Historical Review. Securities Products
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1
2 Historical Review Securities Products
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6 Overview Securities Issuance and Listing Market Operation
7 Building the Blue-chip Market
8 Developing the Bond Market
9 Increasing Regulatory Efficiency
10 Advancing Market Innovation
11 Creating Service Advantages
12 Pressing Ahead with Opening-up Introduction to SSE Integrated Electronic Platform for Fixed-income Securities
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14 Introduction on Corporate Bonds
15 Major Events of Shanghai Securities Market in 2007
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17 Market Highlights Transactions
18 Stock Indices Ratios
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22 Trading Table 1: Breakdown of Centralized Trading Business
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24 Table 2: Breakdown of Trading-related Services
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27 Table 1: Fee Structure for A-share, Fund, Warrant and Bond Transactions
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29 Table 2: Fee Structure for B-share Transactions
30 Table 3: Fee Structure for Non-trading Services
31 Table 4: SSE Fee Structure and Taxes
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36 2007 Monthly Turnover Volume, Turnover Value and P/E Ratio
37 Top 20 Most Traded Stocks by Trading Value
38 Top 20 Most Traded Stocks by Trading Volume
39 Top 20 Gainers
40 Performance of SSE 180 Index (yr:2007) Trading Turnover (100 million RMB) Index at Closing Trading Turnover (100 million RMB) Index at Closing
41 Index at Closing Weekly Trading Turnover (100 million RMB) Index at Closing Historical Performance of SSE 180 Index Trading Turnover (100 million RMB)
42 Trading Turnover (100 million RMB) Index at Closing Trading Turnover (100 million RMB) Index at Closing Performance of SSE Composite Index (yr:2007)
43 Index at Closing Weekly Trading Turnover (100 million RMB) Index at Closing Historical Performance of SSE Composite Index Trading Turnover (100 million RMB)
44 Trading Turnover (100 million RMB) Index at Closing Trading Turnover (100 million RMB) Index at Closing Performance of SSE 50 Index (yr:2007)
45 Trading Turnover (100 million RMB) Index at Closing Trading Turnover (100 million RMB) Index at Closing Historing Performance of SSE 50 Index (yr:2007)
46 SSE Index Compilation I. SSE Index Series
47 II. Index Compilation Methodology
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50 III. Index Calculation
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53 IV Index Maintenance
54 V Release of Indices
55 Number of Constituents in SSE Class and Sector Indices
56 Market Cap and Weight of Constituent Stocks in SSE 180 Index (2007 year-end)
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61 Market Cap and Weight of Constituent Stocks in SSE 50 Index (2007 year-end)
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66 Listing Criteria Listing Procedures IPO Listing Application Documents
67 Refinancing Criteria
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69 Rights Issue
70 Follow-on Offering Special Treatment
71 Listing Suspension and Listing Termination
72 Listing Agreement
73 Listing Fees Number and Sector Distribution of Listed Companies,
74 Geographical Distribution of Listed Companies
75 Newly Listed Stocks in 2007
76 Newly Listed Companies in 2007
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78 Newly Listed Companies in 2007 (continued)
79 Rights Issues by Listed Companies in 2007
80 Equity Structure of Listed Companies (2007 year-end)
81 Share Capital Changes of Listed Companies in 2007
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125 Top 50 Listed Companies by Market Capitalization
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127 Top 50 Listed Companies by Free-float Market Capitalization
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129 Dividend Distribution by Listed Companies in 2007
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143 Name Changes of Listed Companies in 2007
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147 Companies Placed under Special Treatment in 2007 (as at December 31, 2007)
148 Companies Lifted from Special Treatment in 2007 Companies Suspended from Listing in 2007 Companies Delisted from SSE in 2007
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152 Listed Warrants in 2007
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156 Overview
157 T-bond Listing Criteria Enterprise Bond Listing Criteria Enterprise Bond Listing Procedures
158 Application Documents for Enterprise Bond Listing Enterprise Bond Listing Fees
159 Issuance of Convertible Bonds with Detachable Share Warrants by Listed Companies Corporate Bond Listing Criteria
160 Application Documents for Corporate Bond Listing
161 Approval of Corporate Bond Listing
162 Summary of T-bonds in 2007
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164 Summary of Enterprise Bonds in 2007
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167 Summary of Convertible Bonds in 2007
168 Monthly T-bond Turnover in 2007 Monthly T-bond Repo Turnover in 2007
169 Monthly T-bond Spot Turnover in 2007
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172 Overview
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174 Summary of Funds in 2007
175 Net Asset Value of Securities Investment Funds (as at 2007 year-end)
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178 Overview
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181 Geographical Distribution of SSE Members and Their Business Branches
182 Membership, Top 50 Members by Turnover in 2007
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184 Top 50 Members by Registered Capital in 2007
185 Top Lead Underwriters of IPOs in 2007 (by Number of Deals Underwritten)
186 Top Lead Underwriters of IPOs in 2007 (by Number of Shares Underwritten) Top Lead Underwriters of IPOs in 2007 (by Proceeds Raised)
187 Top Lead Underwriters of Rights Issues in 2007 (by Number of Deals Underwritten) Top Lead Underwriters of Rights Issues in 2007 (by Number of Shares Underwritten) Top Lead Underwriters of Rights Issues in 2007 (by Proceeds Raised)
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190 Breakdown of A-share Investors by Region
191 Breakdown of B-share Investors by Country or Region Breakdown of Investors by Academic Background Breakdown of Investors by Age Group Breakdown of Investors by Gender
192 Number of Trading Accounts with SSE,
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196 Yearly Share Turnover Value,
197 Quarterly All-time Highs in Turnover Value Monthly All-time Highs in Turnover Value
198 Daily All-time Highs in Turnover Value
199 Top 10 Increases and Decreases in SSE 180 Index
200 Top 10 Increases and Decreases in SSE Composite Index
201 Listed Shares at SSE, Major Events and Milestones in SSE History
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210 Stock Exchanges around the World (2007)
211
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The Manager does not intend to pay or make any distributions or dividends Financial year end:
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