WEALTH SOLUTIONS PORTFOLIO ADVISORY SERVICES

Transcription

1 WEALTH SOLUTIONS PORTFOLIO ADVISORY SERVICES S E PA R AT E LY M A N AG E D ACCO U N T S ( S M A ) A N D M U T UA L F U N D P R O G R A M S ( M F P )

2 Miles Capital offers a suite of investment advisory programs and services designed to meet your investment needs. Why Miles Capital? WE ARE A MULTI-BOUTIQUE, INSTITUTIONAL ASSET MANAGER WITH A FULL SUITE OF MULTI-ASSET CLASS CAPABILITIES. THE BENEFITS TO YOU: 30 Years of Institutional Research and Capabilities Brought to the High Net Worth Market Broad Asset Class and Strategy Capabilities Offerings Conservative Focus on Downside Protection Boutique Focus On Service, Asset Allocation, and Support 2

3 Investment products are not FDIC-insured, have no guarantee, and may lose value. You may invest in a single strategy or multiple strategies, depending upon your needs, objectives, and investment allocation sizes. We can help determine what is most appropriate for you. INVESTMENT STRATEGIES SEPARATE ACCOUNT (SMA) FIXED INCOME SMA EQUITY SMA ALTERNATIVES SMA TAXABLE CORE EQUITY HEDGE FUNDS Account Minimum $2,000,000 Account Minimum $250,000 Account Minimum $3mm Government Income & Return Dividend Advantage Direct Hedge Funds Intermediate Core Large Cap Core (accredited investors only) Intermediate High Quality Small Cap Core International ADR REITS TAX-MANAGED MUNICIPAL TAX-MANAGED LARGE CAP Account Minimum $500,000 Account Minimum $250,000 MUTUAL FUNDS (MFP) FIXED INCOME MFP EQUITY MFP ALTERNATIVES MFP Account Minimum $2,500 Account Minimum $2,500 Account Minimum $2,500 Core Fixed Income U.S. Large Cap Alternatives Advantage Fund High Yield U.S. Small Cap International Bonds Global & Emerging Equity REITS Miles Capital Services Provided WE PROVIDE A COMPREHENSIVE SUITE OF COMPLEMENTARY SERVICES: Establish and Regularly Reassess Investment Objectives Develop and Maintain Objectives-Based Asset Allocation and Investment Policy Select and Implement Appropriate Investment Strategies Manage Assets, Monitor Compliance, Calibrate Performance Provide Tax-Managed Strategies and Tax-Aware Portfolio Overlay Leverage Institutional Research and Proprietary Credit Process Provide Comprehensive Client Service, Including Reporting and Meetings 3

4 What is a Separately Managed Account? A SEPARATELY MANAGED ACCOUNT (SMA) is a customized investment account of individual stocks, bonds, or other securities. The portfolio is professionally managed by a portfolio management team. Each portfolio is designed to provide diversified access to a particular investment strategy or strategies. The portfolio can be tailored to help meet your unique needs, and, as the investor, you own each of the individual securities in your account. SMA (Where Qualified) Individual account, direct ownership of securities, holdings transparency Professional, active management of each strategy and overall allocation Allows for tax-aware investing Offers flexibility and customization in strategy and portfolio selection May offer greater access to manager for investment guidance Requires higher account minimums for full diversification What is a Mutual Fund Program? THE MUTUAL FUND PROGRAM (MFP) is a portfolio of strategy-specific mutual funds or exchange traded funds (ETFs) designed to provide diversified access to the investable universe. The portfolio is allocated across the market cap and asset class spectrum and corresponds to the client s goals and objectives. MFP Asset allocation-based account of mutual fund and ETF holdings Professional management of the asset allocation Often allows for greater asset class diversification due to size restrictions Offers greater distribution flexibility (avoid costs, gain/loss) Relationship manager, client does not interact with fund manager 4

5 Getting Started with Wealth Builder Solutions is Simple 1 ANALYZE: We interview you to understand your needs and concerns. 2 FORMULATE: We consult on and recommend an appropriate asset allocation. 3 EXECUTE: We help you complete documentation and open the account, and we begin investing. 4 MANAGE: We provide capital markets insights, ongoing communication, and asset management. CONTACT US TODAY TO SEE HOW WEALTH SOLUTIONS CAN HELP YOU SUPPORT YOUR FINANCIAL GOALS 5

6 C O N TA C T U S clientservice@miles-capital.com IMPO RTAN T I N FO R MAT I O N : For Financial Professional Use Only. The information contained in this document is provided for informational purposes and should not be construed as investment advice or a recommendation for any specific Miles Capital product or service. All investments involve risk, including possible loss of principal. There is no guarantee that investment objectives will be achieved. Investors should consider their risk tolerance and time horizon before investing. Diversification does not ensure a profit or protect against market loss. Miles Capital, Inc., its affiliates, and its employees are not in the business of providing tax or legal advice. These materials and any tax-related statements are not intended to be used, and cannot be used or relied upon, by any taxpayer for the purpose of avoiding tax penalties or complying with any applicable tax laws or regulations. Any taxpayer should seek advice based on the taxpayer s particular circumstances from an independent tax advisor. Investment products are not FDIC-insured, have no guarantee, and may lose value.