BENEFICIAL_OWNERS TABLE1

Transcription

1 This is the html version of the file G o o g l e automatically generates html versions of documents as we crawl the web. To link to or bookmark this page, use the following url: DisplayFilingRTFandXSL.aspx%3FType%3DXLS%6filingid%3D44941+Carl+B+Walking+Eagle&hl=en&ct=clnk&cd=9&gl=us Google is neither affiliated with the authors of this page nor responsible for its content. These search terms have been highlighted: carl b walking eagle BENEFICIAL_OWNERS 4 BENEFICIAL_OWNERS 6 Period End: Feb 0, Date Filed: Dec 6, Beneficial Ownership Name and Address of Beneficial Owner Shares Percent 1 Carl B. Walking Eagle Sr. 1,356,44 (1) 16.90% Spirit Lake Tribe 1,346,44 () 16.0% Barry W. Butzow 594,50 (3) 07.00% 15 Stephen E. Jacobs 163,766 (4) 0.00% 16 Christopher F. Ebbert 0,316 (5) 01.70% 17 Jeffrey C. Mack 9,019 (6) 01.50% 1 Dr. William F. Schnell 1, (7) 01.40% 19 Michael J. Hopkins 45,053 () * 0 John A. Witham 3, (9) * 1 Scott W. Koller 4,307 () * Thomas J. Moudry 15,000 () * 3 Gregory T. Barnum,000 (1) * 4 Brett A. Shockley,000 (1) * 5 Brian S. Anderson,47 () * 6 All current executive officers and directors as a group 7 ( persons) 1,997,364 () 3.50% TABLE1 4 TABLE1 6 Period End: Feb 0, Date Filed: Dec 6, Equity Incentive Plan 1 Dollar Number of Name and Position Value Shares 15 Jeffrey C. Mack * 166,667 (1) 16 Chairman of the Board of Directors, 17 President and Chief Executive Officer 1 Michael J. Hopkins Former Executive Vice President (1 of 6)17/0/07 4:04 PM

2 0 Christopher F. Ebbert * - (1) 1 Executive Vice President and Chief Technology Officer 3 Scott W. Koller * - (1) 4 Senior Vice President, Sales and Marketing 5 Executive Group * 33,333 (1)() 6 Non-Executive Director Group * - (1) 7 Non-Executive Officer Employee Group * - (1) TABLE 4 TABLE 6 Period End: Feb 0, Date Filed: Dec 6, Non-Employee Director Stock Option Plan 1 Dollar Number of Name and Position Value Shares 15 Jeffrey C. Mack Chairman of the Board of Directors, 17 President and Chief Executive Officer 1 Michael J. Hopkins Former Executive Vice President 0 Christopher F. Ebbert Executive Vice President and Chief Technology Officer Scott W. Koller Senior Vice President, Sales and Marketing 4 Executive Group Non-Executive Director Group * 30,000 (1) 6 Non-Executive Officer Employee Group 0 0 TABLE3 4 TABLE3 6 Period End: Feb 0, Date Filed: Dec 6, Description of Warrant Grants The following is a description of the material terms and conditions of the 1 warrant grants, each of which would vest in full upon shareholder approval: 15 Number of Shares 16 Name and Position Underlying Warrants Exercise Price Expiration Date 17 1 Jeffrey C. Mack(1) 1,666 $ 9.00 March 31, 0 19 Christopher F. Ebbert() 15,000 $ 9.00 March 31, 0 0 Stephen E. Jacobs(3) 15,000 $ 9.00 March 31, 0 1 John A. Witham(4), $ 9.00 January 1, 0 ( of 6)17/0/07 4:04 PM

