General information about company

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1 General information about company Scrip code 5396 Name of the company PTC INDUSTRIES LIMITED Whether company is SME No Class of Security Equity Type of report Quarterly Quarter Ended / Half year ended/date of Report (For Prelisting / Allotment) Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date Shareholding pattern filed under Regulation 31 (1) (b) Sr. No. Particular Yes/No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities? No 3 Whether the Listed Entity has issued any Warrants? No 4 Whether the Listed Entity has any shares against which depository receipts are issued? No 5 Whether the Listed Entity has any shares in locked-in? No 6 Whether any shares held by promoters are pledge or otherwise encumbered? No 7 Whether company has equity shares with differential voting rights? No

2 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Table I - Summary Statement holding of specified securities Nos. Of shareholders (III) No. of fully paid up equity shares held (IV) No. Of Partly paidup equity shares held (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Class eg:y Total Total as a % of (A+B+C) (B) Public (C) (C1) (C2) Non Promoter- Non Public underlying DRs held by Employee Trusts Total

3 Category (I) (A) Category of shareholder (II) Promoter & Promoter Group Underlying Outstanding convertible securities (X) Table I - Summary Statement holding of specified securities No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) (B) Public (C) (C1) (C2) Non Promoter- Non Public underlying DRs held by Employee Trusts Total

4 Sr. A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group (1) Indian (a) (d) Category & Name of the Shareholders (I) Nos. Of shareholde rs (III) No. of fully paid up equity shares held (IV) No. Of Partl y paidup equit y share s held (V) shares underlyin g Depositor y Receipts (VI) Total nos. shares held (VII) = (IV)+(V) + (VI) Shareholdi ng as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Individuals/Hin du undivided Family Any Other (specify) 14 Sub-Total (A)(1) 17 (2) Foreign Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) Number of Voting Rights held in each class of securities (IX) No of Voting (XIV) Rights Class eg: X Clas s eg:y Total Total as a % of Total Votin g rights

5 B (1) Institutions Table III - Statement showing shareholding pattern of the Public shareholder (a) Mutual Funds (b) (c) (d) (e) (f) (g) (h) (i) Venture Capital Funds Alternate Investment Funds Foreign Venture Capital Investors Foreign Portfolio Investors Financial Institutions/ Banks Insurance Companies Provident Funds/ Pension Funds Any Other (specify) Sub-Total (B)(1) ( 2 ) Central Government/

6 State Government(s)/ President of India Sub-Total (B)(2) ( 3 ) Non-institutions (a(i)) (a(ii)) (b) (c) (d) Individuals - i.individual shareholders holding nominal share capital up to Rs. 2 lakhs. Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. NBFCs registered with RBI Employee Trusts Overseas Depositories (holding DRs) (balancing

7 (e) figure) Any Other (specify) 85 Sub-Total (B)(3) 699 Total Public Shareholding (B)=(B)(1)+(B)(2)+(B) (3) C ( 1 ) ( 2 ) Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2) Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder Custodian/DR Holder - Name of DR Holders (If Available) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 214) Total ( A+B+C2 ) Total (A+B+C )

8 3 3 3 Sr. A Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Underlying Outstanding convertible securities (X) (1) Indian No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of equity shares held in dematerialized form (XIV) (a) (d) Sub-Total (A)(1) (2) Foreign Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) B Table III - Statement showing shareholding pattern of the Public shareholder

9 (1) Institutions (a) (b) (c) (d) (e) (f) (g) (h) (i) Sub-Total (B)(1) ( 2 ) Sub-Total (B)(2) ( 3 ) Non-institutions (a(i)) (a(ii)) (b) (c) (d) (e) Sub-Total (B)(3) Total Public Shareholding

10 (B)=(B)(1)+(B)(2)+(B)(3) C Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder ( 1 ) ( 2 ) Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2) Total ( A+B+C2 ) Total (A+B+C ) Disclosure of notes on shareholding pattern Textual Information(1) Text Block Textual Information() In Promoter (Individual) Mr. Satish Chandra Agarwal has two different holding. One in the name of Self and other in the capacity of Karta of his own HUF. Individuals/Hindu undivided Family Searial No Name of the Shareholder s (I) Sachin Agarwal Satish Chandra Agarwal Priya Ranjan Agarwal Alok Agarwal Anshoo Agarwal Vidya Agrawal Satish Chandra Agarwal (Karta

