product both margin would be displayed) 18. Upto how many days can I carry forward my MTF positions? Ans: Client can carry his open position in MTF for lifetime subject to maintaining required margins. 19. If inverse price movement happen, would RMS initiate the liquidation? Ans: Client has to maintain minimum margin as defined by Reliance securities. If there is a shortfall in margin requirement then risk team would initiate the liquidation. 20. In what condition will Reliance Securities liquidate my position? Ans: Reliance securities would liquidate positions if they come under risk. 21. If I do not want to liquidate position and want to pay the outstanding funds to take delivery, what should I do? Ans: Please contact Customer Care for the same. 22. What happen in case of corporate action in Stocks which are bought under margin funding? Ans: The position would be moved to non-funding status, considered as normal debit and must be cleared within 7 days trading days, else risk will liquidate the position in T7 liquidation process. 23. Can my derivatives position also get funded? Ans: No. MTF is only available in the cash segment. 24. What is the difference between a normal trading and MTF? Ans: In normal trading Broker allows the client to purchase the securities under any product like CNC, MIS, NRML etc. and hold it for a period of T+2+5 days. On the 7th day the securities shall be liquidated. But under the MTF account client can purchase the securities only under NRML, and hold them for lifetime by meeting the required margin requirements. 25. Will there be daily settlement of MTF positions? Ans: No, settlement will not be on a daily basis. The margin shortfall will be communicated (via and SMS) to the client on a daily basis. If the margin amount falls below required threshold margin for a stock as decided by Reliance Securities, it will result in liquidation of the position. 26. Is there any cash-collateral ratio for initial margin?
4 Ans: There is no cash collateral ratio for initial margin. 27. How can I provide collateral? Ans: For existing clients opting for MTF facility, limits against stocks from SEBI approved basket list in your Reliance Securities account will automatically be available to be provided as margin. If a client wishes to provide more collateral he/she can do so by transferring stocks that are from SEBI approved basket list in the Reliance Securities account 28. Is there any charge for moving stock in and out of collateral? Ans: DP charges will be applicable for moving stocks from demat to collateral. There are no charges for moving stocks back from collateral to demat. 29. What happens if the value of collaterals provided for MTF goes up? Ans: The margin available for trading will increase which can be used to create further positions under MTF facility. 30. What if I receive dividend on collateral stocks? Ans: The Dividend amount will be credited to your ledger. 31. Is it possible to replace stock collateral? Ans: Yes, client can provide new collateral (subject to stock being from the SEBI approved basket of securities). Client needs to contact Customer Care for the same as it is a manual process. 32. What if my stocks bought under MTF (Margin Trading Facility) get appreciated? Will I get additional margin on it? Ans: No. MTF profit/loss is notional. The notional gain in stocks bought under MTF will not provide an additional margin to further create new positions. 33. What is the rate of interest charged for MTF? Ans: Kindly contact the customer service team to know in details about the interest rate. 34. Is Short Selling allowed in MTF? Ans: No, Short Selling is not allowed in Margin Trading Facility. 35. When can I sell the position under MTF? Ans: You can sell the position under MTF anytime. 36. Which charges are applicable for MTF? Ans: All charges applicable for trading will be applicable for MTF. 37. What happens if the collateral provided for MTF is removed from the SEBI approved basket?
5 Ans: Client will have to provide cash or new collateral from the SEBI approved basket to cover the margin shortfall. 38. If MTF is in debit and cash is in credit then will interest be calculated on net amount? Ans: Yes interest will be calculated on the net amount. 39. If a client has FnO, NRML and MTF position, what is the order of liquidation by Risk team? Ans: The risk team will first liquidate FnO then NRML and finally MTF position. MTF position would be shown in RMS View LIMIT Present position window and "Net position window" (Shortcut key - F11) with product code NRML whereas NRML position will be shown in holding. 40. Can I trade in CNC if I have opted for SEBI margin funding? Ans: For the scrip basket of SEBI margin funding you will have to use NRML order type. You will get the error if you try to place an order through CNC. If you want to sell from holding then you will have to choose CNC order type. 41. Can I opt out of SEBI margin funding product? Ans: Yes. User has to submit an opt out of SEBI margin funding product request post login. 42. When will my request be processed? Ans: If you submit the online consent before 7:00 pm then SEBI margin funding will be activated on T+1 working day. Online consent received after 7:00 pm for SEBI margin funding will be activated on T+2 working day. The cut off time for offline request is 3:30 pm. SEBI margin funding will be activated on T+2 working day. 43. List of scrips in SEBI margin funding basket. Ans: The Basket will be available under -> Reports -> Scrip Basket -> MTF 44. Can I avail limits based on cheque? Ans: No. Limits are not allowed based on cheques.
