Case 3:16-cv JR Document 662 Filed 11/09/18 Page 35 of 188. B. Report of Cash Receipts and Disbursements (Standardized Fund Accounting Report)

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1 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 35 of 188 Exhibits A. Aequitas Entity Structure B. Report of Cash Receipts and Disbursements (Standardized Fund Accounting Report) C. Acronyms Glossary 33

2 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 36 of 188 Exhibit A

3 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 37 of 188 Aequitas Entity Structure Ownership Relationship Trust Beneficiary Relationship Investment Advisory Relationship Aequitas Operating Entity Aequitas Managed Fund Private Credit Private Equity Other On Chart in Other Area Aequitas Holdings, LLC (OR) 83.6% Ownership 100% Control Aequitas Management, LLC (OR) 100% Executive Falcon, LLC (OR) 100% 100% 100% 100% 100% Aequitas Commercial Finance, LLC (OR) Aequitas Capital Management, Inc. (OR) Aequitas Enterprise Services, LLC (DE) ~12.6% Aequitas Private Client Fund, LLC (DE) Aequitas Income Opportunity Fund, LLC (OR) 100% ACC C Plus Holdings, LLC (DE) 100% ACC Holdings 2, LLC (DE) ACC Funding Trust (DE) ACC Holdings 5, LLC (DE) ACC Funding Series Trust (DE) Aequitas Peer To Peer Funding, LLC (DE) 100% Unigo Student Funding, LLC (DE) 100% NOTE: Does not include inactive and non operating entities 100% 100% 100% 100% 100% 100% Aequitas Corporate Lending, LLC (OR) CarePayment, LLC (OR) 100% The Hill Land, LLC (OR) 100% CarePayment Holdings, LLC (DE) 100% 100% 100% Aequitas Senior Housing, LLC (DE) 100% Aequitas Wealth Management, LLC (DE) 80% Aequitas Wealth Hickory Growth Management Partners, LLC Partner Fund, LLC (DE) (DE) CP Funding I Holdings, LLC (DE) CP Funding I Trust (DE) Campus Student Funding, LLC (OR) Portland Seed Fund II, LLC (DE) 60% LP Aspen Grove Equity Solutions, LLC (OR) 68.2% Private Advisory Group, LLC (WA) ACC F Plus Holdings, LLC (DE) 100% ACC Holdings 1, LLC (DE) ACC Funding Trust (DE) 100% ML Financial Holdings, LLC (DE) 100% MotoLease Financial, LLC (OR) QuarterSpot, Inc. (DE) Aequitas International Holdings, LLC (DE) GP Aequitas International Opportunities LP (Cayman Islands) 3.6% 51.9% CarePayment Technologies, Inc. (OR) 100% 2.7% 75% 100% Aequitas Capital Opportunities Fund, LP (DE) Spouting Aequitas Capital 25% Rock Financial Opportunities Partners, LLC GP, LLC (DE) (DE) GP; 1% LP EDPlus Holdings, LLC (OR) Aequitas 14% Holdings, LLC Aequitas Hybrid Fund, LLC (OR) MotoLease, LLC (DE) Alternative Capital Advisers, LLC (DE) Aequitas Income Opportunity Fund II, LLC (DE) 17.9% 92.1% 79% 23% 4.9% 25% 100% Aequitas Asset Management Oregon, LLC (DE) 100% AAM Fund Investment, LLC (DE) 100% Innovator Holdings, LLC (DE) 51% Innovator Management, LLC (DE) Executive Citation, LLC (OR) 100% Aequitas Senior Housing Operations, LLC (DE) 32.9% Ledgestone Management, LLC (DE) 32.9% Ledgestone Holdings, LLC (DE) 100% Ledgestone Property (DE) 7.1% MOGL Loyalty Services, Inc. (DE) 12.6% Aequitas Commercial Finance, LLC Campus Student Funding, LLC 29.2% 100% 15.4% 10% 8% <.1% Strategic Capital Alternatives, LLC SCA Holdings, LLC (WA) 100% Pipeline Health Holdings, LLC (DE) 75% Argentus Partners, LLC Aequitas Holdings, LLC 8.1% Aequitas Aequitas 11% Aequitas ETC Founders Enhanced WRFF I, LLC Fund, LLC Income Fund, LLC (DE) (DE) (DE) LP 28.9% 100% Window Rock/ Aequitas EIF 24.3% Aequitas Residential Debt Fund, LLC Recovery Fund, L.P. (DE) (DE) ETC Global Group, LLC (DE) Ivey Performance Marketing, LLC (OR) Independence Bancshares, Inc. (SC) Marketing Services Platform, Inc. (DE) 100% 100% Aequitas Investment Management, LLC (OR) 9.9% 80.3% 95.4% 5.9% Gridbox Media, LLC (DE) Skagit Gardens, Inc. (WA) 100% APF Holdings, LLC (OR) 83.6% Aequitas Partner Fund, LLC (OR) Cloudward, Inc. (DE) Cana s Feast Winery, L.L.C. (OR) 46.3% Aequitas Income Protection Fund, LLC (DE) 100% ~3% ~3% Syncronex, LLC (DE) Certified Security Solutions, Inc. (OR)

