(BSE, NSE, CDSL) VERSION 1.3

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1 (BSE, NSE, CDSL) VERSION 1.3

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3 Sr. No Name of the Document Account Opening Form Tariff sheet Policies and Procedures Account Opening Form Rights and Obligations Risk Disclosure Document (RDD) Guidance note INDEX OF DOCUMENTS (NON INDIVIDUAL) Brief Significance of the Document MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES A. KYC form - Document captures the basic information about the constituent. B. Document captures the additional information about the constituent relevant to trading account. Document detailing the rate / amount of brokerage and other charges levied on the client for trading on the stock exchange(s). Document describing significant policies and procedures of the stock broker. Instruction / check list for filling KYC Form and relevant to trading account Document stating the Rights & Obligations of stock broker / trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet / wireless technology based trading). Document detailing risks associated with dealing in the securities market. Document detailing do s and don ts for trading on exchange, for the education of the investors. VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER Page No , Application for Demat Account Details are required for adhereing to opening of demat account. Know your Client norms for 4 9. Agreement between a participant and a person seeking to open a Beneficial Owner's account Client who wish to open a demat account with MOSL are required to sign the agreement with depository participant Power of Attorney Voluntary Clauses ( Terms & conditions ) Power of Attorney provided to broker to facilitate payin of securities and other authorizations. Additional clauses other than specified by SEBI to facilitate transactions of Client Authority to Retain funds / securities as running account For the purpose of operational convenience, this authorization is required to maintain the client account both for the funds and securities, on running account basis. 19 Name of stock broker/trading member/clearing member SEBI Registration No. and date Registered office address Correspondence office address Compliance officer name Motilal Oswal Securities Limited BSE INB NSE INB IN-DP-CDSL BSE INF NSE INF Palm Spring Centre, 2nd Floor, Palm Court Complex, New Link Road, Malad (West), Mumbai Ph: Fax: Website: Mr. Neeraj Agarwal Ph: Id: na@motilaloswal.com COO name Mr. Ajay Menon Ph: Id: am@motilaloswal.com For any grievance/dispute please contact stock broker (Motilal Oswal Securities Limited) at the above address or Id grievances@motilaloswal.com and Phone no In case not satisfied with the response, please contact BSE at is@bseindia.com and Phone no and NSE at ignse@nse.co.in and Phone no

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5 Application No. Investment Services KNOW YOUR CLIENT (KYC) APPLICATION FORM FOR NON INDIVIDUALS Please fill this form in ENGLISH and in BLOCK LETTERS. IDENTITY DETAILS Name of the Applicant Date of Incorporation Date of commencement of business Specify the proof of Identity submitted STATUS Private Limited Co. Public Limited Co. Body Corporate Partnership ADDRESS DETAILS Trust Charities NGO s Bank PAN PAN Card FI FII HUF AOP Registration No.(e.g. CIN) Government Body Non-Government Organization Defense Establishment Body of Individual (BOI) Address for Correspondence F l a t N o B u i l d i n g R o a d L o c a l i t y City/town/village State Contact Details: Id Tel. (Off.) S T D Tel. (Res.) Specify the proof submitted for Correspondence Telephone Bill ** Electricity Bill** address S T D Registered Address: Same as above F l a t N o B u i l d i n g R o a d L o c a l i t y City/town/village State Specify the proof submitted for Registered address # Bank Statement Place of incorporation Fax Mobile No. Society LLP Others S T D Pin Code Country ## Bank Passbook Pin Code Country # Bank Statement P. N. : Whenever Correspondence address is different from Registered office address, please provide separate proof for both. OTHER DETAILS Gross Annual Income Details: Income Range P.A. <1 Lac 1-5 Lac 5-10 Lac Lac 25 Lacs-1crore >1crore Net-worth as on Telephone Bill ** Electricity Bill** is Rs. (Net worth should not be older than 1 year) Are any of your Authorised Signatories/Promoters/Partners/Karta/Trustees/Whole time directors are Politically Exposed Person (PEP) / Related To Politically Exposed Person (PEP) Yes No ## Bank Passbook Any other information: DECLARATION I/We hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I may be held liable for it. Signature & Stamp 1/18 Name st 1 holder nd 2 holder rd 3 holder Place Date 1 Version 1.3

6 PLEASE TICK APPROPRIATE OPTION OR MENTION N.A. AT ALL PLACES NOT APPLICABLE TO CLIENT. BANK ACCOUNT(S) DETAILS OF SOLE / FIRST HOLDER Bank Name Branch Name Branch Address Bank A/c No. A/c Type Savings Current NRI / NRE / NRO Others MICR Number IFSC Code Internet Banking status Enabled Not Enabled Electronic Credit or Mandate (For Dividend / Interest) (Mandatory for E-Broking) I Yes No Specify the proof of Bank submitted # Bank Statement Cancelled Cheque (with client name printed) ## Bank Passbook Bank Verification Letter (original) DEPOSITORY ACCOUNT(S) DETAILS ( if existing ) Depository Participant Name Depository Name NSDL CDSL DP ID / Beneficiary ID (BO ID) Beneficiary Name Joint Holders Name Specify the proof of DP submitted Second Holder D P I D B O I D Third Holder 1. The name & DP A/c No. should be the same as mentioned in the form. DP statement should clearly show DP ID & Client ID. TRADING PREFERENCE Please affix stamp and sign in the relevant boxes where you wish to trade. The segment not chosen should be struck off by the client. Exchanges NSE BSE Cash Segments Details of any action/proceedings initiated /pending / taken by SEBI / Stock exchange / any other authority against the applicant / constituent or its Partners / promoters / whole time directors / authorized persons in charge of dealing in securities during the last 3 years: F&O Mutual Fund If, in future, you wish to trade on any new segment/new exchange, separate authorization/letter should be given to Motilal Oswal Securities Limited PAST ACTIONS ADDITIONAL DETAILS Whether you wish to receive Physical contract note Electronic Contract Note (ECN) Whether you wish to avail the facility of Internet trading Wireless technology (Mobile Trading) Number of years of Investment / Trading Experience 2/18 5/18 3/18 4/18 6/18 7/18 Primary purpose of dealing in Equities Intraday Positional Investment Derivatives Trading Hedging Stock Portfolio NIL < 5 Lacs 5-20 Lacs Lacs > 50 Lacs No Prior Experience Years in Stocks Years in Derivatives INFORMATION IN RELATION TO THE PREVENTION OF MONEY LAUNDERING ACT, 2002 Details of the relatives, having account with MOSL Name Relationship UCC Details of the corporate/partnership firm/trust, etc where client is affiliated Name Entity Type Nature of Business Relationship UCC I DP Statement Client Master Report (CMR) Do you intend to invest in the stock market with : Own Funds Borrowed Funds I Specify your id 2 Version 1.3

