Yangtze Optical Fibre and Cable Joint Stock Limited Company* Name of Issuer. No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/04/2018 To : Hong Kong Exchanges and Clearing Limited Yangtze Optical Fibre and Cable Joint Stock Limited Company* Name of Issuer 長飛光纖光纜股份有限公司 Date Submitted 04/05/2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : H Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 351,566, ,566, Increase/(decrease) Nil Nil Balance at 351,566, ,566, (2) Stock code : Description : Domestic Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 330,547, ,547, Increase/(decrease) Nil Nil Balance at 330,547, ,547, * For identification purposes only

2 2. Preference Shares Stock code : Description : No. of preference Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the (RMB): 682,114,598.00

3 II. Movements in Issued Share Capital No. of ordinary (1) H Share (2) Domestic Shares No of preference No. of other classes of Balance at close of preceding 351,566, ,547,804 Increase/ (decrease) Nil Nil Balance at 351,566, ,547,804 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement class of issuable Granted Exercised Cancelled Lapsed 1. of issuer issued during the of issuer which may be issued as at Total funds raised from exercise of options (State ) Total A. (Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at of issuer issued of issuer which may be issued as at Class of issuable 2. Class of issuable 3. Class of issuable 4. Class of issuable Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at of issuer issued of issuer which may be issued as at 2. Class of issuable ) 3. Class of issuable 4. Class of issuable Class of issuable Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer issued Full particulars including, if applicable, and class of issuable: 1. On 23 December 2016, the Company proposed to apply to the CSRC and other regulatory authorities for an initial public offering of not more than 75,790,510 A Shares each with a nominal value of RMB1.00 to the qualified investors and a listing of such A Shares on the Shanghai Stock Exchange. The A Share Offering will be subject to the approval by the Shareholders at the General Meetings, as well as the approvals by the CSRC and other relevant regulatory authorities. of issuer which may be issued as at (For more information, please refer to the announcements dated 23 December 2016, 24 March 2017 and 23 May 2017 and the circulars dated 6 April 2017 and 5 May 2017) (: 23/05/2017) A Shares Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 1. Rights issue At price : State : Class of issuable 2. Open offer At price : State : Class of issuable 3. Placing At price : State : Class of issuable 4. Bonus issue :

8 Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 5. Scrip dividend At price : State : Class of repurchased 6. Repurchase of Cancellation date : : Class of redeemed 7. Redemption of Redemption date : : Class of issuable 8. Consideration issue At price : State :

9 Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 9. Capital reorganisation : 10. Other (Please specify) At price : State Class of issuable : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Nil Total increase / (decrease) in preference (i.e. Total of A to E): (2) Nil Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Tricor Investor Services Limited Title: Branch Share Registrar (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.