6 Scenarios for Clients who have opted to avail SEBI margin funding facility: 1. Client has Rs. 10,000 cash and buys Reliance Industries worth Rs. 10,000 where margin required is Rs (22.5%) This trade will automatically get funded but interest will not be charged. On the next day margin of Rs. 2,250 (22.5%) will be blocked and Rs. 7,750 will be free for payout or available for creating SEBI MTF position (MTF position can be carried for lifetime by maintaining required margins, but will be liquidated if client comes in risk) 2. Client has Rs. 10,000 cash and buys Reliance Industries worth Rs. 44,400 where margin required is Rs. 9,990 (22.5%) This trade will get funded. On next day Rs. 9,990 margin will be blocked and no limits will be available to create further positions. 3. Client has Rs. 10,000 collateral and buys Reliance Industries worth Rs. 44,400 where margin required is Rs. 9,990 (22.5%) This trade will get funded. On next day Rs. 9,990 margin will be blocked and no limits will be available to create further positions. 4. Client has Rs. 10,000 worth of collaterals and Rs. 10,000 cash and buys Reliance Industries worth Rs. 65,000 where margin required is Rs. 14,625 (22.5%) For margin requirement, first collateral will be blocked and then cash. Above trade will get funded where Rs. 10,000 worth of collateral and Rs. 4,625 cash will be blocked and Rs. 5,375 will be free for payout or available for creating SEBI MTF position. 5. Client has Rs. 10,000 collateral and buys Reliance Industries worth Rs. 44,400 where margin required is Rs. 9,990 (22.5%). This trade will get funded. On next day if client sells Reliance Industries worth Rs Even if client sells stock form DP, first MTF position will be adjusted and then from collateral position will be adjusted. For above sell trade the client s position will be reduced by Rs. 10,000 from Rs. 44,000 to Rs. 34, Client has provided Rs. 10,000 worth of Reliance Industries Stocks as collaterals. Client now wishes to buy Reliance Industries worth Rs. 44,400 where margin required is Rs. 9,990 (22.5%). Yes, the above trade will be funded. Client can take exposure in same stock which he/she has provided as collateral. In case of liquidation first MTF position will be liquidated and then collateral position.
2. Cash - This is the clear balance available in the customer s ledger account in our books.
RISK MANAGEMENT The following document describes the risk management policy followed by RKSV. Please read it carefully as it pertains to your trading activity. The policy is applicable to all the segments
More informationFAQ s. Margin Product. What is Margin Trading / Trading in Margin Segment at ICICIdirect.com?
FAQ s Margin Product What is Margin Trading / Trading in Margin Segment at ICICIdirect.com? In margin trading, you take buy/sell positions in stock(s) with the intention of squaring off the position within
More informationSAMCO Mobile App User Manual
SAMCO Mobile App User Manual (I) Basic Trading Features Table of Contents 01 How to get My Trading ID?. 03 02 How to Download & Login The SAMCO Mobile App?. 04 03 How to add Scripts to my Market Watch?....
More informationRisk Management Policy- Equity
Risk Management Policy- Equity This risk management policy document has been designed to understand the margin policies of the company in the Equity trading segment. Risk Management is an integral part
More informationM e r i t s C a p i t a l M a r k e t S e r v i c e s P v t. L t d.
M e r i t s C a p i t a l M a r k e t S e r v i c e s P v t. L t d. Page1 Dear Patron, We are glad to have you in our association and are working with heart and soul to deliver you the best and seamless
More informationRISK MANAGEMENT POLICY
RISK MANAGEMENT POLICY LFS BROKING PRIVATE LIMITED (hereinafter referred as The Company) has set up a Risk Management Policy in order to asses and manages risk arising during normal as well as abnormal
More informationPolicy on Limit Setting
Policy on Limit Setting 1. Preface Risk Management is an integral part of any organization. We need to deal with various kind of risk like Credit Risk, Market Risk, Default Risk, Liquidity Risk and other
More informationSAMCO Trader User Manual
SAMCO Trader User Manual Table of Contents (I) Basic Trading Features 1 How to get My Trading ID. 3 2 How to Download & Install the Trader EXE-Software. 4 3 How to Login into my SAMCO Trader.. 6 4 How
More informationRISK MANAGEMENT POLICY
RISK MANAGEMENT POLICY RISK MANAGEMENT SYSTEM :- The Business model for KIFS consists both KIFS owned Branches and Business Associate Offices (Sub-Brokers & Authorized Persons). The clients are linked
More informationRisk Management Policy
Risk Management Policy Introduction Investment in securities is susceptible to market risks which cannot be predicted. The Account Opening Document contains an explanation of different types of risks our
More information12. For a clearing member, will the settlement obligations be computed and payable on a net basis or gross basis?