7 DEALINGS THROUGH OTHER STOCK BROKERS If you are dealing with any other stock broker / sub-broker, provide the following details: (in case dealing with multiple stock brokers/sub-brokers, provide details of all) Name of stock broker Client Code Name of sub-broker Exchange Details of disputes/dues pending from/to such stock broker/sub-broker DEALINGS THROUGH REGISTERED SUB-BROKER If you are dealing sub-broker, provide the following details: SEBI Registration No. Sub-Broker s Name Registered office address Phone No. Fax Website INTRODUCER DETAILS (optional) Name of the Introducer Address & Phone No. Status of the Introducer Sub-broker Remisier Authorised Person Existing Client Others Signature of the Introducer DECLARATION I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am/we are aware that I/we may be held liable for it. I/We confirm having read/been explained and understood the contents of the document on policy and procedures of the stock broker and the tariff sheet. I/We further confirm having read and understood the contents of the 'Rights and Obligations' document(s) and 'Risk Disclosure Document'. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that the standard set of documents has been displayed for Information on stock broker's designated website, if any. Signature & Stamp 8/18 Name st 1 holder nd 2 holder rd 3 holder Place Date 3 Version 1.3

8 ONLY FOR NEW MODES DEMAT ACCOUNT (only for Partnership Firm and Association of Persons) I/We request you to open a Demat Account in my/our name as per details appearing herein. Body Corporate Mutual Fund Clearing House REGISTRATION DETAILS HUF Trust OCB STATUS CM FII FI F I R S T L A S T Banks Other (specify) Sub-Status (To be filled by Modes) TO BE FILLED IN CASE OF JOINT OPERATION OF DEPOSITORY ACCOUNT SECOND JOINT HOLDER (Please Provide PAN Card and Address Proof for all the joint holders) THIRD JOINT HOLDER Name F I R S T L A S T Father's / Spouse Name Address Registering Authority ROC SEBI RBI Other Govt. Authority RBI Approval Date F o r O C B s Registration/Ref. No. Place Currency Title Mr. Mrs. Ms. Others Suffix M I D D L E Mr. Mrs. Ms. Others Suffix M I D D L E City State PAN Nationality I/We authorise you to receive credits in my / our demat account with you without any instruction from me / us A/c Statement Requirement Daily Weekly Fortnightly Monthly SMS Alert Facility (as provided by CDSL, Mobile No. to be provided mandatorily for receiving SMS alerts) Yes No I/We request you to send Electronic Transaction & holding Statement at First Holders Id stated in the KYC Yes No DECLARATION Indian Others I PIN Country DOB I/We have read the terms & conditions of DP-BO agreement and agree to abide by and be bound by the same and by the bye laws as are in force from time to time. I /We declare that the particulars given by me/us above are true and correct to the best of my/our knowledge as on the date of making this application. I/We agree and undertake to intimate the DP any change(s) in the details / particulars mentioned by me / us in this form. I/We further agree that any false / misleading information given by me / us or suppression of any material information will render my account liable for termination and suitable action. Indian Others Gender Male Female Id Male Female I PIN Country Occupation - Service ( Central Govt / State Govt / Public Sector / Private Service ( Central Govt / State Govt / Public Sector / Private Sector / NGO Statutory Body) / Business / Student / Professional / Sector / NGO Statutory Body) / Business / Student / Retired / Housewife / Others Professional / Retired / Housewife / Others Nature of Business / Services Nature of Business / Services I DOB easi Yes Yes No No FIRST / SOLE HOLDER SECOND HOLDER THIRD HOLDER PASSPORT SIZE PHOTOGRAPH ONLY 9/18 PASSPORT SIZE PHOTOGRAPH ONLY PASSPORT SIZE PHOTOGRAPH ONLY (please sign across the photograph in black ink) (please sign across the photograph in black ink) (please sign across the photograph in black ink) Signature & Stamp 10/18 Name st 1 holder nd 2 holder rd 3 holder Place The Demat Account will be operated by Date Any one Singly Jointly by any two All Other (Specify) 4 Version 1.3

