No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/06/2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer HSBC Holdings plc Date Submitted 3 July 2018 I. Movements in Authorised Share Capital 1. (1) Stock code : 5 Description : Balance at close of preceding No. of ordinary Par value (State currency) Authorised share capital (State currency) Increase/(decrease) Balance at (2) Stock code : Description : Balance at close of preceding No. of ordinary Par value (State currency) Authorised share capital (State currency) Increase/(decrease) Balance at

2 2. Preference Shares Stock code : Description : a) Non-cumulative Preference Shares b) Non-cumulative Series A Sterling Preference Share Balance at close of preceding No. of preference Par value (State currency) Authorised share capital (State currency) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value (State currency) Authorised share capital (State currency) Increase/(decrease) Balance at Total authorised share capital at the end of the (State currency) :

3 II. Movements in Issued Share Capital Balance at close of preceding No. of ordinary (1) (2) 20,382,378,488 (US$0.50) (Remark 2) No of preference No. of other classes of a) 1,450,000 (US$0.01) b) 1 ( 0.01) Increase/ (decrease) (65,009,348) (US$0.50) Balance at close of the 20,317,369,140 (US$0.50) (Remark 2) a) 1,450,000 (US$0.01) b) 1 ( 0.01) III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including and class of issuable Movement of issuer issued issuer which may be issued as at Granted Exercised Cancelled Lapsed 1. HSBC Holdings Executive Share Option Scheme Ordinary (Note 1) 2. HSBC Holdings Savings-Related Share Option Plans Ordinary , , ,581 60,480,358 (Note 1) 3. HSBC Holdings Group Share Option Plan Ordinary (Note 1) 4. HSBC Share Plan Ordinary (Note 1) Total A. (Ordinary ) 316,581 (Preference ) (Other class) Total funds raised from exercise of options (State currency) 1,344,282.39

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issued issuer which may be issued as at Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Amount at close of preceding issuer issued issuer which may be issued as at Class and description Currency of amount outstanding Converted Amount at 1. EUR1,500,000, % Securities (Remark 3) 1,500,000, ,500,000, ,426, per ) () 2. US$2,250,000, % Securities (Remark 4) US$ 2,250,000, ,250,000, ,555,014 US$ per () 3. US$1,500,000, % Securities (Remark 5) US$ 1,500,000, ,500,000, ,370,009 US$ per () 4. US$2,450,000, % Securities (Remark 6) US$ 2,450,000, ,450,000, ,205,170 US$ per ()

6 Amount at close of preceding issuer issued issuer which may be issued as at Class and description Currency of amount outstanding Converted Amount at 5. EUR1,000,000, % Securities (Remark 7) 1,000,000, ,000,000, ,695, per ) () 6. US$2,000,000, % Securities (Remark 8) US$ 2,000,000, ,000,000, ,662,613 ) US$ per () 7. US$3,000,000, % Securities (Remark 9) US$ 3,000,000, ,000,000, ,093,738 ) US$ per () 8. SGD1,000,000, % Securities (Remark 10) SGD 1,000,000, ,000,000, ,032,552 ) SGD per ()

7 Amount at close of preceding issuer issued issuer which may be issued as at Class and description Currency of amount outstanding Converted Amount at 9. EUR1,250,000, % Securities (Remark 11) 1,250,000, ,250,000, ,230, per ) () 10. US$2,350,000, % Securities (Remark 12) US$ 2,350,000, ,350,000, ,363,770 ) US$ per () 11. US$1,800,000, % Securities (Remark 13) US$ 1,800,000, ,800,000, ,172,249 ) US$ per () Total C. (Ordinary ) (Preference ) (Other class)

8 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer issued Full particulars including, if applicable, and class of issuable: 1. issuer which may be issued as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)

9 Other Movements in Issued Share Capital Type of Issue issuer issued No. of new issuer which may be issued as at close of the 1. Rights issue At price : State currency date : : 2. Open offer At price : State currency date : : 3. Placing At price : State currency date : : 4. Bonus issue date : :

10 Type of Issue issuer issued No. of new issuer which may be issued as at close of the 5. Scrip dividend At price : State currency date : : repurchased (Note 1) Ordinary Shares 6. Repurchase of Cancellation date : (01/06/2018) (04/06/2018) (05/06/2018) (06/06/2018) (07/06/2018) (08/06/2018) (11/06/2018) (12/06/2018) (13/06/2018) (14/06/2018) (15/06/2018) (18/06/2018) (19/06/2018) (20/06/2018) (21/06/2018) (22/06/2018) (25/06/2018) (26/06/2018) (27/06/2018) (28/06/2018) (29/06/2018) (3,559,122) (3,700,000) (2,657,950) (1,387,137) (3,380,715) (3,034,164) (2,766,062) (2,025,720) (3,661,483) (2,236,967) (1,395,325) (3,980,044) (3,692,198) (2,064,804) (4,094,608) (2,301,203) (3,832,542) (1,513,683) (5,431,495) (3,091,819) (5,529,646) EGMAGM approval date: (20/04/2018) -- (65,336,687) redeemed (Note 1) 7. Redemption of Redemption date : :

11 8. Consideration issue At price : State currency date : : 9. Capital reorganisation date : : Ordinary Shares 10. Other (Please specify) date : (i) (27/06/2018) - Awards of under the HSBC International Employee Share Purchase Plan (for item (i)) At price : State currency (i) : () (i) 10, Total E. (Ordinary ) (65,325,929) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) (65,009,348) Total increase / (decrease) in preference (i.e. Total of A to E): (2) Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

12 Remarks (if any): 1. The UK Companies Act 2006 has abolished the concept of authorised share capital with effect from 1 October To reflect this, the Articles of Association have been amended to remove any reference to authorised share capital. 2. The number of ordinary in issue is inclusive of the ordinary being held in treasury which are not cancelled and remain listed. As at preceding and the, the Company held 325,273,407 ordinary in treasury. 3. Callable September 2022 and Every Five Years Thereafter 4. Callable September 2024 and Every Five Years Thereafter 5. Callable January 2020 and Every Five Years Thereafter 6. Callable March 2025 and Every Five Years Thereafter 7. Callable September 2023 and Every Five Years Thereafter 8. Callable June 2021 and Every Five Years Thereafter 9. Callable May 2027 and Every Five Years Thereafter 10. Callable June 2022 and Every Five Years Thereafter 11. Callable July 2029 and Every Five Years Thereafter 12. Callable March 2023 and Every Five Years Thereafter 13. Callable March 2028 and Every Five Years Thereafter Submitted by: Jean Y Ma_ Title: Authorised Signatory (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.