4 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 38 of 188 Exhibit B

5 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 39 of 188 Report of Cash Receipts and Disbursements (Standardized Fund Accounting Report) Table of Contents CONSOLIDATED AEQUITAS RECEIVERSHIP ENTITIES... 1 SUBSCHEDULE... 4 AEQUITAS MANAGEMENT, LLC (AM)... 6 AEQUITAS HOLDINGS, LLC (AH)... 9 AEQUITAS COMMERCIAL FINANCE, LLC (ACF) SUBSCHEDULE AEQUITAS CAPITAL MANAGEMENT, INC (ACM) SUBSCHEDULE AEQUITAS INVESTMENT MANAGEMENT, LLC (AIM) AAM FUND INVESTMENT, LLC (AAMFI) ACC C PLUS HOLDINGS, LLC (ACCCPH) ACC F PLUS HOLDINGS, LLC (ACCFPH) ACC FUNDING SERIES TRUST (ACCFST 5) SUBSCHEDULE ACC FUNDING TRUST (ACCFT 1) ACC FUNDING TRUST (ACCFT 2) ACC HOLDINGS 1, LLC (ACCH1) ACC HOLDINGS 2, LLC (ACCH2) ACC HOLDINGS 5, LLC (ACCH5) AEQUITAS ASSET MANAGEMENT OREGON, LLC (AMO) AEQUITAS CAPITAL OPPORTUNITIES FUND, LP (COF) AEQUITAS CAPITAL OPPORTUNITIES GP, LLC (COF, GP) AEQUITAS CORPORATE LENDING, LLC (ACL) AEQUITAS EIF DEBT FUND, LLC (EIFDF) AEQUITAS ENHANCED INCOME FUND, LLC (EIF) AEQUITAS ENTERPRISE SERVICES, LLC (AES) SUBSCHEDULE AEQUITAS ETC FOUNDERS FUND, LLC (ETC) AEQUITAS HYBRID FUND, LLC (HYBRID) AEQUITAS INCOME OPPORTUNITY FUND II, LLC (IOF II) AEQUITAS INCOME OPPORTUNITY FUND, LLC (IOF)... 82

6 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 40 of 188 AEQUITAS INCOME PROTECTION FUND, LLC (IPF) AEQUITAS INTERNATIONAL HOLDINGS, LLC (AIH) AEQUITAS PARTNER FUND, LLC (APF) AEQUITAS PEER TO PEER FUNDING, LLC (AP2PF) AEQUITAS PRIVATE CLIENT FUND, LLC (PCF) AEQUITAS SENIOR HOUSING OPERATIONS, LLC (ASHO) AEQUITAS SENIOR HOUSING, LLC (ASH) AEQUITAS WEALTH MANAGEMENT PARTNER FUND, LLC (AWMPF) AEQUITAS WEALTH MANAGEMENT, LLC (AWM) AEQUITAS WRFF I, LLC (AWRFFI) ASPEN GROVE EQUITY SOLUTIONS, LLC (AGES) CAMPUS STUDENT FUNDING, LLC (CSF) SUBSCHEDULE CAREPAYMENT HOLDINGS, LLC (CPH) CAREPAYMENT, LLC (CPLLC) CP FUNDING I HOLDINGS, LLC (CPFIH) HICKORY GROWTH PARTNERS, LLC (HICKORY) ML FINANCIAL HOLDINGS, LLC (MLFH) MOTOLEASE FINANCIAL, LLC (MLF) SUBSCHEDULE THE HILL LAND, LLC (HILL LAND) UNIGO STUDENT FUNDING, LLC (USF)