11 PAN (II) No. of fully paid up equity shares held (IV) Partly paidup equity shares held (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholdin g as a % of total no. of shares (calculated as per SCRR, ABMPA2565 M ACMPA438 5Q ACMPA586 9P ACMPA62 6G ACMPA61 1E ABQPA263 3J HUF) AAIHS2242 G

12 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y Total Total as a % of Total Voting rights Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities

13 and Warrants (Xi) (a) Shareholdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a ) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Number of

14 equity shares held in dematerializ ed form (XIV) Reason for not providing PAN Reason for not providing PAN Individuals/Hindu undivided Family Searial No Name of the Shareholder s (I) PAN (II) No. of fully paid up equity shares held (IV) Partly paidup equity shares held Pratima Agarwal ARYPA182 G Kanchan Agarwal AECPA2363 N Kiran Arun Prasad AAKPP8 D Manu Agarwal AHWPA95 1H Ritika Agarwal ALYPA153 3B Reena Agarwal ACMPA62 7H Arun Jwala Prasad AAKPP799 9R

15 (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholdin g as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y Total Total as a % of Total Voting rights

16 Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholdin g, as a % assuming full conversion of convertible securities (as a percentage of diluted share

17 capital) (XI)= (VII)+(Xi)(a ) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Number of equity shares held in dematerializ ed form (XIV) Reason for not providing PAN Reason for not providing PAN

18 Searial No. Name of the Shareholders (I) PAN (II) Individuals/Hindu undivided Family Click here to go back Total No. of fully paid up equity shares held (IV) Partly paid-up equity shares held (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg:x Class eg:y Total Total as a % of Total Voting rights Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2) Number of Locked in shares (XII) 39.47

19 No. (a) As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Any Other (specify) Searial No Category Bodies Corporate Bodies Corporate Bodies Corporate Click here to go back Name of the Shareholders (I) Mapple Commerce Private Limited Nirala Merchants Private Limited Viven Advisory Services Private Limited PAN (II) AABCM912G AACCN656J AAECV4492N Total No. of the Shareholders (I) No. of fully paid up equity shares held (IV) Partly paid-up equity shares held (V)

20 shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X Class eg:y Total Total as a % of Total Voting rights Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a)

21 As a % of total held (b) Number of pledged or otherwise encumbered (XIII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. Searial No Name of the Shareholders (I) Ajay Kumar Agarwal Ashok Kumar Shukla Shashi Bala Agarwal Click here to go back PAN (II) ACMPA4384R BDYPS1965E ABLPA8593N Total No. of fully paid up equity shares held (IV) Partly paid-up equity shares held (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX)

22 Class eg: X Class eg:y Total Total as a % of Total Voting rights Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN Any Other (specify)

23 Searial No Category Category / More than 1 percentage Name of the Shareholders (I) PAN (II) No. of the Shareholders (I) No. of fully paid up equity shares held (IV) Partly paid-up equity shares held (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) HUF Overseas corporate bodies Category Category Overseas corporate bodies More than 1 percentage of shareholding PRAGATI INDIA FUND LIMITED AAGCP8537Q NRI Repat Clearing Members Category Category Market Maker Bodies Corporate Category Category Number of Voting Rights held in each class of securities (IX)

24 Class eg: X Class eg:y Total Total as a % of Total Voting rights Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized

25 form (XIV) Reason for not providing PAN Reason for not providing PAN Searial No. 8 Category Category / More than 1 percentage Name of the Shareholders (I) Any Other (specify) Bodies Corporate More than 1 percentage of shareholding JOLEN MARKETING PRIVATE LIMITED PAN (II) AAACJ792R Total No. of the Shareholders (I) 1 85 Click here to go back No. of fully paid up equity shares held (IV) Partly paid-up equity shares held (V) shares underlying Depository Receipts (VI) Total nos. shares held (VII) = (IV)+(V)+ (VI) Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2) Number of Voting Rights held in each class of securities (IX) Class eg: X

26 Class eg:y Total Total as a % of Total Voting rights Underlying Outstanding convertible securities (X) No. of Underlying Outstanding Warrants (Xi) Underlying Outstanding convertible securities and Warrants (Xi) (a) Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2) Number of Locked in shares (XII) No. (a) As a % of total held (b) Number of equity shares held in dematerialized form (XIV) Reason for not providing PAN Reason for not providing PAN

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