FAQ for delivery settlement in equity derivatives 1. Which securities in Futures and Options segment will become eligible for delivery based settlement? Based on the criteria specified in the SEBI circular
More informationRISK MANAGEMENT POLICY
RISK MANAGEMENT POLICY BACKGROUND: SEBI has issued comprehensive guidelines and has laid down detailed norms for Stock Exchanges, Stock Brokers and other intermediaries in the secondary market. As a Share
More informationJ. L. SHAH SECURITIES PVT. LTD.
Policies and Procedures related to Risk Management Systems Risk Management is an integral part of any organization. We need to deal with various kind of risk like credit Risk, Market Risk, default Risk,
More informationRisk Management Policy
Risk Management Policy Index Contents I. Introduction...2 II. Scrip Categorization... 2 III. Dealing in Restricted Scrips... 4 IV. Illiquid Contracts and Bonds - Restricted Contracts...9 VI. Assigning
More informationDotEx International Limited
Version 1.0 DotEx International Limited Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai 51, Maharashtra. E-mail support now@nse.co.in Website www.nowonline.in Contact number 1800
More information4. Who can avail of this facility? All RSL clients upto 50 years of age (based on next birthday) can subscribe for RSP Insure.
1. What is Regular Stock Purchase Insure (RSP Insure)? Regular Stock Purchase Insure (RSP Insure) is a facility which provides you an opportunity to invest systematically and in a disciplined manner in
More informationTerms and conditions
Terms and conditions The cash segment A] Introduction This document contains important information regarding the terms and conditions, which apply to your E-Trading Account with R. Wadiwala Securities
More informationNew Trading Platform - Demo
New Trading Platform - Demo Index Login How to Login Forgot Password Market Watch Reset password Password Expired Equity & Derivatives Investment Offerings Research Reports R-Offerings Advanced Tools Confidential
More informationDotEx International Limited
Version 3.0 DotEx International Limited Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai 51, Maharashtra. E-mail support now@nse.co.in Website www.nowonline.in Contact number 1800
More informationMARGIN TRADING FACILITY (MTF)
MARGIN TRADING FACILITY (MTF) Rights & Obligations / Terms & Conditions to avail MTF SMC Global Securities Limited (SMC), member of National Stock Exchange of India Limited (NSE), BSE Limited (BSE) and
More informationSUBJECT MIGRATION TO ADVANCED ONLINE TRADING PLATFORM
CIRCULAR Cir Ref No: JSL/Online/Migration/2011/001 Down Load No: JSL/2011/14 Date: 16 th November 2011 Dear All, SUBJECT MIGRATION TO ADVANCED ONLINE TRADING PLATFORM With reference to caption subject,
More informationEnhanced Supervision of Stock Brokers. Kolkata August 04, 2017
Enhanced Supervision of Stock Brokers Kolkata August 04, 2017 A. Naming/ Tagging of Bank & Demat A/cs by the Stock Broker All Bank/DP a/c (s) holding clients funds/securities to be named as "Name of Stock
More informationRisk Management Policy
Risk Management Policy 1. Refusal of orders for Restricted stocks / Contracts : Anandrathi Share and Stock Brokers Limited (ARSSBL) shall have absolute discretion to accept, refuse or partially accept
More informationFOX TRADER. Version P a g e F o x T r a d e F i n v a s i a
FOX TRADER Version 1.0 1 P a g e F o x T r a d e r @ F i n v a s i a Contents 1 Overview... 4 2 Login Screen... 4 3 Order Management... 5 3.1 Order Entry / Modification / Cancellation... 5 3.2 Manual Order
More informationContents. 1. Initial screen Market Data Trade Exchange Status Quotes Equity search...