9 TARIFF SHEET BROKERAGE FOR TRADING ACCOUNT Transaction Type Table No. Brok Rate Min Brok Transaction Type Table No. Brok Rate Min Brok Cash Intraday (First leg) Cash Intraday (Second leg - If squared off on the same day) Cash Delivery OR Amount Validity Value Pack scheme DEMAT TARIFF SCHEME (effective from FY ) % % Rs. Rs. Futures (First Leg) Futures (Second leg - If squared off on the same day) % Rs. % Rs. Options (per lot) - Minimum delivery handling charges of Rs. 20/- per contract apply. - STT, Service Tax, Stamp Duty & Transaction Charges will be levied seperately as applicable from time to time. - Above mentioned brokerage rates will not apply to customers holding a Value Pac. please refer to Value Pac T&C for details. % % Rs. Rs. POA Compulsory POA Optional DP SCHEME Only Trx Scheme A Only AMC Scheme B AMC & Trx Scheme C Online clients Scheme D Adv. Admin Scheme E Adv. AMC Scheme F Only Trx Scheme G Only AMC Scheme H AMC & Trx Scheme I A) Account maintenance (AMC) B) Account Administration (AA) Trx Charges Within MODES (Sell) (Which ever is higher will be charged) YR081 YR083 YR085 Ebroking 11UFRONT 11LIFETI YR082 YR084 YR086 NIL Rs. 100/- Rs. 100/- Rs. 30/- or 0.025% of transaction value Rs. 700/- Rs. 300/- Rs. 400/- Rs. 100/- Rs. 100/- Rs. 20/- or 0.025% of transaction value NIL Rs. 400/- Rs. 400/- Rs. 20/- or 0.025% of transaction value Rs. 20/- or 0.025% of transaction value NIL Rs. 15/- or 0.015% of transaction value NIL Rs.10/- or 0.010% of transaction value NIL Rs. 30/- or 0.025% of transaction value Rs. 800/- Rs.600/- Rs.600/- Rs.3,000/- Rs.3,000/- Rs.150/- Rs.150/- Rs.150/- Rs. 20/- or 0.025% of transaction value Rs. 1000/- Rs.150/- Rs. 850/- Rs. 450/- Rs.600/- Rs. 20/- or 0.025% of transaction value Outside MODES (Sell) Dematerialisation Rematerialisation Pledge Creation/ Closure/Invocation Rs.30/- or 0.04% of transaction value Rs.30/- or 0.03% of transaction value BROKERAGE FOR MUTUAL FUND Rs.30/- or 0.03% of transaction value Rs.30/- or 0.03% of transaction value Rs.30/- or 0.04% of transaction value Rs.30/- or 0.04% of transaction value Rs.25/- per request +Rs.5/- per certificate Rs.35/- per 100 shares Rs.35/- per request each Rs.30/- or 0.04% of transaction value Rs.30/- or 0.03% of transaction value Rs.30/- or 0.03% of transaction value 1. In Only AMC scheme all payin transaction for shares sold within MOSL will be free. 2. In case the account is closed during the year, except for Schemes E & F, AMC for the remaining quarter will be refunded to the client. However, AA charges will not be refunded. 3. Except for Schemes E & F, for the first year, AA and AMC will be charged on prorata basis from the month of account opening. Subsequently, it will be charged anually in the month of April. In scheme D AA & AMC will be charged yearly from the month of account opening. For CORPORATE Accounts additional Rs.500/- P.A. will be charged towards CDSL AMC** in all the scheme. 4. In scheme E, AA of Rs. 600/- will be charged and will be valid for 5 years.the client has to renew the scheme after 5 years. Account closed or Scheme changed before 5 years will not be entitled for any refund. 5. In Scheme F, if account is closed after 3 years, full AMC will be refunded to client. In case the account is closed or scheme is changed within 3 years, Rs.2000/- will be refunded to client. 6. Except for the month of April, an amount of Rs. 250/- (non adjustable / Non refundable) will be charged for each scheme change request. The new scheme will be applicable from the month in which the scheme is changed without adjustment of previous bills. In case scheme is changed from AMC to Only Trx scheme after December, no AMC will be refunded. 7. Rates are subject to revision from CDSL. DP reserves the right to ammend the tariff at any given point of time. Service tax will be charged extra as per regulation. 8. Rs. 100/- will be charged to client in case NEW DIS is requested without requisition slip. Asset Class ( Type) Liquid STP Bond, Debt, Gilt, Hybrid, MIP Balanced, Equity, Equity(G), Equity(S), FOF Brokerage Rate 0.05% 0.10% 0.15% 0.50% Signature & Stamp 11/18 5 Version 1.3

10 ONLY FOR HUF (DP Account will be opened in the name of HUF) CERTIFIED TRUE COPY of the following documents are required to be submitted, duly signed by KARTA 1. Income Tax Returns of HUF for the past 2 years. In case of Newly Formed HUF, provide Networth Certificate duly signed by C.A. 2. Bank Passbook / Bank Statement of HUF for last 2 months. Details of KARTA Name F I R S T M I D D L E L A S T PAN UID Date of Birth Specify the proof of Identity submitted PAN Card Residential Address F l a t N o B u i l d i n g R o a d L o c a l i t y City/town/village Pin Code State Contact Details: Id Fax Country S T D Tel. (Off.) S T D Tel. (Res.) S T D Mobile No. Specify the proof submitted for Correspondence address Passport * Driving Licence * Voter Id Telephone Bill ** Electricity Bill** # ## Bank Statement Bank Passbook Ration Card DEED OF DECLARATION OF HUF (DECLARATION BY KARTA) Details of our HUF and list of all its members / co-parceners are stated below: Sr. No. Name of HUF Member Date of Birth Relationship with Karta (If there are more than 10 members, please provide details of all member on a separate letterhead of HUF, duly certified by KARTA, along with rubber stamp of HUF) Photo of KARTA Client Signature and Stamp Name of Karta Place Date 12/18 Passport Size Photograph Only (Please sign across the photograph & affix Rubber Stamp) 6 Version 1.3

