Monthly Money Market Holdings Report

Transcription

1 Monthly Money Market Holdings Report First American Institutional Prime Obligations Fund Unaudited Money Market Fund Holdings as-of 7/31/2017 Weighted Average Maturity (WAM) 17 Days Weighted Average Life (WAL) 50 Days Issuer Name Category CUSIP Principal Amount WAM Maturity WAL Maturity Coupon/Yield Market Value Alpine Securitization Ltd Asset Backed Commercial Paper 02088QAH6 3,000, /8/2017 1/8/ % 3,000, Alpine Securitization Ltd Asset Backed Commercial Paper 02088QAJ2 3,000, /21/2017 1/19/ % 3,000, CAFCO LLC Asset Backed Commercial Paper 1247P2VH4 3,000, /17/2017 8/17/ % 2,998, Gotham Funding Corp Asset Backed Commercial Paper 38346LW69 5,000, /6/2017 9/6/ % 4,993, Gotham Funding Corp Asset Backed Commercial Paper 38346LX27 3,000, /2/ /2/ % 2,993, Kells Funding LLC Asset Backed Commercial Paper 48802TXH3 8,000, /13/2017 9/13/ % 7,987, Kells Funding LLC Asset Backed Commercial Paper 48802WV54 8,000, /19/ /19/ % 7,977, Kells Funding LLC Asset Backed Commercial Paper 48802WV21 5,000, /23/ /23/ % 4,985, Liberty Street Funding LLC Asset Backed Commercial Paper 53128PAF7 7,000, /10/ /10/ % 7,001, Liberty Street Funding LLC Asset Backed Commercial Paper 53127TYE7 5,000, /14/ /14/ % 4,980, Manhattan Asset Funding Co Asset Backed Commercial Paper 56274TCA3 5,000, /7/ /5/ % 4,999, Manhattan Asset Funding Co Asset Backed Commercial Paper 56274LVN1 3,000, /22/2017 8/22/ % 2,997, Manhattan Asset Funding Co Asset Backed Commercial Paper 56274MAV4 1,000, /29/2018 1/29/ % 992, Niew Amsterdam Receivables Asset Backed Commercial Paper 65409RXG0 5,000, /16/ /16/ % 4,985, Old Line Funding LLC Asset Backed Commercial Paper 67984YDF8 5,000, /4/ /4/ % 4,999, Old Line Funding LLC Asset Backed Commercial Paper 67984WF45 10,000, /27/2017 9/27/ % 9,979, Thunder Bay Funding LLC Asset Backed Commercial Paper 88603YDH1 2,000, /21/ /19/ % 1,999, Banco del Estado de Chile/NY Certificate of Deposit 05969YS53 15,000, /1/2017 8/1/ % 14,999, Banco del Estado de Chile/NY Certificate of Deposit 05969YS79 10,000, /3/2017 8/3/ % 9,999, Banco del Estado de Chile/NY Certificate of Deposit 05969YP72 2,000, /8/2017 1/8/ % 2,000, Banco del Estado de Chile/NY Certificate of Deposit 05969YZC0 5,000, /18/2017 9/18/ % 5,001, Banco del Estado de Chile/NY Certificate of Deposit 05969YN82 3,000, /28/ /27/ % 3,000, Bank of Montreal/Chicago Certificate of Deposit 06427KY35 7,000, /3/ /3/ % 7,001, Bank of Montreal/Chicago Certificate of Deposit 06427KVC8 2,000, /3/ /3/ % 2,000, Bank of Montreal/Chicago Certificate of Deposit 06427KUK1 5,000, /21/2017 9/21/ % 5,001, Bank of Montreal/Chicago Certificate of Deposit 06427KRZ2 2,000, /1/2017 3/1/ % 2,001, Bank of Nova Scotia/Houston Certificate of Deposit 06417GUQ9 2,000, /10/ /10/ % 2,000, Bank of Tokyo-Mitsubishi UFJ Ltd/NY Certificate of Deposit 06538NYE1 2,000, /29/2017 8/29/ % 2,000, Citibank NA Certificate of Deposit 17305TRB0 6,000, /27/ /27/ % 6,000, Cooperatieve Rabobank UA/NY Certificate of Deposit 21684BT95 2,000, /3/2017 5/3/ % 2,000, Cooperatieve Rabobank UA/NY Certificate of Deposit 21684BQ49 2,000, /16/2017 8/16/ % 2,000, Cooperatieve Rabobank UA/NY Certificate of Deposit 21684BA53 3,000, /13/ /13/ % 3,002, Credit Agricole CIB/NY Certificate of Deposit 22532XFE3 2,000, /7/2017 8/7/ % 2,000, Credit Suisse/NY Certificate of Deposit 22549VQ97 4,000, /21/ /20/ % 4,002, Credit Suisse/NY Certificate of Deposit 22549VGZ0 2,000, /12/2017 9/12/ % 2,001, HSBC Bank USA NA Certificate of Deposit 40428A3Y1 5,000, /1/2017 8/1/ % 5,000, HSBC Bank USA NA Certificate of Deposit 40428A2T3 3,100, /4/2017 8/4/ % 3,100, July 31, 2017 Page 1 of 6

2 Issuer Name (continued) Category CUSIP Principal Amount WAM Maturity WAL Maturity Coupon/Yield Market Value Lloyds Bank PLC/NY Certificate of Deposit 53943NR67 5,000, /3/ /3/ % 5,001, Lloyds Bank PLC/NY Certificate of Deposit 53943NQ50 5,000, /4/2017 8/4/ % 5,000, Lloyds Bank PLC/NY Certificate of Deposit 53943NR34 2,000, /4/ /4/ % 2,000, Lloyds Bank PLC/NY Certificate of Deposit 53943NS66 1,000, /14/2017 1/12/ % 1,000, Mitsubishi UFJ Trust & Banking Corp/NY Certificate of Deposit 60683BAE3 10,000, /2/2017 8/2/ % 9,999, Mitsubishi UFJ Trust & Banking Corp/NY Certificate of Deposit 60682A5F9 1,000, /9/2017 9/11/ % 1,000, Mitsubishi UFJ Trust & Banking Corp/NY Certificate of Deposit 60682A6K7 3,000, /10/ /10/ % 3,000, Mitsubishi UFJ Trust & Banking Corp/NY Certificate of Deposit 60682A6Y7 1,000, /11/ /11/ % 999, Skandinaviska Enskilda Banken/NY Certificate of Deposit 83050FQT1 3,000, /15/2017 8/15/ % 3,000, Sumitomo Mitsui Banking Corp/NY Certificate of Deposit 86563YQY2 2,000, /8/2017 8/8/ % 2,000, Sumitomo Mitsui Banking Corp/NY Certificate of Deposit 86563YUG6 5,000, /17/ /17/ % 5,001, Sumitomo Mitsui Banking Corp/NY Certificate of Deposit 86563YC68 5,000, /1/2017 2/1/ % 4,999, Svenska Handelsbanken/NY Certificate of Deposit 86958JFB0 2,500, /1/2017 8/1/ % 2,500, Svenska Handelsbanken/NY Certificate of Deposit 86958JQW2 5,000, /7/2017 4/6/ % 4,999, Svenska Handelsbanken/NY Certificate of Deposit 86958JNB1 4,000, /9/ /9/ % 4,000, Svenska Handelsbanken/NY Certificate of Deposit 86958JJJ9 5,000, /15/2017 9/15/ % 5,001, Svenska Handelsbanken/NY Certificate of Deposit 86958JLY3 5,000, /21/ /20/ % 5,001, Svenska Handelsbanken/NY Certificate of Deposit 86958JRS0 2,000, /29/2017 2/26/ % 1,999, Swedbank/NY Certificate of Deposit 87019UU23 20,000, /2/2017 8/2/ % 20,000, Swedbank/NY Certificate of Deposit 87019UU31 10,000, /3/2017 8/3/ % 10,000, Toronto Dominion Bank/NY Certificate of Deposit 89113WWF9 2,000, /9/ /9/ % 2,001, Toronto Dominion Bank/NY Certificate of Deposit 89113W5P7 2,000, /10/2017 4/10/ % 2,000, Toronto Dominion Bank/NY Certificate of Deposit 89113WGJ9 2,000, /11/2017 8/11/ % 2,000, Toronto Dominion Bank/NY Certificate of Deposit 89113WA30 5,000, /17/ /17/ % 5,002, Toronto Dominion Bank/NY Certificate of Deposit 89113W3T1 3,000, /21/2017 6/20/ % 2,999, Toronto Dominion Bank/NY Certificate of Deposit 89113WJR8 5,000, /16/ /16/ % 5,005, UBS AG Stamford CT Certificate of