Version 4.0 DotEx International Limited Exchange Plaza, C-1, Block G, Bandra Kurla Complex, Bandra (East), Mumbai 51, Maharashtra. E-mail support now@nse.co.in Website www.nowonline.in Contact number 1800
More informationCLIENT COPY CLIENT COPY CFSL MANDATORY
CFSL MANDATORY This document outlines various policies and procedures framed and followed by ( CFSL ) with respect to its dealing with its clients as a stock broker where CFSL is having membership. The
More informationRisk at ISE SECURITIES AND SERVICES PVT.LTD is classified into two broad categories-
Title of document Date of Approval & Signature of Approving Authority Manual of Risk Management of: ISE Securities and Services Pvt ltd Registered office: Vashi,Navi mumbai Version Name &Number RM 1.0.0
More informationPROTRADE February 2017
PROTRADE February 2017 Introduction PROTRADE Application gives the Investor Clients of the Brokerage House the convenience of secure and real time access to quotes and trading. The services are specifically
More informationPRELIMINARY PREPARATION Update Settlement date for last two settlement of Cash & check for Fund Pay-in & Fund Payout Dates for Holidays Margin Update
Dear Share Broker, SEBI ENHANCE CLIENT FUND REPORTING Date : 25 th July, 2017 Please find herewith the guidelines & explanation for Enhance Client Fund Reporting required to be submitted for the last day
More informationProduct Guide Buy Today Sell Tomorrow (BTST)
Product Guide Buy Today Sell Tomorrow (BTST) Buy today sell tomorrow hereinafter referred to as BTST, is a facility offered by JHAVERI Securities Ltd (hereinafter referred to as JHAVERI Securities) which
More information3. What balances need to be considered while settling funds and securities of clients?
FAQS ACTUAL SETTLEMENT OF FUNDS & SECURITIES 1. When does a client account need to be settled? As per SEBI circular MIRSD/ SE /Cir-19/2009 dated December 3, 2009 (Exchange Circular NSE/INSP/13606 dated
More informationAliceblue Mobile App. User Manual
Aliceblue Mobile App User Manual Introduction Aliceblue Mobile Application gives the Investor Clients of the Brokerage House the convenience of secure and real time access to quotes and trading. The services
More informationAnnexure I Operating Guidelines. Transaction Submission and Settlement I. TRANSACTION SUBMISSION : A. SUBSCRIPTION SUBMISSION :
Annexure I Operating Guidelines Transaction Submission and Settlement I. TRANSACTION SUBMISSION : A. SUBSCRIPTION SUBMISSION : 1. For subscribing to the Mutual Fund units, the MFDs shall register their
More informationFurther, the Dividend income is tax free, if the company is liable to dividend distribution tax.
FAQs (Frequently Asked Questions) on RGESS Rajiv Gandhi Equity Savings Scheme (RGESS) 1. What is RGESS? Rajiv Gandhi Equity Savings Scheme (RGESS), is a tax saving scheme announced in the Union Budget
More informationWhat is mis-selling and why is it done?
What is mis-selling and why is it done? Making false promises that cant be fulfilled. Hiding certain aspects that may hamper your business. Not disclosing all details to clients. It is done with an intention
More informationWELCOME TO MASTER MOBILE
WELCOME TO MASTER MOBILE Powered By Omnesys Technologies Private Limited. An ECO system for securities Version 3.1.0.0 www.mastertrust.co.in 1 Description Topics 1. INTRODUCTION 2. HOW TO DOWNLOAD MASTER
More informationRisk Management Policy
Risk Management Policy 1. Objective: To establish clear operating procedures and parameters for managing risk in securities broking business. 2. Risk Management Process Flow Risk Management function is
More informationPOLICY FOR INTERNAL REVIEW OF BUSINESS FOR COMPLIANCE INTERNAL CONTROL, RISK MANAGEMENT AND OTHER POLICIES
POLICY FOR INTERNAL REVIEW OF BUSINESS FOR COMPLIANCE INTERNAL CONTROL, RISK MANAGEMENT AND OTHER POLICIES (This is a policy document for guiding the operations of the organization. This Document is for
More informationOvernight Investment Product from Dhanayoga. In Partnership with Bombay Stock Exchange (BSE)
Overnight Investment Product from Dhanayoga In Partnership with Bombay Stock Exchange (BSE) Dhanayoga and BSE Partners BSE - India s leading mutual fund distribution platform BSE StAR MF is a web-based
More informationAPPLICATION CUM UNDERTAKING FOR MARGIN TRADE FUNDING (MTF) FACILITY
Date: APPLICATION CUM UNDERTAKING FOR MARGIN TRADE FUNDING (MTF) FACILITY To, PINNACLE FOREX & SECURITIES PVT LTD Office No. A-1307, O2 Commercial Bldg., Plot No.23-24, Nr. Minerva Industrial Estate, Mulund