11 ONLY FOR PARTNERSHIP FIRM (DP Account will be opened in the name of any 3 Partners) CERTIFIED TRUE COPY of the following documents are required to be submitted, duly signed by AUTHORISED PARTNERS of the Firm along with Rubber Stamp of Firm. 1. Registered Partnership Deed (containing the clause that the entity can trade in shares & securities) 2. Certificate of Registration with Registrar of Firms 3. Audited Balance Sheet for last 2 financial years. In case of Newly Formed Firm, provide Networth Certificate duly signed by C.A. 4. List of all Partners (on the letterhead of the Firm in the format mentioned below). Name PAN Residential Address Photograph * Please provide Self Certified copy of the PAN CARD & ADDRESS PROOF of all the Partners 5. List of all Authorised Signatories (on the Letterhead of the Firm in the format mentioned below). To, Motilal Oswal Securities Ltd. Dear Sir, The following partners are authorised to give instructions to sell, purchase, transfer, endorse, negotiate and / or otherwise deal in securities and / or derivatives, given on behalf of the firm. The Details and Specimen Signatures of authorised partners are given below: Name of Authorised Signatories Designation PAN UID Residential Address SpecimenSignature Photograph signed across * Please provide Self Certified copy of the PAN CARD & ADDRESS PROOF of all the Authorised Signatories DECLARATION BY PARTNERSHIP FIRM Please refer to the trading account opened in the above name with Motilal Oswal Securities Ltd. We acknowledge that a beneficiary account (DP Account) cannot be opened with a Depository Participant in the name and style of a partnership firm as per regulations. In order to facilitate the smooth operations of the above trading account for the purpose of completing the share transfer obligations, pursuant to the trading operations, we hereby authorise Motilal Oswal Securities Limited to recognize the beneficiary account no with above mentioned depository having opened in the name of joint holders mentioned above who are the partners of the firm for the settlement of the obligations in relation for securities for trades done on Exchanges. Further we acknowledge that we being partners of the above mentioned firm are responsible for the liabilities thereof. We shall advise you in writing for any change that take place in the constitution of the firm at any time in future. Signature & Stamp 12/18 Name st 1 holder nd 2 holder rd 3 holder Place Date 7 Version 1.3

12 ONLY FOR BODY CORPORATE (DP Account will be opened in the name of Body Corporate) CERTIFIED TRUE COPY of the following documents are required to be submitted, duly signed by AUTHORISED SIGNATORIES / CHAIRMAN of the Company along with Rubber Stamp of the Company 1. Certificate of Incorporation and Memorandum & Articles of Association (If the Registered office address is different from that mentioned in the Memorandum of Association, provide ROC acknowledged copy of Form 18) 2. Audited Balance Sheet for last 2 financial years. In case of Newly Formed Company, provide Networth Certificate duly signed by C. A. 3. Latest Share-holding pattern of the Company Including list of all those holding control, either directly or indirectly, in the company in terms of SEBI takeover Regulations, (on the letterhead of the company ) duly certified by the company secretary / Whole time director / Managing Director (to be submitted every year). 4. Details of Whole Time Directors or two directors in charge of day to day operations (on the letterhead of the company in the format mentioned below). Name DIN PAN UID Residential Address Photograph * Please provide Self Certified Copy of PAN CARD and ADDRESS PROOF of whole time directors / two directors. 5. Details of individual Promoters Holding Control - Either Directly or Indirectly (on the letterhead of the company in the format mentioned below). Name DIN PAN UID Residential Address Photograph * Please provide Self Certified Copy of PAN CARD and ADDRESS PROOF of individual promoters holding control - either directly or indirectly. 6. Board Resolution for Authorised Signatories (on the letterhead of the company in the format mentioned below) CERTIFIED TRUE COPY OF THE RESOLUTION PASSED AT THE MEETING OF THE BOARD OF DIRECTORS OF AT THEIR MEETING HELD ON AT (address) RESOLVED THAT the Company is authorised to invest in securities market. RESOLVED THAT the Company be registered as a client and open a Trading cum Demat Account with Motilal Oswal Securities Limited (MOSL). Member of the National Stock Exchange of India Ltd. (NSE) and the Bombay Stock Exchange Ltd. (BSE) and a Depository Participant with National Securities Depositories Ltd. (NSDL) and Central Depository Service (India) Ltd. (CDSL) for the purpose of dealing in securities at BSE and NSE on any segment. RESOVLED FURTHER THAT Motilal Oswal Securities Limited be and is hereby authorised to honor instruction given on the behalf of the Company by any of the of the under noted Authorised Signatories who is / are authorised to sell, purchase, Transfer, endorse, negotiate documents and / or otherwise deal in securities and / or derivatives through Name of Authorised Signatories Designation PAN UID Residential Address SpecimenSignature Photograph signed across RESOLVED FURTHER THAT the above signatories are hereby authorised to sign, execute and submit such applications, undertakings, agreements, DP instructions and other requisite documents, writings and deeds as may be deemed necessary or expedient to open account and give effect to this resolution. RESOVLED FURTHER THAT, the common seal of the Company be affixed, wherever necessary, in the presence of any directors or of any one Director and Company Secretary, who shall sign the same in the token of their presence. Signature & Stamp of the Company * Please provide Self Certified copy of the PAN CARD and ADDRESS PROOF of all Authorised Signatories. 8 Version 1.3

13 ONLY FOR REGISTERED TRUST / SOCIETY (DP Account will be opened in the name of Trust / Society) CERTIFIED TRUE COPY of the following documents are required to be submitted, duly signed by AUTHORISED SIGNATORIES of the Trust / Society along with Rubber Stamp of Trust / Society 1. Trust Deed / Society Rules & Bye Lows, certified by managing trustees/specimen signatures. 2. Certificate of Registration under The Indian Trust Act, 1982 or Societies Registration Act, Audited Balance Sheet for last 2 financial years.in case of Newly Formed Trust / Society, provide Networth Certificate duly signed by C.A. 4. List of all Trustees/Managing Committee Members (on the letterhead of the Trust/Society in the format mentioned below). Name PAN Residential Address Specimen Signatures Photogarph * Please provide the Self Certified Copy of the PAN CARD and ADDRESS PROOF of all Trustees/Managing Committee Members. 5. RESOLUTION FOR AUTHORISED SIGNATORIES (on the letterhead of the Trust/Society in the format mentioned below). CERTIFIED TRUE COPY OF THE RESOLUTION PASSED AT THE MEETING OF THE TRUSTEES / MANAGING COMMITTEE OF AT THEIR MEETING HELD ON AT (address) RESOLVED THAT the Trust / Society is authorisied for investment in securities market. RESOLVED THAT the Trust / Society be registered as a client and open a Trading Cum Demat Account with Motilal Oswal Securities Limited (MOSL). Member of the National Stock Exchange of India Ltd. (NSE) and the Bombay Stock Exchange Ltd. (BSE) and a Depository Participant with National Securities Depositories Ltd. (NSDL) and Central Depository Service (India) Ltd. (CDSL) for the purpose of dealing in securities at BSE and NSE on any segment. RESOVLED FURTHER THAT Motilal Oswal Securities Limited be and is hereby authorised to honor instruction given on the behalf of the Trust / Society by any of the of the under noted Authorised Signatories who is / are authorised to sell, purchase, Transfer, endorse, negotiate documents and / or otherwise deal in securities and / or derivatives through Name of Authorised Signatories Designation PAN UID Residential Address SpecimenSignature Photograph signed across RESOLVED FURTHER THAT the above signatories are hereby authorised to sign, execute and submit such applications, undertakings, agreements, DP instructions and other requisite documents, writings and deeds as may be deemed necessary or expedient to open account and give effect to this resolution. RESOVLED FURTHER THAT, the common seal Trust / Society be affixed, wherever necessary, in the presence of any Trustees / Chairman or Secretary, who shall sign the same in the token of their presence. Signature & Stamp of the Trust/Society * Please provide the Self Certified Copy of the PAN CARD and ADDRESS PROOF of all the Authorised Signatories. 9 Version 1.3