Deposit 90275DEW6 3,000, /9/2017 8/9/ % 2,999, Wells Fargo Bank NA Certificate of Deposit 94989RPF9 5,000, /7/2017 2/7/ % 5,000, Wells Fargo Bank NA Certificate of Deposit 94989RJV1 3,000, /14/ /10/ % 3,000, Wells Fargo Bank NA Certificate of Deposit 94989RLM8 5,000, /23/ /19/ % 5,000, Wells Fargo Bank NA Certificate of Deposit 94989RGA0 5,000, /27/2017 2/27/ % 5,008, Westpac Banking Corp/NY Certificate of Deposit 96121T3K2 2,000, /21/2017 4/20/ % 2,001, Westpac Banking Corp/NY Certificate of Deposit 96121T2V9 5,000, /21/2017 8/21/ % 5,000, Westpac Banking Corp/NY Certificate of Deposit 96121T3L0 2,000, /29/2017 4/27/ % 2,000, ASB Finance Ltd/London Paper 0020P5GW3 5,000, /7/2017 9/6/ % 5,002, Bank of Tokyo-Mitsubishi UFJ Ltd/NY Paper 06538BV75 7,000, /7/2017 8/7/ % 6,998, BNZ International Funding Paper 0556X4EJ1 3,000, /8/2017 1/8/ % 2,999, BNZ International Funding Paper 0556X4ED4 5,000, /21/ /19/ % 5,000, Paper 12509RV40 2,000, /4/2017 8/4/ % 1,999, Paper 12509RVG3 5,000, /16/2017 8/16/ % 4,997, Paper 12509RWT4 2,000, /27/2017 9/27/ % 1,996, Paper 12509RXK2 2,000, /19/ /19/ % 1,994, July 31, 2017 Page 2 of 6

3 Issuer Name (continued) Category CUSIP Principal Amount WAM Maturity WAL Maturity Coupon/Yield Market Value Paper 12509RY70 4,000, /7/ /7/ % 3,986, Paper 12509RYW5 3,000, /30/ /30/ % 2,987, Paper 12509TAA5 3,000, /10/2018 1/10/ % 2,982, Paper 12509TAN7 3,000, /22/2018 1/22/ % 2,980, Commonwealth Bank of Australia Paper 20272AWS1 2,000, /13/2017 4/13/ % 2,001, Commonwealth Bank of Australia Paper 20272AWX0 3,000, /27/2017 4/27/ % 3,001, DNB Bank ASA Paper 2332K4FN9 2,000, /23/2017 8/23/ % 2,000, DZ Bank AG/NY Paper 26820RV18 35,000, /1/2017 8/1/ % 34,998, ING (US) Funding LLC Paper 44988KCB3 3,000, /14/ /12/ % 3,000, ING (US) Funding LLC Paper 44988KBY4 3,000, /15/ /15/ % 3,000, JP Morgan Securities LLC Paper 46640EEK0 5,000, /2/ /2/ % 5,000, JP Morgan Securities LLC Paper 46640EEF1 2,000, /7/2017 9/5/ % 2,000, Paper 55607KV29 3,500, /2/2017 8/2/ % 3,499, Paper 55607NFB1 3,000, /15/ /15/ % 3,000, Paper 55607NEL0 3,000, /22/2017 8/22/ % 3,000, Paper 55607NFE5 2,000, /24/2017 1/24/ % 2,000, Paper 55607KWK8 3,000, /19/2017 9/19/ % 2,994, Paper 55607KXR2 2,000, /25/ /25/ % 1,993, National Australia Bank Ltd Paper 63254GES0 2,000, /14/2017 2/12/ % 1,999, Nederlandse Waterschapsbank NV Paper 63975UV25 20,000, /2/2017 8/2/ % 19,998, Nederlandse Waterschapsbank NV Paper 63975UW16 10,000, /1/2017 9/1/ % 9,989, PSP Capital Inc Paper 69368EAP5 3,000, /1/2017 6/1/ % 3,000, PSP Capital Inc Paper 69368EAK6 15,000, /3/ /3/ % 15,003, Paper 8672E2VE5 2,900, /14/2017 8/14/ % 2,898, Paper 8672E2X45 2,000, /4/ /4/ % 1,995, July 31, 2017 Page 3 of 6