More informationFrequently Asked Questions (FAQs) on e-voting system of NSDL (For Shareholders/Members)
Frequently Asked Questions (FAQs) on e-voting system of NSDL (For NSDL: Towards a Secure Future Page 1 Frequently Asked Questions (FAQs) (For Shareholders) on the e-voting system of NSDL Q.1 I know about
More informationPolicies and Procedures in addition to Mandatory Documents
Policies and Procedures in addition to Mandatory Documents Subject : Dealings between a client and a stock broker (trading members included) as per SEBI Norms SEBI vide circular no. MIRSD/ SE /Cir-19/2009
More informationFAQs for Derivatives World
FAQs for Derivatives World Q. What is Derivatives World? Derivatives World is a new feature provided in the F&O section of our website (www.icicidirect.com). It allows you to select a pre-defined strategy
More informationCOMPATIBILITY: Hardware Requirement: USER GUIDE: ONLINE BACKOFFICE HOW TO LOG IN
HOW TO LOG IN Step 1: Go to www.arihantcapital.com and then go to Quick Links Menu on right side of homepage and select Online Backoffice from the dropdown menu (please ensure your pop-up blocker is disabled
More informationRef: 05-06/ISS/36138/GC
Ref: 05-06/ISS/36138/GC June 16, 2006 Hand Delivery Fax Courier Post E-mail All Registered Intermediaries of ISS Administrators/ Executive Director of Participating Exchanges, Co-ordination Officers at
More informationMandatory. Exposure based and / or Margin based limits will be given to the clients for doing trades in Cash Segment.
SEBI Regn. No. NSE INB231295236/NSEFO INF231295236/BSE INB011295230 Mandatory Policies and Procedure This document outlines various policies and procedures framed and followed by Saffron Global Markets
More informationBSE Limited OFFER FOR SALE (OFS) SEGMENT
BSE Limited OFFER FOR SALE (OFS) SEGMENT Notice No: 20150122-30 Date: 22 January, 2015 Comprehensive Modified Guidelines for Bidding in Offer for Sale (OFS) Segment This is in continuation of the Exchange
More informationInvestor Knowledge Program
Investor Knowledge Program Summary - Investor Knowledge Programme Reasons to invest in Equity Products and features on ICICIdirect.com Research on ICICIdirect.com New features Trading Platforms Questions
More informationKEY INFORMATION MEMORANDUM ESCORTS INFRASTRUCTURE FUND (AN OPEN ENDED EQUITY SCHEME)
KEY INFORMATION MEMORANDUM (AN OPEN ENDED EQUITY SCHEME) Continuous offer for Units at NAV based prices This product is suitable for investors who are seeking*: Riskometer To provide income distribution
More informationPOLICY ON INTERNAL CONTROL POLICY
POLICY ON INTERNAL CONTROL POLICY GEPL Capital Private Limited, a Company incorporated under the Companies Act, 1956 and having its registered office at D-21, Dhanraj Mahal, C.S.M Marg, Colaba, Mumbai-
More informationCOMMODITY RISK MANAGEMENT & SURVEILLANCE POLICY (BRANCHES)
COMMODITY RISK MANAGEMENT & SURVEILLANCE POLICY (BRANCHES) OBJECTIVE Risk Management & Surveillance is a must for safe & smooth trading operations of any organization. The main object of Risk Management
More informationElectronic Access to Securities Information (easi):
Electronic Access to Securities Information (easi): 1. What is easi? Easi (Electronic Access to Securities Information) is a convenient, easy to operate internet based facility, which allows registered
More informationOmnesys India Nest Web3
Updated on 3/15/2011 05:21:00 PM Version 1.0.0.1 Page 1 of 45 Table of Contents TRADE...3 MARKET WATCH...3 TO CREATE MARKET WATCH...5 ORDER BOOK...7 TRADE BOOK...9 AMO...10 TICKER...10 MARKET WATCH...11
More informationMARGIN COLLECTION AND REPORTING. FREQUENTLY ASKED QUESTIONS (FAQs)
MARGIN COLLECTION AND REPORTING FREQUENTLY ASKED QUESTIONS (FAQs) 1) Whether collection of marg from clients is required the Capital Market Segment? In case of the Capital Market segment members should
More informationTrading Manual. March 2016
Trading Manual March 2016 LMAX Trading Manual For all trades other than those executed through the LMAX MT4 Platform Effective date: 03 March 2016 This Trading Manual (the Manual) provides further information
More informationAddendum to Client Registration Form MANDATORY Date:- Client Code: Client Name:
HARLEY SECURITIES PRIVATE LIMITED Member: Bombay Stock Exchange Limited: SEBI Regn No: INB011181535 National Stock Exchange of India Limited: SEBI Regn No: INB231181539, INF231181539 Regd. Office: Churchgate
More informationNIVEDAN VANIJYA NIYOJAN LTD.
