TARIFF COMMISSIONS AND TAXES FOR DIFFERENT PLACES OF EXECUTION AND SERVICES OF KBC SECURITIES N.V. BULGARIA BRANCH. Commissions and Taxes

Transcription

1 TARIFF COMMISSIONS AND TAXES FOR DIFFERENT PLACES OF EXECUTION AND SERVICES OF KBC SECURITIES N.V. BULGARIA BRANCH І. Executing of deals on the Bulgarian Stock Exchange Acceptance of orders for securities Changing or canceling of orders with securities portfolios up to BGN with KBC Securities N.V. Bulgaria Branch portfolios over BGN with KBC Securities N.V. Bulgaria Branch portfolios over BGN with KBC Securities N.V. Bulgaria Branch Executing of deals with securities of clients, categorized as Professional Clients Executing of REPO deals 1 % of the amount of the transaction, but not less than BGN 20 or with mutual 0.5 % of the amount of the transaction but not less than BGN 2 per trade or with mutual With mutual agreement but not less than 0.10% of the total trade amount; Costs for Stock Exchange transactions for trades on the privatization segment are paid separately. ІІ. Executing of deals with securities on OTC market with financial Acceptance of orders for securities Changing or canceling of order with securities Executing of deals with securities With mutual agreement but not less than 0.10% of the total trade amount;; ІІІ. Executing of deals with securities through the COBOS system Accepting of orders with securities trough the COBOS system (online system) Changing or canceling of order with securities trough the COBOS system (online system) first year of the agreement next year following years, if the client has deals with securities amounting for over BGN for the past year or if he/she has a portfolio over BGN Executing of deals with securities through the COBOS system of clients that have deals with securities for the previous calendar quarter amounting up to BGN Executing of deals with securities through the COBOS system of clients that have deals with securities for the previous calendar quarter amounting over BGN BGN 72 annually; 0,4 % of the amount of the transaction but not less than BGN 2.00 per transaction; 1

2 ІV. For executing deals with bonds and treasury bills on the Bulgarian Stock Exchange Accepting of orders with bonds or treasury bills Changing or canceling of order with bonds and treasury bills Executing transactions with bonds or treasury bills V. For executing trades with corporate bonds and t-bills at an OTC market of financial Receiving orders for bonds or treasury bills Changing or canceling of order with bonds or treasury bills Executing transactions with bonds or treasury bills VІ. For discretionary managed accounts of clients For managing of accounts amounting from BGN to BGN ; For managing of accounts amounting from BGN to BGN ; For managing of accounts amounting for over BGN ; BGN 1.5 per transaction + 20 % of the net BGN 1.5 per transaction + 15 % of the net BGN 1.5 per transaction + 10 % of the net VІІ. For custody services Keeping of accounts of financial trading on regulated market or cash for nonprofessional clients with the Investment Intermediary Keeping of accounts of financial trading on OTC market or cash for nonprofessional clients with the Investment Intermediary Maintenance of securities or cash account, mentioned in article 77d from the Public Offering of Securities Act (POSA) with the Investment Intermediary (professional investors, eligible counterparties.) Custody transfer of financial to the Investment Intermediary Transfer of financial to other Investment Intermediary 0,1 % of the financial and client s cash with the Investment Intermediary for every trimester or with mutual with mutual with mutual with mutual 0.5% of the amount of the financial, but not less than BGN 20 per emission of financial 2

3 VІІI. For services as registration agent For deals with financial, negotiated between the parties in advance. 2 % of the transaction, but not less than BGN 40, from each party of the deal; Executing procedures on inheritance or donation of financial BGN 80 for one security, but not less than 2% of the donation transaction volume + 10 BGN for more then one security Issuing of dublicate of a depository receipt BGN 20 Portfolio Report of a natural persons BGN 20 for ordinary portfolio; BGN 50 for extended portfolio; Portfolio Report of a legal entities BGN 190 Changing of personal data BGN 20 for natural persons; BGN 40 for legal entities; Issuing of depository receipt BGN 5 IХ. For executing of cash operations in BGN Cash Deposit for up to BGN daily Cash Deposit over to BGN daily 0,1 % of the amount over BGN 3000; Withdrawal of cash by request for up to BGN daily Withdrawal of cash by request for over BGN 0,2 % of the amount over BGN 1000; daily Withdrawal of cash without request for up to 0,5 % from the amount of withdrawal; BGN daily Withdrawal of cash without request for over BGN 5 + 0,2 % on the amount over BGN 1 000; BGN daily Executing a bank transfer through the RINGS BGN 10; system Х. For executing of cash operations in Foreign Exchange Depositing cash in foreign exchange Withdrawal of cash in foreign exchange 0,15 % of the amount, minimum 0,5 EUR, maximum 100 EUR; 0,3 % of the amount, minimum 1 EUR, maximum 200 EUR; ХІ. For issuing of reports Report for the transactions or the account within 1 month Report for the transactions or the account for a period over 1 month ХІІ. For investment banking BGN 10; BGN 40; Underwriting of financial Initial Public Offering of financial Secondary Public Offering of financial Execution of Tender Offering of financial Preparing an analysis of the financial status of 3

4 the Company XІІІ. For execution of transactions with financial abroad Acceptance of orders for transactions with financial Changing or canceling of orders with financial FOREIGN MARKETS Tariff and places of executions Place of executions (via KBC Securities NV, Belgium) Brokerage & settlement commission Bps Legal entity Natural person Brokerage & settlement commission Min Legal entity Custody fee Bps Natural person Transfer Euronext Brussel Euronext Amsterdam Euronext Paris EUR EUR Frankfurt EUR EUR Switzerland/ Zurich CHF EUR Italy/ Milan EUR EUR Spain/ Madrid 12 EUR EUR GB/ London GBP EUR Ireland/ Dublin GBP EUR Denmark/ Copenhagen DKK EUR Sweden/ Stockholm SEK EUR Finland/ Helsinki EUR EUR Norway/ Oslo NOK EUR Greece/ Athens EUR EUR Turkey/ Istambul Austria/ Wienen Luxembourg Portugal/ Lissabon Poland/ Warchau Hungary/ Budapest Czech Republic/ Praag Latvia/ Riga Lithuania/ Vilnius Estonia/ Tallinn USD EUR EUR EUR PLN HUV CZK LVL LTL EUR USD EUR EUR Romania/ Bucharest SE EUR EUR Serbia/ Belgrade SE EUR EUR Slovenia/ Ljibljana EUR EUR Croatia/ Zagreb SE EUR EUR Macedonia/ Makedonian SE MKD EUR 4

5 *SE Stock Exchange 1. The above mentioned commissions and taxes of KBC Securities N.V. Bulgaria Branch include all commissions and taxes on regulated markets and depository institutions for executing of deals with financial. 2. KBC Securities N.V. Bulgaria Branch publishes any changes of the above tariff in its website The Tariff has been approved from the CEO of KBC Securities N.V. Bulgaria Branch on 2 nd of September 2008, altered and complemented on 25 ed January 2011, in effect as from 10 th February 2011; on 13 th February 2012, in effect as from 1 st March 2012; on 1 st March 2012, in effect as from the same date and on 25 th July 2012, in effect as from 1 st August 2012, on 3 rd October 2012, in effect as from the same date. ILIAN NIKOLAEV SCARLATOV CEO KLIMENT HRISTOV RUDINSKI CEO 5