7 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 41 of 188 STANDARDIZED FUND ACCOUNTING REPORT for Consolidated Aequitas Receivership Entities Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $118,117, $15,934, Increases in Fund Balance: Line 2 Business Income $149, $149, $14,020, Line 3 Cash and Securities $2,705, $2,705, $76,409, Line 4 Interest/Dividend Income $147, $147, $1,450, Line 5 Business Asset Liquidation $2,265, $2,265, $314,496, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation $ Line 8 Miscellaneous Other $4, $4, $3,133, Total Funds Available (Lines 18): $5,271, $123,389, $425,446, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors $105,072, Line 10 Disbursements for Receivership Operations Line 10 Internal Loans $2,705, Line 10a Disbursements to Receiver or Other Professionals $1,834, Line 10b Business Asset Expenses $1,507, Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses $ Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments $7, Total Disbursements for Receivership Operations $6,055, $6,055, $203,039, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 1 of 146

8 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 42 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $6,055, $308,112, Line 13 Ending Balance (As of 09/30/18): $117,334, $117,334, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $117,334, $117,334, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $117,334, $117,334, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 2 of 146

9 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 43 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund 3 Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund 5 Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

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12 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 46 of 188 STANDARDIZED FUND ACCOUNTING REPORT for Aequitas Management, LLC (AM) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $0.10 $0.00 Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $11.90 $11.90 $7, Line 4 Interest/Dividend Income $0.59 Line 5 Business Asset Liquidation Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $11.90 $12.00 $7, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments $12.00 Total Disbursements for Receivership Operations $12.00 $12.00 $7, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 6 of 146

13 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 47 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $12.00 $7, Line 13 Ending Balance (As of 09/30/18): $0.00 $0.00 Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $0.00 $0.00 Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $0.00 $0.00 OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 7 of 146

14 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 48 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

15 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 49 of 188 STANDARDIZED FUND ACCOUNTING REPORT for Aequitas Holdings, LLC (AH) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $1,051, $70, Increases in Fund Balance: Line 2 Business Income $ Line 3 Cash and Securities $153, Line 4 Interest/Dividend Income $1, $1, $6, Line 5 Business Asset Liquidation $6, $6, $2,649, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $8, $1,059, $2,880, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans $11.90 Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $11.90 $11.90 $1,820, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 9 of 146

16 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 50 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $11.90 $1,820, Line 13 Ending Balance (As of 09/30/18): $1,059, $1,059, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $1,059, $1,059, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $1,059, $1,059, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 10 of 146

17 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 51 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

18 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 52 of 188 STANDARDIZED FUND ACCOUNTING REPORT for Aequitas Commercial Finance, LLC (ACF) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $22,681, $1,244, Increases in Fund Balance: Line 2 Business Income $59, $59, $699, Line 3 Cash and Securities $887, Line 4 Interest/Dividend Income $27, $27, $976, Line 5 Business Asset Liquidation $8, $8, $47,496, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other $1, Total Funds Available (Lines 18): $95, $22,776, $51,306, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors $100, Line 10 Disbursements for Receivership Operations Line 10 Internal Loans $2,705, Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $2,705, $2,705, $31,134, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 12 of 146

19 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 53 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $2,705, $31,234, Line 13 Ending Balance (As of 09/30/18): $20,071, $20,071, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $20,071, $20,071, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $20,071, $20,071, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 13 of 146