14 ONLY FOR Unincorporated association or Body Of Individuals (DP Account will be opened in the name of any 3 Members) CERTIFIED TRUE COPY of the following documents are required to be submitted, duly signed by AUTHORISED SIGNATORIES along with Rubber Stamp of the entity. 1. Proof of Existence/Constitution document (containing the clause that the entity can Invest in Securities Market) 2. Audited Balance Sheet for last 2 financial years. In case of Newly Formed entity, provide Networth Certificate duly signed by C.A. 3. Also provide the Self Certified Copy of the PAN CARD & ADDRESS PROOF of all the Authorised Signatories. 4. Resolution of the Managing body on the Letterhead of the entity. 5. Power of Attorney granted to transact business on its behalf. Banks/Institutional Investors 1. Copy of the constitution/registration or annual report/balance sheet for the last 2 financial years. 2. Authorized signatories list with specimen signatures. 3. Resolution of the Managing body on the Letterhead of the entity. 4. Power of Attorney granted to transact business on its behalf Foreign Institutional Investors (FII) Copy of SEBI registration certificate. Authorized signatories list with specimen signatures. 3. Resolution of the Managing body on the Letterhead of the entity. 4. Power of Attorney granted to transact business on its behalf Army / Government Bodies Self-certification on letterhead. Authorized signatories list with specimen signatures. 3. Resolution of the Managing body on the Letterhead of the entity. 4. Power of Attorney granted to transact business on its behalf. 10 Version 1.3

15 Agreement Between A Participant And A Person Seeking To Open A Beneficial Owner s Account This Agreement (hereinafter referred to as Agreement ) is entered into at the place and date as mentioned herein between: The person(s) specified in the Schedule as the Beneficial Owner which expression shall, unless it be repugnant to the context or meaning thereof, be deemed to mean and include where the client is an individual or a proprietorship firm, his/her heirs, executors, administrators and legal representatives, where the client is a partnership firm, the partners or partner for the time being of the said entity, the survivor or survivors of them and their respective heirs, executors, administrators and legal representatives/its successors, as the case may be, their or his assigns, where the client is the Karta of a Hindu Undivided Family, the member or members for the time being of the said Hindu Undivided Family, and their respective heirs, executors, administrators and assigns, where the client is a Company, its successors in title and permitted assigns, where the client is the Board of Trustees of a Trust, its successors and where the client is the Governing Body of a Society, the respective successors of the members of the Governing Body and any new members elected, appointed or co-opted of the One Part; AND Motilal Oswal Securities Limited, a body Corporate, incorporated under the provisions of the Companies Act, 1956, and having its registered nd office at 2 Floor, Palm Spring Centre, Palm Court Complex, New Link Road, Malad (West), Mumbai (hereinafter referred to as the Participant ), which expression shall, unless repugnant to the context or meaning thereof, be deemed to mean and include its executors, administrators and legal representatives its successors, as the case may be, of the Other Part; WHEREAS the participant has been granted a certificate of registration bearing number IN-DP-CDSL dated March 18, 2004 by the Securities and Exchange Board of India (SEBI) as a participant under Section 12 (1A) of the Securities and Exchange Board of India Act, 1992 read with Regulation 20 of the securities and Exchange Board of India (Depositories and Participants) Regulations, 1996 and has been admitted by Central Depository Services (India) Limited (hereinafter called CDSL ) as a participant. WHEREAS the Beneficial Owner is desirous of opening a beneficial owner s account with the Participant and the Participant has agreed to open an account in the name of the Beneficial Owner and render services to the Beneficial Owner as a participant, on the terms and conditions recorded herein below: NOW THIS AGREEMENT WITNESSETH AND IT IS HEREBY AGREED BY AND BETWEEN THE PARTIES HERE TO AS FOLLOWS 1. General Clause The parties hereto agree to abide by the provisions of the Depositories Act, 1996, SEBI (Depositories and Participants) Regulations, 1996, Bye Laws and Operating Instructions issued by CDSL from time to time in the same manner and to the same extent as if the same were set out herein and formed part of this Agreement. 2. Fees, Charges and deposits The Participant shall be entitled to change or revise the fees, charges or deposits from time to time provided however that no increase therein shall be effected by the Participant unless the Participant shall have given at least one month s notice in writing to the Beneficial Owner in that behalf. In case the Beneficial Owner committing a default in the payment of any such amount payable to the Participant on their respective due dates or within fifteen days of the same being demanded (where no such due date is specified), the Participant shall be entitled to charge interest on the amount remaining 1 outstanding or unpaid [not exceeding 18%] per annum or part thereof. On such continued default, the Participant after giving two days notice to the Beneficial Owner shall have a right to stop processing of instructions of Beneficial Owners till such time he makes the payment along with interest if any. 3 Statement of Account 3.1 The Participant shall furnish to the Beneficial Owner a statement of his/its account at the end of every month if there has been even a single entry or transaction during that month, 1 and in any event once at the end of each [quarter]. The statement of accounts to be provided to the Beneficial owner under this agreement shall be in the form specified in operating instructions or as communicated by CDSL from time to time. The Participant shall furnish such statements at such shorter periods as may be required by the Beneficial Owner on payment of such charges by the Beneficial Owner as may be specified by the Participant. 3.2 It is agreed that if a Participant is providing the services of issuing the statement of accounts in an electronic mode and if the Beneficial Owner is desirous of availing such services from the Participant, then the Participant will furnish to the Beneficial Owner the statement of accounts under its digital signature, as governed under the Information Technology Act, Provided however that in the event of the Beneficial Owner requiring a physical copy of the statement of accounts, despite receiving the same in the electronic mode, then irrespective of having forwarded the same via electronic mode, the Participant shall be obliged to provide a physical copy thereof to the BO. 3.3 It is agreed and understood between the parties that if the Participant does not have the facility of providing the statement of account in the electronic mode, then the Participant shall be obliged to forward the statement of account only in physical form. 4. Beneficial Owner shall intimate change of particulars The Participant shall not be liable or responsible for any loss that may be caused to the Beneficial Owner by reason of his/its failure to intimate change in the particulars furnished to the Participant from time to time, unless notified by the Beneficial Owner. 5. Depository not liable for claims against Beneficial Owner. CDSL shall not be liable to the Beneficial Owner in any manner towards losses, liabilities and/or expenses arising from the : claims of third parties or for any fees, charges, taxes, duties, levies or penalties levied, imposed or demanded by any Central, State, statutory or revenue authority in respect of securities credited to the Beneficial Owner s account. 6. Authorised Representative 11 Version 1.3