NIVEDAN VANIJYA NIYOJAN LTD. Regd. Office: 14/1B, Ezra Street, World Trade Centre, Kolkata-700 001 CIN: L01409WB1981PLC033998 Email: nivedan81@gmail.com Phone no.: 033-2221 5647; Website: www.nivedanvanijya.com
More informationVI. SETTLEMENT OF SECURITIES IN DEMAT MODE
VI. SETTLEMENT OF SECURITIES IN DEMAT MODE 1. What is settlement? Investors buy / sale securities on stock exchange platform by placing buy / sale orders through their stock brokers with whom they are
More information1. What is Initial Margin for margin reporting system? What are Other Margins? What is Mark-to-Market (MTM) margin?...
Index 1. What is Initial Margin for margin reporting system?... 3 2. What are Other Margins?......3 3. What is Mark-to-Market (MTM) margin?...3 4. Whether collection of all margins from clients is compulsory?..3
More informationPolicies and Procedures related to Risk Management & Controls (mandatory document)
Policies and Procedures related to Risk Management & Controls (mandatory document) a) Refusal of orders for penny stocks Good Fortune Capitals pvt ltd(hereinafter called Member-NSE-BSE ) does not encourage
More informationTERMS AND CONDITIONS FOR AVAILING MARGIN TRADING FACILITY (MTF) A) The Client undertakes, authorizes, confirms and agrees to/that:
TERMS AND CONDITIONS FOR AVAILING MARGIN TRADING FACILITY (MTF) The terms and conditions prescribed hereunder form part of account opening form, shall be read in conjunction with the rights and obligations
More informationZerodha Web Document. Zerodha Web
Zerodha Web 1 Trade Home Page Nest3 Web Home page displays menu icons that directly links to the following pages. a) Market Watch. b) Trade Express/ Streamer. c) My Alerts. d) Index Chart. e) Online IPO
More information"FAQ's on Price Improvement Order (Futures)"
What is Price Improvement order in Future? Price Improvement order is a feature where you will be able to place Futures Order with Price Improvement condition, where the price of your order will improve
More informationBursa Trade Securities and Trade Cancellation Frequently Asked Question (FAQs)
BTS MODEL Q1. What is Bursa Trade (BT) Securities? A. BT Securities is a trading platform or a new trading system that will change the way Bursa Malaysia conducts its business of trading, information dissemination,
More information( ) User Guide For New Trading Hall
(09.09.09) User Guide For New Trading Hall Kenanga Investment Bank Berhad Page 1 User Guide for New Trading Hall Table of Contents NEW TRADING HALL FEATURES 1. ORDER TAB Pg 3 2. GENERAL TAB Pg 4 3. EXCHANGE
More informationRISK MANAGEMENT POLICY ADOPTED BY LUNIA INVESTMENTS & FINANCE PRIVATE LIMITED FOR NSE IN CASH AND F & O SEGMENT RISK MANAGEMENT POLICY
RISK MANAGEMENT POLICY ADOPTED BY LUNIA INVESTMENTS & FINANCE PRIVATE LIMITED FOR NSE IN CASH AND F & O SEGMENT RISK MANAGEMENT POLICY Lunia Investments & Finance Pvt Ltd has introduced sound Risk Management
More informationElectronic Access to Securities Information and Execution of Secured Transactions (easiest)
Electronic Access to Securities Information and Execution of Secured Transactions (easiest) 1. What is easiest? CDSL s internet based facility Easiest (Electronic Access to Securities Information and Execution
More informationHDFC Retirement Savings Fund: FAQs
HDFC Retirement Savings Fund: FAQs 1. What is HDFC Retirement Savings Fund? HDFC Retirement Savings Fund, an open ended notified tax savings cum pension scheme with no assured returns, is a mutual fund
More informationIndiabulls Ventures Limited
Indiabulls Ventures Limited Product Overview Document Shubh- Wireless Trading Product Overview Indiabulls Ventures in-house trading platform is one of the fastest and most efficient trading platforms.