3 Scott W. Koller(5),1 $ 9.00 March 4, 0 3 Michael Hopkins(6),1 $ 9.00 March 4, 0 TABLE4 F G 4 TABLE4 6 Period End: Feb 0, Date Filed: Dec 6, EQUITY COMPENSATION PLAN INFORMATION The following table provides information as of the end of fiscal year 005 with 1 respect to compensation plans under which our equity securities are authorized for issuance Number of Securities 17 Remaining Available 1 for Future Issuance 19 Number of Securities Weighted-Average Under Equity 0 to be Issued Upon Exercise Price of Compensation 1 Exercise of Outstanding Plans (Excluding Outstanding Options, Options, Warrants Securities Reflected in 3 Warrants and Rights and Rights Column (a)) 4 Plan Category (a) (b) (c) 5 6 Equity compensation plans approved 7 by security holders 0 $ N/A N/A Equity compensation plans not 9 approved by security holders 66,533 (1) $5.1 N/A Total 66,533 $5.1 N/A COMPENSATION_TABLE F G H 4 COMPENSATION_TABLE 6 Period End: Feb 0, Date Filed: Dec 6, Summary Compensation Table The following table shows, for our Chief Executive Officer and each of our three 1 other most highly compensated executive officers, who are referred to as the named executive officers, information concerning annual and long-term compensation earned for services in all capacities during the fiscal year ended 15 December 31, Long-Term 19 Compensation 0 Awards 1 Annual Compensation Securities Other Annual Underlying All Other (3 of 6)17/0/07 4:04 PM

4 3 Name and Principal Position Salary ($) Bonus ($) Compensation ($) Options (#)(1) Compensation ($) 4 5 Jeffrey C. Mack 9,766 3,500-40,000-6 Chairman of the Board of Directors, 7 President and Chief Executive Officer Michael J. Hopkins 5,69 6,000-6,667-9 Former Executive Vice President 30 Christopher F. Ebbert 19,615 1,000-4, Executive Vice President and Chief 3 Technology Officer OPTIONS F G 4 OPTIONS 6 Period End: Feb 0, Date Filed: Dec 6, Option Grants in Last Fiscal Year The following table sets forth certain information concerning warrants granted 1 to the named executive officers during the fiscal year ended December 31, Individual Grants 16 Percent of Total Exercise 17 Number of Securities Options Granted or Base 1 Underlying Options to Employees in Price 19 Name Granted (#)(1) Fiscal Year ($/Share) Expiration Date 0 1 Jeffrey C. Mack 1, % //0 1, %.50 () 3/31/0 3 Michael J. Hopkins 6, %.5 1/6/0 4 6, % /30/0 5 Christopher F. Ebbert 3, %.5 1/6/0 6 1, % //0 7,9 05.6% /3/0,9 05.6% /3/0 9 15, %.50 () 3/31/0 30 Scott W. Koller 5, % 6.75 /4/0 31, %.5 //0 OPTIONS_AGGREGATE F 4 OPTIONS_AGGREGATE 6 Period End: Feb 0, Date Filed: Dec 6, Number of Securities Underlying Unexercised Value of Unexercised Options at In-the-Money Options 1 Fiscal Year-End (#)(1) at Fiscal Year-End ($)() Name Exercisable Unexercisable Exercisable Unexercisable (4 of 6)17/0/07 4:04 PM

5 15 Jeffrey C. Mack 53,69 1,667 $ 61,7-16 Michael J. Hopkins 16,167 0 $ 1,33-17 Christopher F. Ebbert 77,061 15,000 $ 169,7-1 Scott W. Koller, TABLE5 A B C D 4 TABLE5 6 Period End: Feb 0, Date Filed: Dec 6, Michael Frank,000 shares Carl B. Walking Eagle Sr 40,000 shares Barry W. Butzow,000 shares 1 Gregory T. Barnum 40,000 shares Thomas J. Moudry 40,000 shares Brett A. Shockley 40,000 shares 15 William F. Schnell 40,000 shares 16 Susan K. Haugerud,000 shares TABLE6 A B C 4 TABLE6 6 Period End: Feb 0, Date Filed: Dec 6, Holder: Wireless Ronin Technologies, Inc. 1 Name Name Signature Signature Its Its TABLE7 F 4 TABLE7 6 Period End: Feb 0, Date Filed: Dec 6, Please be sure to sign and date Date this Proxy in the box below. 1 (5 of 6)17/0/07 4:04 PM

6 Shareholder sign above Co-holder (if any) sign above 1 For Against Abstain To approve our 006 Equity Incentive [ ] [ ] [ ] 0 Plan. 1 For Against Abstain 3.00 To approve our 006 Non-Employee [ ] [ ] [ ] 4 Director Stock Option Plan. 5 6 For Against Abstain To approve our issuance of warrants to [ ] [ ] [ ] purchase common stock to certain members 9 of our management and a former member of 30 our board of directors. (6 of 6)17/0/07 4:04 PM