16 Where the Beneficial Owner is a body corporate or a legal entity, it shall, simultaneously with the execution of the Agreement furnish to the Participant, a list of officials Authorised by it, who shall represent and interact on its behalf with the Participant. Any change in such list including additions, deletions or alterations thereto shall be forthwith communicated to the Participant. 7. Closure of Account The Beneficial Owner, may, at any time terminate this Agreement by calling upon the Participant to close his/its account with the Participant in the manner and on the terms and conditions set out in the Bye Laws and the procedure laid down in the Operating Instructions. In the event of termination of this Agreement the Beneficial Owner shall either get the securities transferred to some other account or get the same rematerialized. 8. Stamp Duty Any stamp duty (including interest or penalty levied thereon) payable on the Agreement and/or on any deed, document or writing executed in pursuance hereof between the parties hereto shall be borne and paid by the Beneficial Owner. 9. Force Majeure Notwithstanding anything contained herein or in the Bye Laws, neither party hereto shall be liable to indemnify or compensate the other for any breach, non-performance or delay in performance of any obligations under the Agreement or for any harm, loss, damage or injury caused to the other due to causes reasonably beyond its control including but not limited to tide, storm, cyclone, flood, lightning, earthquake, fire, blast, explosion or any other act of God, war, rebellion, revolution, insurrection, embargo or sanction, blockade, riot, civil commotion, labour action or unrest including strike, lock-out or boycott, interruption or failure of any utility service, enemy action, criminal conspiracy, act of terrorism or vandalism, sabotage, or intrusion, or any other irresistible force or compulsion. 10. Service of Notice Any notice or communication required to be given under the Agreement shall not be binding unless the same is in writing and shall have been served by delivering the same at the address set out hereinabove against a written acknowledgement of receipt thereof or by sending the same by pre-paid registered post at the aforesaid address or transmitting the same by facsimile transmission, electronic mail or electronic data transfer at number or address that shall have been previously specified by the party to be notified. Notice given by personal delivery shall be deemed to be given at the time of delivery. Notice given by post in accordance with this clause shall be deemed to be given at the commencement of business of the recipient of the notice on the third working day next following its posing. Notice sent by facsimile transmission, electronic mail or electronic data transfer shall be deemed to be given at the time of its actual transmission. 11. Arbitration The parties hereto shall, in respect of all disputes and differences that may arise between them, abide by the provisions relating to arbitration and conciliation specified under the Bye Laws. 12. Jurisdiction The parties hereto agree to submit to the exclusive jurisdiction of the courts in Mumbai in the state of Maharashtra (India). 13. Governing Law The Agreement shall be governed by and construed in accordance with the laws in force in India. The Schedule above referred to Description of the Beneficial Owner Name Residence / Office Address Constitution (Please whichever is applicable) (Individual / Sole Proprietorship/ Partnership Firm/ Trust / Company / others registered / incorporated under the provisions of the Indian Partnership Act 1932/the Companies Act 1956/ Relevant Regulation) Signature: 13/18 IN WITNESS THEREOF the parties to the Agreement have caused these presents to be executed as of the day and year herein below written. Signed for and on behalf of Signature Name of Authorised Signatory Title / Designation Witness 1 1st Holder 2nd Holder 3rd Holder 14/18 Name & Address Signature W1 The Participant For Motilal Oswal Securities Ltd. Authorised Signatory For MOSL only Witness 2 Name & Address Signature W2 Place: Chennai Date: day of Version 1.3