4 Issuer Name (continued) Category CUSIP Principal Amount WAM Maturity WAL Maturity Coupon/Yield Market Value Paper 8672E2Z43 1,000, /4/ /4/ % 995, Paper 8672E2ZD3 3,000, /13/ /13/ % 2,984, Swedbank Paper 87019RYD2 3,000, /13/ /13/ % 2,988, UBS AG of London Paper 90276JAP1 5,000, /7/2017 1/5/ % 4,999, Westpac Securities NZ Ltd Paper 96122JEA3 5,000, /7/2017 9/7/ % 5,001, Non- Toyota Credit Canada Inc Paper 89232CVH6 10,000, /17/2017 8/17/ % 9,994, Non- Toyota Motor Finance Netherlands BV Paper 89233LAJ4 5,000, /30/2017 3/27/ % 5,001, Credit Agricole, Cayman Islands Branch - Time Deposit Non-Negotiable Time Deposit CR ,000, /1/2017 8/1/ % 35,000, DnB Bank ASA - Georgetown, Cayman Islands Branch - Time Deposit Non-Negotiable Time Deposit CR ,000, /1/2017 8/1/ % 35,000, Skandinaviska Enskilda Banken, Cayman Islands Branch - Time Deposit Non-Negotiable Time Deposit CR ,000, /1/2017 8/1/ % 35,000, Bank of America NA Other Instrument 06053PWX1 2,000, /14/ /14/ % 1,999, Bank of America NA Other Instrument 06053PUL9 3,000, /15/2017 8/15/ % 2,999, Other Instrument 55608PAK0 850, /27/ /27/ % 850, Toyota Motor Credit Corp Other Instrument 89236TDX0 1,000, /17/2017 5/17/ % 1,000, UBS AG Stamford CT Other Instrument 90261XHC9 4,555, /14/2017 8/14/ % 4,554, Westpac Banking Corp Other Instrument BV4 2,250, /14/2017 8/14/ % 2,250, Westpac Banking Corp Other Instrument 9612E0CV7 3,500, /5/ /5/ % 3,500, BNP Paribas SA Other Repurchase Agreement CR ,000, /1/2017 8/1/ % 10,000, BNP Paribas SA Other Repurchase Agreement CR ,000, /1/2017 9/4/ % 15,000, Credit Suisse Securities (USA) LLC Other Repurchase Agreement CR ,000, /2/2017 8/2/ % 15,000, HSBC Securities (USA) Inc. Other Repurchase Agreement CR ,000, /1/2017 8/1/ % 25,000, ING Financial Markets LLC Other Repurchase Agreement CR ,000, /1/2017 8/1/ % 10,000, ING Financial Markets LLC Other Repurchase Agreement CR ,000, /1/2017 8/1/ % 6,000, JP Morgan Securities, LLC Other Repurchase Agreement CR ,000, /1/2017 9/4/ % 15,000, Societe Generale SA Other Repurchase Agreement CR ,000, /1/2017 8/1/ % 30,000, U.S. Treasury Repurchase Bank of Nova Scotia Agreement CR ,269, /1/2017 8/1/ % 4,269, U.S. Treasury Repurchase Agreement CR ,116, /1/2017 8/1/ % 7,116, Credit Agricole Corporate & Investment Bank Broward County, Florida, Embraer Aircraft Holding Inc Project, Series 2007B Variable Rate Demand Note AB6 5,500, /7/2017 8/7/ % 5,500, Massachusetts Development Finance Agency, Babson College Issue, Series 2008B Variable Rate Demand Note 57583RL94 8,705, /7/2017 8/7/ % 8,705, New York State Housing Finance Agency, BAM South Housing, Series 2014B Variable Rate Demand Note 64986U4H7 5,000, /7/2017 8/7/ % 5,000, July 31, 2017 Page 4 of 6

5 PORTFOLIO MATURITY 1,2 Overnight 36.4% 2-7 days 25.5% 8-29 days 21.3% days 6.6% days 8.5% 121+ days 1.7% PORTFOLIO ALLOCATION 2 Asset Backed Commercial Paper 10.2% Certificates of Deposit 29.0% Paper 23.7% Non- Paper 1.9% Non-Negotiable Time Deposits 13.3% Other Instruments 2.2% Other Repurchase Agreements 15.9% U.S. Treasury Repurchase Agreements 1.4% Variable Rate Demand Notes 2.4% BANK EXPOSURE BY COUNTRY OF DOMICILE 2,3 Australia 8.3% Canada 8.3% Chile 4.4% France 11.6% Germany 4.4% Japan 6.7% Netherlands 7.8% Norway 4.7% Sweden 11.9% Switzerland 5.0% United Kingdom 5.8% United States 9.2% 1 Calculated using WAM maturity date as defined below 2 Shown as a percentage of market