More informationE-Broker User Guide. Application e-broker
E-Broker User Guide Table of Contents: Installation... 2 Application interface... 5 Application windows... 7 1. Main window with general market information... 7 2. Detailed Order Book... 7 3. Price chart...
More informationReporting Guideline, version 2.1. Members On Exchange trade and Members and Non-Members OTC trade Reporting. November 20, 2017 INET NORDIC
Reporting Guideline, version 2.1 Members On Exchange trade and Members and Non-Members OTC trade Reporting November 20, 2017 INET NORDIC 1/21 1. General information on reporting 1.1 The Nasdaq Nordic Reporting
More informationCash Management Balancing Cashier Tills
................................................................................................... Cash Management Balancing Cashier Tills Pharmacy Technology Solutions Issued July 2014 Cash Management
More informationIDBI Capital Markets & Securities Ltd. SEBI Regn. No. NSE - CASH, F&O & CD INZ BSE - CASH & F&O INZ AMFI Registration No.
IDBI Capital Markets & Securities Ltd. SEBI Regn. No. NSE - CASH, F&O & CD INZ000007237 BSE - CASH & F&O INZ000007237 AMFI Registration No. ARN - 0893 3rd Floor, Mafatlal Centre, Nariman Point, Mumbai
More informationBSE Limited OFFER FOR SALE (OFS) SEGMENT
BSE Limited OFFER FOR SALE (OFS) SEGMENT Notice No: 20160218-33 Date: February 18, 2016 Revised Guidelines for Bidding in Offer for Sale (OFS) Segment This is in continuation of the Exchange notices no.
More informationMIGRATION TO TARGET2-BE
MIGRATION TO TARGET2-BE In 2017 all the Belgian banks will have to open an account in TARGET2-BE in order to manage their compulsory minimum reserves. The current accounts in the Belgian system will be
More informationABML Trading Account User Manual
Annexure-A ABML Trading Account User Manual Link to open Trading Account has been placed in our Allahabad Bank Corporate Internet Portal under E-Trade (Online Trading). On clicking the link the user will
More informationRef: 08-09/ISS/38 / KS Date: April 09, 2009
Ref: 08-09/ISS/38 / KS Date: April 09, 2009 Hand Delivery Fax Courier Post E-mail All Registered Intermediaries of ISS Administrators/ Executive Director of Participating Exchanges, Co-ordination Officers
More informationCHAPTER 4 INTEREST RATES AND PRESENT VALUE
CHAPTER 4 INTEREST RATES AND PRESENT VALUE CHAPTER OBJECTIVES Once you have read this chapter you will understand what interest rates are, why economists delineate nominal from real interest rates, how
More informationReporting Guideline, version 2.0. Members On Exchange trade and Members and Non-Members OTC trade Reporting. September 18, 2017 INET NORDIC
Reporting Guideline, version 2.0 Members On Exchange trade and Members and Non-Members OTC trade Reporting September 18, 2017 INET NORDIC 1/21 1. General information on reporting 1.1 The Nasdaq Nordic
More informationCentral Depository Services (India) Limited
Central Depository Services (India) Limited Convenient Dependable Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS CDSL/OPS/DP/POLCY/4232 February 06, 2014 RAJIV GANDHI EQUITY SAVINGS SCHEME (RGESS), 2013
More informationSecurities Lending & Borrowing Mechanism (SLBM)
Securities Lending & Borrowing Mechanism (SLBM) Are you.. Looking for opportunities to earn from your long term Equity investments? Need a low risk option? Which also secures your precious holdings? SLBM
More informationreliancesmartmoney.com is a brand under which Reliance Securities Limited offers its broking and investment services.