20 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 54 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund 1 Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

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26 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 60 of 188 STANDARDIZED FUND ACCOUNTING REPORT for Aequitas Investment Management, LLC (AIM) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $530, $ Increases in Fund Balance: Line 2 Business Income $333, Line 3 Cash and Securities $1, Line 4 Interest/Dividend Income $ $ $2, Line 5 Business Asset Liquidation $200, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other $1, Total Funds Available (Lines 18): $ $531, $539, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments $ Total Disbursements for Receivership Operations $ $ $7, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 20 of 146

27 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 61 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $ $7, Line 13 Ending Balance (As of 09/30/18): $531, $531, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $531, $531, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $531, $531, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 21 of 146

28 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 62 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

29 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 63 of 188 STANDARDIZED FUND ACCOUNTING REPORT for AAM Fund Investment, LLC (AAMFI) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $44, $0.00 Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $ Line 4 Interest/Dividend Income $55.88 $55.88 $ Line 5 Business Asset Liquidation $ $ $50, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $ $45, $51, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $6, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 23 of 146

30 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 64 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $0.00 $6, Line 13 Ending Balance (As of 09/30/18): $45, $45, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $45, $45, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $45, $45, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 24 of 146

31 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 65 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

32 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 66 of 188 STANDARDIZED FUND ACCOUNTING REPORT for ACC C Plus Holdings, LLC (ACCCPH) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $0.02 $ Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $ Line 4 Interest/Dividend Income $0.03 Line 5 Business Asset Liquidation Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $0.02 $1, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $1, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 26 of 146

33 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 67 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $0.00 $1, Line 13 Ending Balance (As of 09/30/18): $0.02 $0.02 Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $0.02 $0.02 Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $0.02 $0.02 OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 27 of 146

34 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 68 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

35 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 69 of 188 STANDARDIZED FUND ACCOUNTING REPORT for ACC F Plus Holdings, LLC (ACCFPH) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $0.02 $41.73 Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $ Line 4 Interest/Dividend Income $0.03 Line 5 Business Asset Liquidation Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $0.02 $1, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $1, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 29 of 146

36 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 70 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $0.00 $1, Line 13 Ending Balance (As of 09/30/18): $0.02 $0.02 Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $0.02 $0.02 Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $0.02 $0.02 OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 30 of 146

37 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 71 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

38 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 72 of 188 STANDARDIZED FUND ACCOUNTING REPORT for ACC Funding Series Trust (ACCFST5) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $8,314, $1,528, Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $3, Line 4 Interest/Dividend Income $10, $10, $38, Line 5 Business Asset Liquidation $458, $458, $10,035, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $469, $8,783, $11,607, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses $162, Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses $ Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $163, $163, $2,986, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 32 of 146

39 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 73 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $163, $2,986, Line 13 Ending Balance (As of 09/30/18): $8,620, $8,620, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $8,620, $8,620, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $8,620, $8,620, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 33 of 146

40 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 74 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

41 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 75 of of 146

42 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 76 of 188 STANDARDIZED FUND ACCOUNTING REPORT for ACC Funding Trust (ACCFT1) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $7,885, $2,477, Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $4,235, Line 4 Interest/Dividend Income $9, $9, $35, Line 5 Business Asset Liquidation $48,429, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $9, $7,895, $55,178, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors $41,464, Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $5,818, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 36 of 146

43 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 77 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $0.00 $47,282, Line 13 Ending Balance (As of 09/30/18): $7,895, $7,895, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $7,895, $7,895, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $7,895, $7,895, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 37 of 146

44 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 78 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund 1 Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

45 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 79 of 188 STANDARDIZED FUND ACCOUNTING REPORT for ACC Funding Trust (ACCFT2) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $6,534, $4,285, Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $2,995, Line 4 Interest/Dividend Income $8, $8, $29, Line 5 Business Asset Liquidation $27,433, Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $8, $6,542, $34,745, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors $20,654, Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $7,548, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 39 of 146