value 3 Some securities held by the fund may not have bank exposure, therefore the chart provided may not include the fund's entire investment portfolio Terms: Weighted Average Maturity (WAM): The average time to maturity of all the securities held in the fund, weighted by each security s percentage of total investments. WAM measures a fund s sensitivity to interest rate changes. Weighted Average Life (WAL): The average time to final legal maturity of all the securities held in the fund, weighted by each security s percentage of total investments. WAL measures a fund s sensitivity to potential credit spread changes. July 31, 2017 Page 5 of 6

6 WAM Maturity Date: The earlier of the date the principal amount must unconditionally be paid, the next interest rate reset date, or in the case of a security called for redemption, the date on which the redemption payment must be made. WAL Maturity Date: The date the principal amount must unconditionally be paid, or in the case of a security called for redemption, the date on which the redemption payment must be made. Coupon/Yield: Represents either the annualized yield at the date of purchase, the stated coupon rate, or, for floating rate securities, the rate at period-end. Bank Exposure: The combination of either direct exposure when an investment is issued by a bank, or indirect exposure where a bank provides full liquidity and/or other credit support to a security. The fund s holdings are as of the date indicated and are subject to change without notice. The listing of holdings does not constitute a recommendation of any individual security. Current and future holdings are subject to risk. Security names may not represent the official legal name. Please read the fund s most recent annual report for an audited portfolio holdings list. Mutual Fund Investing Involves Risk. Investors should carefully consider the fund's investment objectives, risks, charges and expenses before investing. The prospectus contains this and other information: call or visit for a copy. Please read it carefully before investing. You could lose money by investing in the Fund. Because the share price of the Fund will fluctuate, when you sell your shares they may be worth more or less than what you originally paid for them. The Fund may impose a fee upon sale of your shares or may temporarily suspend your ability to sell shares if the Fund's liquidity falls below required minimums because of market conditions or other factors. An investment in the Fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. The Fund's sponsor has no legal obligation to provide financial support to the Fund, and you should not expect that the sponsor will provide financial support to the Fund at any time. U.S. Bancorp Asset Management, Inc. serves as investment advisor to First American Funds. The Funds are distributed by Quasar Distributors, LLC, an affiliate of the investment advisor. P.O. Box 1330, Minneapolis, MN NOT FDIC INSURED NO BANK GUARANTEE MAY LOSE VALUE July 31, 2017 Page 6 of 6