17 (ON STAMP PAPER OF Rs. 100/-) POWER OF ATTORNEY IN FAVOUR OF MOTILAL OSWAL SECURITIES LIMITED purpose of raising public loan and having one of the forms specified in Clause (2) of Section 2 of the Public Debt TO ALL TO WHOM THESE PRESENTS SHALL COME, I/We residing at / having place of business / registered office at send greetings. WHEREAS I / We wish to avail, / I/We am/are a client availing of the Stock Broking and Depository services(hereinafter referred to as said Services) offered by Motilal Oswal Securities Limited, having its Registered office address at 2nd floor, Palm Spring Centre, Palm Court Complex, New Link Road, Malad (West), Mumbai and having its processing office at Chennai (hereinafter referred to as MOSL ) with/ without On-Line trading / E-broking & web based facilities and / or services through its website or any other website used for offering said Services. AND WHEREAS as consideration for availing said services as well as a prerequisite for fulfilling the various preconditions and requirements so as to avail of the services by MOSL, I / we am/are desirous of appointing an attorney and confer upon it powers hereinafter stated. NOW THESE PRESENTS WITNESS that I / we, do hereby, jointly and severally nominate, constitute and appoint MOSL acting through any of its directors, officers and / or agents, as my / our true and lawful Constituted Attorney (hereinafter referred to as the said Attorney) for me / us, in my / our name and on my / our behalf and at my / our risk and costs to do, exercise and perform all or any of the following acts, deeds and things: In this Power of Attorney the term Securities shall include shares, scrips, stocks, bonds, warrants, options, futures, derivatives, convertible debentures, non-convertible debentures, securitized debt instruments, fixed return investment, equity linked instruments or other marketable Securities of a like nature in or of any incorporated company or other body corporate, negotiable instruments including usuance Bills of Exchange, deposits or other money market instruments, commercial paper, certificate of deposit, units issued by Unit Trust of India and units issued by Mutual Funds, mortgage backed or other asset backed Securities issued by any institution or body corporate cumulative convertible preference shares issued by any incorporated company and Securities issued by any incorporated company and Securities issued by the Central Government or a State Government for the Act, 1944, any other new form of capital or money market instruments that may be issued in the future by any incorporated company/firm/institution or Government. 1 To give delivery/receive instructions, borrowing and lending instructions, pledge instructions, pledge closure instructions in the course of business relating to operation of demat account(s) no(s). with Depository Particpant with NSDL/CDSL or any other demat account as may be communicated in writing towards the obligation for transactions done through MOSL on NSE, BSE and OTCEI and any other Exchange, under my/our instructions. 2. Pursuant to my/our instruction or instruction of my/our Authorised Representative, to make applications for or to renounce and sign renunciation forms in respect of bonds/debentures, right shares and additional shares of any Company/ Body/ Authority. 3. To debit my/our ledger account maintained with MOSL for fees/charges etc. and to discharge all financial obligations relating to transactions undertaken by me on any of the Stock Exchanges 4. Pursuant to my/our instruction or instruction of my/our Authorised Representative to do all such acts and things as may be necessary to effect the subscription / purchase / redemption or any other transaction for mutual funds/ online Mutual Fund or otherwise of initial public offer / follow on public offer / right issue /or any other like issues and / or Investment Product for which services are availed from MOSL. 5. To pledge the securities for the limited purpose of meeting the margin requirements in connection with the trades executed on the stock exchanges. 6. To instruct the Depository Particpant to debit securities to the said account and/or transfer securities from the said account to pool/collateral /margin/any other beneficiary account of MOSL to the extent of shares sold through MOSL for pay in obligation as well as for margins towards any Stock Exchange in all segments. 7. To issue instructions to my DP to execute the share transfer requests given by me/us in electronic form, in any format and at any time through the website of Motilal Oswal Securities Limited or through the internet or any other electronic mode, towards upfront margin or any other margin obligation towards any stock exchange. 8 To authorize MOSL to send trades and accounts related information and also consolidated summary of scrip-wise buy and sell positions taken with average rates by way of SMS / on a regular basis. 9. For the purpose of the aforesaid to sign contracts, agreements, transfers, acceptances, receipts, or other 13 Version 1.3

18 instruments, documents and forms, to accept and carry out correspondence with such person(s) or authority/ authorities or department(s) and to do all such lawful acts requisite for effecting the same. To do or commit to do all such acts and things as may be necessary or desirable in order to exercise its powers hereinabove or to comply with any laws, orders, rules, regulations or directions of any government or regulatory or other authorities. 10. My/Our Attorney MOSL shall not be liable for any loss that may result from failure/inability of electronic connectivity of rejection of my/our application for any reason whatsoever. 11. In case of mutual fund units wrongly / erroneously subscribed and delivered in my/our account, MOSL is authorized to automatically transfer the units in their pool/beneficiary/other account without my consent. 12. In case the securities or fund that may have been delivered/credited/transferred to my DP account erroneously or those securities or fund that I was not entitled to receive, then MOSL is authorized to instruct the DP to reverse such transactions without obtaining any authorization from me. 13. I understand that on production of adequate proof by me you will return to me the security/(ies) or funds that may have been erroneously credited/transferred to your account which you are not entitled to receive from me or us. 14. The demat account details of MOSL where shares can be transferred for above purpose is mentioned below Account Number IN IN AND I/We hereby agree that MOSL shall exercise such powers and authorities conferred under the above Power of Attorney pursuant only to the instructions in that behalf given by me/us or my/our Authorised Representative, which may be given orally, over the telephone, through the internet, electronically or in any other manner acceptable to MOSL and such instructions shall be deemed to have been given by me/us and shall not be questioned by me/us and shall be conclusive and binding on me/us. AND I /We hereby agree that all such acts done by my/our above mentioned attorney shall be deemed to be acts done by me/us and if necessary shall be ratified by me/us on the instructions of the said attorney. AND I/WE DO HEREBY CONFIRM AND DECLARE THAT this Power of Attorney shall be valid, effective, operative and shall remain in force till the same is revoked by me/us. I/We hereby agree that any dispute arising out of all trades, transactions and contracts will be settled under the Bye-Laws, Rules and Regulations of the concerned Stock Exchanges where the trades have been executed and depository related issues under the bye Laws of the concerned Depository, where the concerned beneficial owner demat account is held. This document shall be subject to the jurisdiction of the Courts in Mumbai and all trades, transactions and contracts shall take effect as wholly made, entered into and to be performed in the city of Mumbai And generally my said attorney shall have the power to do all such acts, deeds and things on my behalf and I could have lawfully done, if personally present. AND I do hereby for myself, my heirs, executors, administrators of acts done and legal representatives ratify and confirm and agree to ratify and by attorney confirm all and whatsoever my said attorney or his substitute or substitutes shall lawfully do or cause to be done by virtue of these presents. MADE at Chennai on this day of 20 IN WITNESS WHEREOF I/We have hereunto set and subscribed my/our respective hands to these presents the day and the year herein above written. Signed for and on behalf of Signature Name of Authorised Signatory Title / Designation Witness 1 Witness 2 1st Holder 2nd Holder 3rd Holder 15/18 Name & Address Signature W3 Name & Address Signature W4 The Participant For Motilal Oswal Securities Ltd. Authorised Signatory For MOSL only 14 Version 1.3