46 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 80 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $0.00 $28,202, Line 13 Ending Balance (As of 09/30/18): $6,542, $6,542, Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $6,542, $6,542, Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $6,542, $6,542, OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 40 of 146

47 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 81 of FAIR Reporting Expenses Total Plan Implementation Expenses Not Paid by the Fund Line 15c Tax Administrator Fees & Bonds Not Paid by the Fund Total Disbursements for Plan Administrative Expenses Not Paid by the fund Line 16 Disbursements to Court/Other Not Paid by the Line 16a Investment Expenses/CRIS Fees Line 16b Federal Tax Payments Total Disbursements to Court/Other Not Paid by the Line 17 DC & State Tax Payments Line 18 No. of Claims: Line 18a # of Claims Received This Reporting Period Line 18b # of Claims Received Since Inception of Fund Line 19 No. of Claimants / Investors: Line 19a # of Claimants / Investors Paid This Reporting Period Line 19b # of Claimants / Investors Paid Since Inception of Fund 1 Receiver: By: (signature) Ronald F. Greenspan (printed name) Receiver (title) Date: November 1, of 146

48 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 82 of 188 STANDARDIZED FUND ACCOUNTING REPORT for ACC Holdings 1, LLC (ACCH1) Cash Basis Receivership; Civil Court Case No. 3:16cv00438PK REPORTING PERIOD 07/01/2018 TO 09/30/2018 FUND ACCOUNTING (See Instructions): Current Reporting Period 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Line 1 Beginning Balance $0.02 $11.00 Increases in Fund Balance: Line 2 Business Income Line 3 Cash and Securities $2, Line 4 Interest/Dividend Income $0.04 Line 5 Business Asset Liquidation Line 6 Personal Asset Liquidation Line 7 ThirdParty Litigation Line 8 Miscellaneous Other Total Funds Available (Lines 18): $0.02 $2, Decreases in Fund Balance: Line 9 Disbursements to Senior Secured Lenders/Investors Line 10 Disbursements for Receivership Operations Line 10 Internal Loans Line 10a Disbursements to Receiver or Other Professionals Line 10b Business Asset Expenses Line 10c Personal Asset Expenses Line 10d Hospital Settlements & Investment Expenses Line 10e ThirdParty Litigation Expenses 1. Attorney Fees 2. Litigation Expenses Total Thirdparty Litigation Expenses Line 10f Tax Administrator Fees and Bonds Line 10g Federal and State Tax Payments Total Disbursements for Receivership Operations $2, Disbursements for Distribution Expenses Paid by the Line 11 Line 11 Distribution Plan Development Expenses Line 11a Distribution Plan Development Expenses: Independent Distribution Consultant (IDC) Total Plan Development Expenses Line 11b Distribution Plan Implementation Expenses: 42 of 146

49 Case 3:16cv00438JR Document 662 Filed 11/09/18 Page 83 of Federal Account for Investor Restitution (FAIR) Reporting Expenses Total Plan Implementation Expenses Total Disbursements for Distribution Expenses Paid by the Fund Line 12 Disbursements to Court/Other: Line 12 Disbursements to Court Line 12a Investment Expenses/Court Registry Investment System (CRIS) Fees Line 12b Federal Tax Payments Total Disbursements to Court/Other: Total Funds Disbursed (Lines 912): $0.00 $2, Line 13 Ending Balance (As of 09/30/18): $0.02 $0.02 Line 14 Ending Balance of Fund Net Assets: Line 14a Cash & Cash Equivalents $0.02 $0.02 Line 14b Investments Line 14c Other Assets or Uncleared Funds Total Ending Balance of Fund Net Assets $0.02 $0.02 OTHER SUPPLEMENTAL INFORMATION: 07/01/18 to 09/30/18 03/16/16 to 09/30/18 Report of Items NOT To Be Paid by the Disbursements for Plan Administration Expenses Not Line 15 Paid by the Line 15 Disbursements for Plan Administration Expenses Line 15a Plan Development Expenses Not Paid by the Total Plan Development Expenses Not Paid by the Fund Line 15b Plan Implementation Expenses Not Paid by the 43 of 146