What is TICK PRO? TICK PRO is a trading mobile app which provides you with hassle free trading from anywhere and anytime. It also provides various market scanners and analytics on real time. Who can avail
More informationRelease of BOLT TWS ver ANNEXURE. 1 P a g e
ANNEXURE 1 P a g e TABLE OF CONTENTS 1. Order Slicing Functionality... 3 1.1. Touchline... 4 1.2. Order Slicing Configuration Window... 4 1.3. Order Parameters... 4 1.4. Slicing Option... 5 2. Alert Catcher
More informationCentral Depository Services (India) Limited
Central Depository Services (India) Limited Convenient Dependable Secure COMMUNIQUÉ TO DEPOSITORY PARTICIPANTS CDSL/OPS/DP/POLCY/3361 December 06, 2012 SEBI CIRCULAR RAJIV GANDHI EQUITY SAVINGS SCHEME,
More informationPublic Issue of India Infoline Finance Ltd. NCD
P a g e 1 Q1. What is the nature and size of issue? Issue Related FAQs Ans: Public Issue of Non-convertible Debentures (NCDs) in the nature of Sub-ordinated debt of face value of Rs. 1,000/- per bond with
More informationMARS MUTUAL FUND AUTOMATED PORTFOLIO REBALANCING SYSTEM
ASSET ALLOCATION Investing money across equities, bonds and cash Key to success for investor wanting to create wealth in long term Different asset classes respond markets differently: equities are volatile
More informationInternal control. 1. Details. Date of starting of business : 29/06/2010 Background of company
Internal control 1. Details Date of starting of business : 29/06/2010 Background of company Market-Hub Stock Broking Pvt. Ltd. was founded in June 2008 with the objective of providing convenient retail
More informationNATIONAL COMMODITY & DERIVATIVES EXCHANGE LIMITED Frequently Asked Questions Margin Collection and reporting
Index 1. What is Initial Margin for margin reporting system?...3 2. What are Other Margins?...3 3. What is Mark-to-Market (MTM) margin?...3 4. Whether collection of all margins clients is compulsory?...3
More informationManual. New Flash Based Inet-net. Equity
Manual New Flash Based Inet-net Pages 1 of 17 Approved By Vice President-IT Index 1. System Requirements...3 2. Installation of Flash Player..4 3. Starting procedure with Inet Application...6 3. Tabs Functionality:.
More informationKEY INFORMATION MEMORANDUM AND APPLICATION FORM
KEY INFORMATION MEMORANDUM AND APPLICATION FORM Motilal Oswal MOSt Focused Midcap 30 Fund (An open ended equity scheme) This product is suitable for investors who are seeking*: 1. Long Term Capital Growth
More informationPOLICIES AND PROCEDURES
POLICIES AND PROCEDURES Certain applicable policies and procedures of ASSL significant to Trading Account of the Client 1. REFUSAL OF ORDERS FOR PENNY STOCKS Ambalal Shares & Stocks Pvt Ltd ( ASSL ) normally
More informationInternal Control Policy
Internal Control Policy Following points have been considered while preparing & implementing internal control policy :- Customer due Diligence/KYC Standards New customer acceptance procedures, inter alia,
More informationInternal Control & Risk Management Policy Of BHANSALI VALUE CREATIONS PVT LTD
Internal Control & Risk Management Policy Of BHANSALI VALUE CREATIONS PVT LTD The word he also means she and it as the case may be the usage of masculine gender in this agreements also refers to the feminine
More informationIncome Tax Handbook for Traders & Investors
Income Tax Handbook for Traders & Investors A concise guide for every trader & investor on filing Income tax Returns and Audit in India By cleartax pres Do you deal in stock market? No matter whether you
More informationDisclosure of Policies and Procedures to Clients
Disclosure of Policies and Procedures to Clients Nomura Financial Advisory and Securities (India) Private Limited Sections 1. Policy for Penny Stock / Securities... 1 2. Setting up client s exposure limits...
More informationReporting Guideline, version 1.2. Members On Exchange trade and Members and Non-Members OTC trade Reporting. June 20, 2011
Reporting Guideline, version 1.2 Members On Exchange trade and Members and Non-Members OTC trade Reporting June 20, 2011 1/18 1. General information on reporting 1.1 The NASDAQ OMX Nordic Reporting Guidelines
More informationPorting Application Guide
NFI ONLINE Porting Application Guide For intermediary use only This guide will assist you with keying a Porting application on NFI Online and producing a KFI. Note: The following Porting Application Types
More informationOperating Instructions And Process Manual for Systematic Investment Plan (SIP) On BSE StAR MF
Operating Instructions And Process Manual for Systematic Investment Plan (SIP) On BSE StAR MF May 2014 The brokers (MFIs) can register SIP for their clients on the StAR MF platform in either the physical
More informationII. AUDIT & COMPLIANCE
II. AUDIT & COMPLIANCE 1. What are the documents which a DP should submit to CDSL periodically? Following documents should be submitted by a DP to CDSL within the prescribed time limit: Sr. No. Particulars
More informationReality Shares DIVS ETF DIVY (NYSE Arca, Inc.)
Reality Shares DIVS ETF DIVY (NYSE Arca, Inc.) SUMMARY PROSPECTUS February 28, 2018 Before you invest in the Fund, as defined below, you may want to review the Fund s prospectus and statement of additional
More information