19 In addition to the 'Rights and obligations' document, Depository Participant - Beneficial Owner agreement, the Client and MOSL have agreed to the following voluntary terms and conditions contained in this Annexure A to ensure smooth functioning of the operations in the course of trading/investing in securities by the Client through MOSL. 1. The Client is informed and satisfied that MOSL and the Subbroker also does proprietary trading occasionally. 2. The client agrees that he has been made aware and accepts the prevailing RMS policy/all other policies of MOSL and further shall keep himself/herself updated of any future RMS policy that may be issued from time to time from the broker. The client shall also access the RMS policy from the MOSL website from time to time. 3. The Client hereby agrees and understands that in case of any noncompliance and /or default by the Client such as cheque bouncing, client code modification, F&O short margin, UCC violation, price rigging or for any other matters as may be decided by MOSL from time to time, without prejudice to MOSL's other rights, MOSL may levy charges / penalty(ies) on the Client and debit such charges / penalty in the Client's account. 4. The Client agrees that MOSL will not be responsible for partial execution of orders placed by the Client. The Client also agrees that all orders placed by him shall be treated as orders for that particular session only. In case the Client wants the orders to be carried forward or extended for the day or for more number of days he shall communicate the same to MOSL. 5. Suspension/deactivation of trading activities for Non-payment of amounts due from the Client including margin money. The Client is aware that the Client is required to make full payment to MOSL for the execution of the contract on the day of execution of trade. The Client explicitly agrees and authorizes MOSL to suspend/deactivate his/her accounts for non payment of the above stated dues and such other amounts as may be due from the Client from time to time without giving any further notice or intimation to the Client. 6. Digitally signed Contract Notes / Statement of Accounts / Client Registration Documents: The Client hereby agrees and permits MOSL to provide digitally signed contract notes through internet (web-based) and agrees as under: (i) The client understands that it has the option to receive the contract notes in physical form or electronic form. The client hereby agrees and provides consent to receive the digitally signed Contract Notes in lieu of physical Contract Notes. The client agrees to receive the digitally signed Contract Notes and other documents to the Id mentioned in the Account opening form. (ii) The client further agrees to receive from MOSL the ledgers, transaction statements, bills or other Statement(s), related notices, circulars, amendments and such other correspondence, documents and records which may be sent by MOSL from time to time electronically in lieu of the physical mode. The client further authorizes MOSL to send the executed copy of Client Registration form to his e- mail Id, The client can also download the copy through the secured access provided by MOSL using his client specific user id and password. (iii) The client hereby acknowledges that all the documents as above sent by MOSL through will be considered as having delivered to him once the leaves MOSL e- mail server unless the same is rejected by client server and bounced mail notification is not received by MOSL. The client further agrees that in the absence of communication from him regarding non receipt of VOLUNTARY CLAUSES (TERMS AND CONDITIONS) ANNEXURE A documents through ,or notification of any discrepancy within two days from the date of issuance of Digital Contract Note through , MOSL may construe that there is a deemed acknowledgement of the documents(s) sent by you electronically. The client further agrees that MOSL shall not take cognizance of out of office/out-of-station auto replies and the client shall be deemed to have received such electronic mails. (iv) The Client shall access the contract notes/ confirmations of the trades executed on his/her/their behalf on the trade date electronically. The Client understands that it is his/her/their responsibility to review all confirmations, contract notes, statements, notices and other communications including but not limited to margin and maintenance calls etc. All information contained therein shall be binding on the Client, if the Client does not object, either in writing or via electronic mail within 48 hours from the date of the execution of the trade. (v) Should the Client experience any difficulty in opening a document electronically delivered by MOSL, MOSL may, on receipt of intimation from the Client in that behalf, make the required delivery by any other electronic means ( , fax, electronic mail attachment, or in the form of an available download from the back-office website) or in paper based format. Failure to advise MOSL of such difficulty within 48 hours from the date of execution of the trade shall serve as an affirmation that Client was able to receive and open the said document. (vi) The Client agrees not to receive the contract notes in paper form from MOSL. Provided however that in case when MOSL is not able to provide Contract Note to its Clients through (web based) electronic medium due to any unforeseen problems, MOSL should ensure that the contract note reaches to the Client in physical form as per the time schedule stipulated in the Bye-Laws, Rules and Regulations of the Exchanges. 7. Acknowledgement for account opening charges : The client agrees that the charges towards account opening for equity trading and demat account if any, would be debited to the ledger account of the client after opening of account. The entry reflected in the ledger account of the client would be sufficient acknowledgement of the receipt of account opening charges. The client agrees and understands that no separate receipt will be issued in this regard. 8. Trade Confirmation to client (i) The client authorizes MOSL to send Trade Confirmations / Margin calls at the mobile number of the client mentioned in the Client Registration Documents. The client shall provide valid mobile number to the MOSL which shall be incorporated in the client registration documents. During the currency of the voluntary clauses such mobile number shall be functional. It shall be duty of the client to ensure that the mobile number provided in the client registration documents is correct and in operation and/ or in working condition at all the time. In case the client has provided and /or incorporated different mobile number in the KYC, MOSL may send notice/communication on any of the mobile number, at its discretion. The notice /information /communication through SMS sent to the client shall be deemed to have been received by the client and MOSL shall not be under any obligation to confirm the authenticity of the person (s) receiving the SMS. MOSL shall not be liable for any inaccuracy, error or emission or interruption of the data contained in the SMS. (ii) MOSL at its discretion shall also send Trade Confirmations 15 Version 1.3